Professional Documents
Culture Documents
%ULQJLQJ3DUHQWVWR/LYHLQWKH8QLWHG6WDWHVDV3HUPDQHQW5HVLGHQWV
(OLJLELOLW\
7RSHWLWLRQIRU\RXUSDUHQWVPRWKHURUIDWKHUWROLYHLQWKH8QLWHG6WDWHVDVJUHHQFDUGKROGHUV\RXPXVWEHD86FLWL]HQDQGDW
OHDVW\HDUVROG*UHHQFDUGKROGHUVSHUPDQHQWUHVLGHQWVPD\QRWSHWLWLRQWREULQJSDUHQWVWROLYHSHUPDQHQWO\LQWKH8QLWHG
6WDWHV
7KHWDEOHEHORZGHVFULEHVZKDWVWHSV\RXPXVWWDNHWRSHWLWLRQGHSHQGLQJXSRQ\RXUFLUFXPVWDQFHV
,I\RXDUHD86&LWL]HQZKRLVDWOHDVW\HDUVROGDQG
7KHQ\RXPXVWVXEPLW
\RXU«
PRWKHUOLYHVRXWVLGHWKH8QLWHG6WDWHV )RUP,
$FRS\RI\RXUELUWKFHUWLILFDWHVKRZLQJ\RXUQDPHDQG\RXUPRWKHU¶VQDPH
$FRS\RI\RXU&HUWLILFDWHRI1DWXUDOL]DWLRQRU86SDVVSRUWLI\RXZHUHQRW
ERUQLQWKH8QLWHG6WDWHV
IDWKHUOLYHVRXWVLGHWKH8QLWHG6WDWHV )RUP,
$FRS\RI\RXUELUWKFHUWLILFDWHVKRZLQJ\RXUQDPHDQGWKHQDPHVRIERWK
SDUHQWV
$FRS\RI\RXU&HUWLILFDWHRI1DWXUDOL]DWLRQRU&LWL]HQVKLSRU86SDVVSRUWLI
\RXZHUHQRWERUQLQWKH8QLWHG6WDWHV
$FRS\RI\RXUSDUHQWV¶FLYLOPDUULDJHFHUWLILFDWH
IDWKHUOLYHVRXWVLGHWKH8QLWHG6WDWHVDQG\RX )RUP,
ZHUHERUQRXWRIZHGORFNDQGZHUHQRW
OHJLWLPDWHGE\\RXUIDWKHUEHIRUH\RXUWK $FRS\RI\RXUELUWKFHUWLILFDWHVKRZLQJ\RXUQDPHDQG\RXUIDWKHU
VQDPH
ELUWKGD\ $FRS\RI\RXU&HUWLILFDWHRI1DWXUDOL]DWLRQRU&LWL]HQVKLSRU86SDVVSRUWLI
\RXZHUHQRWERUQLQWKH8QLWHG6WDWHV
(YLGHQFHWKDWDQHPRWLRQDORUILQDQFLDOERQGH[LVWHGEHWZHHQ\RXDQG\RXU
IDWKHUEHIRUH\RXZHUHPDUULHGRUUHDFKHGWKHDJHRIZKLFKHYHUFDPH
ILUVW
KWWSVZZZXVFLVJRYIDPLO\IDPLO\XVFLWL]HQVSDUHQWVEULQJLQJSDUHQWVOLYHXQLWHGVWDWHVSHUPDQHQWUHVLGHQWV
%ULQJLQJ3DUHQWVWR/LYHLQWKH8QLWHG6WDWHVDV3HUPDQHQW5HVLGHQWV_86&,6
IDWKHUOLYHVRXWVLGHWKH8QLWHG6WDWHVDQG\RX )RUP,
ZHUHERUQRXWRIZHGORFNDQGZHUHOHJLWLPDWHG
$FRS\RI\RXUELUWKFHUWLILFDWHVKRZLQJ\RXUQDPHDQG\RXUIDWKHU
VQDPH
E\\RXUIDWKHUEHIRUH\RXUWKELUWKGD\
$FRS\RI\RXU&HUWLILFDWHRI1DWXUDOL]DWLRQRU&LWL]HQVKLSRU86SDVVSRUWLI
\RXZHUHQRWERUQLQWKH8QLWHG6WDWHV
(YLGHQFHWKDW\RXZHUHOHJLWLPDWHGEHIRUH\RXUWKELUWKGD\WKURXJKWKH
PDUULDJHRI\RXUQDWXUDOSDUHQWVWKHODZVRI\RXUVWDWHRUFRXQWU\RIELUWKRU
UHVLGHQFHRUWKHODZVRI\RXUIDWKHU¶VVWDWHRUFRXQWU\RIELUWKRUUHVLGHQFH
SHWLWLRQLVILOHGWREULQJ\RXUVWHSSDUHQWWROLYH )RUP,
LQWKH8QLWHG6WDWHV
$FRS\RI\RXUELUWKFHUWLILFDWHVKRZLQJWKHQDPHVRI\RXUELUWKSDUHQWV
$FRS\RIWKHFLYLOPDUULDJHFHUWLILFDWHRI\RXUELUWKSDUHQWWR\RXUVWHSSDUHQW
VKRZLQJWKDWWKHPDUULDJHRFFXUUHGEHIRUH\RXUWKELUWKGD\
$FRS\RIDQ\GLYRUFHGHFUHHVGHDWKFHUWLILFDWHVRUDQQXOPHQWGHFUHHVWR
VKRZWKDWDQ\SUHYLRXVPDUULDJHHQWHUHGLQWRE\\RXUQDWXUDORUVWHSSDUHQW
HQGHGOHJDOO\
SHWLWLRQLVILOHGWREULQJ\RXUDGRSWLYHSDUHQWWR )RUP,
OLYHLQWKH8QLWHG6WDWHV
$FRS\RI\RXUELUWKFHUWLILFDWH
$FRS\RI\RXU&HUWLILFDWHRI1DWXUDOL]DWLRQRU&LWL]HQVKLSLI\RXZHUHQRWERUQ
LQWKH8QLWHG6WDWHV
$FHUWLILHGFRS\RIWKHDGRSWLRQFHUWLILFDWHVKRZLQJWKDWWKHDGRSWLRQWRRN
SODFHEHIRUH\RXUWKELUWKGD\
$VWDWHPHQWVKRZLQJWKHGDWHVDQGSODFHV\RXKDYHOLYHGWRJHWKHUZLWK\RXU
SDUHQW
1RWH,I\RXUQDPHRU\RXUSDUHQW¶VQDPHKDVFKDQJHGSOHDVHLQFOXGHSURRIRIWKHOHJDOQDPHFKDQJHPD\LQFOXGHPDUULDJH
FHUWLILFDWHGLYRUFHGHFUHHDGRSWLRQGHFUHHFRXUWMXGJPHQWRIQDPHFKDQJHHWF
$IWHU)LOLQJ<RXU3HWLWLRQ
<RXZLOOEHQRWLILHGE\86&,6LI\RXU)RUP,SHWLWLRQLVDSSURYHGRUGHQLHG,ILWLVDSSURYHGDQG\RXUSDUHQWLVRXWVLGHWKH8QLWHG
6WDWHVKHRUVKHZLOOEHQRWLILHGWRJRWRWKHORFDO86FRQVXODWHWRFRPSOHWHYLVDSURFHVVLQJ
,I\RXUSDUHQWLVFXUUHQWO\LQWKH8QLWHG6WDWHVKHRUVKHPD\EHHOLJLEOHWRILOH)RUP,$SSOLFDWLRQWR5HJLVWHU3HUPDQHQW
5HVLGHQFHRUWR$GMXVW6WDWXVDWWKHVDPHWLPHDV\RXILOH)RUP,)RUDGGLWLRQDOLQIRUPDWLRQRQKRZWRILOHWKLVDSSOLFDWLRQVHH
WKH³+RZ'R,&XVWRPHU*XLGHV´
(PSOR\PHQW$XWKRUL]DWLRQ:RUN3HUPLW
<RXUSDUHQWVGRQRWQHHGWRDSSO\IRUHPSOR\PHQWDXWKRUL]DWLRQZRUNSHUPLWRQFHWKH\DUHDGPLWWHGDVDQLPPLJUDQWZLWKWKHLU
KWWSVZZZXVFLVJRYIDPLO\IDPLO\XVFLWL]HQVSDUHQWVEULQJLQJSDUHQWVOLYHXQLWHGVWDWHVSHUPDQHQWUHVLGHQWV
%ULQJLQJ3DUHQWVWR/LYHLQWKH8QLWHG6WDWHVDV3HUPDQHQW5HVLGHQWV_86&,6
<RXUSDUHQWVGRQRWQHHGWRDSSO\IRUHPSOR\PHQWDXWKRUL]DWLRQZRUNSHUPLWRQFHWKH\DUHDGPLWWHGDVDQLPPLJUDQWZLWKWKHLU
LPPLJUDQWYLVD,I\RXUSDUHQWVDUHQRZRXWVLGHWKH8QLWHG6WDWHVWKH\ZLOOUHFHLYHDSDVVSRUWVWDPSXSRQDUULYDOLQWKH8QLWHG6WDWHV
7KLVVWDPSZLOOSURYHWKDWWKH\DUHDOORZHGWRZRUNLQWKH8QLWHG6WDWHVXQWLOWKHLU3HUPDQHQW5HVLGHQW&DUGLVUHFHLYHG
,I\RXUSDUHQWVDUHLQWKH8QLWHG6WDWHVDQGKDYHDSSOLHGWRDGMXVWWRSHUPDQHQWUHVLGHQWVWDWXVE\ILOLQJ)RUP,WKH\DUHHOLJLEOH
WRDSSO\IRUHPSOR\PHQWDQGWUDYHODXWKRUL]DWLRQZKLOHWKHLUFDVHLVSHQGLQJ<RXUSDUHQWVVKRXOGXVH)RUP,$SSOLFDWLRQIRU
(PSOR\PHQW$XWKRUL]DWLRQDQG)RUP,$SSOLFDWLRQIRU7UDYHO'RFXPHQWWRDSSO\IRUWUDYHODXWKRUL]DWLRQ7KHIHHIRU)RUP,
DOVRFRYHUV)RUP,DQG)RUP,XQWLODGHFLVLRQLVPDGHRQWKHDSSOLFDWLRQWRDGMXVWVWDWXV
1RWH,I\RXUSDUHQWVKDYHPLQRUFKLOGUHQDEURDGWKRVHFKLOGUHQ\RXUVLEOLQJVFDQQRWEHVSRQVRUHGRQWKHVDPHSHWLWLRQ6HHWKH
³%ULQJLQJ6LEOLQJVWR/LYHLQWKH8QLWHG6WDWHVDV3HUPDQHQW5HVLGHQWV´SDJHIRUPRUHLQIRUPDWLRQ$IWHU\RXUSDUHQWEHFRPHVD
SHUPDQHQWUHVLGHQWKHRUVKHPD\ILOHDQHZSHWLWLRQIRUDQ\TXDOLI\LQJUHODWLYHVHHWKH³)DPLO\RI*UHHQ&DUG+ROGHUV3HUPDQHQW
5HVLGHQWV´SDJHIRUPRUHRQWKDW
0\3HWLWLRQZDV'HQLHG&DQ,$SSHDO"
,IWKHYLVDSHWLWLRQ\RXILOHGLVGHQLHGWKHGHQLDOOHWWHUZLOOWHOO\RXKRZWRDSSHDODQGKRZPXFKWLPH\RXKDYHWRILOHWKHDSSHDO$IWHU
\RXUDSSHDOIRUPDQGWKHUHTXLUHGIHHDUHSURFHVVHGWKHDSSHDOZLOOEHUHIHUUHGWRWKH%RDUGRI,PPLJUDWLRQ$SSHDOV)RUPRUH
LQIRUPDWLRQVHHWKH³+RZ'R,&XVWRPHU*XLGHV´VHFWLRQRIWKHZHEVLWH
/DVW5HYLHZHG8SGDWHG
KWWSVZZZXVFLVJRYIDPLO\IDPLO\XVFLWL]HQVSDUHQWVEULQJLQJSDUHQWVOLYHXQLWHGVWDWHVSHUPDQHQWUHVLGHQWV