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Land‐cover change and human–environment interactions in a rural


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Article  in  Geographical Journal · March 2007


DOI: 10.1111/j.1475-4959.2007.00227.x

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The Geographical Journal, Vol. 173, No. 1, March 2007, pp. 26–42

Land-cover change and human–environment


Blackwell Publishing Ltd

interactions in a rural cultural landscape in


South Africa
MONICA GIANNECCHINI*, WAYNE TWINE*† AND COLEEN VOGEL‡
*School of Animal, Plant and Environmental Sciences, University of the Witwatersrand, PO WITS, 2050,
Johannesburg, South Africa
†E-mail: twine@gecko.biol.wits.ac.za
‡School of Geography, Archaeology and Environmental Studies, University of the Witwatersrand,
PO WITS, 2050, Johannesburg, South Africa
This paper was accepted for publication in November 2006

This paper presents an historical analysis (1974–97) of associations between land-cover


change and socio-economic factors for three villages in a former bantustan region of
South Africa. The notion of social–ecological systems is used as the conceptual framework
for this analysis, in which the former bantustan region of Bushbuckridge is posited as a
cultural landscape. The local landscape showed distinctive modifications over the study
period, broad trends including the growth of human settlements and the decrease in
woodland cover. However, changes were not uniform across sites, and the direction and
magnitude of changes in land cover were often nonlinear and site-specific. Analysis of
associations between biophysical and socio-economic changes at different scales revealed
a range of important interacting forces such as population growth, drought, shortages of
land, grazing and wood resources, weakening institutional governance of natural resources,
and the diversification of livelihood strategies, including the sale of fuelwood, concurrent
with declining employment security and cattle ownership. Evidence suggests a possible
erosion of resilience in these social–ecological systems at various scales, with important
implications for socio-economic development and sustainable resource management.

KEY WORDS: South Africa, environmental change, cultural landscapes, social–ecological


systems, livelihoods, resilience

land-cover change is closely linked to the sustaina-


Introduction
bility of socio-economic development (Fox et al.

A
nalyses of the drivers of environmental 1995; Lambin et al. 1999). It is thus significant that
change have been increasingly criticized for the call has been made for research on sustainable
being too simplistic (e.g. Leach and Mearns development to take place at finer scales (Kates
1996; Lambin et al. 2001; Geist and Lambin 2002). et al. 2001; Turner et al. 2003; Eriksen et al. 2005).
These authors assert that a deeper understanding of In Africa, place-based studies have yielded useful
the causal mechanisms of these changes is needed insights into linkages between rural livelihoods, socio-
in order to refine simplifications and debunk economic change and environmental change, with
certain myths that persist in much of the current important implications for development policy (Vogel
understanding of causes of land-cover change in 1995; Campbell 1999; Reid et al. 2000; Orr and
the developing world. Importantly, generalizations Mwale 2001; Bryceson 2002; Eriksen et al. 2005).
have often resulted in a glossing over of regional Few studies have assessed the relationships between
and local drivers and indicators of land-cover land-cover change and socio-economic factors at a
change (Geist and Lambin 2002). Understanding local level in the former bantustans of South Africa
local patterns and processes is important since (also referred to as ‘homelands’). These areas are

0016-7398/07/0002-0001/$00.20/0 © 2007 The Authors. Journal compilation © 2007 The Royal Geographical Society
Land-cover change and human–environment interactions in South Africa 27

home to approximately 2.4 million rural households characterized by cross-scale interactions and feedback
(Statistics South Africa 1999), who still depend loops between ecological and socio-economic
heavily on the land and its natural resources for their components, often resulting in re-organization of
livelihoods (Statistics South Africa 1999; Shackleton these components and nonlinear trajectories of
and Shackleton 2004). The economic and social change (Berkes and Folke 1998; Folke 2006; Walker
values of land-based strategies to rural livelihoods in et al. 2006). Resilience is a key property of cultural
South Africa, including natural resource harvesting, landscapes and other social–ecological systems,
have not been fully appreciated by policymakers, and can be defined as the capacity of the system to
especially with regard to direct provisioning and as withstand or recover from shocks through self-
part of the ‘rural safety net’ (Cousins 1999; Shackleton organization and adaptation (Berkes and Folke 1998;
et al. 2001; Shackleton and Shackleton 2004). Farina 2000; Carpenter et al. 2001; Folke 2006;
The former bantustans have typically been Smit and Wandel 2006; Walker et al. 2006).
characterized as severely degraded due to overgraz- If we assume that the former bantustans are
ing and overharvesting of resources, often using cultural landscapes, we expect to find complex cross
commercial cattle ranches as benchmarks for scale interactions and feedback loops between the
comparison (De Wet 1987; Boonzaier et al. 1990). rural communities and the surrounding communal
However, the notion of communal rangelands being lands, giving rise to heterogeneous landscape
irreparably damaged has been challenged by some mosaics. We also expect to find examples of resili-
authors (Shackleton 1993; Harrison and Shackleton ence and adaptation in the system. Importantly,
1999; Critchley and Netshikovhela 1998). Where these rural communities are undergoing rapid social,
high levels of environmental degradation have been political, economic and cultural transitions, which
demonstrated, these have been associated with a directly and indirectly influence the way society
combination of particular biophysical factors (e.g. interacts with the environment, which in turn can
steep slopes and high mean annual temperatures) cause rapid environmental change (Twine 2005).
and socio-economic characteristics (e.g. high human This has potentially important implications for resili-
densities and high reliance of the population on a ence and sustainability of the former bantustans as
few wage-earners) (Hoffman and Todd 2000). More- social–ecological systems.
over, the use of commercial farms as the reference This paper focuses on some of the links between
point in assessing communal lands is contestable, environmental change and socio-economic factors
as communal areas are multiple-use landscapes, in a former bantustan region of South Africa, using
shaped and transformed by a range of interacting cultural landscapes and social–ecological systems
environmental and human factors (Batterbury 2001; as the theoretical framework. We undertook an
Twine 2005), where economic goals may be historical analysis of associations between village-
secondary in influencing resource management level socio-economic factors, household livelihood
strategies such as animal husbandry (Everson and strategies, and land-cover change in a former
Hatch 1999; Dovie et al. 2006). They are, therefore, bantustan region over a period of 23 years, from
intrinsically different systems to single-use economic 1974 to 1997. The study addressed three research
landscapes such as commercial farms. questions: What are the patterns of land-cover
As such, the bantustan landscapes exhibit features change in a former bantustan region of South Africa?
common to cultural landscapes. Farina (2000) What are the associations between land-cover change
defines cultural landscapes as ‘geographic areas in and local socio-economic factors at different scales
which the relationships between human activities in a former bantustan cultural landscape? Do trends
and the environment have created ecological, in land-cover change and socio-economic factors
socio-economic and cultural patterns and feedback promote resilience in these social–ecological systems?
mechanisms’. Human disturbances are varied and
occur simultaneously at different intensities and
Methods
spatial and temporal scales, giving rise to a ‘network
of interactions between resources and users, shaping
Study area
a diversified natural, cultural and economic mosaic’
in a heterogeneous landscape (Farina 2000). In this This study was conducted in 2000 in three villages
context, we suggest that the former bantustans can in Bushbuckridge, a rural region in Limpopo
be regarded as modern cultural landscapes. Province, South Africa (Figure 1). Bushbuckridge
Cultural landscapes are clearly an example of was part of the former bantustan districts of Mhala
social–ecological systems, which are ‘ecological in Gazankulu and Mapulaneng in Lebowa, under
system[s] intricately linked with and affected by one the apartheid system. Bushbuckridge became a
or more social systems’ (Anderies et al. 2004). Social– single rural municipality after democratic change
ecological systems are complex adaptive systems in 1994. Human population densities are high, as a

© 2007 The Authors. Journal compilation © 2007 The Royal Geographical Society
28 Land-cover change and human–environment interactions in South Africa

Figure 1 Location of the three study sites in Bushbuckridge, South Africa


Source: Adapted from Shackleton (2000)

result of apartheid land allocation policies and the annual rainfall, with drought being a common
large influx of refugees from Mozambique in the feature in the district (Shackleton 2000). The two
1980s (Shackleton 2000). The former Mozambican dominant savanna vegetation types are Lowveld
refugees are from the same ethnic group (Shangaan) Sour Bushveld in the west, grading into the Lowveld
as most residents of the study site and have become Bushveld in the east (Acocks 1988).
naturalized residents. Local household livelihoods
are diverse, relying on a wide range of formal and
Land-cover changes
informal cash sources, supplemented by land-based
activities such as cultivating home gardens, rearing A temporal analysis of land-cover change was
livestock, and gathering natural resources (Cousins undertaken for three villages in the eastern part of
1999; Shackleton et al. 2000; Dovie et al. 2002). Bushbuckridge, namely Athol, Clare and Thorndale.
Local employment opportunities are scarce and All three villages were established by the apartheid
people are forced to seek work outside the area, government during its program of relocating black
with many becoming migrant workers (Shackleton South Africans to bantustans. Athol and Clare were
2000). Social security grants are an important established in the early 1960s, while Thorndale
source of income for many households. was established in 1979. The three study sites each
The region is characterized by generally sandy consisted of a village and its associated arable land
and infertile granitic soils, although fertile vertic and communal rangelands. Land-cover change in the
clay soils are associated with a narrow gabbro three sites was analyzed using sequential black and
intrusion in the east. Rainfall varies from 800 mm/ white aerial photographs of each site, at three points
year in the west to 500 mm/year in the east, most in time over the period 1974–97, roughly ten years
falling in summer between October and April. The apart (Table 1). Aerial photographs were obtained
increasing aridity moving eastwards is also accom- for the middle of each of the three decades to enable
panied by increasing variability around the mean comparisons with socio-economic data collected for

© 2007 The Authors. Journal compilation © 2007 The Royal Geographical Society
Land-cover change and human–environment interactions in South Africa 29

Table 1 Details of the three study villages and associated commons

Village Location Approx. size (km2) People/ km2 Dates of photographs

Athol 24°42’ S, 31°24’ E 20 118.61 1974, 1985, 1997


Clare 24°37’ S, 31°19’ E 12 476.71 1974, 1986, 1997
Thorndale 24°40’ S, 31°28’ E 15 30.02 1974, 1984, 1997

1
Calculated by dividing the 1998 population estimates based on 2.4% growth rate in Pollard et al. (1998) by area.
2
Calculated by dividing Dovie et al.’s (2002) estimate in 2000 by area.

these periods. The exact dates were determined by trees and bushes, while open shrubland was a
the availability of aerial photographs for the sites. more disturbed version of the former. Cropland
Topographic distortion was small on these aerial comprised cultivated or fallow fields, while settle-
photographs as topography is flat to gently undulat- ment consisted of homestead yards with associated
ing. Photographs with the villages roughly in the buildings, animal pens and small garden plots.
centre of the images were chosen to reduce errors Once the land-cover types had been described,
due to tilt distortion. For each village, the area land cover was determined for each photograph by
examined was on a single photograph. This elimi- manually deriving a raster image of cover. A trans-
nated possible errors due to small differences in the parent grid of cells was laid on each photograph, each
scale of two photographs of the same year. grid cell equating to 150 × 150 m2 on the ground.
A land-cover classification system was developed The grid was positioned in relation to a landmark
following Thompson (1996), modified according to present in all three photographs per village, to
previous studies on vegetation ecology (White 1999) ensure that features had the same position in the grid
and land-use planning in the study area (Pollard et each year. Each cell in the grid was then coded
al. 1998). The land-cover was classified into land- according to its dominant land-cover type. When
cover types on the basis of vegetation appearance two land-cover types were present simultaneously
(texture and shading) and percentage of crown in a grid cell, the one occupying the greatest area
cover, estimated using visual guides (Paine 1981). of the cell was recorded. Coverage for each land-
Land-cover types derived from the aerial photo- cover type was calculated as the percentage
graphs were ground-truthed by means of field visits frequency of grid cells in each land-cover category.
in which different locations in the study sites were Landscape patterns were also analyzed in terms
described qualitatively in terms of land use, vegeta- of number of patches per land-cover type and in
tion structure, and evidence of disturbance. Care was total per image. A patch was a cell or group of
taken to select ground-truthing points in locations cells with the same code, connected horizontally
which had not changed substantially in the aerial or vertically. If two cells touched diagonally, they
photographs over the 23-year period of coverage. were considered distinct patches. A patch was
Mixed woodland was relatively lightly disturbed characterized by the dominant land-cover type.
woodland with mixed tree height classes, similar to Land-cover change between decades was analyzed
that occurring in nearby nature reserves. Parkland by comparing the relative frequencies of land-cover
was woodland which was partially deforested but types and numbers of patches between successive
with scattered large trees remaining. It was charac- images. The annual rate of change in relative cover
teristic of old abandoned fields in which large of each land-cover type was calculated for the two
indigenous fruiting trees had been left uncut. periods between the three successive decadal aerial
Shrubland was characteristic of disturbed woodland photographs, using the following equation:
with most large trees harvested and a high incidence
of coppice growth. It also occurred in sites which Xab,i,j = (((Ya,i,j /Yb,i,j) − 1) × 100)/Zab,j
had been cleared at some time in the past, and
were in a stage of mid-succession. The plot of the where Xab,i,j is the annual rate of change in relative
village of Athol was characterized by the presence cover (expressed as percentage change in relative
of a geological intrusion of gabbro covering about cover) of land-cover type i in village j between
26% of the total area. Consequently, two vegetation year a and year b, Ya,i,j is the relative cover (%) of
classes specific to this formation were recognized, land-cover type i in village j in year a, Yb,i,j is the
namely open shrubland and closed shrubland. relative cover (%) of land-cover type i in village j
Closed shrubland was typical of lightly disturbed in year b in the subsequent decade, and Zab,j is the
gabbro vegetation, dominated by low multi-stemmed number of years between year a and b for village j.

© 2007 The Authors. Journal compilation © 2007 The Royal Geographical Society
30 Land-cover change and human–environment interactions in South Africa

Analysis of changes in socio-economic factors at the Results


village level: village participatory rural appraisals
Land-cover changes
The human dimensions of environmental changes
in the study areas were investigated at the commu- The landscape in all three sites was characterized by
nity level in the three villages by means of partici- a heterogeneous mosaic of land-cover types (Figure 2).
patory rural appraisal (PRA). Data were collected in Mixed woodland and cropland were the dominant
focus groups, one per village, comprising men and land-cover types, although the relative coverage of
women across age groups. Group sizes varied these varied between sites and years. Shrubland and
between 14 and 36. Various participatory methods, parkland patches occurred in close proximity to
such as time lines, ranking and participatory patches of cropland and human settlement, indicat-
mapping, were used to collect qualitative data on ing that these were patches of high disturbance.
the following over the last four decades, from the Some commonalities existed between villages in
1960s to the 1990s: village history (including patterns of land-cover change (Figure 3). A consist-
droughts and floods), resource control and land ent trend was an exponential increase in human
allocation, harvesting of local resources by outsid- settlement. Also common to the three villages was
ers, and spatial aspects of resource use and access. the decline of vegetation covers characterized by
dense, taller vegetation, such as mixed woodland
and, in the case of Athol, closed shrubland. However,
Analysis of changes in socio-economic factors at the
there were also some marked differences in magni-
household level: Athol livelihoods survey
tudes and direction of change between villages and
Socio-economic changes at the household level were between decades within villages, such as changes
examined by focusing on livelihood strategies using in parkland and shrubland cover.
a household survey. Available resources restricted Trends in cultivation varied greatly between the
the survey to a case study in one of the three study villages. In Athol, cropland increased exponentially
villages, Athol. This village was chosen as it was over the study period, in keeping with the increase
intermediate between Clare and Thorndale in in settlement size. However, the number of cropland
population density (Table 1). In 1998, Athol had an patches did not. In Clare, crop land cover was
estimated population of 2372 (Pollard et al. 1998). almost identical in the 1970s and 1990s, but
Results from the PRA analysis were used as a basis for declined slightly in the intervening decade despite
the preparation of a semi-structured questionnaire consistent growth in village size. The number of
which was used in the survey. Questions were cropland patches increased around this village, most
retrospective and focused on household livelihood notably between 1974 and 1986, when cropland
strategies in the 1970s, 1980s and 1990s. Questions cover actually decreased. There was also a consistent
were designed to investigate temporal changes in spatial re-arrangement of the position of cultivated
important aspects of primary household cash sources land between decades in Clare. In Thorndale,
(permanent labour such as remittances from migrant croplands increased noticeably after the establish-
workers, government social grants, and informal ment of the village, but the increase in coverage
activities), and land-based strategies (crop cultivation, during the subsequent decade was negligible.
livestock husbandry, and use of natural resources). The two sites with a longer history of disturbance
These are key components of rural livelihoods in (Athol and Clare) had higher levels of heterogeneity
the former bantustans (Cousins 1999). Fuelwood than Thorndale. However, both sites showed a
was chosen as the focal natural resource because it decline in number of patches over the study period,
is the dominant source of energy in the area (Griffin especially of mixed woodland, indicating a process
et al. 1993) and wood harvesting has potential of homogenization of certain land-cover types.
impacts on the vegetation discernable at a landscape
level. Eighty-two households were interviewed: 40
Changes in village-level socio-economic factors
South African and 42 former Mozambican refugees.
The average household size, in both South African The arrival of Mozambican refugees in the mid-
and Mozambican households, was nine. 1980s was a notable event in all three villages.
Where possible, official data and records were During this period, the refugees were allocated
also used to triangulate data. Records of cattle and land for settlement by the village headmen. The
goat numbers, number of cattle owners, and mean refugees generally built traditional huts which required
herd size in Athol were obtained from the Depart- poles and thatch for construction, harvested from
ment of Agriculture in Thulamashe. Rainfall data the surrounding village commons.
were obtained for a weather station in the region All three communities experienced changes in
from the South African Weather Bureau in Pretoria. the institutional control of natural resources, and a

© 2007 The Authors. Journal compilation © 2007 The Royal Geographical Society
Land-cover change and human–environment interactions in South Africa 31

Figure 2 Example of land-cover change in a rural cultural landscape: Athol village and commons over 23 years

© 2007 The Authors. Journal compilation © 2007 The Royal Geographical Society
32 Land-cover change and human–environment interactions in South Africa

Figure 3 Annual rate of change (%) in cover of land-cover types between decades for the three study villages (Athol, Clare
and Thorndale)

© 2007 The Authors. Journal compilation © 2007 The Royal Geographical Society
Land-cover change and human–environment interactions in South Africa 33

resultant increase in harvesting by both locals and diverse and derived from a variety of sources. Cash-
outsiders. Residents of Athol indicated that land based strategies were central. Land-based activities
and resource management were the responsibility were still fundamental to household livelihoods,
of the local chief (hosi) and village headman (induna), but they were largely a means of supplementing
as they were prior to democratic change in 1994. cash-based strategies, such as involvement in formal
However, during the 1990s, there was a substantial and informal economic sectors (Table 2). Govern-
increase in the number of non-locals who came to ment social welfare grants became increasingly
harvest natural resources from the Athol commons important for South African households. Few former
without getting permission from the traditional Mozambican households were able to access social
authorities. In Clare, people differentiated between grants because they did not have South African
the period before 1960, when the village was identity documents. The number of households
formed, and the period after this. Prior to being with at least one member with formal employment
relocated to the village, there was no control over increased over the last three decades, particularly
access to resources such as fuelwood, and people between the 1980s and 1990s. However, the
could cultivate where they wished. However, there proportion of these households which had perma-
were few people in the area during this period. nent employment declined sharply for South
After the formation of the village, regulations were African households over the same period.
introduced and enforced by the traditional authority. A notable observation was the more than
The cutting of live trees was forbidden and enforced doubling of involvement of South African house-
by the chief. The village headman allocated land holds in the informal sector (e.g. selling clothes,
for cultivation. Since democratic change in 1994, garden produce or natural products) in the 1990s.
people assumed that regulation of resource use ended Most relevant to this study was the dramatic
with the dismantling of apartheid, and hence, emergence of South African households selling
many people started harvesting resources and culti- fuelwood in recent times. The fuelwood sold by
vating land without asking permission from the households was typically harvested from the village
traditional authorities. The increase of non-locals commons.
harvesting natural resources from around Clare also
increased during this period. In Thorndale, the Crop cultivation Most households in Athol cultivated
headman was still responsible for regulation of fields outside the village in addition to their home-
resources and land, but few people got permission stead gardens (Table 2). Prevalence of crop cultiva-
from the headman in more recent times. tion increased in the 1990s, particularly among
The participatory mapping exercise showed a Mozambican households. Although there was a
consistent change in the location of where residents decline in households with large fields and an
grew crops, grazed their cattle, and harvested increase in those with medium and small fields,
fuelwood in relation to the settlements. In the 12% (N = 82) of the households started to cultivate
1960s−1980s, these activities occurred close to the one or two more additional fields in the 1990s in
village. The pattern was quite different in the 1990s. order to increase their harvest due to declining
Residents grazed their cattle and collected wood yields. Small fields were most common among
further away from the villages, due to poor availability Mozambican households.
of grazing and fuelwood close to the settlements. In the past, almost all South African households
In the cases of Athol and Clare, cropland had ploughed using their own cattle. However, this
expanded into land previously used for cattle grazing practice declined in the 1980s and 1990s, and
and harvesting fuelwood. Since 1992, households households increasingly rented cattle for ploughing
in Athol with cattle were permitted to take their or did it by hand, using a hoe. Only two house-
animals to the grazing scheme in the neighboring holds started using manure as fertilizer in the
village of Utah, where grazing was better. 1990s, and none used commercial fertilizers.
Results from the village timelines indicated that
the region was characterized by alternating periods Livestock ownership and husbandry Although the
of drought and above-average rainfall. Residents in absolute number of cattle owners increased over
all three villages reported severe droughts in the time (Figure 4a), the proportion of South African
early 1980s and early 1990s and major floods in households owning cattle decreased over the study
the mid-1990s and in 2000. period (Table 2). There was also a general trend
towards smaller cattle herd size over the three
decades. This was supported by the official livestock
Changes in household livelihood strategies
records (Figure 4a). Understandably, no Mozam-
Formal employment, government grants and informal bican households had cattle when they arrived in
activities Livelihoods of households in Athol were South Africa in the 1980s, but 9% (N = 42) managed

© 2007 The Authors. Journal compilation © 2007 The Royal Geographical Society
34 Land-cover change and human–environment interactions in South Africa

Table 2 Proportion of households in Athol village engaged in livelihood strategies, across three decades

South African HHs Mozambican HHs

Variable Details 1970s 1980s 1990s 1980s 1990s

Cash
Formal employment HHs with at least one 0.59 0.63 0.74 0.41 0.62
Type of employment Permanent 0.85 0.88 0.66 0.47 0.67
Temporary 0.15 0.13 0.33 0.53 0.33
Government grants HHs with at least one 0.28 0.38 0.55 0.00 0.05
Informal activities HHs with at least one 0.21 0.20 0.45 0.00 0.02
Land based Selling crops 0.12 0.09 0.14 0.00 0.00
Selling mats 0.17 0.13 0.05 0.00 0.00
Selling firewood 0.00 0.00 0.20 0.00 0.00
Cultivation
Field cultivation HHs with fields outside the village 0.86 0.83 0.90 0.41 0.88
Size of the fields Large 0.65 0.53 0.54 0.68 0.43
Medium 0.33 0.34 0.36 0.16 0.30
Small 0.03 0.13 0.10 0.16 0.27
Ploughing methods Use their own cattle 0.92 0.73 0.64 0.00 0.00
Use rented cattle 0.00 0.15 0.22 0.00 0.00
Hoe 0.00 0.06 0.08 1.00 1.00
Livestock
Livestock ownership Total HHs with cattle 0.86 0.73 0.65 0.00 0.09
Total HHs with goats 0.07 0.08 0.35 0.07 0.26
Herd size (cattle) Large (>20) 0.42 0.50 0.16 − −
Medium (6–20) 0.50 0.43 0.57 − −
Small (1–5) 0.08 0.07 0.27
Cattle losses HHs with animals lost to lions 0.32 0.13 0.03 − −
HHs with animals lost to drought 0.16 0.53 0.97 − −
Fuelwood
Fuelwood usage HHs using firewood 1.00 1.00 1.00 1.00 1.00
Collection zone Far from village 0.04 0.08 0.95 0.00 0.93
Acquisition Buying firewood 0.00 0.08 0.18 0.00 0.02

HHs = households.

to acquire cattle over the next decade, although all was greatly reduced by improved fencing of the
of these had very small herds (one to five). Owner- reserves by the 1990s.
ship of goats increased dramatically between the
1980s and 1990s in both South African and former Fuelwood use Fuelwood was the dominant energy
Mozambican households. The livestock records for source in all households. Athol had not been
Athol indicated a negative relationship between electrified at the time of the study (2000). The
cattle and goat numbers (Figure 4b). fuelwood supply around the village was depleted
Cattle owners were hard hit by the 1982 and by the end of the 1980s, resulting in an increase in
1992 droughts, as reported by villagers and confirmed the distance travelled to obtain wood in the 1990s
by the cattle and rainfall records (Figures 4b and (Table 2). This resulted in an increase in the
c). During the most recent drought, 40% (N = 40) amount of time allocated to collecting wood, and
of the families lost between 6 and 10 cattle, and increasing use of wheelbarrows and vehicles to
13% lost more than 20 cattle. For most house- transport it. The decline in fuelwood availability
holds, this constituted most or all of their herd. forced increasing numbers of households to purchase
Predation by lions from nearby game reserves was wood, although this was less common among
the major cause of loss of cattle in the 1970s, but former Mozambicans.

© 2007 The Authors. Journal compilation © 2007 The Royal Geographical Society
Land-cover change and human–environment interactions in South Africa 35

Figure 4 Official records of (a) livestock ownership in Athol, (b) livestock numbers in Athol and (c) annual rainfall and
rainfall trend (stippled line) for a weather station in the region (Kingfisherspruit)
Source: Department of Agriculture and South African Weather Bureau

© 2007 The Authors. Journal compilation © 2007 The Royal Geographical Society
36 Land-cover change and human–environment interactions in South Africa

Household livelihoods The Athol case study shed


Discussion
light on the local dynamism of household liveli-
hoods within the broader context of socio-economic
Land-cover change
change. Noticeable differences in livelihood trends
The land-cover structure of the three study sites between South Africans and former Mozambicans
showed distinct transformations during the period in the same village highlight the value of disaggre-
1974 –97. There were commonalities in some trends gating village-level livelihood data.
in land-cover change, the most notable being Over the last three decades, household livelihoods
exponentially increasing settlement size and declin- had become more dependent on cash income, from
ing woodland cover. However, other trends were formal and informal economic activities and social
unique to each village, despite their close proximity grants. This is a common trend in rural southern
and similar biophysical settings. The mix of locally Africa (May et al. 2000; Moyo 2001). Some nature-
interacting environmental and socio-economic based enterprises, such as sale of reed mats, declined
factors, referred to as ‘locality’ by Massey (1999), in prominence, most likely due to difficulty in
thus shaped land-cover at a very local level. The procuring the raw materials. However, the sale of
resultant variability between sites in some of the fuelwood by South African households increased
trends meant that patterns of land cover change dramatically in recent years in response to both
were not highly generalizable at a fine scale. This declining permanent jobs among South Africans
was particularly so at shorter time scales, such as a and increasing shortage of proximate wood resources.
decade. This highlights the value of local, place- Weakening institutional control of local common
based studies, which capture local variations in property resources made it easier for locals and
patterns of land-cover change which are often outsiders to harvest live wood for commercial
overlooked in larger but coarser scale studies. purposes with impunity. This has been documented
A characteristic common to each village was the in other rural communities in South Africa (Twine
dynamism of the land covers, as the spatial arrange- et al. 2003a 2003b). Since institutions and govern-
ments of landscape patches changed over time. This ance are important in determining the adaptability
has been documented in other studies in Africa and of social–ecological systems (Anderies et al. 2004;
elsewhere (e.g. Forman 1995; White 1999; Reid et al. Walker et al. 2006), the weakening of traditional
2000). Importantly, land-cover changes were often authorities without a concomitant strengthening of
nonlinear and rapidly reversed in some cases. In other local institutions potentially compromises the
particular, cropland and shrubland patches often resilience of these systems.
became indistinguishable from mixed woodland The increasing dependence on cash was not
patches within a period of 10 years. This demonstrates associated with a declining participation in
the high regenerative capacity of savannas (White agriculture, as indexed by the proportion of house-
1999; Harrison and Shackleton 1999), which confers holds cultivating fields. Another study conducted in
resilience on the social–ecological system. However, Thorndale village in Bushbuckridge showed that
the observed trend towards homogenization of the households with greater cash incomes indeed
landscape through the coalescence of patches in tended to invest more in crop production (Dovie et
some land-cover types has potentially negative al. 2005). This challenges the notion of ‘deagrar-
impacts on the resilience of these systems, through ianization’ in sub-Saharan Africa and elsewhere in
the loss of functional and response diversity in the the developing world (Bryceson 1999; Rigg 2006).
landscape (Forman 1995; Walker et al. 2006). Cropland cover increased slightly in Athol between
the 1970s and 1980s, despite the small decrease in
percentage of South African households with fields
Changes in socio-economic factors
over this period. Some households thus ceased
Village-level socio-economic factors All three com- cultivating, while others increased the size or
munities experienced similar socio-economic changes number of fields. This, and the reduction in
over the 23-year period. The arrival of Mozambican average field size in Athol, may indicate reduced
refugees in the 1980s was an important process reliance on fields as an important source of food
with far-reaching implications, particularly in increas- among a proportion of households. However, a
ing the village human population. So too was the shortage of suitable arable land may have been
general trend in weakening institutional control of another factor driving down cultivation and field
local natural resources by the village-level tradi- size, as has been found in other rural areas of
tional authorities, and the concomitant increase in South Africa (Baber 1996). This may have been
harvesting of resources by outsiders, particularly exacerbated by decreased availability of cattle for
after democratic change in 1994. However, these ploughing. Notably, the rising incidence of smaller
changes were nuanced at a village level. fields in our study coincided with the rising use of

© 2007 The Authors. Journal compilation © 2007 The Royal Geographical Society
Land-cover change and human–environment interactions in South Africa 37

rented cattle for ploughing and of hoeing fields by farming, the trend was associated with diversifica-
hand. All Mozambican households tilled the land tion of livelihoods. The loss of cattle can be a very
by hand, indicative of smaller fields but also of lower dramatic event for rural households because cattle
income and lack of capital in the form of cattle. represent a key input for livelihood strategies for
At first glance, the data seem to suggest that the those who own them, since they provide draught
centrality of livestock husbandry in rural liveli- power, milk, manure, meat, dung for fuel, and cash
hoods, indexed by incidence of cattle ownership when necessary (Cousins 1996; Shackleton et al.
and herd size, declined over time. This is supported 2000; Dovie et al. 2006). Several studies in Africa
by the observed decline in households keeping have shown that the negative impact of drought on
oxen for traction for ploughing fields. However, cattle ownership might be such that it forces
rising numbers of households rented oxen during families to turn to new alternative livelihood activities
the ploughing season. This had financial implica- not pursued before, such as the sale of fuelwood,
tions for households and may have been a factor in grasses, and indigenous fruit (Toulmin et al. 2000;
the observed reduction in field sizes. These appar- Carswell 2000; Eriksen et al. 2005).
ently contradictory trends suggest that the reason The increased loss of cattle experienced by Athol
for declining cattle ownership may be more households, together with the decline in permanent
complex than a simple abandonment of land-based employment, decreasing crop yields and declining
livelihood strategies. The decline in cattle owner- woodland resources, were all driving forces pushing
ship was accompanied by a notable increase in households to seek alternative means of generating
goat ownership. This occurred during a period of income. South African households, in particular,
increasing impact of droughts on households due adapted to changes in local socio-economic and
to cattle losses. The phenomenon of switching from environmental conditions by diversifying their liveli-
cattle to goats as an adaptation to drought has hoods through, for example, trading in fuelwood.
been documented elsewhere in Africa (Blench and This pattern of livelihood diversification and
Marriage 1999). Goats can withstand lack of food productive bricolage – the ‘juggling of livelihood
and are more efficient foragers than cattle since activities’ – as a response to local constraints and
they are mixed feeders, making them more resilient economic shocks has been reported elsewhere in
to drought and declining range condition (Gillet Africa (e.g. Batterbury 2001; Ersado 2005).
1975; Sandford 1983). With a higher birth rate The adaptation literature highlights the import-
than cattle, goats also lend themselves to more ance of the capacity of individuals, households
opportunistic livestock farming (Sandford 1983). and communities to adapt to change in order to
Furthermore, purchasing goats is cheaper than reduce their vulnerability to risks and hazards and
purchasing cattle as a ‘recapitalization’ strategy enhance their resilience (Kelly and Adger 2000;
following livestock losses due to drought. Adger 2006; Smit and Wandel 2006). This would
The rainfall data for the region do not suggest a suggest that the diversification of livelihoods as an
progressive worsening in severity or frequency of adaptation to adversity potentially conferred resili-
cyclical droughts, although there was a weak ence on the social–ecological system in Athol.
negative trend in overall rainfall figures over the However, Eriksen et al. (2005) distinguish between
time period (Figure 4c). The intensifying impacts of principal coping strategies, such as regular income
drought on cattle are thus likely to reflect declining from a wage earner, and complementary coping
availability or condition of grazing land, resulting strategies, which are often opportunistic and are
in poorer forage generally and greater vulnerability inadequate to provide for household needs on their
of herds to starvation during droughts. The switch- own. They argue that principal coping strategies,
ing from cattle to goats in Athol may thus represent which provide higher and more reliable livelihood
an adaptive livelihood strategy to minimize vulner- sources, render households more resilient to shocks
ability in a context of changing land-cover and than complementary coping strategies. Thus, while
rangeland condition interacting with rainfall. The households in Athol exhibited resilience to socio-
official livestock data show that in the late 1990s, economic and environmental change in the short
cattle numbers picked up again while goat numbers term, through livelihood diversification and adapta-
dropped substantially, suggesting that livestock tion, their livelihoods may have in fact become
switching is flexible, and not a unidirectional process. progressively more vulnerable to shocks in the longer
It is interesting to note that this was a period of term as a result of declining permanent employ-
good rainfall. Once again, these results do not ment and a proliferation of complementary coping
point to a substantial attrition of livestock husbandry strategies. Evidence also suggests that short-term
as a component of local rural livelihoods. complementary coping strategies in response to crisis
Although rising cattle losses due to drought did may erode capital assets and may thus be unsus-
not trigger a general abandonment of livestock tainable and at the expense of longer-term adaptive

© 2007 The Authors. Journal compilation © 2007 The Royal Geographical Society
38 Land-cover change and human–environment interactions in South Africa

strategies (Adams et al. 1998; Loevinsohn and this study, they can be inferred through associations.
Gillespie 2000). This is exemplified in our study by The results suggest that a range of socio-economic
the reinforcing feedback loop between local availa- factors at both community and household levels
bility and selling of fuelwood, which potentially interact in complex ways to influence changes in
erodes resilience and increases vulnerability of house- the landscape. This supports the findings of
holds selling wood as a complementary coping Moreira et al. (2001) who showed that temporal
strategy. landscape composition changes in a Mediterranean
The increase in the number of households turning cultural landscape could be largely explained by
to the informal sector was very small among former socio-economic factors.
Mozambican families, who also had less access to The increase in local populations has undoubtedly
formal employment and social grants. They were been a fundamental force shaping village landscapes
thus more vulnerable to shocks and change than over the study period. The establishment and initial
their South African counterparts. The comparatively growth of all three villages was primarily as a result
lower physical capital (e.g. cattle), financial capital of forced removals and resettlement as part of the
(e.g. income and savings) and human capital (e.g. consolidation of the bantustans. The impact of this
education) possessed by these households appear on the landscape is well illustrated by the case of
to have been barriers to entry into the informal Thorndale, the most recently established village.
sector and to establishing small business, as shown However, growth in population continued to
by other studies (Shackleton et al. 1995; Ellis 1999). influence transformations in the landscape over
This supports the assertion by Walker et al. (2006) subsequent decades. For example, the area covered
that adaptability of social–ecological systems is by mixed woodland declined markedly, especially
determined by absolute and relative amounts of all in recent times, and this could be attributed to the
five forms of livelihood capital (human, social, clearing of new areas for cropping and the harvest-
physical, financial, and natural). ing of woodland resources due to rising population
The analysis of fuelwood usage highlights the density. The growth in village size was due in part
important role that woodland resources continue to to the natural growth of the resident population,
play in livelihoods in former bantustan areas. Despite but was substantially influenced by the large influx
the high reliance of households on cash, fuelwood of refugees from Mozambique in the mid-1980s. A
was still the dominant source of energy for cooking. similar trend was found in other villages in the
Although Athol was not electrified at the time of Bushbuckridge district (Tollman et al. 1995; White
the study, other surveys in the region have shown 1999).
that fuelwood remains a primary energy source However, population growth occurred in tandem
following electrification, primarily for economic with other socio-economic factors at community
reasons (Griffin et al. 1993; Twine et al. 2003a). and household scales. As already mentioned, the
The rising incidence of purchasing fuelwood, due weakening institutional control of natural resources,
to growing resource scarcity, was an interesting resulting in increased illegal cutting of live trees by
example of the interplay between changes in both locals and outsiders, occurred over the period
various livelihood capital assets. The reduced of decline in cover by dense woody vegetation.
availability of wood (natural capital), the resultant The sharp decline in the mixed woodland around
longer travel distances and opportunity costs in Athol between 1985 and 1997 also coincided with
order to get wood (human capital), poorer control a period of rapid increase in commercial harvesting
of access to the resource (social capital), and the of fuelwood by locals, possibly influenced by
overall local economic setting (financial capital) declining permanent employment and made easier
prompted the trade in wood. For those households by the weakening of local institutions. Additionally,
unable to afford buying fuelwood, such as former the 1990s were also characterized by a substantial
Mozambican refugees, longer collection trips increase in goat ownership in Athol, which may
necessitated by diminishing local stocks of fuelwood have had an impact on the woody vegetation,
had associated opportunity for women (Mabugu especially coppice shoots close to settlements, due
et al. 1998), compromising adaptive capacity and to browsing pressure by goats. Thus, it would be
increasing vulnerability of such households. simplistic to attribute the decline in woody vegeta-
tion cover to population growth alone.
Multiple socio-economic factors also influenced
Associations between land-cover change and socio-
the change (or non-change) of cropland around the
economic change across scales
study villages. In Athol, Mozambican households
Although causal relationships between the socio- were not allowed by local institutions to clear new
economic and ecological components of these areas for cultivation other than their garden plots
cultural landscapes are difficult to demonstrate in until 1992–3. This situation, together with the overall

© 2007 The Authors. Journal compilation © 2007 The Royal Geographical Society
Land-cover change and human–environment interactions in South Africa 39

increase in the number of farmers, coincided with and explored bi-direction interactions between
the substantial increase in cropland in Athol in the biophysical and socio-economic components of the
1997 aerial photograph. Thus, a combination of system at different scales. The approach also drew
institutional governance of land and a growing our attention to the issue of resilience of the
population may be invoked as two of a number of system. We therefore believe that this approach has
interacting drivers of the cropland cover around value as a framework for integrating future research
this village. on livelihoods and land-cover change in regions
Conversely, in Clare, cropland did not increase such as the former bantustans.
to the extent one would expect with the population
growth. The smaller land area and higher human
Conclusion
density in Clare constrained clearing for new fields,
which would have been at the expense of grazing This study found landscapes in a former bantustan
areas already reduced due to overgrazing and area to be heterogeneous and dynamic. Many of
cropland. Thus, land shortage constrained agricul- the observed changes were site-specific at a local
tural expansion in this village despite a growing scale, and were often nonlinear. Local socio-
population. economic and biophysical factors were found to
The different relationships between the increase interact in complex ways and at different scales to
in human population size and the extension of shape these landscapes. Furthermore, both the
cultivated land in the three villages support studies natural and human components of the system
that have challenged the notion of a straightforward exhibited resilience and the capacity for adaptation.
population–agriculture relationship (Bilsborrow and All of these observations are in accordance with the
Ogendo 1992; Skole et al. 1994; Tiffen et al. 1994; notion of these areas as cultural landscapes which
Conwey et al. 2000). The findings are in agreement display the traits of social–ecological systems.
with those of Geist and Lambin (2002) who showed However, evidence points to a possible erosion of
that the proximate causes of land-cover change in resilience of these systems due to homogenization
tropical forests, such as agricultural expansion and of land-cover patches at a landscape level, the
wood extraction, were in turn driven by a suite of weakening of institutions at a community level,
interacting underlying causes such as demographic, and the pursuit of less robust livelihood strategies
economic, technical, institutional and cultural factors. at a household level. These insights have important
Aspects of poverty, such as unemployment, implications for socio-economic development and
could explain some of the general observed trends sustainable resource management in rural South
in land-cover change, through the way they influ- Africa. We argue that such initiatives should focus
enced livelihood strategies and resource use on enhancing resilience and reducing vulnerability
behaviour. However, poverty alone also insuffi- in these cultural landscapes. Finally, although we
ciently accounts for trends observed. As in the case found the cultural landscape and social–ecological
of population, poverty interacted with factors, such system framework useful for analyzing land-cover
as institutional governance of common property change and human–environment interactions, it
resources and availability of land and woodland should be noted that this is only one approach to
resources, to shape resource use patterns and influ- a very complex, contextual analysis of human–
ence land-cover change. Furthermore, although environment relationships.
natural resources are central to livelihoods in poor
rural African households, wealthier households
Acknowledgements
often consume greater total amounts of natural
resources, thus challenging the simplistic poverty– We thank Brian King and Brent McCusker for
environment hypothesis (Cavendish 2000; Twine inviting us to submit this paper for this special
et al. 2003a). edition, and for useful comments on earlier versions.
Finally, the cultural landscape model and the We acknowledge Mark Thompson for assistance
associated social–ecological system paradigm proved with the analysis of aerial photographs, Charlie
useful as a framework within which to investigate Shackleton for useful comments, and Jacopo
associations between land-cover change and socio- Moggi-Cecchi for assistance. We thank the Amax-
economic change in a former bantustan region. angana and Mnisi traditional authorities and village
Rather than simplistically viewing the region as headmen of the three study villages for permission
merely a degraded landscape transformed by human to carry out our study and for logistical assistance,
exploitation, we approached the study area as a and the local people of the study villages for their
unique and complex landscape in its own right, participation, patience, and support. This study was
shaped by interactions between the natural environ- funded by a grant from the National Research
ment and society. Viewed as such, we anticipated Foundation.

© 2007 The Authors. Journal compilation © 2007 The Royal Geographical Society
40 Land-cover change and human–environment interactions in South Africa

Critchley W R S and Netshikovhela E M 1998 Land degrad-


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