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Chapter 3
Principles of Similitude
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There are numerous problems in fluid mechanics that can be solved us-
ing theoretical and/or numerical models. However, there are many more
problems that require solution using an empirical approach based on exper-
imental data. Coastal engineers need a working knowledge of experimental
modeling techniques so they can (1) interpret and utilize the results of
other investigators, and (2) plan and execute their own experiments in the
laboratory (Munson , et al. 1990).
The basis of all physical modeling is the idea that the model behaves
in a manner similar to the prototype it is intended to emulate. Thus, a
properly validated physical model can be used to predict the prototype
under a specified set of conditions. This important concept allows us to
perform model studies to obtain information that will aid in the design of
the prototype, and therefore, avoid costly mistakes. By the same token, a
wise engineer doesn' t assume that model studies will provide answers to all
questions, and the engineer recognizes that it is wasteful to conduct a model
study if the results can be adequately predicted by theory (Langhaar 1951).
Finally, we must keep in mind that there is a possibility that physical model
results may not be indicative of prototype behavior, so it is important to
minimize this possibility by careful model design and validation, careful
testing of the model, and careful interpretation of model predictions.
This chapter reviews the physical basis on which we justify conducting
hydraulic models at reduced scale, and it provides the necessary background
for deriving appropriate scaling relationships for hydraulic physical models.
52 CHAPTER 3. PRINCIPLES OF SIMILITUDE
NL lm =25
Lm
3.2. REQUIREMENTS OF SIMILITUDE 55
NA Am LPZ
mUP
/ )
VP
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Nv= // L \) l ( l NLINt
Vm= \t^ m - (Lm/ tP
I I
77
The partial differential equation for a uniform vibrating string under constant
tension is given as:
.9217
T T) TA a(X1) a(Xi)
a(T i) 5(__
or
(TT) 8i2 -
( p R ) (X2) ai2
Rearranging produces a nondimensional differential having one nondimensional
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pAX 2 fl pAX
CRT2) RT22
which is rearranged to give
In terms of scale ratios , the expression for the time scale (NT) required to model
vibrating strings of differing length and cross-sectional area can now be given as
NT = Nx NPNA
NR
Most scale models are geometrically similar , and this certainly aids in visual
recognition of processes as they occur in the model.
Geometrically similar models are also known as geometrically undis-
torted models. Geometrically undistorted models are models in which
the vertical and horizontal scales are the same, and they represent the
true geometric reproduction (usually a miniature version) of the prototype.
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Geometric scaling may include the finest geometric details, such as surface
roughness, which can significantly influence certain types of flows. However,
characterizing and reproducing every geometric detail of the prototype may
be very difficult or impossible, in which case the deviation from geometric
similitude must be carefully considered (Munson, et al. 1990).
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h = Ax2/3
Taking the ratio of the equation for the equilibrium profile in the prototype to the
equation in the model value gives
h p = A p xp 2/3
h,,, = A,,, xm2/3
or
58 CHAPTER 3. PRINCIPLES OF SIMILITUDE
Therefore , the model shape factor can be found from Ap/A,,, = 2.92. ( Note in this
example that the equation for the equilibrium beach profile is nonhomogeneous in
nature , therefore , the same length dimensions used in the prototype must also be
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used in the model , e.g., if Ap [=] m1/3 in the prototype , then A. [=] m1/3 in the
model.)
What is the scaling criterion necessary to have kinematically similar wave motion
I
for gravity waves whose length (small amplitude wave theory ) is given as the following
equation?
2
L = gT tanh (2rh )
where
L - wavelength
g - gravity
T - wave period
h - water depth
3Velocity is given by the first order differential , dXldt, acceleration by the second
order differential , d2X/dt2, etc.
3.2. REQUIREMENTS OF SIMILITUDE 59
First notice that the term 2a•h/L is dimensionless, so the ratio of the parameter
between prototype and model should be invariant in an undistorted model . This is
easily shown by taking the ratio as
(zih) P ( hp l Lm'\ Nh
frh \ - \ hml (LP / NL
(2 L Jm
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which equals unity when the vertical scale ( Nh) and the wavelength scale4 (NL) are
the same (as they are in a geometrically undistorted model ). Because the 2ah/L
term is the same in prototype and model , then the hyperbolic tangent will also be
the same.
The scale relationship between the length and wave period scales is found from
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^L=s2' tanh(2ih) ]
m
or
2
Lm - (9m) .TM)
The gravity scale ratio in the above expression is, for all practical purposes , equal to
unity. Substitution for N9 in the kinematic relationship , and noting the wavelength
scale , NL, is the same as the generic length scale , NL, we see that kinematic similarity
in gravity wave motion requires
NL
NT=1_
The above relationship constitutes a criterion of similitude because it is con-
strained by the mathematical relationship for wave motion.
Note : Example 2 . 10 in Chapter 2 gave the equation of motion for a simple
pendulum as ( neglecting air resistance)
T=2K(Om) L
VL9
Forming the prototype -to-model ratio and noting that K (Om) is dimensionless, and
therefore invariant between model and prototype , yields
_LP -
T. (Lm) C ✓P
'The ratio NL is used to represent the wavelength scale to distinguish it from the
geometric length scale, NL.
60 CHAPTER 3. PRINCIPLES OF SIMILITUDE
or
NT= NL
N9
Thus, we see that the motion of water waves and simple pendulums scale according
to the same relationship . This arises from the fact that gravity is the major restoring
(external) force in both cases.
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m dt _ Fn (3.3)
n
For fluid mechanics problems Newton 's second law can be written as
Fi = Fg+Fµ+Fu+Fe+Fpr (3.4)
where
Pi - inertial force (mass x acceleration)
F9 - gravitational force
Fµ - viscous force
Fo - surface tension force
Fe - elastic compression force
Fpr - pressure force
3.2. REQUIREMENTS OF SIMILITUDE 61
and the hat symbol represents vector quantities, i.e., both the magnitude
and direction of the force must be correctly represented.
Overall dynamic similarity requires that the ratio of the inertial forces
between prototype and model be equal to the ratio of the sum of all the
active forces, or
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(i )p (F9+F, +Fo+Fe+Fpr)p
(F;)m (Fy+Fp+Fo+Fe+Fpr)m
Perfect similitude requires in addition to Eqn. 3.5 that all force ratios
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The additional requirement imposed by Eqn. 3.6 insures that the relative
influence of each force acting on a system remains in proportion between
prototype and model. If this were not the case, then results obtained at
one length scale ratio might not be transferable to different scales, thus
defeating one of the major advantages of small -scale model testing.
All but one of the force ratios given in Eqn . 3.6 must be considered as
being independent , with the final force ratio being determined once all the
others have been established . Pressure is usually taken as the dependent
ratio , and thus it is not used in the process of scale determination ( Warnock
1950).
No fluid is known that will satisfy all force ratio requirements given by
Eqn. 3 . 6 if the model is smaller than the prototype . So an important task
in scale model design is to relate the important force ratios and to provide
justification for neglecting the others (Hudson , et al. 1979).
The following example illustrates how forces in the model (e.g., armor
unit weight) are scaled up to prototype . Assume that the model was cor-
rectly scaled to provide dynamic similarity of forces important to breakwa-
ter stability. This topic is covered in Chapter 5.
62 CHAPTER 3. PRINCIPLES OF SIMILITUDE
is geometrically similar to the prototype, and that the prototype stone has the same
specific weight as the model stone . (The effect of a salt water prototype and a fresh
water model is neglected in this example , but this effect is examined in Chapter 5.)
NL
10 m = 33.3
(Hmo)m 0.3 m
The weight of the armor stone is the specific weight of the material multiplied by the
volume of the stone , or W. = rys • V,, /which can be expressed in scale ratios as
Because the armor units are made of the same material in the model and proto-
type, we know that Nry, = 1. We also note that in a geometrically similar model,
the volume scale is simply the length scale cubed , i.e., Nv, = Ni . Making these
substitutions yields
Therefore , the model tests indicate that the weight of armor stone needed to
resist significant wave heights of 10 m in the prototype is
(W3)p = 37,037 (Ws),,, = 37, 037 (5 N) = 185.2 kN (or 20. 8 short tons)
role for the model engineer is to justify departures from complete simili-
tude, and when possible, to make theoretical corrections to compensate for
lack of complete similarity (Langhaar 1951).
Munson, et al. (1990) commented that most engineering studies involve
simplifying assumptions, and it is necessary to strike a balance between
accuracy and keeping the problem simple. The degree of accuracy that
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where
- fluid density
- length
- velocity
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- time
- gravitational acceleration
- dynamic viscosity
- surface tension
- modulus of elasticity
- pressure
The ratio of the inertial force to any other force provides the relative
influence of the two forces in the flow situation. Requiring that the force
ratio be the same in the model as in the prototype leads to a similitude
criterion for each of the force ratios. These are derived in the following
sections.
Froude Criterion
leads to
(3.10)
Vm 9m/ \Lm
Expressing in terms of scale ratios , and rearranging gives
Nv
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=1 or NF,.=1 (3.11)
Ny
- NL
Equation 3.11 is the Froude model criterion for modeling flows in
which the inertial forces are balanced primarily by the gravitational forces6,
which happens to be most flows with a free surface. The majority of hy-
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Reynolds Criterion
or
(p1, P \pµV )m
(3.13)
(3.14)
Cup / \Lm/ \pm/ M.
In terms of scale ratios, the Reynolds model criterion is
Nv NLNP _ 1
- oNRe = 1 (3 . 15)
Nµ
The Reynolds scale law is intended for modeling flows where the viscous
forces predominate. Examples include laminar boundary layer problems
and forces on cylinders with low Reynolds numbers.
6This applies to most water waves, hence the term gravity waves because gravity is
the primary restoring force.
66 CHAPTER 3. PRINCIPLES OF SIMILITUDE
Weber Criterion
The relative influence of surface tension is given by the ratio of inertia forces
to surface tension forces, i.e.,
(3.17)
(Pm/ (Vm)2 Lm/ (Olm
NP (NV )2 NL - 1
or NWe = 1 (3 . 18)
No
Surface tension effects are seldom encountered in coastal engineering
problems in the prototype, but they may be involved with some phenomena
when reduced in a scale model (Hudson, et al. 1979). Therefore, it is
important to select linear scales that avoid potential surface tension scale
effects.
Cauchy Criterion
An index of the relative importance of inertial forces to compressive forces
is given by the ratio of inertial to elastic forces, i.e.,
z
Mat = PE = Ca (3.20)
The Mach number is used in studies of air flow having high velocities.
Equating the prototype value of the Cauchy number with the model
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involving fluid flow because the fluid can usually be considered incompress-
ible. A possible exception might be the force on a structure caused by
compression of air trapped by a breaking wave.
The Cauchy similitude criterion is important in the design of structural
models where elastic forces are important . For example , we apply the
Cauchy criterion when scaling the elastic properties of mooring lines for a
floating body subjected to hydrodynamic loading in a wave model. This
aspect of Cauchy similitude is developed in Chapter 5.
Euler Criterion
( 3 . 23 )
( PVz/p - \PVz/m
or
P )2
(3.24)
(Pm/ - (Pm) (V.
N
p z = 1 or NE,, = 1 (3.25)
Np NV2
68 CHAPTER 3. PRINCIPLES OF SIMILITUDE
Strouhal Number
are changes in flow velocity at a point that occur in time. They represent
the unsteadiness of the flow, and can be expressed mathematically by terms
such as Ou/Ot or OvlOt. In terms of their physical units the inertial forces
due to acceleration can be expressed as
(Vt )L
p - (Vt
L
m
(3.27)
or
\LL-/=(
In terms of scale ratios, we get
LP)LP
(t. /: (3.28)
NL
NvN 1 or Nst = 1 (3.29)
t
which simply states that the velocity scale ratio is equal to the length
scale ratio divided by the time scale ratio . This is the same definition for
velocity scale that arises from consideration of the fundamental dimensions
of velocity.
Therefore , in unsteady, oscillating flows it is important to maintain
similarity of the Strouhal number , and this is achieved by basing the time
scale of the motion on the period of oscillation related to the flow . For wave
motion , the period of oscillation obviously is the wave period.
3.3. HYDRAULIC SIMILITUDE 69
The scale requirements for any physical property can be derived for a
given model scaling criterion by dimensional considerations and/or New-
ton's 2nd Law. Usually, the derived scale ratio will be expressed in terms
the scale ratios of various independent parameters; however, the ratio can
also include other derived ratios if so desired.
Because velocity is dimensionally length / time (and also from consideration of pre-
serving the Strouhal number ), the scale ratio for velocity is dimensionally equivalent
to NL/Nt. Substituting into the Froude criterion and rearranging yields
For all practical purposes , the gravitational scale is unity (i.e., N9 = 1), and the
Froude time scale is simplified to the common relationship
Nt=IN-L
The Froude time scale can also be expressed in terms of the prototype and model
fluid parameters by noting the scale for specific weight is given as
N.y = NPN9
70 CHAPTER 3. PRINCIPLES OF SIMILITUDE
which can be solved for N9 and substituted into the time scale equation to get
NPNL
N^ =
V N7
For the time scale and any kinematic parameters, this substitution is meaningless
because NP/N,, is equal to N9 (which usually is equal to unity ). However , it is useful
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to express the scale ratios of dynamic scale parameters in terms of prototype and
model fluid properties because there are situations when the model and prototype
fluids are different ( e.g., fresh and salt water), and we need to determine appropriate
force scaling factors.
The Reynolds similitude time scale is easily found by substituting Nv = NL/Nt
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Table 3 . 1 lists the derived scale ratios for common physical flow parameters for
both Froude and Reynolds scaling criteria.
Length [L] NL NL
Kinematic
Dynamic
I
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For coastal flow problems , the hydrodynamics are usually scaled according to the
Froude modeling criterion . What additional requirement must be met by the scaling
so that the drag forces on a submerged body are also reasonably well simulated in
the model?
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Drag forces in a fluid are usually evaluated using the drag-force equation
FD = CDPAV2 (3.30)
where
FD - drag force
CD - drag coefficient as a function of Reynolds number and
Froude number
p - fluid density
A - frontal area of body
V - flow velocity
The total drag force is often thought of as a combination of "skin friction drag"
due to viscous shear stresses between the fluid and the solid body, and "form drag"
due to pressure differences around the solid body. Skin friction drag is a function of
Reynolds number, whereas form drag depends on Froude number.
The scaling criterion resulting from Eqn. 3.30 is easily written as
From the column for Froude scale in Table 3 . 1 we can substitute equivalent
expressions for the force, area , and velocity scale ratios in the above equation giving
N,
NL3 N, = NcDNP(NL2) (NL
NP
NcD = 1
Thus, it is seen that the drag forces on submerged bodies will be reasonably well
scaled in a Froude model provided that the drag coefficient is the same in the model
as in the prototype. This requires that the model Reynolds number be high enough
(above 1 x 10 ) so that the drag coefficient is independent of Reynolds number,
implying that skin friction drag is so small that it can be considered negligible.
3.3. HYDRAULIC SIMILITUDE 73
In studies where skin friction drag is important , such as drag on a ship 's hull, a
Froude-scaled model is operated and the total drag is measured . Skin friction drag is
analytically calculated using boundary layer theory and subtracted from the measured
total drag to give a good approximation of the form drag . The form drag is scaled to
prototype dimensions using the Froude scaling relationship , and the prototype skin
friction drag is calculated and added to the form drag to give the total drag on the
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vessel.
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FD,
1
FDm
4
Prototype Model
Two smooth balls of equal weight but different diameters are dropped from a bal-
loon. The larger ball has a diameter that is 3 times the diameter of the smaller ball.
Knowing that "terminal velocity" is the velocity where the drag force balances the
gravitational force, use the drag force equation ( Eqn. 3.30) to determine the ratio of
larger ball terminal velocity to smaller ball terminal velocity. (Assume fully turbulent
flow conditions.)
Equating the gravitational force (W) to the drag force (FD) as given by the drag
force equation gives
W = CD pAV `
The prototype-to-model ratio of the above equation is
(W = CD pAV2)p
(W = CDpAV2)m
74 CHAPTER 3. PRINCIPLES OF SIMILITUDE
Nw = NCDNP(NL)2(Nv)2
where NA has been replaced with (NL)2. The velocity scale ratio is found by substi-
tuting the following scale ratios
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which results in
1 Nv=3=Vm
If the smaller ball's terminal velocity is 80 m/s , the terminal velocity of the larger
ball will be
V _ Vm = 80
M/s = 26.7 m/s
r 3 3
Note that the balls would fall with the same terminal velocity (Nv = 1) if the
larger ball is 9 times heavier than the small ball (Nw = 9).
NV NvNLNP (3.31)
N9 NL Nv
which can be reduced to
same fluid must be used in the model as in the prototype . In order to conduct the
model at less than full scale , it is proposed to test the model in a large centrifuge.
Determine the required centrifugal acceleration (expressed in g's) of the cen-
trifuge . ( 1 g equals the acceleration of gravity). Also determine the prototype-to-
model mass scale ratio , time scale ratio , and force scale ratio.
The requirement for satisfying both Froude and Reynolds similitude criteria was
given in Eqn. 3.32 as
Nµ = N912 N13/2 Np
If the same fluid is used in the model as in the prototype , then N,, = N, = 1, and
the above criterion yields
= 1 = 1 _ 1
N9 (NL)3 (5)3 125
from which the required centrifuge acceleration can be found as
gp = 1
gm = 125 gp
gm 125
Referring to Table 3. 1, the mass scale ratio is found as
N. = Np(NL)3
= (1)(5)3 = 125
The time scale can be found by using the expression from Table 3.1 for either the
Froude or Reynolds similitude because they must both be the same if both scaling
criteria are met. Using the Froude time scale, and noting N- = NN9,
Finally, the force scale ratio is found using either expression listed in Table 3.1,
in this case , Reynolds force scale, i.e.,
NF= (Nµ)2 = 1 = 1
Np 1
Centrifuges are used to physically model foundation problems , such as liquefac-
tion, and flow through porous media.
76 CHAPTER 3. PRINCIPLES OF SIMILITUDE
the strict definition, practically all coastal hydraulic models are distorted
models.
Hydraulic model engineers have chosen to relax the definition for model
distortion by limiting the term "distortion" to consideration of only geo-
metric similitude, i.e.,
Models that maintain geometric similitude are referred to as
undistorted models.
Whereas...
Distorted models are physical models in which the horizontal
length scale and the vertical length scales are different. In other
words, a distorted model is not geometrically similar to the
prototype situation.
Throughout the remainder of this text, the terms "distorted model" and
"undistorted model " will conform to the above geometric definition.
In coastal engineering distorted models usually have a larger horizon-
tal scale than vertical scale. This has the effect of lessening the required
horizontal space needed for the model while increasing slopes in the model.
Distorted models may be considered when departure from geometric
similitude serves some definite objective such as scaled depth or velocities;
however, the results from a distorted model are limited only to consideration
of this objective (Warnock 1950). For example, river flow models often
need to be constructed using distorted length scales because the physical
dimensions of a typical river cross-section would geometrically scale in such
a way that the model water depth may be less than a few centimeters
deep. In an undistorted model this would allow surface tension effects in
the model to play a significant role in the process, thus invalidating model
results . In this case, the objective of model distortion is to avoid surface
tension effects; however, interpretation of model results will become more
difficult because of scale effects introduced by the geometric distortion.
Distorted models offer several advantages:
3.3. HYDRAULIC SIMILITUDE 77
where
78 CHAPTER 3. PRINCIPLES OF SIMILITUDE
L wavelength
9 gravity
T wave period
h water depth
or
2 tanh (!;hL)
LP _ 9P TP l `\ Lr
m)
Lm gm Tm/ tanh(2L-
In terms of scale ratios ( noting that Nt # Nh and using the definitions Nh = hp/hm
and NN = LP/Lm)8 we get
I s,thm
2 tanh \ N L,,, J
Nj = N9 • NT • tank (znh,,.)
L_
Examination of Eqn . 3.35 reveals that the horizontal wavelength scale is a function
of model depth-to-wavelength ratio (h,,,/Lm). Because this ratio is not constant over
a range of depths , the scaling is valid only for one constant depth and wavelength in
the distorted model.
However , if the wavelength is much greater than the depth , then the tanh func-
tions in Eqn . 3.35 approach the value of their arguments , and the equation simplifies
to
N{ = N9Nh NT (3.36)
which is the distorted scaling criteria for shallow water long waves. This result could
have been immediately obtained by forming the prototype -to-model ratio of shallow
water wavelength given by
L = Vg--
hT (3.37)
Note that the shallow water wavelength scaling ( Eqn. 3.36) is valid at arbitrary depths
provided that the wavelength remains much larger than depth. The physical reason
that distorted physical modeling of long waves (tidal models) is valid (while short
wave distorted models have problems ) stems from the fact that long waves have little
vertical acceleration of water particles . Correct reproduction of both horizontal and
vertical accelerations can only be achieved with a geometrically undistorted model.
Kinematic Scales. In Eqn . 3.36, Nt is the same as the horizontal length scale,
Nx; Nh is the same as the vertical length scale , Nz; and the wave period scale, NT,
is the same as the time scale , N. Making these substitutions and rearranging gives
the distorted long wave time scale in terms of the horizontal and vertical scales, i.e.,
No = NX (3.38)
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N9Nz
NU =
NX NX = NNz
4INgNZ
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The horizontal acceleration scale ratio in a distorted long wave model is given as
Nu = N9Nz = N9Nz
Na = N` N N
x
Ny NZ
Finally, the distorted long wave horizontal discharge scale ratio is found by noting
the cross-sectional area scale is NzNX, so the volume scale is Nz(Nx)2, and
3.4 References
Hudson , R. Y., Herrmann, F. A., Sager, R. A., Whalin, R. W., Keule-
gan, G. H., Chatham, C. E., and Hales, L. Z. 1979. "Coastal Hy-
draulic Models," Special Report No. 5, US Army Engineer Waterways
Experiment Station, Vicksburg, Mississippi.
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