Language: English

Risk Categories Description Potential of Happening Frequency

High Medium Low
LABOR Work Accident X
LABOR Labor Scarcity X
LABOR Labor Strike/ Address X
LABOR Poor Profit-center Man Power Development (Ability, Knowledge) X
LABOR Loss of "Key" Person X
LABOR Lawsuit due To Uncompliance to Labor Regulation X
LABOR Increase of Local Labor Wage X
MACHINERIES Damages X
MACHINERIES Stolen X
MACHINERIES Spareparts Scarcity X
MACHINERIES Overload X
MATERIAL Clogged/ Stopped Supply from Supplier X
MATERIAL Dependence to Certain Supplier X
MATERIAL High Supplier Delivery Leadtime X
MATERIAL Unconforming Material Quality X
MATERIAL Not-environmentally-friendly Material X
MATERIAL High Minimum-Order Level X
MARKET Decrease of People's Buying Power X
MARKET Less Brand Image X
MARKET Dependence to Certain Customer X
MARKET Trend-shift/ Poor product Research& Development X
MARKET Competitors of same product X
MARKET Substitutive Products X
MARKET Pandemic Issues (e.g: Crazy Cow, H1N1, Formalin,etc.) X
MARKET EXIM Quota X
MARKET Not-environmentally-friendly product X
FINANCE Change of Interest Rate X
FINANCE Change of Exchange Rate X
FINANCE Uncollectible Receivables X
FINANCE High Inflation Rate X
FINANCE Taxation Regulation X
COMMUNITY Objection/ Anarchy from Community X
COMMUNITY Bureaucratic Obstacles X
NATURE Fire X
NATURE Natural Disaster (Earthquake, Flood, Lightning, Storm) X
PUBLIC SERVICES Unstable/ insufficient Power Supply X
PUBLIC SERVICES Insufficient Water Supply X
PUBLIC SERVICES Insufficient Infrastructure and Transportation Means X
INFORMATION TECHNOLOGY Bugs in Program X
INFORMATION TECHNOLOGY User Skill Limitation on Using the Program X
INFORMATION TECHNOLOGY Data Corrupt/ Loss X
INFORMATION TECHNOLOGY Not-GenuineSoftware License X
INFORMATION TECHNOLOGY Poor Local Network/ Internet Quality X
MANAGEMENT SYSTEM Inaccurate Job Order Management
MANAGEMENT SYSTEM Ineffective Inventory Planning X
MANAGEMENT SYSTEM Ineffective and inefficient Production Line Planning X
MANAGEMENT SYSTEM Ineffective and inefficient Route Management X
ORGANIZATION Bad Culture X
ORGANIZATION Bad Regeneration/ Succession X
ORGANIZATION Bad Assumptions in Business Planning X
ORGANIZATION Unreachable Target X
ORGANIZATION Invalid Measurement Method X

LABOR Risk Control

Risk
LABOR 0.35 0.30
ORGANIZATION 1.00 MACHINERIES Control
MACHINERIES 0.40 0.31
MATERIAL 0.34 0.31
MARKET 0.46 0.32
MANAGEMENT SYSTEM 0.50 MATERIAL FINANCE 0.50 0.50
COMMUNITY 0.48 0.48
NATURE 0.40 0.40
0.53
PUBLIC SERVICES 0.53
- INFORMATION 0.37 0.20
TECHNOLOGY
INFORMATION TECHNOLOGY MARKET MANAGEMENT0.59SYSTEM 0.25
ORGANIZATION 0.52 0.52
0.45 0.37

PUBLIC SERVICES FINANCE

NATURE COMMUNITY
 ICAE = Internal Control Adequacy and Effectiveness
fill it with ok or not ok
g Frequency Fatality Level ICAE STATUS
N/A High Medium Low N/A Freq score Fatal Score
X OK 2 5
X 2 5
X OK 2 3
X OK 2 5
X OK 3 2
X OK 2 5
X OK 2 5
X OK 3 2
X OK 2 5
X 3 3
X OK 5 3
X OK 3 2
X OK 5 2
X OK 3 2
X OK 3 5
X OK 2 5
X 2 2
X 2 5
X OK 2 2
X OK 5 3
X OK 2 5
X OK 3 3
X OK 5 5
X OK 2 5
X 2 5
X 2 5
X OK 2 5
X OK 5 5
X OK 3 5
X OK 2 3
X OK 2 3
X OK 3 5
X OK 3 3
X OK 2 5
X OK 2 5
X OK 3 5
X OK 2 5
X OK 5 3
X 3 5
X 3 2
X OK 2 2
X OK 2 3
X OK 5 3
X X OK 0 2
X OK 5 5
X 3 3
X 5 5
X OK 3 5
X OK 3 3
X OK 5 5
X OK 2 5
X OK 2 3
148 202
Business- Number of
Control Coverage
level Risks: Question
84% LABOR 7
78% MACHINERIES 4
92% MATERIAL 6
71% MARKET 9
100% FINANCE 5
100% COMMUNITY 2
100% NATURE 2
100% PUBLIC SERVICES 3
54% INFORMATION TECHNOLOGY 5
42% MANAGEMENT SYSTEM 4
100% ORGANIZATION 5
84%
LABOR Ketenaga-kerjaan
LABOR Ketenaga-kerjaan
LABOR Ketenaga-kerjaan
LABOR Ketenaga-kerjaan
LABOR Ketenaga-kerjaan
LABOR Ketenaga-kerjaan
LABOR Ketenaga-kerjaan
MACHINERIES Mesin
MACHINERIES Mesin
MACHINERIES Mesin
MACHINERIES Mesin
MATERIAL Bahan
MATERIAL Bahan
MATERIAL Bahan
MATERIAL Bahan
MATERIAL Bahan
MATERIAL Bahan
MARKET Pasar
MARKET Pasar
MARKET Pasar
MARKET Pasar
MARKET Pasar
MARKET Pasar
MARKET Pasar
MARKET Pasar
MARKET Pasar
FINANCE Keuangan
FINANCE Keuangan
FINANCE Keuangan
FINANCE Keuangan
FINANCE Keuangan
COMMUNITY Kemasyarakatan
COMMUNITY Kemasyarakatan
NATURE Alam
NATURE Alam
PUBLIC SERVICES Layanan Publik
PUBLIC SERVICES Layanan Publik
PUBLIC SERVICES Layanan Publik
INFORMATION TECHNOLOGY Teknologi Informasi
INFORMATION TECHNOLOGY Teknologi Informasi
INFORMATION TECHNOLOGY Teknologi Informasi
INFORMATION TECHNOLOGY Teknologi Informasi
INFORMATION TECHNOLOGY Teknologi Informasi
MANAGEMENT SYSTEM Sistem Manajemen
MANAGEMENT SYSTEM Sistem Manajemen
MANAGEMENT SYSTEM Sistem Manajemen
MANAGEMENT SYSTEM Sistem Manajemen
ORGANIZATION Organisasi
ORGANIZATION Organisasi
ORGANIZATION Organisasi
ORGANIZATION Organisasi
ORGANIZATION Organisasi
Work Accident
Labor Scarcity
Labor Strike/ Address
Poor Profit-center Man Power Development (Ability, Knowledge)
Loss of "Key" Person
Lawsuit due To Uncompliance to Labor Regulation
Increase of Local Labor Wage
Damages
Stolen
Spareparts Scarcity
Overload
Clogged/ Stopped Supply from Supplier
Dependence to Certain Supplier
High Supplier Delivery Leadtime
Unconforming Material Quality
Not-environmentally-friendly Material
High Minimum-Order Level
Decrease of People's Buying Power
Less Brand Image
Dependence to Certain Customer
Trend-shift/ Poor product Research& Development
Competitors of same product
Substitutive Products
Pandemic Issues (e.g: Crazy Cow, H1N1, Formalin,etc.)
EXIM Quota
Not-environmentally-friendly product
Change of Interest Rate
Change of Exchange Rate
Uncollectible Receivables
High Inflation Rate
Taxation Regulation
Objection/ Anarchy from Community
Bureaucratic Obstacles
Fire
Natural Disaster (Earthquake, Flood, Lightning, Storm)
Unstable/ insufficient Power Supply
Insufficient Water Supply
Insufficient Infrastructure and Transportation Means
Bugs in Program
User Skill Limitation on Using the Program
Data Corrupt/ Loss
Not-GenuineSoftware License
Poor Local Network/ Internet Quality
Inaccurate Job Order Management
Ineffective Inventory Planning
Ineffective and inefficient Production Line Planning
Ineffective and inefficient Route Management
Bad Culture
Bad Regeneration/ Succession
Bad Assumptions in Business Planning
Unreachable Target
Invalid Measurement Method
Kecelakaan kerja
Kelangkaan tenaga kerja
Demo oleh buruh/ karyawan
Buruknya pengembangan kualitas SDM di bagian profit center
Kehilangan karyawan "kunci"
Gugatan hukum akibat pelanggaran UU tenaga kerja
Peningkatan standar upah buruh
Kerusakan mesin/ alat kerja
Kehilangan mesin/ alat kerja
Kelangkaan sparepart mesin
Kelebihan beban kerja
Suplai dari Supplier Tidak Lancar/ Terhenti
Ketergantungan pada Supplier Tertentu
Leadtime Delivery Tinggi
Kualitas Material tidak Sesuai
Material tidak Ramah Lingkungan
Jumlah Pesanan Minimum yang cukup Besar
Penurunan Daya Beli Masyarakat
Kurangnya Brand Image
Ketergantungan pada Customer tertentu
Perubahan Trend/ Buruknya pengembangan produk
Keberadaan Kompetitor Produk Sejenis
Keberadaan Produk Substitutif
Isu- isu Pandemic (mis: Sapi gila, Flu burung, Formalin)
Kuota Ekspor- Impor dari pemerintahan
Produk tidak Ramah Lingkungan
Perubahan Tingkat Suku Bunga
Perubahan Nilai Tukar Rupiah
Piutang tidak Tertagih
Tingkat Inflasi yang Tinggi
Peraturan Perpajakan
Penolakan/ Anarkisme dari Masyarakat Sekitar/ Lembaga
Hambatan Birokrasi
Kebakaran
Bencana Alam (Gempa, Banjir, Badai, Petir)
Ketidak-stabilan/ Kurangnya Pasokan Listrik
Kurangnya Ketersediaan Air
Infrastruktur dan Sarana Transportasi Kurang Memadai
Bugs pada Program
User tidak memahami Software dengan baik
Data Corrupt/ Loss
Lisensi Software Tidak Genuine
Jaringan Lokal ataupun Internet Terputus
Job Order tidak Dikelola dengan Akurat
Pengelolaan Inventory tidak berjalan dengan Tepat
Desain Lini Produksi Tidak Efektif dan Efisien
Rute Transportasi tidak Diatur dengan Efektif dan Efisien
Bad Culture
Regenerasi yang Kurang Baik
Ketidak-akuratan Asumsi di dalam Perencanaan Bisnis
Target yang Terlalu Tinggi
Metode Pengukuran yang Tidak Tepat/ Valid