OCC 2012-15

Attachment A

Rescinded OTS Documents and Prevailing OCC Documents

Rescinded OTS Prevailing

OTS Document Reason OCC
Document Number Title Rescinded Document Comments/OCC Document Link
Examination 010 Handbook and Replaced Comptroller’s www.occ.gov/publications/publicatio
Handbook Program Use Handbook – ns-by-type/comptrollers-
Community handbook/cbs.pdf
Bank
Supervision www.occ.gov/publications/publicatio
and Large ns-by-type/comptrollers-
Bank handbook/cbs.pdfhttp://www.occ.gov/
Supervision publications/publications-by-
type/comptrollers-handbook/lbs.pdf
Examination 020 Conduct of Agency Replaced OCC internal guidance
Handbook Personnel

Examination 060 Examination Replaced Comptroller’s www.occ.gov/publications/publicatio

Handbook and 060P Scheduling, Scoping, Handbook – ns-by-type/comptrollers-
Program and Management Bank handbook/_pdf/banksupervisionproce
Supervision ss.pdf
Process
Examination 060A Scoping Matrix Replaced Comptroller’s www.occ.gov/publications/publicatio
Appendix Handbook – ns-by-type/comptrollers-
Community handbook/cbs.pdf
Bank
Supervision
Examination 060B Examination Scope Outdated
Appendix Worksheet
Examination 060C Examination Outdated
Appendix Management
Checklist

Examination 060D Exception Sheet Outdated

Appendix
Examination 070 Ratings: Developing, Replaced Comptroller’s www.occ.gov/publications/publicatio
Handbook and 070P Assigning and Handbook – ns-by-type/comptrollers-
Program Presenting Bank handbook/_pdf/banksupervisionproce
Supervision ss.pdf
Process
Examination 070A Uniform Financial Duplicative Comptroller’s www.occ.gov/publications/publicatio
Appendix Institutions Rating Handbook – ns-by-type/comptrollers-
System Bank handbook/_pdf/banksupervisionproce
Supervision ss.pdf
Process
Examination 212 One- to Four-Family None To track more closely to the
Handbook Page 15 Residential Real regulatory language, delete the section
Estate Lending titled “Stated Income Residential
 OCC 2012-15
Attachment A

Rescinded OTS Prevailing

OTS Document Reason OCC
Document Number Title Rescinded Document Comments/OCC Document Link
Loans” from page 212.15 of the OTS
Examination Handbook.
(This section will be grayed out in
electronic versions.)
Examination 240 Troubled Debt Replaced OCC Bank www.occ.gov/publications/publicatio
Handbook and 240P Restructurings Accounting ns-by-type/other-publications-
Program Advisory reports/BAAS.pdf
Series
Examination 260 Classification of Replaced Comptroller’s www.occ.gov/publications/publicatio
Handbook and 260P Assets Handbook – ns-by-type/comptrollers-
Program Rating Credit handbook/rcr.pdf
Risk
Examination 260A Express Replaced Comptroller’s www.occ.gov/publications/publicatio
Appendix Determination Letter Handbook – ns-by-type/comptrollers-
Loan Portfolio handbook/lpm.pdf
Management
Examination 261 Adequacy of Replaced Comptroller’s www.occ.gov/publications/publicatio
Handbook and 261P Valuation Handbook – ns-by-type/comptrollers-
Program Allowances Allowance for handbook/alll.pdf
Loan and
Lease Losses
Examination 261A Interagency Policy on Duplicative Comptroller’s www.occ.gov/publications/publicatio
Appendix the Allowance for Handbook – ns-by-type/comptrollers-
Loan and Lease Allowance for handbook/alll.pdf
Losses Loan and
Lease Losses
Examination 261B Migration Analysis Replaced Comptroller’s www.occ.gov/publications/publicatio
Appendix Handbook – ns-by-type/comptrollers-
Allowance for handbook/alll.pdf
Loan and
Lease Losses
Examination 261Q Adequacy of Replaced Comptroller’s www.occ.gov/publications/publicatio
Questionnaire Valuation Handbook – ns-by-type/comptrollers-
Allowances Internal handbook/_pdf/icq.pdf
Questionnaire Control
Questionnaires
and
Verification
Procedures
Examination 310 Corporate Replaced None To track more closely to OCC policy,
Handbook Page 19 Governance and delete the section titled “Prior
Oversight by the Approval of Employment Contracts”
Board of Directors from page 310.19 of the OTS
Examination Handbook. (This section
will be grayed out in electronic
versions.)
Examination 310 Corporate Replaced None To track more closely to OCC policy,
Handbook Pages 20- Governance and delete the section titled “Regulatory
 OCC 2012-15
Attachment A

Rescinded OTS Prevailing

OTS Document Reason OCC
Document Number Title Rescinded Document Comments/OCC Document Link
21 Oversight by the Review of Third-Party Contracts”
Board of Directors from pages 310.20-21 of the OTS
Examination Handbook. (This section
will be grayed out in electronic
versions.)
Examination 341 Information Replaced Comptroller’s www.occ.gov/publications/publicatio
Handbook and 341P Technology Risks Handbook – ns-by-type/comptrollers-
Program and Controls Bank handbook/_pdf/banksupervisionproce
Supervision ss.pdf
Process,
Community www.occ.gov/publications/publicatio
Bank ns-by-type/comptrollers-
Supervision, handbook/cbs.pdf
and Large
Bank
Supervision www.occ.gov/publications/publicatio
ns-by-type/comptrollers-
handbook/lbs.pdf

Examination 770 Other Activities – Replaced OCC Bulletin www.occ.gov/news-

Handbook and 770P Unlawful Internet 2010-17 issuances/bulletins/2010/bulletin-
Program Gambling 2010-17.html
Enforcement Act
Examination 770A UIGEA: Designated Replaced OCC Bulletin www.occ.gov/news-
Handbook Payment Systems and 2010-17 issuances/bulletins/2010/bulletin-
Appendix Requirements of 2010-17.html
Participants
Summary Chart
Examination 1100 Compliance Replaced Comptroller’s www.occ.gov/publications/publicatio
Handbook and 1100P Oversight Handbook – ns-by-type/comptrollers-
Program Examination Program Community handbook/cbs.pdf
Bank
Supervision www.occ.gov/publications/publicatio
and ns-by-type/comptrollers-
Compliance handbook/cms.pdf
Management
System
Examination 1100A Compliance Replaced Comptroller’s www.occ.gov/publications/publicatio
Handbook Oversight Handbook – ns-by-type/comptrollers-
Appendix Examination Program Community handbook/cbs.pdf
Appendix A Bank
Supervision
Trust 140 Document Custody Replaced Comptroller’s www.occ.gov/publications/publicatio
Handbook and 140P Handbook – ns-by-type/comptrollers-
Program Custody handbook/custodyservice.pdf
Services
Trust 150 Pre-Need Funeral and Replaced Comptroller’s www.occ.gov/publications/publicatio
Handbook and 150P Cemetery Trusts Handbook – ns-by-type/comptrollers-
Program Personal handbook/Pfsfinal.pdf
 OCC 2012-15
Attachment A

Rescinded OTS Prevailing

OTS Document Reason OCC
Document Number Title Rescinded Document Comments/OCC Document Link
Fiduciary
Services

CEO Memo 32 SFAS No. 115 Policy Duplicative FFIEC Call www.ffiec.gov/PDF/FFIEC_forms/FF
Change Report IEC031_FFIEC041_201203_i.pdf
Instructions
CEO Memo 58 Customer Service Outdated
Plan
CEO Memo 135 The New Basel Replaced OCC Bulletin www.occ.gov/news-
Capital Accord 2001-4 issuances/bulletins/2001/bulletin-
2001-4.html
CEO Memo 153 Examination of Conveyance
Mutual Savings
CEO Memo 178 Networking Replaced OCC Bulletin www.occ.gov/news-
Arrangements 2007-42 issuances/bulletins/2007/bulletin-
2007-42.html
CEO Memo 180 SEC’s Rule Outdated Previously incorporated in OTS
Discussing Internal Examination Handbook Section 340
Control May Satisfy
SEC Requirements
and FDIC Part 363
CEO Memo 252 Office of Thrift Replaced OCC Bulletin www.occ.gov/news-
Supervision 2006-46 issuances/bulletins/2006/bulletin-
Guidance on 2006-46.html
Commercial Real
Estate (CRE)
Concentration Risks
CEO Memo 293 Recognition of Replaced FFIEC Call www.ffiec.gov/PDF/FFIEC_forms/FF
Capital Contributions Report IEC031_FFIEC041_201203_i.pdf
in the Form of Cash Instructions
or Notes
CEO Memo 302 Annual Thrift Outdated
Satisfaction Survey
Results
CEO Memo 304 ALLL – Observed Replaced OCC Bulletins www.occ.gov/news-
Thrift Practices 2001-37 and issuances/bulletins/2001/bulletin-
Including Sound 2006-47 2001-37.html
Practices
Comptroller’s www.occ.gov/news-
Handbook – issuances/bulletins/2006/bulletin-
Allowance for 2006-47.html
Loan and
Lease Losses www.occ.gov/publications/publicatio
ns-by-type/comptrollers-
handbook/alll.pdf
CEO Memo 324 TARP CPP – Exam Replaced U.S. www.treasury.gov/initiatives/financial
Guidance Department of -stability/programs/Pages/default.aspx
 OCC 2012-15
Attachment A

Rescinded OTS Prevailing

OTS Document Reason OCC
Document Number Title Rescinded Document Comments/OCC Document Link
the Treasury
Financial
Stability
Programs
CEO Memo 330 Proposed Reverse Outdated
Mortgage Guidance
CEO Memo 332 Interagency Guidance Duplicative OCC Bulletin www.occ.gov/news-
– Transparency and 2009-36 issuances/bulletins/2009/bulletin-
Compliance for U.S. 2009-36.html
Banking
Organizations
Conducting Cross-
Border Funds
Transfers
CEO Memo 335 2010 Annual Thrift Outdated
Satisfaction Survey
CEO Memo 351 Guidance for Thrifts Replaced OCC Bulletin www.occ.gov/news-
Affected by BP Oil 2010-26 issuances/bulletins/2010/bulletin-
Spill 2010-26.html
CEO Memo 366 OTS Webinar on IRR Outdated
Management Using
the Net Portfolio
Value Model
CEO Memo 368 Management Replaced OCC Bulletin www.occ.gov/news-
Oversight of 2011-29 issuances/bulletins/2011/bulletin-
Servicing Operations 2011-29.html
CEO Memo 374 OCC/OTS Outdated
Informational
Sessions
CEO Memo 379 Mapping Thrift Outdated A watermarked version of the
Financial Report Line rescinded CEO Memo will continue
Items to the Call to be available if needed for reference
Report in the transition to the Call Report.
CEO Memo 386 Notice of Conversion Outdated
from OTS Branch
Office Survey (BOS)
to
FDIC Summary of
Deposits (SOD)
Effective June 30,
2011
CEO Memo 387 OCC Proposal to Outdated
Implement Dodd-
Frank Wall Street
Reform and
Consumer Protection
Act; OTS Integration
 OCC 2012-15
Attachment A

Rescinded OTS Prevailing

OTS Document Reason OCC
Document Number Title Rescinded Document Comments/OCC Document Link
CEO Memo 391 Conversion of Outdated
Quarterly
Supervisory Financial
Reporting
Requirement to the
Consolidated Reports
of Condition and
Income
(Call Report) from
the Thrift Financial
Report (TFR)
Regulatory 01 Regulatory Bulletin Outdated
Bulletin Series
Regulatory 01-01c and Rescission of Outdated
Bulletin Errata Bulletins and
Memoranda
Regulatory 34 Examiner Guidance Replaced Comptroller’s www.occ.gov/publications/publicatio
Bulletin on Wholesale Handbook – ns-by-type/comptrollers-
Borrowings Liquidity handbook/liquidity.html
Regulatory 37-8 Compliance Conveyance
Bulletin Oversight
Examination Program
Thrift Bulletin 01 Thrift Bulletin Series Outdated

Thrift Bulletin 01-02 Enforcement of Outdated

Bulletins
Thrift Bulletin 82a Third Party Replaced OCC Bulletin www.occ.gov/news-
Arrangements 2001-47 issuances/bulletins/2001/bulletin-
2001-47.html