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CLINICAL SCIENCE

A New Method for Grading the Severity of Keratoconus


The Keratoconus Severity Score (KSS)
Timothy T. McMahon, OD,* Loretta Szczotka-Flynn, OD, MS,† Joseph T. Barr, OD, MS,‡
Robert J. Anderson, PhD,§ Mary E. Slaughter,¶ Jonathan H. Lass, MD†,
Sudha K. Iyengar, PhD¶ and the CLEK Study Group

right and left eyes, respectively. Test–retest analysis yielded k


Purpose: To define a new method for grading severity of statistics of 0.84 and 0.83 for right and left eyes, respectively.
keratoconus, the Keratoconus Severity Score (KSS).
Conclusion: A simple and reliable grading system for keratoconus
Methods: A rationale for grading keratoconus severity was was developed that can be largely automated. Such a grading scheme
developed using common clinical markers plus 2 corneal topographic could be useful in genetic studies for a complex trait such as
indices, creating a 0 to 5 severity score. An initial test set of 1012 keratoconus requiring a quantitative measure of disease presence and
eyes, including normal eyes, eyes with abnormal corneal and topo- severity.
graphic findings but not keratoconus, and eyes with keratoconus
having a wide range of severity, was used to determine cutpoints for Key Words: keratoconus, severity, corneal topography, grading scale
the KSS. Validation set 1, comprising data from 128 eyes, was (Cornea 2006;25:794–800)
assigned a KSS and compared with a clinician’s ranking of severity
termed the ‘‘gold standard’’ to determine if the scale fairly represented
how a clinician would grade disease severity. k statistics, sensitivity,
and specificity were calculated. A program was developed to auto-
mate the determination of the score. This was tested against a manual K eratoconus is a bilateral noninflammatory corneal thinning
disorder leading to protrusion, distortion, and scarring of
the cornea.1 It is an uncommon disorder with widely variable
assignment of KSS in 2121 (validation set 2) eyes from the Collabo-
rative Longitudinal Evaluation of Keratoconus (CLEK) Study, as well estimates of its annual incidence ranging from 50 to 230 per
as normal eyes and abnormal eyes without keratoconus. Ten percent 100,000.2 Previous studies performed more than 20 years ago
of eyes underwent repeat manual assignment of KSS to determine the estimate the prevalence to be 54 per 100,000.3–6 The origin of
variability of manual assignment of a score. keratoconus is unclear, although there is a growing body of
literature suggesting that in some cases keratoconus is
Results: From initial assessments, the KSS used 2 corneal topo- determined through heredity.7–30
graphy indices: average corneal power and root mean square (RMS) Modern statistical genetics uses a variety of both model-
error for higher-order Zernike terms derived from the first corneal based and model-free methods to link genetic similarity to
surface wavefront. Clinical signs including Vogt striae, Fleischer phenotypic or clinical similarity. Phenotypes can simply be
rings, and corneal scarring were also included. Last, a manual classified as dichotomous variables (eg, affected vs. un-
interpretation of the map pattern was included. Validation set 1 affected), or a more detailed characterization of a trait, such as
yielded a k statistic of 0.904, with sensitivities ranging from 0.64 to a severity index, can be used. Use of multiple discrete features
1.00 and specificities ranging from 0.93 to 0.98. The sensitivity and in an ordinal scale reduces the probability of misclassification
specificity for determining nonkeratoconus from keratoconus were that is associated with simply classifying individuals as
both 1.00. Validation set 2 showed k statistics of 0.94 and 0.95 for ‘‘affected’’ versus ‘‘unaffected’’ to examine differences in the
genome of siblings and/or other relatives within a family. If
this type of technique is to be used in searching for a gene(s)
for keratoconus, a valid and easily applied severity scale is
Received for publication November 8, 2005; revision received March 22,
needed. This requires that a scale be based on a variety of
2006; accepted March 25, 2006. phenotypic keratoconus features, broad enough to span the
From the Department of Ophthalmology and Visual Sciences, University of range of disease severity from normal to severe, and be shown
Illinois at Chicago, Chicago, IL; the †Department of Ophthalmology, Case as accurate with this categorization.
Western Reserve University and University Hospitals of Cleveland, This report details the development of a new severity
Cleveland, OH; the ‡Ohio State University College of Optometry,
Columbus, OH; the §Division of Epidemiology and Biostatistics, School scale, the Keratoconus Severity Score (KSS), based on slit-
of Public Health, University of Illinois at Chicago, Chicago, IL; and the lamp findings (including apical scarring), corneal topography
{Department of Epidemiology and Biostatistics, Case Western Reserve map characteristics, and 2 easily determined topographic
University, Cleveland, OH. indices: average corneal power (ACP)31 and higher-order first
Reprints: Timothy T. McMahon, OD, Department of Ophthalmology and
Visual Sciences University of Illinois at Chicago, Suite 3.164 (M/C 648),
corneal surface wavefront root mean square (RMS) error
1855 W. Taylor Street, Chicago, IL 60612 (e-mail: timomcma@uic.edu). (HORMSE).32–34 Such a severity scale could be applied to
Copyright Ó 2006 by Lippincott Williams & Wilkins a variety of circumstances, including genetic studies of

794 Cornea  Volume 25, Number 7, August 2006


Cornea  Volume 25, Number 7, August 2006 Severity Paper

keratoconus, that require knowledge of disease severity shape of corneal opacities in corneas of keratoconus patients.36
measured on an ordinal scale. In the Gestalt scarring assessment, the reader takes into ac-
count how close the scarring as a whole is to the line of sight
and how large and dense is the scarring to estimate the overall
MATERIALS AND METHODS (gestalt) scarring. Table 1 defines the gestalt scarring scale.
Intraclass correlation coefficients for readers reading the same
Developing the Severity Score slides of corneal scarring (masked) on a repeated basis indicate
Many indices derived from corneal topography were very good reliability.37 The test–retest reliability for gestalt
initially evaluated as potential candidates for inclusion in the grading for random rereads for all readers for each year from
new scale to meet the above-mentioned criteria. Simulated 1998 to 2004 were 0.77, 0.49, 0.80, 0.71, 0.54, 0.72, and 0.61,
indices were computed and incorporated in the Ohio State respectively. Over this 6-year period, the test–retest reliability
Corneal Topography Tool (OSUCTT).35 These indices are was 0.66, which is typically considered very good (un-
simulated because they were initially derived from descriptions published data).
in the published literature and compared with the results A scale suitable for segregation analysis requires a range
provided by the proprietary instrument using them. For example, of quantitative classifications from normal to severely affected
ACP was developed for the TMS-1 instrument (Tomey cases. Our scale includes values for normal eyes, keratoconus
Technologies, Nagoya, Japan).31 In our previous studies, when suspects, and mild, moderate, and severe keratoconus. Un-
ACP was compared with the simulated ACP, there were usual corneas not caused by keratoconus referred to as atypical
discrepancies that could be explained only by manufacturer corneas were also included. Atypical eyes consisted of contact
modifications to the published formulas (unpublished data). In lens–induced warpage, penetrating keratoplasty, myopic
fact, this was the rule rather than the exception across instrument refractive surgery, and corneal scarring from disease or trauma
manufacturers for other simulated indices as well. These not associated with keratoconus. This resulted in a 5-point scale,
discrepancies required reverse engineering to improve the with 0 being normal and 5 indicating severe disease.
correlations between the ‘‘native instrument’’ output and that Testing of data consisted of 3 steps: evaluating a test
derived from the OSUCTT. Hence, for consistency across dataset and validating the scale results using 2 validation sets.
platforms, we used simulated indices in this study.
The first set of analyses to identify candidate topo- Test Dataset
graphic indices examined the correlation for several pairs of An initial test set of 1012 eyes was assembled to
indices. This analysis grouped 17 indices into 4 major groups: determine the combination of data ranges for each classifi-
those associated with corneal power, corneal asymmetry, cation criterion. The test set included subjects that clinically
corneal irregularity, and corneal cylinder (orthogonal astig- could be classified into each of these categories. The set
matism). Among the corneal power measures, the correlations included 130 normal eyes, 41 atypical eyes, 7 keratoconus-
were very high. ACP was chosen because the simulations were suspect eyes, and 834 eyes with keratoconus. Keratoconus
closest to the native machine output. Corneal asymmetry and suspects had corneal topography patterns suspicious for the
irregularity essentially represent higher-order optical aberra- disease but no slit-lamp or other clinical findings. Using 95%
tions, so we selected the third-order and higher RMS error confidence intervals (CIs), possible demarcation points were
(HORMSE; through the 27th term) to describe these features determined for HORMSE for each level. The cutpoints for
collectively. HORMSE was derived from raw corneal ACP were determined through clinical experience and 95% CI
topography data by VOL-CT software (version 6.58; Sarver and were defined as less than 52.00 D = mild, 52.00 to 56.00
and Associates, Carbondale, IL). Corneal astigmatism was not D = moderate, and more than 56.00 D = severe.
used in this scale. In previous studies (unpublished data), the
cylinder was not a very powerful diagnostic tool either in Validation Set 1
identifying keratoconus or in tracking its severity. A set of 128 right eyes, referred to as validation set 1,
In addition to these 2 topographic indices, the KSS also was subjected to ranking and compared with a clinician’s
used an analysis of topographic patterns. One observer
(T.T.M.) subjectively classified the topographic patterns using
an axial algorithm-displayed map as either normal, atypical
(but not keratoconus), or whether it exhibited an isolated area
of steepening characteristic for keratoconus. Finally, the KSS TABLE 1. Descriptors for Overall (Gestalt) Scarring (0.0–4.0
used clinical assessments of keratoconic slit-lamp signs, in 0.5 Steps)
specifically the presence or absence of Fleischer rings, Vogt Grade 1.0 Trace and not on LOS,
,1.5 mm total size
striae, and corneal scarring characteristic for keratoconus. The
Grade 2.0 Easily noticeable and approaching LOS,
scaling of scarring for KSS followed the protocol used for 1.5–2.5 mm total size
‘‘gestalt scarring’’ in the Collaborative Longitudinal Evalua- Grade 3.0 Dense but translucent and impinging on LOS,
tion of Keratoconus (CLEK) Study.36 total size 2.5 mm or greater
Gestalt scarring is a measure of the total scarring Grade 4.0 Opaque and on LOS, size 2.5 mm or greater
observed in the central cornea in CLEK Study corneal
Increased grade for density, size, number, and location near or on the line of
photographs. In a previous study, masked CLEK Photography sight (LOS).
Reading Center readers assessed the number, size, density, and

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McMahon et al Cornea  Volume 25, Number 7, August 2006

grading of severity used in clinical practice, which we refer to


TABLE 2. Gold Standard Grading Scheme
as the ‘‘gold standard.’’ The gold standard was determined in
validation set 1 by one of the authors (L.S.-F.) using clinical Normal
chart data including slit-lamp findings, best-corrected visual Regular axial topography pattern (round, oval, symmetric bow tie, etc)
acuity, color corneal topography maps from the Keratron or Normal slit-lamp exam
Humphrey Atlas systems, and keratometry. The 2 topograph- Spectacle corrected acuity P55 letters at 4 m on Log Mar chart (with
no other ocular pathology)
ically derived indices, ACP and HORMSE, were not available
Atypical normal
for the gold standard grading. One hundred eyes from CLEK
Unusual axial topography explained by slit-lamp exam or history
Study subjects were examined at the Department of Oph- (contact lens warpage, corneal scars not typical of keratoconus, history
thalmology at the Case Western Reserve University CLEK of refractive surgery)
site. Also, 10 normals, 10 atypical normals, and 8 suspect Normal or diminished spectacle acuity
cases (not in the CLEK Study) were also provided by the Case Keratoconus suspect
Western University, Department of Ophthalmology clinic. Suspicious axial topography for keratoconus (isolated area of steepening,
Because there is no uniformly accepted severity classification central steepening .48 D)
scheme for keratoconus using a combination of objective and Normal slit-lamp exam
subjective assessments, the gold standard grading criterion Spectacle corrected acuity P55 letters at 4 m on Log Mar chart (with no
was independently developed by the examiner (L.S.-F.) using other ocular pathology)
clinical experience in combination with published recom- Mild keratoconus
mendations.38–42 The gold standard grading system is de- Axial topography consistent with keratoconus
scribed in Table 2. These gold standard grades were compared Flat keratometry reading ,51.00 D
with the KSS determined for this same group of patients at the Fleischer ring or Vogt striae
Corneal Topography Reading Center (CTRC) at the University No corneal scarring
of Illinois at Chicago. Corneal topography data, computed Reduced spectacle acuity (,55 letters at 4 m on Log Mar chart) (with no
other ocular pathology)
indices, and corneal slit-lamp signs including the corneal
Moderate keratoconus
scarring grade provided by the CLEK Study database were
Axial topography consistent with keratoconus
used by the CTRC to establish a KSS.
Flat keratometry reading between 51.25 and 56.00 D or astigmatism P8 D
Cohen k statistics were calculated. Also, 2 3 2
Fleischer ring or Vogt striae
contingency tables were constructed to calculate the sensitivity
May have corneal scarring up to and including CLEK grade 3.0 (any
and specificity for determining the screening capability of scarring up to well-defined stromal scarring consistent with keratoconus)
the model in differentiating keratoconus from normals and Reduced spectacle acuity ( 645 letters at 4 m on Log Mar chart)
atypical normals and identifying the different levels of (with no other ocular pathology)
keratoconus severity. Severe keratoconus
To automate the classification of KSS, a cascading Axial topography consistent with keratoconus with marked areas
classification algorithm was written using the SAS statistical of steepening
software package (version 9.1). The algorithm used the Flat keratometry reading .56.01 D
structure and criteria of the KSS (Table 3). The decision Fleischer ring or Vogt striae
process within the algorithm flowed down the 6 grades, May have corneal scarring up to and including CLEK grade 4.0
assigning the largest KSS score possible with all required (any scarring up to a dense/opaque stromal scar consistent
criteria within a grade satisfied. A KSS score was not assigned with keratoconus)
for an eye that underwent a corneal transplant or if any data Reduced spectacle acuity (,30 letters at 4 m on Log Mar chart)
(with no other ocular pathology)
needed to assign a score were missing.

Validation Set 2 agreement between the manual observer–assigned and the


To validate the assignment of a KSS score, a second calculated KSS, were determined. These validations were
validation set (validation set 2) was assembled. This set performed to assess variability of the observer and algorithm
consisted of a cohort of CLEK Study subjects with to accurately assign a KSS score to the CLEK cohort.
keratoconus plus keratoconus suspects, normals, and atypical
normals.43 For those CLEK eyes with no missing data,
a manual KSS was determined using a combination of the
CLEK data, topographical scans, and clinical expertise from RESULTS
the grader (T.T.M.). The agreement between the algorithm and Table 4 shows the mean, range, SD, and 95% CIs for
the manual KSS was evaluated with k statistics. Also, to assess ACP and HORMSE for each level for the initial test set. The
test–retest reliability of the observer (T.T.M.) in manually KSS scale is defined in Table 3. It is derived largely from the
assigning a KSS, a random sample of approximately 10% of data found in Table 2 and the application of judicious clinical
validation set 2 eyes (138 total) was assessed again in a opinion. The strategy to rank an eye is dependent on the
masked manner, both manually and with a second pass (retest) ‘‘worst’’ feature of any of the data types in the scale algorithm.
of the KSS scoring algorithm. k statistics, evaluating the The final 5 features assessed were slit-lamp signs, topography

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TABLE 3. Keratoconus Severity Score Ranking Scheme TABLE 3. (Continued)


0 Unaffected—normal topography Required features:
Required features: Axial pattern consistent with KCN
No corneal scarring consistent with keratoconus Must have positive slit-lamp signs
No slit-lamp signs for keratoconus Additional features:
Typical axial pattern ACP .56.00 D
Average corneal power (ACP) #47.75 D or
Higher-order RMS error #0.65 Higher-order RMS error .5.75
1 Unaffected—atypical topography or
Required features: Corneal scarring CLEK grade 3.5 or greater overall
No corneal scarring consistent with keratoconus
Rules: The decision process flows down each grade. For grades 0–1, all of the
No slit-lamp signs for keratoconus parameters in a category must be met. For all grades, the required features must be met.
Atypical axial pattern The worst of the additional features is then assessed, with the ‘‘worst’’ of the features
carrying the greater weight (as long as the required features are met).
Irregular pattern
or
Asymmetric superior bowtie
or pattern, corneal scarring, ACP, and HORMSE. For normals
Asymmetric inferior bowtie and atypical normals, all of the features of the category must
or have been met for an eye to assume the KSS score for that
Inferior or superior steepening no more than category. At the suspect level in the scale, the decision-making
3.00 D steeper than ACP
was bifurcated. To be placed in the suspect category, an eye
ACP #48.00 D
must have had no scarring, no other slit-lamp findings for
Higher-order RMS error #1.00
keratoconus, and have had an axial topography pattern with an
2 Suspect topography
isolated area of steepening typical for keratoconus. In addition,
Required features:
the worse of ACP or HORMSE defined the KSS category. This
No corneal scarring consistent with keratoconus
bifurcated decision tree extended to all the higher levels, with
No slit-lamp signs for keratoconus
changing criteria as the severity increased.
Axial pattern with isolated area of steepening
k statistics were calculated for the components of the
Inferior steep pattern
model to determine the relative value of each component
or
(Table 5). As can be seen, the addition of each successive
Superior steep pattern
component to the model increases the k statistic, thus enhanc-
or
ing the fit to the gold standard evaluation. Table 6 defines the
Central steep pattern
sensitivity and specificity of KSS to segregate eyes into the
Additional features:
proper score. This analysis was set up for each grade level
ACP #49.00 D
computed for the KSS and compared with the gold standard by
or
using validation set 1.
Higher-order RMS error .1.00, #1.50
The eyes in validation set 2, including the CLEK Study
3 Affected—mild disease
cohort, were assigned a KSS by using the algorithm in Table 5.
Required features:
These eyes encompassed the entire range of the scale; 57
Axial pattern consistent with KCN
normal eyes, 8 atypical eyes, 49 keratoconus suspects, 927
May have positive slit-lamp signs
eyes with mild keratoconus, 682 with moderate disease, and
No corneal scarring consistent with keratoconus
398 with severe keratoconus. To determine the consistency
Additional features:
with which the algorithm assigned KSS compared with a
ACP #52.00 D
manually assigned KSS, weighted k statistics were calculated
or
using Cicchetti–Allison weights.44 For right eyes, the weighted
Higher-order RMS error .1.50, #3.50
k was 0.94 (95% CI: 0.92–0.96); for left eyes, it was 0.95
4 Affected—moderate disease
(95% CI: 0.94–0.97). Both of these statistics indicate very high
Required features:
agreement and give confidence to the use of an automated
Axial pattern consistent with KCN
approach for assigning a KSS score.
Must have positive slit-lamp signs
A random sample of validation set 2 comprising ap-
Additional features:
proximately 10% of the overall sample was used to assess the
ACP .52.00 D, #56.00 D
test–retest reliability of assigning a severity score. There were
or
69 right eyes and 69 left eyes in the sample (eyes with
Higher-order RMS error .3.50, #5.75
a corneal transplant were excluded). These maps were rescored
or
weeks after their initial score assignment. Eyes used in this
Corneal scarring and overall CLEK grade up to 3.0
sample had initial KSS ranging from 1 through 5. Weighted k
5 Affected—severe disease
statistics were 0.84 (95% CI: 0.73–0.95) for right eyes and
0.83 (95% CI: 0.71–0.94) for left eyes.

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TABLE 4. Summary Statistics for 2 Keratoconus Measures, by KSS Level, Obtained from Test Set
0 1 2 3 4 5

ACP
Mean 43.82 44.10 44.57 47.10 53.89 62.81
Min 41.10 40.00 40.86 39.47 52.01 56.08
Max 47.66 47.01 46.83 51.97 55.98 90.38
SD 1.30 1.60 2.24 2.74 1.11 6.52
95% CI 41.22–46.42 40.90–44.30 40.09–49.05 41.62–52.58 51.67–56.11 49.77–75.85
HORMSE
Mean 0.42 0.60 0.70 1.98 3.14 5.03
Min 0.23 0.40 0.51 0.26 0.89 1.11
Max 0.75 1.0 0.96 9.48 8.00 55.66
SD 0.07 0.14 1.61 1.19 1.30 4.27
95% CI 0.28–0.56 0.32–0.88 0–3.93 0–4.36 0.54–5.74 0–13.57
Scores: 0, normal; 1, atypical normal; 2, keratoconus suspect; 3, keratoconus—mild; 4, keratoconus—moderate; 5, keratoconus—severe.
ACP, average corneal power; HORMSE, higher-order root mean square (Wavefront) error.

DISCUSSION proprietary, UBMs are uncommon instruments, and the trans-


The detection of keratoconus has received a great deal of fer of the authors’ technique to the clinical environment has
attention in the past 15 years, concomitant with the rise in not been reported.
popularity of refractive surgery. The development of Placido Li et al38 have developed an index, the KISA%, to grade
disk-based videokeratography was stimulated largely by the the presence or absence of keratoconus. Although this index
desire to screen out patients with keratoconus from the group has the potential to define disease severity in keratoconus, the
of prospective refractive surgery candidates.45 Corneal topog- developers have described its role only in defining normals,
raphy has proved valuable in identifying cases of subtle or keratoconus suspects, and those with the disease. The KISA%
forme fruste keratoconus.45–49 Several analytical, topography- index has been used to monitor changes in normal eyes of
based screening tools have been developed to detect eyes with unilateral keratoconus patients38 and in genetic screening,
signs of keratoconus.31,50–52 These tools have limited use as where KISA% was used to distinguish keratoconus from
screening tools in most cases and suffer significant short- normal individuals.11,57
comings in actually tracking the severity of keratoconus as it Rabinowitz58 has described a classification scheme of
progresses.53,54 3 distinct categories: keratoconus, early keratoconus, and
There are a few techniques that have been developed for keratoconus suspect. In his most advanced categorization
tracking disease severity in keratoconus. Smolek and Klyce (keratoconus), disease can be detected by slit-lamp evaluation
have developed a Keratoconus Severity Index (KSI) using and an asymmetric bowtie/skewed radial axis pattern
previously developed expert systems and artificial intelli- (AB/SRAX) on videokeratography. In early keratoconus, no
gence.31 This system is proprietary to 1 instrument and to use it slit-lamp findings of disease are found, but scissoring of the
with corneal topography data from other instruments would retroilluminated reflex and an AB/SRAX pattern are present.
not be prudent until appropriate model training and validation In keratoconus suspects, no clinical signs of keratoconus on
has been accomplished. To date, this has not been available. either slit-lamp evaluation or retroillumination assessment are
Avitabile et al55,56 have used an ultrasound biomicro- found, but there is an AB/SRAX pattern. In our experience,
scope (UBM) technique for grading and tracking disease there are frequent occasions (eg, an isolated area of inferior
severity in keratoconus that compares favorably with corneal steepening) where eyes with keratoconus did not have
topography–based KSI readings. However, although less a definite AB/SRAX pattern.

TABLE 5. Agreement (Computed With Cohen k Statistic)


Between KSS and the Gold Standard Evaluation TABLE 6. Sensitivity and Specificity for Screening for
Weighted k 95% CI Assignment of Proper Grade Level
Grade Description (Grade Number) Sensitivity Specificity
Indices only 0.695 0.598–0.792
Indices and manual read 0.854 0.799–0.910 Normal (0) vs. atypical normal (1) 1.00 0.95
Indices and scarring 0.762 0.678–0.847 Atypical normal (1) vs. keratoconus suspect (2) 1.00 1.00
Indices, manual read, and scarring 0.863 0.807–0.920 Keratoconus suspect (2) vs. mild keratoconus (3) 1.00 1.00
Indices, manual read, scarring, Mild keratoconus (3) vs. moderate keratoconus (4) 0.90 0.93
and slit-lamp signs 0.904 0.862–0.946 Moderate keratoconus (4) vs. severe keratoconus (5) 0.64 0.98

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