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To cite this article: S. Rapp , G. Brenes & A. P. Marsh (2002) Memory enhancement training for older
adults with mild cognitive impairment: A preliminary study, Aging & Mental Health, 6:1, 5-11, DOI:
10.1080/13607860120101077
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Aging & Mental Health 2002; 6(1): 5–11
ORIGINAL ARTICLE
Abstract
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‘Mild cognitive impairment’ (MCI) in older adults refers to a significant decline in memory function but not other cognitive
functions. Pharmacological and non-pharmacological treatments for MCI are needed. The present randomized clinical trial
tests the efficacy of a cognitive and behavioral treatment to improve memory performance and participants’ attitudes about
their memory. A multi-faceted intervention that included education about memory loss, relaxation training, memory skills
training, and cognitive restructuring for memory-related beliefs was compared to a no-treatment control condition.
Outcomes included memory performance and appraisals of memory function and control. Results indicate that the treated
group had significantly better memory appraisals than controls at the end of treatment and at a six-month follow-up. There
were no differences between groups on memory performance at post-test but at follow-up the trained individuals showed a
trend toward better word list recall than controls. Findings suggest that individuals with MCI can benefit from multi-
component memory enhancement training. Further development of such training programs and tests of their efficacy alone
and in combination with medications are needed.
Correspondence to: Stephen R. Rapp, PhD., Department of Psychiatry and Behavioral Medicine, Wake Forest University
School of Medicine, 1 Medical Center Boulevard, Winston-Salem, NC 27157. Tel: (336) 716 6995. Fax: (336) 716 6830.
E-mail: srapp@wfubmc.edu
Received for publication 12th March 2000. Accepted 17th April 2001.
ISSN 1360–7863 print/ISSN 1364–6915 online/02/010005–07 © Taylor & Francis Ltd
DOI: 10.1080/1360786012010107 7
6 S. Rapp et al.
TMS group on several memory measures and The MFQ consists of 64 items, all rated by the
perceived greater control over their memory. respondent on a seven-point Likert scale. Subscales
The present study tests a multifaceted interven- include general frequency of forgetting (Freq.),
tion for older adults with MCI. The training change relative to retrospective functioning (Retro-
package includes education on memory, relaxation spective), seriousness of forgetting problems
skills training, mnemonic strategies, and cognitive (Seriousness), and mnemonics usage (Mnemonics).
restructuring to change beliefs about memory Mean item scores were used. Higher scores indicate
control. It was expected that compared with the no less memory problem and less mnemonic usage.
treatment control condition, the intervention group
would improve in memory performance and have Perceived control over memory. This was measured
stronger and more positive attitudes regarding their using the Memory Controllability Inventory
memory. (Lachman et al., 1995), which consists of 12 items
forming four subscales (present ability, potential
improvement, inevitable decrement, effort utility) of
Methods three items each. Respondents rate each item on a
seven-point Likert scale to reflect their agreement or
Sample disagreement.
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Participants for this study were community Mood. To control for the influence of mood states on
dwelling, older adults meeting criteria for MCI memory performance and appraisals (Smith et al.,
(Petersen et al., 1999) including (1) a self-reported 1996), the Profile of Mood States (McNair et al.,
memory complaint, (2) a score on a standardized 1992) was administered at each assessment.
memory test at or below the 10th percentile, (3)
scores on tests of all other cognitive functions
greater than the 10th percentile, (4) normal global Procedures
cognitive functioning, (5) no ADL or IADL defi-
cits, and (6) the absence of dementia. Prospective participants were screened by tele-
phone and were excluded from the study if they
reported a diagnosis of dementia or other cognitive
Measures disorder reported any ADL/IADL impairments;
were currently being treated for major psychiatric
Cognitive function. The Consortium for the Registry disorders, cancer, myocardial infarction or other
of Alzheimer’s Disease (CERAD) (Morris et al., heart diseases; if they were taking medications
1989) neuropsychological battery (Welsh et al., (e.g., donepezil, antidepressants) or herbal
1991) was used in assessing cognitive functions mixtures (e.g. gingko biloba) likely to affect cogni-
(verbal fluency, naming, constructional praxis, tive function; or if they had received memory
attention and concentration, executive function and training previously. Prospective participants signed
memory). a written informed consent in accordance with the
WFUSM institutional review board procedures
Global cognitive function. This was assessed with the and were administered the CERAD battery by a
Mini-Mental State Exam (Folstein et al., 1975). trained technician. Informants verified questions
regarding ADLs/IADLs. Individuals meeting the
Memory performance. Outcome measures included criteria for MCI were then administered the four
four memory tasks, each with immediate and memory performance study measures. Persons
delayed recall parts (Scogin et al., 1998). A word list meeting all study criteria were then randomized to
task involved a visual presentation of a list of 20 either the treatment or the control group.
high-imagery, concrete nouns. The grocery list task
is an oral presentation of a 20-item grocery-shopping Treatment condition. The treatment consisted of six,
list presented one at a time. The names and faces weekly group meetings lasting two hours each
task is a self-paced presentation of 15 facial photo- administered by two clinical geropsychologists (SR,
graphs each with a unique surname. The paragraph GB). The first session included a presentation on
recall task is an oral presentation of a brief story dementia, memory and the factors that can influence
(Wechsler, 1981). The scores for both immediate memory performance (e.g., fatigue, anxiety, motiva-
and delayed recall were the total number of elements tion, appraised importance). Participants were
recalled. Higher scores indicate better memory taught a relaxation skill (systematic breathing) and
performance. encouraged to use it to reduce tension, especially
associated with remembering. Each participant also
Perceptions of memory impairment. This was assessed received a copy of Improving Your Memory (Folger
with the Memory Functioning Questionnaire & Stern, 1994) with chapter assignments. There was
(MFQ) (Zelinski et al., 1990; Gilewski et al., 1990). general discussion of the memory problems
Memory training and MCI 7
participants found most disturbing. During the memory skills training. The change in R2 indicates
remaining sessions, the trainers described and the relative effect size of the intervention.
demonstrated specific memory skills (cueing, cate-
gorization, chunking, method of loci) and led group
exercises using them. Homework employing the Results
trained skill was assigned.
Of the one hundred and sixty-eight persons
No-treatment control condition. Participants in this interested in the study, 77 were eligible for initial
group received no memory education or training. At testing. Forty-three individuals had memory func-
the end of the study, each person was given a copy of tion above the threshold for inclusion. Of the 25
the book and other printed materials distributed to remaining persons with MCI, 19 agreed to partici-
the trained participants. pate and were randomized to either the treatment
Within two weeks following completion of the group (n = 9) or the control group (n = 10). The
training, participants in both groups were retested overall sample had slightly more females (58%) and
by the research technician, who was blinded to had a mean age of 75.1 (7.0) years. The sample was
group assignment. Six-months following post- predominantly Caucasian (95%) and well educated
testing participants were retested. (74% having more than 12 years of education).
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TABLE 2. Means and standard deviations for memory performance by treatment condition
Treatment Pre-test M (SD) Post-test M (SD) Follow-up M (SD)
Word list-immediate
Training 8.11 (3.02) 11.56 (2.83) 8.71 (3.35)
Control 5.10 (0.99) 7.80 (3.22) 8.33 (2.18)
Word list-delayed
Training 3.56 (2.92) 8.44 (4.22) 6.71 (3.99)*
Control 1.90 (1.45) 4.70 (3.62) 5.89 (3.22)
Shopping list-immediate
Training 7.89 (2.03) 6.33 (1.58) 7.14 (1.77)
Control 7.60 (2.59) 6.10 (1.45) 5.78 (3.11)
Shopping list-delayed
Training 5.44 (1.94) 4.11 (2.37) 5.86 (3.53)
Control 5.40 (2.01) 5.40 (2.22) 5.89 (2.85)
Names and faces-immediate
Training 5.78 (3.35) 4.33 (2.50) 5.43 (3.69)
Control 3.90 (3.70) 2.60 (2.80) 3.89 (3.41)
Names and faces-delayed
Training 4.33 (3.12) 3.22 (2.44) 4.14 (3.85)
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differences between groups on the measures of had stronger beliefs in the potential for improvement
memory performance after adjusting for gender (all (MCI-Potential Improvement: p = 0.005, R2 = 0.20)
ps > 0.25). There was a statistical trend at follow-up, and there was a trend toward expecting less inevitable
however. The trained group had higher scores on the decline in memory (MCI Inevitable decline: p = 0.06,
word list task delayed recall than the control group R2 = 0.12). By follow-up, however, there were no
(p = 0.08, R2 = 0.11). There was evidence of a differences between trained participants and untrained
practice effect on the word list and paragraph tasks participants. Examination of the means over time
with scores in both groups improving at each admin- suggests that trained participants’ ratings of control
istration, but not on the shopping list or names and returned to baseline levels by follow-up while
faces tasks. untrained participants ratings at follow-up were lower
than baseline levels.
The intervention also improved participants’ beliefs in Both groups characterized their memory problems
their ability to control their memory. The trained group as somewhat serious and causing problems for them
Memory training and MCI 9
TABLE 3. Means and standard deviations for perceived memory and mnemonics use
Treatment Pre-test M (SD) Post-test M (SD) Follow-up M (SD)
Perceived memory ability
MCI-Present ability
Training 3.94 (1.46) 5.36 (0.93)*** 4.86 (0.83)**
Control 3.85 (1.14) 3.98 (0.52) 3.81 (1.08)
MFQ-Frequency of forgetting
Training 4.51 (0.86) 4.55 (0.68) 4.44 (1.39)
Control 4.17 (0.98) 4.04 (0.59) 4.02 (0.82)
MFQ-Retrospective functioning
Training 3.61 (1.21) 4.17 (0.91) 3.46 (0.98)
Control 3.80 (0.85) 3.55 (0.50) 3.33 (0.77)
Perceived impact of memory functioning
MFQ-General functioning
Training 3.83 (0.98) 3.78 (0.97) 3.67 (1.03)
Control 3.88 (1.13) 3.30 (0.82) 3.44 (0.88)
MFQ-Seriousness
Training 4.34 (1.65) 4.52 (1.19) 3.60 (1.34)
Control 3.78 (1.04) 4.20 (0.90) 3.20 (1.16)
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at baseline. Groups did not differ at the end of treat- component targeting participants’ beliefs about their
ment or by follow-up in either the perceived impact memory and their ability to control it was effective.
of memory problems (MFQ General Functioning, Lachman et al., (1992) also showed that combining
ps = 0.44, 0.96, respectively) or in the seriousness cognitive training with a cognitive-behavioral inter-
of their memory problems (MFQ-Seriousness, vention targeting control beliefs produced improved
ps = 0.88, 0.41). beliefs about memory control and efficacy. Floyd &
Scogin (1997) concluded from their meta-analysis of
the effects of memory training on subjective memory
Discussion functioning that the effect size for changes in subjec-
tive memory is greater in studies that include both
Individuals with significant memory impairment training in mnemonics and expectancy modification.
represent a highly vulnerable subpopulation of older Our finding of no change in laboratory memory
adults. This study tested a multi-faceted tasks following training is disappointing. In their
intervention that included training in specific meta-analysis of 31 mnemonic training studies of
memory skills, education about memory and healthy older adults, Verhaeghen et al., (1992)
dementia, and a component intended to modify found pre-to-post-test gains associated with
participants’ beliefs about memory control and training equal to 0.73 standard deviations indi-
performance. cating that training can improve memory
We are encouraged by the impact the intervention performance. Younger age, pre-training designed
had on participants’ appraisals of their current and to enhance the learning of mnemonics, training in
future memory abilities. By the end of treatment, groups, and shorter session length were all
trained participants rated their memory ability more associated with training gains. We trained our
favorably than controls. Training also led to stronger participants in groups and pre-trained them by
expectations for future improvement and lower providing information about dementia and memory
expectations for cognitive decline. By six months impairment, by teaching them relaxation skills, and
following treatment, trained participants still rated by encouraging them not to view all memory diffi-
their present memory ability more favorably than culty as catastrophic. The age of our sample (75.1
controls. Thus, it appears that the psychological years), however, was greater than the mean age of
10 S. Rapp et al.
samples Verhaeghen et al., studied (69 years) and persons seek to learn mnemonic strategies would be
the duration of our sessions at two hours was lightly helpful.
longer than the mean session time (1.49 hours, A significant limitation of our study is the small
range: 0.33 hours to 2.5 hours). These factors may number of participants, especially for the follow-up
have made our skills training intervention less analysis. Moreover, we did not correct for multiple
effective. The most important difference between comparisons since the study is exploratory and
our study and those reviewed by Verhaeghen et al., underpowered. As a result our findings should be
(1992) however, may be our selection of individ- viewed as preliminary and merely suggestive. The
uals with documented mild cognitive impairment. R2s from the regression analyses do suggest that
For these individuals, shortening the duration of marginal p-values (0.05 < p < 0.10) were associated
sessions, increasing the number of sessions, with reasonable effect sizes, however. We used
including ‘booster’ sessions, and providing more research diagnostic criteria for MCI developed by
extensive pre-training might improve memory Petersen et al., (1999) but other criteria have been
performance. proposed and might have altered subject selection
Evidence that participants may have needed and results. Lastly, since we did not track the daily
more training sessions came from spontaneous use of the mnemonic techniques, we cannot say
comments made by them during post-testing. precisely how much they were used.
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Several participants commented to the technician In sum, this study has demonstrated that a brief,
that they were unsure which mnemonic strategy to cognitive and behavioral group intervention
use during memory tasks. This indicates that they targeting memory performance and memory
understood when to use mnemonics but they could appraisals can be effective at changing perceptions
not quickly and easily select or apply them. West & of memory ability in a high-risk population of older
associates (2000) report results similar to ours from adults with cognitive impairment. The results
a pilot study of 40 “at risk” older women i.e., suggest that older adults with cognitive impairment
women who scored one standard deviation below may need more skills training, however, to achieve
their peers on a test of object location recall. Their and maintain performance improvements. An
five-week intervention compared a memory skill intriguing question in light of these results is
whether combining memory enhancement training
plus memory control belief training program to a
and pharmacological interventions for memory
delayed treatment control condition. The trained
would provide benefits beyond monotherapy.
group showed improved control beliefs and
reported greater use of the cognitive strategies, but
both groups showed comparable improvement in
Acknowledgments
memory performance. They concluded that more
practice with memory exercises might have helped
We wish to express our appreciation to Heather
performance.
Uncapher, PhD, for her assistance with the design of
A curious finding was that trained participants
this study and to Stacey Gibson for her help with
reported using mnemonics less than untrained
data collection, and to Forrest Scogin, PhD, for
participants, by the six-month follow-up testing.
permission to use the memory tests.
The difference in scores is due to a slight decrease
in use by trained participants between post-test and
follow-up and a modest increase in use by the
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