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ANTONIA LANT
* I would like to thank Donald Craftonfor earlyconversationson this topic, Isabelle Frankfor
more recentdiscussions,AnnetteMichelsonforsuggestingWorringer'sEgyptian Art,and IngridPeriz
forher encouragement.
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2. Tom Gunning,"An Unseen EnergySwallowsSpace: The Space in EarlyFilm and Its Relation to
American Avant-GardeFilm,"in FilmBeforeGriffith, ed. John Fell (Berkeley:Universityof California
Press, 1983), p. 363, quoting a reviewerfromthe New YorkMail and Express,firstcited in Robert C.
Allen, Vaudevilleand Film,1895-1915: A Studyin MediaInteraction(Ph.D diss.,Universityof Iowa, 1977),
p. 131.
3. Maxim Gorky,"A Reviewof the Lumiere Programat the Nizhni-NovgorodFair,"July4, 1896,
trans.Leda Swan,in Kino:A History ofRussianand SovietFilm,ed. JayLeyda (London: George Allen and
Unwin,1960), p. 408.
4. EarlyCinema:Space,Frame,Narrative, ed. Thomas ElsaesserwithAdam Barker (London: British
FilmInstitute,1990).
5. See, for example, Miriam Hansen, Babel and Babylon:Spectatorship in AmericanSilentFilm
(Cambridge: Harvard UniversityPress, 1991), and JudithMayne, The Womanat theKeyhole: Feminism
and Women's Cinema(Bloomington:Indiana University Press,1990).
6. Adolf Hildebrand, TheProblem ofFormin Paintingand Sculpture[1893], trans.Max Meyerand
RobertMorrisOgden (New York:G. E. Stechert& Co., 1932; reprint,New York:Garland, 1978); Alois
Riegl,Problems ofStyle:Foundations
fora HistoryofOrnament [1893], trans.EvelynKain withan introduc-
tion by David Castriota and prefaceby Henri Zerner (Princeton: PrincetonUniversityPress, 1993);
Riegl,LateRomanArtIndustry [1901], trans.RolfWinkes(Rome: GiorgioBretschneiderEditore,1985).
WilhelmWorringerwritesthat "it is to Riegl that the greatestincentivesto the workare due," while
Benjamin described him as "a decisiveinfluence,"applyinghis theoryof the Kunstwollen to his failed
Ph.D thesison Germantragicdrama (WilhelmWorringer, and Empathy:
Abstraction A Contributiontothe
PsychologyofStyle[1908], trans.Michael Bullock [NewYork:Meridian,1948], p. 137). See Thomas Y.
Levin, "WalterBenjamin and the Theoryof ArtHistory,"October 47 (Winter1988), pp. 77-83. Walter
Benjamin,Ursprung desdeutschen Trauerspiels(Berlin:ErnstRowoltVerlag,1928).
7. Riegl,LateRomanArtIndustry, p. 9.
8. See Michael Ann Holly, Panofskyand theFoundationsofArtHistory(Ithaca, N.Y.: Cornell
University Press,1984) forfurtherdiscussion.
9. Riegl, "Late Roman or Oriental?" [1902], in GermanEssays on ArtHistory:Winckelmann,
Burckhardt, Panofsky,and Others,ed. Gert Schiff,The German LibrarySeries, vol. 79 (New York:
Continuum, 1988), p. 181. Riegl's essay,writtenas a polemic against another art historian,Josef
Strzygowski, summarizesthe broad argumentsof his earlierbook LateRomanArtIndustry and originally
appeared in BeilagezurAllgemeinen Zeitung(Munich,April23, 1902).
10. Hildebrand,TheProblem ofForm, reprintedition,p. 15.
11. Riegl,"Late Roman or Oriental?"p. 174. He seems to refer,therefore,tojust twoyearsbefore.
See also LateRomanArtIndustry, p. 88.
12. Worringer,EgyptianArt,trans.Bernard Rackham (London: Putnam's,1928), p. 82; originally
published as Agyptische Kunst:Probleme ihrerWertung (Munich: Piper, 1927). This book is marked by
extremelycomplex and oftenracistargumentsmobilizedboth to explain ancient Egyptianarchitec-
tureand art,and to associateit withcontemporaryculturein the United States.One of Worringer's
conclusionsis thatthereis a discontinuity betweenEgyptianartand the culturethatmade it. I takeup
theseissuesin a forthcoming essay.
"the problemof the historyof the genesisof space" was "a trulymodernone. Only
for men of todaycould the question of the essence of spatialitybecome one of
such actualityfor the historyof the spirit.We modernswere the firstwho could
find in this any problem at all."13Worringerconcluded his book withthe same
sentiment:"I have a strongconvictionthatthe rise of thisideal figure[the desire
for realizationof full space-expressionin culture] in me is no accident, but the
hidden consequence of general transformations whichour historicaloutlook and
judgment are undergoingat this momentin evolution-and which urge one to
put the question to whichan answeris here attempted,"the question of the trans-
formationof spatialexpressionin culture.14
The impulsefortaxonomiesofform,or whatWorringer willcall "morphologies
of culture,"derived fromthe impact of modernistimages, the proliferationof
mass-culturalmaterials,the explosion of new "culturesof import,"and shiftsin
urban experience that immersed filmmakers,sculptors,and museum curators
alike.15As Worringerinsists,these changes put spatialityat "the center of our
perceptualinterest."16
In this essayI bring earlycinema into contactwithadjacent theoriesof art
that analyze space, to illuminate that stage of the historyof cinema when its
processes of descriptionwere found so strikingly odd, new,or unfamiliar.When
Gorkycomments that "Everythingthere-the earth, the trees, the people, the
waterand the air-is dipped in monotonousgray,"whatdisturbshim in partis the
democratizingeffectof cinema, that all elements,dead or alive, human or not,
inhabitone metaphoricaland literalplane.17"The ashen-grayfoliageof the trees
swaysin the wind,and the graysilhouettesof the people ... glide noiselesslyon the
grayground,"as if oblivious to one another,theirrelativesignificanceunclear.18
Later,VirginiaWoolffuses (or confuses) fluffcaught in the projectiongate with
the representationof a tadpole, and thatwithnovelevocationof emotionalstates;
and she describesher attentionwandering,like Gorky's,movingacrossthe surface
of the screen, but also probing into depth, selecting for interestthe gardener
mowingthe lawn beyond (or above) Anna Karenina and her lover.19And then
25. In factRiegl will argue thatit is in Dutch seventeenth-century art that the most ideal balance
betweenobjectiveand subjectiveelementsis achieved.See MargaretIverson'sdiscussionof this"delicate
equipoise"in AloisRiegl:ArtHistory and Theory (Cambridge:MIT Press,1993), p. 147 and elsewhere.
26. Riegl, Late RomanArtIndustry, p. 60. Riegl earlier refersto this "latentcontradiction"in his
chapter on architecture:"In ancient artisticcreation there existed fromthe verybeginninga latent
innercontroversy; one was not able to avoid a subjectiveblend in spiteof the intendedbasicallyobjective
perceptionof objects.This latentcontroversy was the seed forall laterdevelopment."(See pp. 22, 24.)
27. See ArthurDanto, "GeorgesBraque," TheNation(August27, 1988), pp. 174-76, fora discussion
of this theme. Louis Vauxcelles and Le Douanier Rousseau both apparentlymade the connection to
Egypt,althoughonlytheVauxcellesreferenceis clearlydocumented.
28. Riegl, Late RomanArtIndustry, p. 63. Riegl here refersto Egyptian accomplishment"in the
conquering of raw materials,"in which they have been "superior to all their successors until the
presentday,"although he is onlyimpressedby thiswithincertainlimits.
By 1891 Owen Jones's The Grammarof Ornament had become "a veritable
bible of reference... to Englishand Americandecorators,the decorativeartist,
the cultivatedamateur in aesthetic matters,and the professionalarchitect."29
Publishedin 1856, afterJoneshad participatedin designingthe 1851 GreatExhi-
bition in London, the volume illustrateddecorativeartfromaround the world.30
Jones began his one-hundred-plateselection with three plates from "Savage
Tribes,"followedby nine of Egyptianornamentand threeAssyrianand Persian
examples. His message,shared by others,was thatEuropean designwas sorelyin
need of renewal, but-and here he differedfrom other commentators-he
proposed that the sources of greatestaccomplishmentin design were outside
Europe, where,in Savage Tribes,"the principlesof the veryhighestornamental
art are manifest,"even in "theverybarbarouspractice"of tattooingthe face.31In
Egyptiandesign the same highvalue was to be found,via "inspirationdirectfrom
nature."But ratherthan naturalisticcopying,in Egyptiandesign the "lawswhich
the worksof nature display"are observedso "thatEgyptianornament,however
conventionalized,is alwaystrue."32 Jones concludes: "We venture,therefore,to
claim forthe Egyptianstyle,thatthoughthe oldest,it is, in all thatis requisiteto
constitutea true styleof art, the most perfect.The language in whichit reveals
itselfto us may seem foreign,peculiar,formal,and rigid,but the ideas and the
teachingsit conveysto us are of the soundest.As we proceed withotherstyles,we
shall see thattheyapproached perfectiononlyso faras theyfollowed,in common
with the Egyptians, the true principles to be observed in every flowerthat
grows."33 In otherwords,in anotherinfluentialstrandof assessmentof visualcul-
ture,overlappingwithRiegl'sin itsfocuson decorationbut divergentin itssetting
store by nature rather than the cultural engine of the Kunstwollen, Egyptian
accomplishment represented the apogee of decoding and understanding, a
source of immediatevalue and interestratherthanan ancienthistoricalmooring.
To thisbriefsurveyof Egypt'svariableratingswithinthe flurry of late-nine-
teenth-century grammars of art we may now relate the cinema. I have argued
elsewhereforthe immenserangeof attractionsof Egyptforearlycinema,fromthe
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Mortde Sail. 1912.
scenes of Ramses' court, the sets patterned to suggest a similar cinematic lineage.
At one point a servant leaves the palace, parting curtains between two massive
Antinous figures. A wall incised with birds, an oar, and feathers fills right frame;
behind him is the flattest lotus pattern, while on the stele by his side are car-
touche strips. The full volume of his live body is heightened by its motion
through the curtains, and by its juxtaposition with slimmer, static, or totally flat,
nonperspectival representational forms. In a second scene, the woman Rameses
loves flings open drapes to reveal the gleaming statue of Isis in depth; she heads
toward it, forsaking the hieratic, film-stripborders of the frame for the more
three-dimensional world of gods and godesses beyond.52 In a later film, She
(1925), based on H. Rider Haggard's novel, the same elements occur, but highly
eroticized. The curtain is transparent, printed with a life-sized, Egyptianate
human frieze. Behind it glows a light, illuminating a huge statue, a fountain
playing, and She moving. Suddenly the curtain is torn open by the moving volume
of her body passing through it, her head backlit and veiled as she prowls toward
Holly, more fullyrevealing as she goes the luxury of the hidden space behind her.
The curtain itself,with its figures, slight folds, and undulations, slight thickness,
not quite one with the skin of the screen, portends this spatial rending. Even the
many mummy cases of silent cinema, painted and designed, sometimes in relief,
and containing bound actors who will come to life, profferspatial forms in the
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57. Ibid., p. 199; see also p. 213. PhilipKuberskirefersto thispassage, althoughmore to drawon its
negativeevaluationsof the culture,in his veryinterestingessayon Egyptin ThePersistence ofMemory:
Organism, Myth,Text(Berkeley:University of CaliforniaPress,1992).
58. "The inummerableedificesof the Egyptiansare half below the ground and half rise above it
into the air" (Hegel, ThePhilosophy ofHistory,p. 199).
59. Anothertypeof bas-reliefwas associatedwithEgyptin thisperiod: travelersand scholarsmade
"squeezes" fromincised hieroglyphictexts,usuallypapier mach6 impressions,dried, and then studied
later,or perhapskeptas souvenirs.Gradually,photographytook overthisrole.
60. See illustrationin Lant, "The Curse of the Pharaoh,"p. 86.
61. See illustrationin ibid.,p. 102.
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Bara. 1917. (CourtesyoftheAcademyof
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for Universal, but of the icons and even (apparently) the camera, have now
rotated the spectator too, making him or her seem to change places with the
sphinx and pyramids-in fact,the rotationceases just as the viewerwould come
into sightof him-or herself,as it were. The motion throughalmost 180 degrees,
prizes open a volumewithinwhichthe storywillunfold-the extravagantopening
pan marksout and inventsthat volume, dramatizingit by forcingit out of the
stone remainsof Egypt.We have,in effect,traveledbehind the haptic,around it,
to its reverseside, or inside-the side that,according to Riegl, cannot be known
fromthe outer surface.The cinema offersus thatpossibilty, and TheMummy here
both knowsit and flauntsit,in the processnarratively reorientingthe spectatorto
the darker,hidden, otherside of Egypt,the occultic over the scientific,and then,
later in the film,nostalgicallyrememberingthe overthrownsilentpast of filmin
an entirelymute pharaonic sequence. TheMummy looks both ways,being formally
innovativein its use of sound, scale models, and back projection,but mournful
both forsilentcinema and forEgypt,"the real Egypt"in the wordsof the heroine,
Helen, the one with "nothing dreadfully modern." This fulcrul position is
expressed thematicallyin the figureof the mummy,suspended between lifeand
death; in the heroine,who is half-Europeanand half-Egyptian, part new woman,
partancientprincess,speakingboth Englishand an ancientEgyptianlanguage; in
the political discussionof the fateof excavated remains,whethertheyshould be
in Europe or Egypt;and in the presentationof two approaches to archaeology,
the scientificand psychic,representedbydoctorsWhempleand Muller,fromLon-
don and Vienna. And it is also implied that Helen is a psychoanalyticpatient of
Dr. Muller,but that'sanotherstory.
92. Benjamin continues: "Let us compare the screen on whicha filmunfoldswiththe canvas of a
painting.The painting invitesthe spectatorto contemplation;before it the spectatorcan abandon
himselfto his associations.Beforethe movie framehe cannot do so. No sooner has his eye grasped a
scene than it is alreadychanged" (ibid., p. 238).
93. Ibid.
94. Burch,Lifeto ThoseShadows,p. 2. He studiesBritain,France, and America,whichhe groups as
"the capitalistand imperialistWest"on p. 3.
95. Ibid., pp. 2, 7-8,
96. Ibid., p. 163.
97. Ibid., pp. 163, 164.
entails,besides the directionof actors into everynook and crannyof a box, the
developmentof dramatic,artificiallightingto "give the image relief,"destroying
the boundaries of the frame through dark shadow, implyingoff-screenspace
throughcast shadow,and employingphotographicangles thatavoid frontality.105
Oblique camera angles make visiblemanymore surfacesof tables,floors,and so
on, and thus"multiplythe signsof linear perspectiveacross the visualfield:a pro-
fusion of convergentlines [is] to be presented to the eye to prove that what
confrontsus reallyis a haptic space." Burch makes the finalstep of his argument
when he statesthatcamera movementmaybe "the main guarantorof this'haptic-
06Camera movement provides "at one go . . . both an analogue of the
ity."''"
'motionlessvoyage' [of the spectator]in diegetic space and the tangible proofof
the three-dimensionality of 'haptic' space."107For Burch the haptic is clearlytied
to convictionof spatial illusion,such thata viewerbelieveshe or she could touch
the photographedobjects and actors,as if theyexistedin real space. Arrivalat a
haptic space marksthe end of the "contradictionof surfaceand depth that had
dividedprimitivecinema,"nowonlyoccasionallyself-consciously revisited,as in The
CabinetofDr. Caligari.0os Burch's haptic growsfromthe increased use of varied
shadowand the idea of an invitationintobelievableroom,intoboundlessspace.
All of thisnot onlyrunscounterto Riegl'smeaningsforthe term,but in fact
definesthe optical mode. WithinBurch'sown framehaptic makessense,but it has
lost both the objective,self-contained, clearlyborderedmeaningof Riegl's (foran
art that did not relyon deep shadow and illusion and that could frequentlybe
almostas wellknownthroughtouch),and thevisceral,crowding,physical,dislocat-
ing impact of Benjamin's as he adapts the concept to modernity.The resulting
confusion,as one tries to followthe uses, is a cautionarytale againsttoo loosely
allying the historiographyof one field with the emerging historiographyof
another.And one cannot help regretting thatBurchwas unawareof a paradox that
Riegl tookgreatpains to explain,in termswe mightnow associatewithfilmtheory:
thatwithan increased space and three-dimensionality the figurein a
work of art is also increasinglydematerialized.The period whichwas
mostmaterialistic in artwas the ancientEgyptianwhichrepresentedthe
individualobjectwheneverpossiblein the twodimensionsof heightand
widthbut also touchable to the beholder.From the point when Greek
art consciouslytried to expressthe individualshape also withthe third
dimensionof depth therewas not, as one mightassume,the impression
of increasedmateriality forthe beholder but rathera decreased one as
a consequence of the increasingimportancewhichnow the intellectual
consciousness(experience) gained forthe perceptionof a workof art.