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Contents lists available at ScienceDirect

Performance Enhancement & Health


journal homepage: www.elsevier.com/locate/peh

Psychological recovery: Progressive muscle relaxation (PMR), anxiety,


and sleep in dancers
Lana J. McCloughan a,∗ , Stephanie J. Hanrahan a , Ruth Anderson b , Shona R. Halson c
a
The University of Queensland, Schools of Human Movement Studies and Psychology, St Lucia, Australia
b
MiND HQ, United Kingdom
c
The Australian Institute of Sport, Belconnen, Australia

a r t i c l e i n f o a b s t r a c t

Article history: The current study was designed to test the efficacy of progressive muscle relaxation (PMR) in improving
Received 25 May 2015 the sleep onset latency (SOL) of full time dancers. A pre and post intervention study design examined sleep
Received in revised form duration and efficiency, and change in SOL as a function of trait anxiety using PMR for the intervention.
11 November 2015
Twelve female dancers aged 18–23 years were recruited from the Queensland University of Technology
Accepted 14 November 2015
Available online xxx
dance programme. Trait anxiety was differentiated into social evaluation, physical danger, and ambiguous
dimensions using the Endler Multidimensional Anxiety Scale-Trait (EMAS-T) scales. Sleep parameters
were monitored using wristwatch actigraphy over a 14 day period with a PMR intervention in Week 2.
Keywords:
Psychology Sleep duration and efficiency were compared to published data, and improvements in SOL were examined
Dance for those with poorer baseline SOL and higher trait anxiety. Sleep duration and efficiency in this sample did
Sport not significantly differ to that of previously published data from athlete and dance samples. Participants
Psychological stress with high trait social evaluation anxiety showed a statistically significant decrease in SOL from Week
Homeostasis 1 to Week 2 (Z = −2.02, p = .04), with a large effect size (r = .90) following PMR training. Sleep needs of
Actigraphy full time dancers differ to those of the general population. PMR is indicated as an effective strategy
for improving SOL in higher trait social evaluation anxiety elite performers. Replication with a large
randomised controlled trial and an athlete sample is needed.
© 2015 Elsevier Ltd. All rights reserved.

1. Introduction Recovery is defined as the re-establishment of psychologi-


cal and physiological resources to allow for future use (Kellman
This study was conceptualised in response to the assistance & Kallus, 1999). Different performance contexts involve differ-
given to athletes by the sports science and psychology staff at the ent physical and mental stressors in training and performance,
Australian Olympic team’s recovery centre during the London 2012 and individuals differ in their abilities to cope with stressors.
Olympic Games. Sleep was viewed as vital for athletes’ recovery at Responsible for the secretion of the stress hormone cortisol, the
the games, and progressive muscle relaxation (PMR) was employed hypothalamic–pituitary–adrenal (HPA) axis is primarily activated
as a relaxation strategy to offset the psychological (cognitive) and when the body responds to stress (Miller & O’Callaghan, 2002).
physical (somatic) stressors experienced. There is evidence for the Socio-evaluative threat (the threat of negative evaluation from oth-
use of PMR in the general population as an effective treatment for ers) during training and performance can activate the HPA axis
sleep issues, but little evidence exists to support the use of PMR for (Suay et al., 1999). During stress, elite performers experience a
performers. For the purpose of this study, “elite” refers to highly deviation from the homeostasis state, requiring restoration during
skilled, and “performers” refers to those who perform or execute recovery for training and performance standards to be maintained
a physical skill. The present study was a preliminary pilot evalua- (Beckmann & Kellmann, 2004).
tion of PMR in full time dancers with the view to replication with Athletes, coaches, and trainers identify sleep as an important
an athlete sample and a larger randomised controlled trial in the aspect of the recovery process and crucial for optimal perfor-
future. mance (Postolache et al., 2005; Samuels, 2008). Physically, sleep
is critical for protein synthesis, growth hormone release, and for
the facilitation of glucose metabolism (Davenne, 2009; Spiegel,
∗ Corresponding author. Tasali, Leproult, & Van Cauter, 2009). Sleep also has been iden-
E-mail address: lana.mccloughan@swimming.org.au (L.J. McCloughan). tified as the most important factor in performance on cognitive

http://dx.doi.org/10.1016/j.peh.2015.11.002
2211-2669/© 2015 Elsevier Ltd. All rights reserved.

Please cite this article in press as: McCloughan, L. J., et al. Psychological recovery: Progressive muscle relaxation (PMR), anxiety, and
sleep in dancers. Performance Enhancement & Health (2015), http://dx.doi.org/10.1016/j.peh.2015.11.002
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2 L.J. McCloughan et al. / Performance Enhancement & Health xxx (2015) xxx–xxx

tasks (Pilcher & Huffcutt, 1996; Rosekind, 2005). Research on the chair with the feet on the floor next to each other, knees in a 90◦
effects of sleep loss on athletic performance has found that mood, angle, arms resting on upper legs; or, laying down with arms next to
psychomotor, and cognitive function decline more rapidly than body and support under knees or knees bent; takes between 8 and
physical capabilities (Davenne, 2009; Mougin et al., 1991; Souissi, 30 minutes; and may or may not involve daytime practice as well
Sesboüé, Gauthier, Larue, & Davenne, 2003). The benefits of sleep as use before bedtime (Taylor & Roane, 2010). The feelings of relax-
extension have demonstrated measurably improved athletic per- ation and the contrast between feelings of tension and relaxation
formance (Mah, Mah, Kezirian, & Dement, 2011). Therefore, sleep raise individuals’ awareness and recognition of tension, allowing
appears to have a vital role in recovery, and the sleep needs of elite conscious relaxation.
performers may differ from other populations (Davenne, 2009). In summary, evidence has indicated that elite performers have
Theorists have suggested that sleep quality and patterns dif- different sleep requirements than the general population. Sleep
fer for athletes compared to nonathletic populations (Davenne, is an important recovery strategy after physical and psychologi-
2009; Leger, Metlaine, & Choudat, 2005; Savis, 1994). Wristwatch cal stress for elite performers to return to homeostasis (Halson,
actigraphy has been used to measure the sleep of elite athletes 2008). Trait anxiety has been found to influence poor sleep qual-
(Leeder, Glaister, Pizzoferro, Dawson, & Pedlar, 2012). Actigraphy ity, in particular SOL, in general and clinical populations with sleep
is an objective measure of sleep involving a device worn on the issues. The efficacy of PMR in enhancing the sleep of elite perform-
wrist of the user to record the number and amplitude of move- ers has not been established. The current study was designed to
ments. Used in conjunction with a sleep diary, actigraphy provides test the efficacy of PMR in improving the SOL of full time dancers. It
a validated alternative to laboratory-based polysomnography (PSG) was hypothesised that full time dancers would record shorter sleep
recording of some sleep parameters (Kushida et al., 2001; Vallieres durations with less efficient sleep than general populations in line
& Morin, 2003). Significant differences have been reported between with published data; and that a PMR intervention would improve
athletes and age- and sex-matched controls across time in bed, the SOL of full time dancers with poor SOL and high trait anxiety.
sleep onset latency (SOL), time awake, sleep efficiency, actual sleep,
moving minutes, and moving time (Leeder et al., 2012). Greater
individual variance was found within each variable for the athletes, 2. Method
suggested to be due to differential physiological and psychological
stress (Leeder et al., 2012). A study of elite dancers recorded simi- Participants were recruited from the Queensland University of
lar baseline data to athletes during a normal training phase (Fietze Technology (QUT) Dance programme (n = 12; mean age 20.09 years,
et al., 2009; Leeder et al., 2012). SD = 1.45; 84% identifying as Caucasian, 8% South African, and 8%
Psychological factors such as trait anxiety have been found to Asian). Participation was voluntary. Inclusion criteria for the study
affect sleep quantity and quality (Du et al., 2009; Kajimura et al., comprised age of at least 18 years of age, female gender, and full-
1998; Savis, 1994). In several studies of both clinical and general time participation at an elite performance level. All participants
populations, individuals with high trait anxiety have demon- were in a stable training phase (daily average = 3 h 39 m, SD = 33 m)
strated chronically poor SOL and a higher number of awakenings during the study. A single gender sample was used to account for
during the night (Du et al., 2009; Kajimura et al., 1998; Viens, known gender differences in sleep and the presentation of anxi-
De Koninck, Mercier, St-Onge, & Lorrain, 2003). Pre-performance ety (Endler, Parker, Bagby, & Cox, 1991; Leeder et al., 2012). Given
sleep problems are widely reported by elite athletes and in elite the physiological nature of sleep monitoring, exclusion criteria
dance populations (Erlacher, Schredl, & Lakus, 2009; Fietze et al., included recent long haul travel, altitude exposure, concussion, and
2009). Recent research demonstrated a strong negative association the use of pharmacologic or natural sleep aides (Leeder, Gardner,
between pre-sleep state anxiety and self-reported sleep quality of Foley, van Someren, & Pedlar, 2009; Pedlar et al., 2005).
athletes (Romyn, Robey, Dimmock, Halson, & Peeling, 2015). In a After consent was obtained, participants completed a demo-
review of sleep and sport, it was concluded that more sophisti- graphics questionnaire and the Endler Multidimensional Anxiety
cated research was required because current interventions have Scale-Trait (EMAS-T), a 60-item self-report measure of four situa-
been based largely on clinical experience and evidence derived tional dimensions of trait anxiety including social evaluation (SE),
from fields not relevant to athletes (Postolache et al., 2005). Sleep physical danger (PD), ambiguous (AM), and daily routines (DR;
medication is not ideal for athletes due to possible effects on phys- Endler, Edwards, Vitelli, & Parker, 1991). Each item is rated on a
ical and cognitive performance during subsequent training and scale from 1 = not at all to 5 = very much, with a possible range of
performance (Leger et al., 2005). For the management of insomnia 15–75 for each subscale. Seven items are worded positively and
and sleep disruption in athletes, relaxation may greatly help dur- the response scale reversed to avoid response set bias. The reported
ing regular training periods and before competitions (Leger et al., coefficient alphas range from r = .87 to r = .96, indicating high inter-
2005). nal consistency (Endler, Edwards, et al., 1991; Endler, Parker, et al.,
PMR has been one of the most widely investigated of all relax- 1991). In the current study high internal consistency was reported
ation strategies and is recognised by the American Psychological for the EMAS-T subscales SE (˛ = .73), PD (˛ = .76), and AM (˛ = .73).
Association as an empirically supported treatment for insomnia The EMAS-T DR scale failed to demonstrate acceptable reliabil-
(de Niet, Tiemens, Kloos, & Hutschemaekers, 2009; McCallie, Blum, ity (˛ = .27), and was excluded from the final analyses. Moderate
& Hood, 2006; Morin et al., 1999). The mechanisms of its efficacy to high test-retest reliabilities of the EMAS-T subscales have been
are suggested to be based upon the known connection between reported over different time intervals and in diverse groups, ran-
stress and sleep issues (Van Reeth et al., 2000). The conscious ging from r = .50 to .79 (Endler, Edwards, Vitelli, & Parker, 1989).
directed initiation of the homeostasis-restoring parasympathetic Mean scores for American undergraduate females for the EMAS-T
nervous system (PNS) branch of the autonomic nervous system SE, PD, and AM subscales are 49, 66, and 43, respectively (Endler,
down-regulates the over-active HPA axis, supported by evidence Edwards, et al., 1991; Endler, Parker, et al., 1991).
of a post PMR reduction in salivary cortisol and increased heart Over the duration of the study participants completed daily
rate variability (Dolbier & Rush, 2012). sleep diaries morning and night, noting bed time, get-up time,
PMR is the use of scripts (in-person, audio, or video) involving nap times, caffeine consumption and time, screen use time (televi-
tensing (4–7 s) and then relaxing (20–45 s) different muscle groups sion, phone, computer, tablet) before sleep, and self-reported sleep
throughout the body (McCallie et al., 2006; Mezo, Hall, Duggan, & quality. At the start of Week 2, an 8.5 min PMR audio was sup-
Noël, 2011; Taylor & Roane, 2010). PMR is undertaken seated on a plied to the participants (either on CD, USB, or MP3 device) with

Please cite this article in press as: McCloughan, L. J., et al. Psychological recovery: Progressive muscle relaxation (PMR), anxiety, and
sleep in dancers. Performance Enhancement & Health (2015), http://dx.doi.org/10.1016/j.peh.2015.11.002
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Table 1
Participant means and standard deviations for all study variables in Weeks 1 and 2.

Variable Week 1 Week 2

M SD M SD

Bedtime (hh:mm) 23:03 1:33 22.57 1:27


Get-up time (hh:mm) 06:55 1:10 06:47 1:04
Time in bed (h:m) 7:52 0:44 7:50 0:42
Sleep onset latency (m:s) 5:37 4:39 5:15 4:58
Sleep duration (h:m) 6:56 0:39 6:53 0:37
Sleep efficiency (%) 88.06 5.45 87.83 4.00
Time awake/light sleep (h:m) 0:45 0:22 0:46 0:19
Self-reported sleep quality 3.55 .50 3.68 .40
Average screen time (h:m) 1:08 0:43 0:55 0:38
Average caffeine serves per day .95 .44 .79 .44
Average last caffeine serve time (h:m) 6:14pm 3:36 6:43pm 4:22

instructions to do PMR at least once daily after the completion of performed (Tabachnick & Fidell, 2007). The transformation failed
training but prior to bed. Choice of PMR location, position (seated to improve the skewness therefore analyses of the un-transformed
or laying down), gender of voice on PMR audio recording (male or data are presented. Positive skew of data had no implication for the
female), and time of day (hh:mm) were recorded in a PMR diary. Wilcoxon signed-rank tests (as a repeated measures analysis). No
The activity monitors are wristwatch-like devices that contin- multivariate or univariate outliers were found.
uously record body movement (stored in 1-min epochs for the The group’s means for the EMAS-T were: social evaluation
current study; Phillips Respironics, Bend, Oregon). The monitors M = 44.50, SD = 6.42, physical danger M = 39.25, SD = 4.41, and
were worn by participants on the same, non-dominant wrist for ambiguous M = 38.67, SD = 5.50. A summary of the means and
the duration of the study, with the exception of when swimming standard deviations for all variables are presented in Table 1. PMR
or showering. Time was scored as awake unless two of the following was used 90% of the prescribed times, with eight sessions missed
conditions were met simultaneously: (a) the sleep diary indicated out of a possible 84 (mostly when bedtime was late at night).
that the participant was lying down attempting to sleep; (b) the The majority of PMR sessions were completed at home (96%) and
activity counts from the monitor were sufficiently low to indicate lying down (87%). Use of male or female voices in the guided PMR
that the participant was immobile; or (c) the participant recorded recordings was evenly distributed (46% male voice and 54% female
that they were either sleeping or waking by pressing the button voice); with only two of the 12 participants consistently using the
on the actigraphy monitor, marking the data. The scoring process same gender audio over the seven day PMR period. Weeks 1 and 2
was conducted using the Phillips Respironics’ Actiwatch Algorithm correlations are reported in Tables 2 and 3, respectively. In Week
with sensitivity set at medium (Kushida et al., 2001). The following 1, time of last caffeine serve significantly positively correlated with
dependent variables were derived from the sleep diary and activ- average screen time (later caffeine serves related to longer screen
ity monitor data: bedtime (hh:mm), get-up time (hh:mm), time in time duration), and SOL significantly negatively correlated with
bed (h:m), sleep onset latency (m:s), sleep duration (h:m), sleep sleep efficiency (longer SOL related to poorer efficiency).
efficiency (%; sleep duration as a percentage of time in bed), and T-tests were conducted comparing the current sample’s sleep
time awake/light sleep (h:m; the amount of time spent awake or data to that of previously published athlete and dance samples
sleeping lightly after sleep onset). (Fietze et al., 2009; Leeder et al., 2012). The baseline recordings
After the completion of the study participants were offered feed- of sleep duration (M = 6 h 56 m, SD = 39 m) and efficiency (88%,
back regarding their individual sleep data. Upon commencement SD = 5%) reported no significant difference with published actig-
of data collection, a unique code was generated for each partici- raphy recordings of an athlete sample (duration M = 6 h 55 m,
pant, and all data were de-identified. All monitoring was conducted SD = 43 m; efficiency M = 81%, SD = 6%), and a dance sample (dura-
between June and September, 2013. All materials and procedures tion M = 6 h 58 m, SD = 43 m; efficiency M = 81%, SD = 4%; Fietze et al.,
were approved by The University of Queensland School of Psychol- 2009; Leeder et al., 2012). Further analyses focused on changes in
ogy ethics committee (approval #13-PSYCH-MAP-36-AH). the participants’ sleep onset time because prior research has identi-
Initial data analyses were performed using the Statistical Pro- fied it as the sleep variable most likely to be affected by using PMR
gram for the Social Sciences (SPSS; Version 20). All data were before bed (de Niet et al., 2009). To explore the effectiveness of
screened to assess for patterns in missing values, and assump- PMR in reducing sleep onset times in high trait anxiety individuals,
tions of normality in variable distribution were tested. Means and three Wilcoxon Signed Rank Tests were conducted. To evaluate the
standard deviations were obtained for all variables for Week 1 and change in sleep onset times pre and post intervention, individuals
Week 2. Intercorrelations between variables were undertaken, and were selected for inclusion in each analysis if their SOL at base-
T-tests were used to compare sleep duration and efficiency with line was above the Week 1 sample mean (M = 5 m 37 s, SD = 4 m
previously published athlete and dance samples. Wilcoxon signed- 39 s), and their trait anxiety scores were above the sample mean
rank tests were performed to assess differences in Week 1 and on the trait anxiety of interest (social evaluation, physical danger,
Week 2 mean SOL and self-reported sleep quality. ambiguous).
Selecting those with poorer Week 1 SOL (below the 50th per-
3. Results centile) and higher trait anxiety scores (above the 50th percentile)
produced different group sizes for each type of trait anxiety. Those
There were no missing data and all data were inspected to with poor SOL and high trait social evaluation anxiety (n = 5)
ensure that scores were within scale response limits. Normality showed a statistically significant decrease in SOL from Week 1
was evaluated by examining skewness and kurtosis values and data (M = 8 m 00 s, SD = 4 m 00 s) to Week 2 (M = 4 m 18 s, SD = 3 m 36 s;
were screened for potential outliers. All variables met the assump- Z = -2.02, p = .04), with a large effect size (r = .90), and a statisti-
tions of normality except sleep onset was positively skewed. cally significant increase in self-reported sleep quality from Week 1
An inverse transformation to normalise the distribution was (M = 3.51, SD = .45) to Week 2 (M = 3.74, SD = .47; Z = −2.06, p = .04),

Please cite this article in press as: McCloughan, L. J., et al. Psychological recovery: Progressive muscle relaxation (PMR), anxiety, and
sleep in dancers. Performance Enhancement & Health (2015), http://dx.doi.org/10.1016/j.peh.2015.11.002
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Table 2
Week 1 intercorrelations of the variables of interest.

Measure 1. 2. 3. 4. 5. 6. 7. 8. 9. 10.

1. EMAS-T social evaluation –


2. EMAS-T physical danger .53 –
3. EMAS-T ambiguous .47 .19 –
4. Average self-reported sleep quality during study .45 .22 −.05 –
5. Average sleep duration .18 −.13 .30 .51 –
6. Average sleep onset latency −.07 .18 .13 .27 .23 –
7. Average sleep efficiency .06 −.34 -.09 .02 .36 −.59* -
8. Average screen time duration .12 .14 -.15 .25 .14 .49 -.27 -
9. Average caffeine serves per day .42 .28 .70* −.10 −.03 −.11 .06 −.40 -
10. Average last caffeine serve time .21 .36 −.06 .30 .06 .22 −.02 .69* −.38 –

Note. With the exception of the variables measured prior to the commencement of the study (EMAS-T social evaluation, EMAS-T physical danger, EMAS-T ambiguous, the
data presented represent means across 7 days (i.e., Week 1).
*
p < .05.

Table 3
Week 2 intercorrelations of the variables of interest.

Measure 1. 2. 3. 4. 5. 6. 7. 8. 9. 10.

1. EMAS-T social evaluation –


2. EMAS-T physical danger .53 –
3. EMAS-T ambiguous .47 .19 –
4. Average self-reported sleep quality .22 .05 −.12 –
5. Average sleep duration .08 −.39 .25 .53 –
6. Average sleep onset latency .04 .06 −.21 .53 .11 –
7. Average sleep efficiency .11 −.27 .06 .05 .19 −.40 –
8. Average screen time duration .22 .31 −.27 .31 −.01 .50 .20 –
9. Average caffeine serves per day .40 .02 .25 −.29 −.19 −.45 .21 −.30 –
10. Average last caffeine serve time −.16 −.03 −.36 .04 −.01 .38 −.05 .45 −.47 –

Note. With the exception of the variables measured prior to the commencement of the study (EMAS-T social evaluation, EMAS-T physical danger, EMAS-T ambiguous), the
data presented represents means across 7 days (i.e., Week 2).
*p < .05

with a large effect size (r = .65). For those with poor SOL and high supported. Post intervention reduction of SOL of elite performers
physical danger anxiety (n = 3) there was no significant change in was reported for those who recorded above the 50th percentile
SOL from Week 1 (M = 9 m 40 s, SD = 4 m 38 s) to Week 2 (M = 4 m on social evaluation anxiety and below the 50th percentile sleep
17 s, SD = 4 m 57 s; Z = −1.60, p = .11), and no significant change in onset times in Week 1. Although an alternative trait anxiety mea-
self-reported sleep quality from Week 1 (M = 2.20, SD = .54) to Week sure may be considered instead of the EMAS-T to provide one global
2 (M = 2.31, SD = .62; Z = −1.63, p = .10). For those with poor SOL and trait anxiety score, differentiating the dimensions of trait anxiety
high ambiguous anxiety (n = 4) there was no significant change in was beneficial in the current study because it provided a nuanced
SOL from Week 1 (M = 6 m 25 s, SD = 2 m 13 s) to Week 2 (M = 2 m viewpoint that would not have emerged had a global trait anxiety
52 s, SD = 1 m 58 s; Z = −1.83, p = .07), and no significant change in measure been used.
self-reported sleep quality from Week 1 (M = 2.66, SD = .14) to Week An expanding body of literature has documented the rela-
2 (M = 2.83, SD = .07; Z = −1.89, p = .06). tionship between trait anxiety and sleep issues (Du et al., 2009;
Kajimura et al., 1998; Viens et al., 2003). Dance involves significant
4. Discussion aesthetic and high social identity components that may explain
why the sample in the current study recorded higher trait social
The aim of the current study was to test the efficacy of PMR evaluation anxiety than physical danger or ambiguous anxiety.
as a natural sleep aide and recovery strategy for full time dancers Socio-evaluative threat has been identified in previous research
to assist applied performance psychologists in preparing perform- into the stress responses of athletes in competitive contexts, sug-
ers mentally with empirically sound techniques to ensure quality gesting that athletes with high trait social evaluation anxiety may
recovery and performance/s. PMR is widely used by athletes, benefit from PMR recovery interventions (Suay et al., 1999). The
although the efficacy of its application in this context has not been theorised activation of the HPA axis in response to physical and
evaluated. mental stress is consistent with the proposed mechanisms of PMR
Hypothesis 1, that elite performers would record shorter sleep in activating the PNS to down-regulate the stress response, as
durations with less efficient sleep than general populations in evidenced by reduced cortisol and heart rate variability (Dolbier
line with published data, was supported. A substantial body of & Rush, 2012; Miller & O’Callaghan, 2002). On a broader scale,
research has documented sleep differences between elite perform- down-regulating the stress response is complimentary to optimis-
ers and general populations (Davenne, 2009; Fietze et al., 2009; ing recovery to the homeostasis state in elite performers (Kellman
Forndran, Lastella, Roach, Halson, & Sargent, 2012; Leeder et al., & Kallus, 1999).
2012). Scheduling of training has previously been identified as a General findings indicate the self-report sleep quality and actig-
factor in restricted sleep duration in elite performers and the mean raphy data did not correlate in the study, supporting previous
bed time (11.00 pm) and wake up time (6.51 am) of the dancers in research indicating perception of sleep is often distorted (Dickinson
the current study may have contributed to the short duration and & Hanrahan, 2009). However, the high trait anxious, poor SOL group
high efficiency of their sleep (Forndran et al., 2012). that experienced an improvement in SOL with PMR also recorded a
Hypothesis 2, that a PMR intervention would improve the SOL of significant improvement in self-reported sleep quality from Week
elite performers with poor SOL and high trait anxiety, was partially 1 to Week 2. The findings need to be explored further for possible

Please cite this article in press as: McCloughan, L. J., et al. Psychological recovery: Progressive muscle relaxation (PMR), anxiety, and
sleep in dancers. Performance Enhancement & Health (2015), http://dx.doi.org/10.1016/j.peh.2015.11.002
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