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Keywords: MMC, Sorting algorithm, voltage balancing, and STATCOM [6]. One of the main challenges of the MMC
fundamental switching frequency, and PD-PWM. is to keep the submodule (SM) capacitor voltages balanced at
their nominal values. Hence, several balancing techniques
Abstract have been developed in the literature [9-19].
In [9], a developed predictive algorithm for capacitor
The modular multilevel converter (MMC) is a potential voltage balancing which aims to combine a low switching
candidate for high power applications due to its modularity, frequency with a low capacitor voltage ripple is presented.
availability, and enhanced power quality features. This algorithm evaluates the amount of charge that should be
Nevertheless, the voltage balancing of the floating capacitors stored in each SM capacitor during the fundamental
in the series-connected submodules (SMs) of the MMC frequency period. The study in [10] shows a model predictive
represents a bottleneck in this type of multilevel converters. control strategy that takes the advantage of a cost function
minimization topology to eliminate the circulating currents
In this paper, a generalized voltage balancing technique for
and carry out the voltage balancing problem of the MMC.
MMCs is modelled using Matlab/Simulink platform. The
Furthermore, in [6] a methodology of fast voltage balancing
presented model can be simply extended to any number of control based on average comparison and a fast numerical
levels where the switching frequency can be as low as the simulation model for MMC has been introduced. In [11], a
fundamental frequency. A 9-level MMC is modelled and new modulation method is based on selective virtual loop
simulated using half bridge topology where the switches are mapping in order to achieve dynamic capacitor voltage
controlled using phase disposition carrier-based pulse width balance without the need for an external compensation signal.
modulation (PD-PWM) scheme to validate the proposed However, in [12] an improved phase disposition pulse width
concept. modulation (PWM) for MMCs based on the selective loop
bias mapping method is proposed for balancing the capacitor
1 Introduction voltages. Furthermore, in [13] a stable voltage control method
to realize both averaging and balancing controls of floating
Multilevel converters have attracted significant interest in capacitors. A combination of averaging and balancing
the last three decades, particularly in high power applications. controls allows the MMC to achieve voltage balancing
With off-the-shelf semiconductor devices, multilevel without external circuit, but using PI controllers, is presented
converters have a higher voltage capability when compared in [14]. In addition, an internal and external voltage balancing
with conventional two-level converters, avoiding series method characterized for large scale MMCs is proposed in
connection of semiconductor devices’ problems (static and [15]. This proposed technique is beneficial for large scale
dynamic voltage sharing), introducing lower dv/dt, and MMC modeling as each arm is divided into valve groups
enhanced harmonic performance with reduced switching (VG) each of N SMs. The internal voltage balancing
frequency [1],[2]. However, increasing the number of levels technique is responsible for balancing the SMs within each
increases the control complexity and introduces voltage VG. However, the external voltage balancing is responsible
unbalance problems in most of multilevel converter types. for balancing the average SM voltages of each VG within the
The main types of the multilevel converters are diode- arm. In [16], the SMs of the MMC are modulated
clamped [3], flying capacitors [4], cascaded H-bridge [4], [5], independently as they are controlled using phase shifted
and modular multilevel converter (MMC) [6],[7]. The carriers PWM (PSC-PWM), hence, the voltage balancing of
aforementioned multilevel converters have pros and cons the capacitors can be attained by adjusting the reference
when considering the requirements of semiconductor devices signal of each SM. In [17] a sorting algorithm is presented in
and passive elements, the required isolated DC supplies, order to reduce the switching commutations of each SM also
modularity, and capacitor voltages’ balancing. However, the for voltage balancing control, in which a practical and
MMC shown in Figure 1 has become one of the most effective mitigation measure is integrated to keep the energy
attractive and promising multilevel converter topologies balance while avoiding the undesired switching stresses. In
especially for high voltage direct current (HVDC) [18], an analytical discussion of the voltage balancing control
transmission systems and high-power motor drives [6]. Due approach with rotation of switching angles is presented. In
to its scalability, modularity, and fault ride through capability, [19], a novel modulation and capacitor voltage control
the MMC has been addressed for various applications in method for the MMC. Using this approach, the SMs can be
literature as grid connection of renewable energy sources [8] self-balanced by periodically swapping the pulse patterns.
1
Typically, the complexity of capacitor voltage balancing ܫ is the circulating current of one leg where ݅ can be
increases as the number of levels increases. In this paper, a expressed as:
generalized voltage balancing technique for MMCs is ݑ݆ܫ݈݆ܫ
modelled using Matlab/Simulink platform. The presented
ܫ = ଶ
(5)
model can be simply extended to any number of levels. As Furthermore, the voltage relationship of the MMC based on
well as the modelled approach has been tested for different the Kirchhoff’s voltage law can be described as [21]:
switching frequencies (modulation frequency ratios) ݈݆݀ܫ ݀ݑ݆ܫ
ܸௗ ൌ ൬ܸ ܮ ൰ ൬ܸ௨ ܮ ൰
downward to the fundamental switching frequency. MMCs ݀ݐ ݀ݐ
can be controlled using several PWM switching schemes as ݀ሺ ݑ݆ܫ ݈݆ܫሻ
carrier-based PWM [20], [21], space vector modulation [22], ܸௗ ൌ ൫ܸ ܸ௨ ൯ ܮ
݀ݐ
selective harmonic elimination [23], and nearest level control
(NLC) [24]. Carrier-based PWM can be classified according ݆݀ܿݎ݅ܿܫ
ܸௗ ൌ ൫ܸ ܸ௨ ൯ ʹܮ (6)
to the carrier type as phase disposition (PD) [21], phase ݀ݐ
opposition disposition (POD) [21], alternative phase ௗூ ଵ
opposition disposition (APOD) [21], and PSC-PWM [20]. A ܮ ൌ ሺܸௗ - ܸ௨ െ ܸ )
ௗ௧ ଶ (7)
9-level MMC is modeled and simulated using half bridge SM
ଵ
where the switches are controlled using PD-PWM scheme to e = ሺܸ െ ܸ௨ )
validate the proposed concept.
ଶ (8)
ௗூ ଵ
ܸܿ݅ ݆ܿݎൌ ܮ ൌ ሺܸௗ - ܸ௨ െ ܸ )
2 Modular Multilevel Converter (MMC) ௗ௧ ଶ (9)
2
3 Capacitor Voltage Balancing Technique
One of the main technical challenges associated with the
control of the MMC is to keep the SM capacitor voltages
balanced at their nominal values. Hence, several voltage
balancing approaches have been presented as mentioned
previously. A Matlab/Simulink model for capacitor voltage
balancing of MMC is presented in this paper. The presented
balancing technique is mainly based on measuring the
capacitor voltages and sorting them in either ascending or
descending order. Then, based on the direction of the arm
currents and the number of required state of the SMs within
each control period, a number of SMs are inserted/bypassed
[25]. The balancing technique consists of a sorting algorithm
as shown in Figure 4(a), de-multiplexer blocks to switch the
modulation control signals between the half-bridge cells in
each arm and an adder block that links the chopper cells with
the different de-mux outputs as shown in Figure 4 (b).
In this technique, the PD-PWM control signals are always
in swapping mode to charge the less capacitor voltage in case
of positive arm current (ܫ Ͳ), where in this case the
capacitor voltages are sorted in ascending order. In contrast,
PD-PWM control signals are used to discharge the capacitor
with the higher voltage value in case of negative arm current
(ܫ ൏ Ͳ). In this case the capacitor voltages are sorted in
descending order. Each de-mux used has one input, N outputs,
and control signals depending on a number of levels.
The input for each de-mux is the PD-PWM signals. The
Figure 1. Circuit diagram of half bridge MMC output is then decided based on control signals which are the
indices generated from the sorting block used in
MATLAB/SIMULINK as shown in the appendix. These
indices (ܸௗ௫ ) are numbers from 0-7 (in nine level MMC)
that points out the voltage arrangement, however, this is then
converted into binary in order to control the de-mux.
4 Simulation Results
The proposed general voltage balancing technique shown in
Figure 2: (a) Direct current flow (charging) (b) Inverse current flow Figure 4 has been applied to a 9-level MMC. The modeled
(discharging) MMC consists of 8 SMs in each arm, so a total of 16 SMs per
phase has been used. The simulation has been conducted for
Phase disposition technique applied
݉ = 2, and for ݉ > 2 to validate the effectiveness of the
1
modulation method used to control the MMC at a switching
0.8
frequency equal to the fundamental frequency 50Hz, and at
3kHz. Furthermore, the voltage balancing technique proposed
Amplitude (P.U)
0.6
has been also studied when subjected to an extra load at time
0.4
t=2.35s.
0.2
3
Line voltage Vab
10
Voltage (kV)
0
-5
-10
2.3 2.31 2.32 2.33 2.34 2.35 2.36 2.37 2.38 2.39 2.4
Time (s)
Voltage (kV)
0
-4
-8
-10
2.3 2.31 2.32 2.33 2.34 2.35 2.36 2.37 2.38 2.39 2.4
Time (s)
-500
2.3 2.31 2.32 2.33 2.34 2.35 2.36 2.37 2.38 2.39 2.4
Time (s)
1.3
1270
1.26
1260
1.24
1250
Voltage (V)
1.22
1240
1.2
1230 2.25 2.3 2.35 2.4 2.45 2.5
Time (s)
1220 Figure 9: SMs capacitor voltages of phase (a) in case of load change
1210
2.3 2.31 2.32 2.33 2.34 2.35 2.36 2.37 2.38 2.39 2.4
Time (s) Three phase output current for load change at t=2.35s
400
200
Current (A)
-200
slightly, but still balanced at the nominal value as shown in -400
Figure 9. In this case the three phase output voltage was not -600
4
14 that represents the three phase output current. Again an
Line voltage Vab
10
Voltage (kV)
voltages have increased slightly also at this switching 0
frequencies proves the efficiency of the modulation technique Figure 12: Line voltage ࢂࢇ࢈
Three phase output voltage
Voltage (kV)
indices. It is expected to have some low order harmonics 0
in the load did not affect the behavior of the voltage Time(s)
Current (A)
Parameter Value 0
L 2500 ߤH
C 1 ݉ܨ
R (load) 10 Ω -500
2.3 2.31 2.32 2.33 2.34 2.35 2.36 2.37 2.38 2.39 2.4
L(load) 5 mH Time(s)
ࢇ 0.9
1.28
Table 3: component parameters at ݂௦ ൌ ͵݇ݖܪ
1.26
Voltage (kV)
5 Conclusion 1.24
the modulation signals between the half bridge cells in order 800
400
level MMC has been modeled and simulated using MATLAB 200
Current (A)
both cases a sudden change in the load has been added to Figure 16: Three phase output current in case of load change
check the validity of the sorting algorithm used. The results
obtained in the earlier shows the effectiveness of the used Appendix:
voltage balancing technique.
Phase (a) SMs capacitor voltages at 3kHz
1.27
1.265
1.26
Voltage (kV)
1.255
1.25
1.245
1.24
1.235
1.23
2.3 2.31 2.32 2.33 2.34 2.35 2.36 2.37 2.38 2.39 2.4
Times (s)
Figure 11: SMs capacitor voltages of phase (a) Figure 17: Voltage balancing technique Simulink blocks.
5
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