Professional Documents
Culture Documents
CRIMINAL LAW THEORY In response to sensationalistic media accounts and the influence of political pressure groups,
criminal laws are routinely enacted as though they were the natural response to any and all social
Nature of Criminal Law, Crime and Punishment. problems.
• What is Criminal Law? Enacted criminal statutes are unsupported with philosophical theories.
• What makes a given law, or a body of law, criminal?
e.g.: Though the crimes of illicit drug possession and distribution are principal forces that drive the
Specifying the Nature of Criminal Law criminal justice system today, there are still no discussions about drug offenses. There are no
• Conceptual Reason available resources for us to assess whether this development is welcome or unwelcome.
• Practical Reason
• Normative Reason Students are seldom invited to think about why the statute came to be as it is because, typically,
students begin and end their study by applying existing statutes to real or imaginary fact patterns.
Henry Hart lamented,
• A crime seems to be “anything which is called a crime” (Hart 1958:404) We have too many criminal laws, too much punishment, and too little that differentiate criminals
from noncriminals.
Positivistic Thus, there is an urgent need for a better theory to identify the scope and limits of the criminal law.
• “laws are criminal if and only if they are denominated as such by legislatures”
There was one sensible yet an unsatisfactory attempt to set a condition which must be satisfied
Orthodox Position before the state may enact a statute that subjects offenders to criminal liability.
• The single feature that is most helpful to identify the nature of criminal law. • “Harm”
• Laws are criminal when they subject persons who violate them to state punishment.
Unsatisfactory. Why?
CONTROVERSIES
First, 1) Almost any conduct that anyone has ever proposed to criminalize could be said to cause
• In order to hold that laws are criminal when they subject violators to punishment, one harm. (E.g.: Are persons harmed when they are deeply offended?)
need not to produce an altogether satisfactory account of the nature of punishment. 2) The harm requirement encounters difficulties in attempts to differentiate the criminal
State Punishment- regardless of elusive nature, is a defining feature of the criminal law. from civil law. (the latter also presupposes harm. E.g., breach of contract)
3) It is clear that the primary motivation for embracing the harm requirement is to preclude
Second, legal moralism – criminal legislation designed to punish harmless wrongdoing.
• One need not to be able to categorize each borderline sanction on one side of the line or
the other-as punishment or not as punishment-to accept the orthodox position. (the recent growth of the criminal law is fueled less by statutes designed to proscribe immorality
The concept of punishment, like most concepts in ordinary language, is vague and allows for than by statutes that do not seem to involve immorality at all).
borderline cases.
The need for a theory in criminalization 4) Harm requirement, how construed.
(It is enough to meet the demands of the harm principle that if the action were not
The need for a theory in criminalization criminalized, that would be harmful [Gardner and Shute 2000)
Topic of criminalization:
- Criminal theorists have tended to neglect A sensible and satisfactory condition that must be satisfied before the state may enact a statute
- The conditions that must be satisfied before the state may enact a statute that subjects
that subjects offenders to criminal liability is the requirement by which the state must have a
offenders to criminal liability
No good theory of criminalization exists and because of this failure, states throughout the world compelling interest before it allows important fundamental interests to be burdened.
have overcriminalized.
This was drawn from the body of constitutional law that protects interests acknowledged to be as
valuable as our interest in not being punished.
Another case to solve is that (1) there must be a criteria to decide which state interests are
compelling and (2) the state must show that its legislative objective would be harder to achieve Miranda Rights Theory of Criminalization
without resorting to punishment.
How criminal law may lawfully restrict liberty
When persons become subject to punishment, more important interests are at stake than the
liberty to perform whatever conduct has been proscribed.
“Justification Test”
- before legislators enact a criminal law, they must be confident that the state would be justified in
punishing persons who violate it.
- good reason to believe that the punishment would be justified.
“Theory of Punishment”
• Conditions under which punishment is justified. Utilitarian Theory
• Conditions under which - It would justify the punishment of innocent persons, in violation of their rights despite
punishment is not justified. their lack of desert.
- -it is a defective theory of criminalization
“Theory of Criminalization”
Theory that demands a higher standard of justification for criminal than non criminal law. Application of Theories in Criminal Law in contemporary legal issues
What standard of justification should be applied to infringe our interest in not being subjected to • Possession of Marijuana
hard treatment? • Abortion
• Death penalty
(conditions that should be satisfied before a criminal law is enacted) • Euthanasia
1. The state need to have a COMPELLING INTEREST before it subjects any conduct to punishment
- criteria to decide which state interest are compelling Compensation in Tort Cases
2. The law must be NECESSARY to achieve the interest. Tortfeasors are required to make restitution to compensate their victims for the losses they cause.
3. The determination that the criminal law is NARROWLY TAILORED to serve the compelling state When compensation is impossible or necessarily inadequate, tort remedies cannot substitute for
interest. criminal punishments.
- (requirement for narrow tailoring) criminal laws must not be overinclusive;
AUTONOMY
The theories share the premise that the law should respect individual autonomy.
Autonomous people have the freedom to arrange their lives in any way that they see fit, as IV. The Commons and Anticommons in the Law and Theory of Property
long as they do not violate the autonomy of others.
Introduction and Familiar Analyses of the Concept of Property
HISTORICAL EXPLANATION
QUESTION: Introduction: Commons and Anticommons
If contract law reflects a single moral structure, what accounts for its variation across time and
place? COMMONS
a resource which all have a liberty-right to use, from which no one has a normative power
First, morality changes across time and place; the deep moral commitments remains to exclude others, and which no one has a duty to refrain from exploiting.
constant and embodied in law, even as more superficial commitment change.
Second, morality remains constant but empirical conditions change. TWO APPROACHES:
Third, contract law does not reflect general moral commitments, but is a hodgepodge, 1. OPEN-ACCESS RESOURCES – anyone may come in and take out units of the resource, but
reflecting not just moral ideas, but politics, mistakes, ideology, general institutional no person or set of persons may sell or manage the resource
developments and so forth.
2. COMMONS PROPERTY – the members of the group individually have rights to entry and
TOPICS IN CONTRACT THEORY withdrawal and collectively have rights to manage or sell the resource and to exclude
nonmembers (Eggertsson 2003: 73-4)
FORMALISM
Contract law, like testamentary law, is facilitative, and the law best enables people to ANTICOMMONS
accomplish their goal by making the legal consequences of alternative actions as clear as preliminarily, a resource from which each person has a normative power to exclude others
possible. (Fuller 1941) and which no one has a liberty-right to use without the permission of the others.
The BUNDLE-OF-RIGHTS ANALYSIS and the RULE-GOVERNED ENTITLEMENTS ANALYSIS of property The Anticommons and Its Tragedy
are intertranslatable and compatible. The sorts of rules distinguished by Calabresi and Melamed can
be stated in Hohfeld’s vocabulary. Anticommon property, defined
If A’s entitlement is protected by a property rule, then others have a disability (a no- A property regime in which multiple owners hold effective rights of exclusion in a scarce resource.
power) in regard to obtaining the entitlement except by paying a price acceptable to A.
if A’s entitlement is protected by a liability rule, then others have a disability in regard to FOUR RESPECTS HELLER IMPROVES PRIOR EFFORTS TO THINK ABOUT THE ANTICOMMONS:
obtaining or reducing the value of the entitlement unless they pay A a collectively 1. Doesn’t require that everyone has the power to exclude
determined amount. 2. Suboptimal
If A’s entitlement is protected by a rule of inalienability, A has a no-power to transfer the 3. Multiple powers exclusion need not all derive from the legal system
entitlement to others save as permitted by law. 4. Prevails only to certain resources
The enduring value of this analysis rests on the lights it throws on the interconnections between Examples:
property, tort, and contract; on its sensitivity to both distributional and efficiency consideration; 1. Patent
and on the choice between civil and criminal sanctions for violations of property rights. 2. Storefronts in Moscow, Russia
Commons
• “a resource that has a liberty-right to use and no-power right to exclude others and which
no one has a duty to refrain from exploiting.” using the language of Hohfeld and Honore
• “an entitlement protected by neither property rules nor liability rules, save a liability rule
that forbids each from interfering inn specified ways - say use of force - with others in the
use of the entitlement.
The Numerus Clausus Principle
NUMERUS CLAUSUS
The number of forms and property is closed and limited. Real property can only be conveyed in
small number of forms such as fee simple, life estate and lease.
CONTRACT
An agreement having a lawful object entered into voluntarily by two or more parties, each of whom
intends to create one or more legal obligations between them
a target hypothesis might be H =‘‘Brown shot Jones,’ ’and the evidence might be E= ‘‘a gun with
finger-prints matching Brown’s fingerprints was found near Jones’sbody.’’ The likelihoods of
interest are P(E / H) and P(E /H).
The distinctive feature of quasi-objective Bayesianism is the assumption that these conditional
if their subjective estimate of P(E/H) exceeds their subjective estimate of P(E/H), will decrease their
probabilities have objective as well as subjective values.
degree of belief in H if their subjective estimate of P(E/H) is less than their subjective estimate of
Given this assumption, the use of subjective likelihoods that match the objective likelihoods
P(E/H), and will leave their degree of belief in H unchanged if their subjective estimate of P(E/H)
will, on average, lead a reason closer to the truth.
equals their subjective estimate of P(E/H)
Theorems :
So, under orthodox Bayesianism, whether a given piece of evidence increases, decreases, or leaves
1. Theorem on Expected Increases in Truth-possession:
unchanged the degree of belief in a factual hypothesis depends on their subjective likelihood ratio,
If an agent uses new evidence to update his degree of belief in a hypothesis by
that is, P(E/H) divided by P(E/H).
Bayesian methods, and if his subjective likelihoods match the objective likelihoods, then there is an
objective expectation that he will increase his degree of truth-possession with respect to this
Orthodox Bayesianism is purely subjectivist, or ‘‘personalistic.
hypothesis.
2. Theorem on Relative Discriminatingness:
Joseph Kadane and David Schum admit that subjectivist methods cannot promise objectivity or
The more extreme the objective likelihood ratio associated with a given item of
truth-conduciveness. ‘‘Should persons adopting an...approach [like ours]...believe that his approach
evidence, the greater is the expected increase in truth-possession that comes from conditionalizing
leads us closer to ‘the truth’...? The answer is no’’ (1996: 197).
on that evidence.
Reliability
In many arenas of testimony, the Supreme Court has appealed to reliability as the crucial element
for admissible testimony.
‘‘the trial judge must ensure that any and all scientific testimony or evidence admitted is not only
relevant, but reliable’’ (Daubert v. Merrell Dow Pharmaceuticals 1993: 589).
In considering Bayesianism in the context of legal evidence, two things might be meant.