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To cite this article: G. R. Choppin & A. Morgenstern (2000) THERMODYNAMICS OF SOLVENT EXTRACTION, Solvent Extraction
and Ion Exchange, 18:6, 1029-1049, DOI: 10.1080/07366290008934721
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SOLVENT EXTRACTION AND IONEXCHANGE, 18(6), 1029-1049(2000)
ABSTRACT
The fundamental thermodynamic characteristics of aqueous electrolyte solutions
and organic solutions which affect solvent extraction are summarized and the influence of
metal complexation and hydration on the distribution ratios is discussed. The
thermodynamics of extraction systems, including synergistic systems, is reviewed. The
influence of structural aspects of the complexing extractant agents on these
thermodynamic parameters is also reviewed.
In solvent extraction systems, the interaction of the extracted solute with both
aqueous and organic solvent molecules plays a significant role in the distribution of the
solute between the phases. Thus, an understanding of the physico-chemical properties of
aqueous electrolyte and of organic solutions as they determine the role of the interactions
with the solute is necessary for successful design of solvent extraction systems. An
extensive review of the thermodynamics of aqueous and organic solutions is beyond the
scope of this paper and can be found in textbooks on physical chemistry and solvent
1029
extraction [1-4). Here we restrict the discussion to the fundamental concepts of molecular
interactions in aqueous and organic solutions.
Commonly in solvent extraction systems, one of the phases between which the
solute distributes is an aqueous solution that contains one or more electrolytes The ions
of the solute are likely to have associated waters of hydration, in the aqueous phases and
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normal complex formation involving covalent bonding between metal cations and anionic
ligands. A useful concept to describe the association of a cation and an anion to form an
ion pair is Bjerrum's theory [I]. Electrostatic interactions also must include ion-dipole
and dipole-dipole bonding. Dipole-dipole interactions between polar solute particles in
organic solvents may be either repulsive "head-head" interactions or attractive "head-tail
interactions. Such attractive dipole interactions can lead to solute aggregation, of dimers,
(in which the "head" of each of the two partners is near the "tail" of the other), and of
chainlike and cyclic aggregates (oligomers). Tertiary amine salts in hydrocarbon solvents
are typical examples of such aggregated solutes. Hydrogen bonding between solute
particles also leads to aggregation. Typical of such solutes are carboxylic acids and acidic
phosphate esters and cyclic dimers. Noncyclic aggregates can form which result in an
increase in the viscosity of the solution with increasing concentrations. Another kind of
solute-solute interaction, donor-acceptor adduct formation, forms I: I species between
molecules of two different kinds of solute. Adduct formation results when one partner
(the donor) has a pair of unbonded electrons, (e.g. the nitrogen atom in trioctylamine),
and the acceptor has an empty orbital that can accept the pair of electrons. These effects
play varying roles in the extraction of the solute between the aqueous and the organic
solvent phases
The complexation of metal ions can have an important influence on the relative
affinity of different metals for the solvent phases and can provide a sufficient difference
in extractability to allow separation of the metals. In this section, the thermodynamics of
metal complexation relevant to solvent extraction are described briefly with attention to
1032 CHOPPIN ANDMORGENSTERN
the parameters influencing complexation and to models of complex formation. For more
extensive discussions, references 1- 4 are recommended.
For any metal-ligand system, the equilibrium constant (i.e., the stability constant)
is a quantitative measure of the metal ion complexation, and is expressed as the stepwise
reaction constants K, for the reaction MLn.I+L=MLn, or as the overall constant, Bn, for
,
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the net reaction M+nL=ML, (~, = n K,). These overall constants are also written with
..I
several subscripts; e.g., ~pq, where p=number of metal ions, q=number of protons (or, if
negative, to the number of OH) and r=number of ligands. The ratio of complexed and
free species is expressed by the equation:
[ML,l = f3 . [L)' (I)
[M] n
Many factors, among them statistical, electronic, geometric (bonding and steric),
chelation, and the nature of the metal and ligands are reviewed for their effects on the
stability constrants.
Statistical Effects
In complexation, ligands displace hydrate waters, although not necessarily on a
I: I basis. Charge, steric, etc. effects determine the number of displaced waters and of
bonded ligands. For example, Co" is an octahedral hexahydrate, Co(H 20)62+, but with
chloride forms complexes with 1-4 Cl' anions (CoCl;' is tetrahedral). Trivalent actinides
have large hydration numbers - usually 8 or 9 - but may form complexes with N<8 with
THERMODYNAMICS OF SOLVENT EXTRACTION 1033
bulky anionic ligands. In his treatment of the statistical effect, Bjerrum assumed that the
total coordination, N, remained constant as hydration was replaced by complexation. If a
ligand with a single binding site approaches the metal, its probabilitiy of interacting is
proportional to the number of available bonding sites on the metal, N. The probability of
dissociating the complex is proportional to the number of ligands present; i.e., I for ML.
Therefore, statistically the stepwise stability constant, K, should be proportional to the
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ratio of the probabilities ofML formation and ofML dissociation; i.e., K, oe Nil [2].
Similarly, for the ML, formation by ML + L, only N-I sites are avialable on the
M since one site is already occupied but the probability of dissociation of L from ML, is
proportional to 2, i.e., K, ee (N-l )/2. In general, for MLn.1+L=ML n
Kn~ [N-Cn-I)]/[n] (2)
and the ratio of successive stability constants would be (assuming other factors play no
role):
Kn+1 =:: n N-n
(3)
K, N-(n+l) n+1
Thus, for a hypothetical systems in which ~,=IOO and N=6, we can calculate K,0"42,
(~,=4.2 x \03) while K3=21, C~3=8.8 x \04), etc. The experimental (8) values reported for
cadmium complexation by chloride are ~1=\OO, ~,=400, ~3=50. Obviously, factors other
than the statistical effect reduce K" K3, etc., in the Cd + Cl complexation system.
Nevertheless, such statistical calculations can be used for an upper limit on the Kn+,lK n
ratio and the difference in the calculated values and the experimental values can offer a
measure of the ligand and steric effects which lower the constants.
Electrostatic Effect
The Born equation, which describes the electrostatic interactions between an
anion and a cation in a solvent, has the form:
Ll.G.1=-A'Iz,z./Er (4)
where A'l is a constant, z, and z, are the cationic and anionic charges, E is the dielectric
constant and r is the distance between the charge centers (i.e., the sum of the radii of the
cation and anionic bonding group). Ionic radii for a number of cations and anions are
listed in [8]. Although Equation (4) has the theoretical form to calculate Ll.G,\, the proper
values of E are uncertain and empirical values of E or of E/r are obtained from experi-
mental values of Ll.G'1 for use in calculation of related systems.
1034 CHOPPIN AND MORGENSTERN
cE.. 4.00
Cl
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.2
2.00
0.00 ""_-'-..L>*'*,,-_'----_.-"';-------'_----,."""--'
0.00
Equation (4) indicates that for complexation systems with ligands in which the
bonding is strongly electrostatic and steric effects are very similar, the stability constant
should be related to the charge of the cation divided by r. For a particular ligand (constant
anionic radius), log 13 could be expected to correlate with ~r, (r,= cationic radius).
Figure I shows such a correlation for a number of metals complexcd with the fluoride
anion; the linearity of this correlation confirms the dominance of electrostatic bonding in
these I: I flouride complexes.
Another useful correlation can be derived from Eq. (4). Proton association with
ligands is electrostatic so the equation should be applicable to proton association.
Moreover, if both HL and ML are ionic, log 131 should correlate with log K. (or, with
pKa), assuming no structural changes in the metal complex. Figure 2 shows the excellent
correlation found for log 131 for samarium (1II) with pKaof a series of monocarboxylate
ligands. Such correlations can be very useful in estimating the role of unknown stability
constants of new complexing/extractant ligands being considered for use in solvent
extraction separations.
THERMODYNAMICSOF SOLVENT EXTRACTION 1035
di 2 .O
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Dl
..2
pKa
Figure 2. Relationship between the stability constant, ~IO" for formation of SmL2+ and
the acid constant, pK", of HL: (I) propionic; (2) acetic acid; (3) iodoacetic; (4)
chloroacetic acid; (5) benzoic acid, (6) 4-flurobenzoic acid; (7) 3-flurobenzoic acid; (8)
3-nitrobenzoic acid.
Geometric Effects
The geometry of the complex can playa significant role in the strength of many
complexes. The relative sizes of the cations and anions is very important in determining
the geometrical pattern in ionic crystals and, for such cation-anion pairs, steric effects can
be expected to be found in their complexes. In Table 1, the coordination number and the
geometric pattern are listed for various ratios of the radius of the metal cation to that of
the anionic ligand. Co'+ and H,O have a radius ratio of about 0.5 and, as predicted
octahedral Co(H,O)6'+ is the hydrated species; Co'+ and Cl' have a radius radio close to
0.3 and, as predicted, the CoC!.- complex has a tetrahedral structure.
Factors important in the geometry of metal complexes are: (a) arrangement of the
ligands about the metal to minimize electrostatic repulsions (predominant in ionic
complexes) and (b) overlap of the metal and ligand orbitals (important in covalent
compounds). The first requirement (a) favors a tetrahedral configuration for CN=4 as the
1036 CHOPPIN AND MORGENSTERN
ligands are father apart than in the square planar geometry. However, if overlap of
orbitals is a stronger requirement, and a d orbital can be included in the hybridization, the
dsp2square planar geometry gives the more stable complex. In the octahedral complexes
of CN=6, secondary structural effects can be observed that can be attributed to
differences in ligand field effects related to the electron distribution among the metal d
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orbitals.
A major advance in developing a theory of how and why metal ions form
complexes was made by N. V. Sidgwick in 1927 who proposed that the number of
ligands that bond to a metal ion was determined by the number of electron pairs (one per
bound ligand donor site) accepted by the metal ion to achieve a stable inert gas electronic
configuration. The metal is the electron pair "acceptor" and the ligand, the electron pair
THERMODYNAMICS OF SOLVENT EXTRACTION 1037
Table I
Cation/Anion Radius Ratio Values for Cation Coordination Numbers
2 Linear SO.15
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3 Triangular 0.15-0.22
4 Tetrahedral 0.22-0.41
4 Planar 0.41-0.73
6 Octahedral 0.41-0.73
8 Cubic >0.73
"donor". A few years earlier, G. N. Lewis had introduced a generalized acid-base theory
in which a base was a substance which furnished a pair of electrons for a chemical bond
and an acid was a substance accepted such the electron pair. In this model, complexation
is a class of acid-base reactions. This relationship was developed further in the next
model described.
basicity. Nevertheless, the simple HSAB principle has proven a very useful model for a
large variety of complexation reactions.
The bond in soft acid-soft base complexes results from sharing an electron pair,
and soft species generally have large polarizabilities. In hard (metal) acids, the energy
difference between the acceptor and donor orbital levels is so large that they do not share
the electron pair, and the bonding is strongly electrostatic.
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Table 2
List of Some Hard and Soft Acids and Bases
A. Acids
1. Hard. +1 ions H, Li to Cs
+2 ions Mg to Ba, Fe, Co, Mn
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B. Bases
i. Hard. Neutral H,O, ROH, NH), RNH" N,H., R,O, R)PO, (RO»)PO
-1 ions OH, RO, RCO" NO), CIO., F, CI
-2 ions 0, R(CO,)" CO), SO.
-3 ions PO.
111. Soft. Neutral C,H" C6Ho, CO, R)P, (RO»)P, R)As, R,S
-1 ions H, CN, SCN, RS, I
-2 ions S,O)
complex results in a relatively strong complex which combines with the hydrophobic
nature of the R groups on the ~.diketonates to produce high solubility in organic solvents.
Coordination Numbers
The solvent extraction of the ~-diketonate system can be used to illustrate the
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importance of the high coordination numbers of the actinides and lanthanides which
allows coordination of neutral hydrophobic adducts. The ~-diketonate ligands balance
the cation ionic charge while occupying 2n coordination sites of the metal cations. Since
the trivalent f-element cations have total coordination numbers of 8 or 9, the metal in the
neutral MLl has residual hydration. Alkyl phosphates, (RO)l PO, can coordinate through
an oxygen donor by replacing these water molecules to form MLm·Sn (n=1 to 3). This
MLm·S n species is more hydrophobic than the more hydrated MLm·(H20)n and, thus,
more soluble in an organic solvent. In the Purex process for processing irradiated nuclear
fuel, uranium and plutonium are extracted from nitric acid solution into a kerosene
solution of tributyl phosphate, TBP, as U02(NOl)dTBP)2 and Pu(NOlk(TBPh. U in
UO/+ usually has a maximum coordination number of 6 while that of Pu'+ can be 8 to
10. The addition of two TBP adduct molecules in each molecule (indicating that NOl· is
bidentate) causes the compound to be soluble (and, hence, extractable) in the kerosene
solvent.
THERMODYNAMICS OF COMPLEXATION
Enthalpy-Entropy Compensation
Interaction of hard cations and hard (0, N donor) ligands to form complexes are
often characterized by positive values of both the enthalpy and entropy changes. In such
cases, if T~So >~Ho, (~Go = ~Ho - T~So), log ~o is positive. These "entropy driven"
reactions are due to a decrease in the hydration of the ions, which increases the
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+~Sh) mean I~Hhl>I~HoI and I~Shl>I~S, Iand ~Go = ~G,. This suggest the following:
a. the free energy change of the total complexation reaction, ~Go, is related principally to
the combination subreaction;
b. the enthalpy and entropy changes of the total complexation reaction, ~Ho and ~ So,
Thermodynamics of Chelation
The positive entropy change observed in many complexation reactions has been
related to the release of a larger number of water molecules than the number of bound
1042 CHOPPIN AND MORGENSTERN
40 3/
~
30
1 2' ~ CfF+2
CmF+2
AmF+2
;:' 20 691 4 U0 2 F+ 1
10 8 5 PuCI+2
E 14 6 U02 C1+1
• 10 11
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7 PUN0 3+3
~
~ 16 8 NpS04+2
:I: 0 9 AmS04+1
<I 10 CmS04+ 1
5 11 U02S04
-10 US04+2
12
13 AmSCN+2
-20 14 Am (Glycinate)+2
15 Am (Acetate)+2
16 Am (Glycolate)+2
ligands. As a result the total degrees of freedom of the system are increased by
complexation and results in a positive value of the entropy change. In many systems, a
similar explanation can be given for the enhanced stability of ehelates. Consider the
reaction of Cd(II) with ammonia and with ethylenediamine to form Cd(NH 3)l+ and
Cd(en),'+ whose structures are given in Figure 4. Table 3 gives the values of log K, ~H
and T~S for the reactions:
Cd(NH3),2+ + en ; Cd(en)2+ + 2NH3 (14a)
Cd(NH3)l+ + Zen > Cd(en)/+ + 4NH3 (I4b)
The enthalpy value of Eq.(14a) is very small as might be expected if two Cd-N bonds
in Cd(NH3),'+ are replaced by two Cd-N bonds in Cd(en)'+. The favorable equilibrium
constants for the two reactions are due to the positive entropy change. Note that in the
reaction of Eq. (l4a), two reactant molecules form three product molecules so chelation
increases the net disorder (i.e., increased the degrees of freedom) of the system which
THERMODYNAMICS OF SOLVENT EXTRACTION 1043
H2 H2
H2C-N, /N-CH2
I Cd I
H2C_N/ 'N-C H2
H2 H2
Cd (NH2C2H4NH2)22+
Table 3
Thermodynamic Parameters of Reaction of Cadmiurn(ll)-Ammonia Complex with
Ethylenediamine
Z
Cd(ent 0.9 +0.4 5.4
• K = [Cd(en);z][NH,]z,
n [Cd(NH,);~][en]'
contributes a positive 6.S change). Such chelation effects playa role in many extraction
reactions in which the extractant ligand forms chelate bonds to the metal.
THERMODYNAMICS OF SYNERGISM
adduct molecule(s) of the vacated metal coordination site(s). In a second mechanism, the
metal ion is not coordinately saturated by the ligand and, hence, retains residual water(s)
in the coordination sphere which can be replaced by adduct molecules. The third
mechanism involves expansion of the coordination sphere of the metal ion to allow
bonding of adduct molecules. From the extraction constants, it is rarely possible to
choose between these alternative mechanisms but enthalpy and entropy data of the
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-14.4 kl-mol", TllS= 13.7 krmol'. It was ascertained that both U02(ITAh and
Th(TTA). have two molecules of hydrate water when extracted in the benzene and these
are released when TBP is added. Since two reactant molecules (e.g., U02(ITAh'2H20
and TBP) formed three product molecules (e.g., U02(ITAh·TBP and 2H20), llS is
positive. TBP is more basic than H20 and forms stronger adduct bonds resulting in, the
enthalpy being exothermic. Hence, both the enthalpy and entropy changes favor the
reaction, resulting in relatively large values oflog K.
These equations do not provide complete definition of the reactions which may be
of significance in a particular system. For example, HITA can exist as a keto, an enol,
and a keto-hydrate species. The metal combines with the enol form which usually is
dominant in "organic" solvents (e.g. K=[HTTAle/[HTTAlk -6 in wet benzene). The
kinetics of the keto - enol reaction are not fast, but, apparently, are catalyzed by the
presence of reagents such as TBP or TOPO. Such reagents react with the enol form in
drier solvents but cannot compete with water in wetter ones. HTTATBP and TBP'H20
THERMODYNAMICS OF SOLVENT EXTRACTION 1045
species also form readily. However, for extractions into the same solvent (e.g., benzene),
these effects and need not be considered in a simple analysis of comparative extractions.
For trivalent lanthanides and actinides, the data suggest a reaction in which
addition of TBP displaces some or all of the hydrate molecules;
An(TIA)3(H,O)3 ~An(TIA)3(TBP)(H,O)1-2~An(TIA)3(TBP)l-3 (I 8)
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This scheme of steps reflects the ability of the trivalent actinides and lanthanides to vary
their coordination number in different species.
Th(TIA). can be dissolved in dry benzene with no residual hydration. Values for
the formation of Th(TTA)•. TBP from Th(TT A). + TBP in this dry system are log K =
5.46, 6W = -39.2 kJ mol", T6S o = -8.0 kJ mol" x'. The negative entropy and enthalpy
values reflect a decrease in the net degrees of freedom (2 reactant molecules combine to
form I product molecule).
Table 4
Comparison of the Extraction Constants K" for Metal Cations and Sulfur or Oxygen Dialkyl
Phosphoric Acids
log K" for R,'POOH' -1.20 -1.80 -2.20 -2.52 -0.44 2.9
log K" for R"POSHb 0.70 3.70 5.40 -4.78 -4.23 0.34
respectively. The data {(log 1(", ~ 0.005 (TBOA), 10.6 (TBMA), 9.3 (TBSA)) show that
the best extraction (i.e., largest 1(", value) is obtained for the 6-membered ring.
Steric hindrance plays an important role in the interaction with the metal. The
extraction constants log I("x for U022+ with the organophosphorous extractants, TBP and
the more branched TiBP are 28 and 26, respectively. The relatively small difference
indicates that the branching in TiBP has only a small effect because of the free rotation of
the substituents around the phosphorous atom. For the amide, DOBA, and its branched
isomer, DOiBA,log K,,~ 5.75 and 0.55, respectively. In these ligands, the nature ofR,
R' and R" in R"R'NCOR is important due to the molecular rigidity of the amide group.
Many common neutral extractants are able to replace solvated water at the metal
complex, e.g.:
THERMODYNAMICS OF SOLVENT EXTRACTION 1047
Table 5
Effect of Charge Density on the Adduct Formation Constants
Table 6
Adduct constants for formation of Eu(TTA)lBb
by three water molecules. The order of increasing K.dl and K.d2, is the same as that of
increasing basicity of the donor molecules. Thus, the order of magnitude of the
formation constant for adducts whose relative position in the basicity sequence or their
relative donor strength can be predicted, provided steric hindrance does not interfere. In
this system CHCIl solvates the Eu complex to some extent, while CC4 is inert. This has
two effects, the K DC value increases due to the solvation by CHCb (not shown in the
Table), while the adduct formation constants K.d decreases as the solvation hinders the
adduct formation. The more inert solvent CCI. causes an opposite effect, a lower Koc
and a larger K ad•
SUMMARY
REFERENCES
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3. Y. Marcus, " Ion Solvation", John Wiley and Sons, N.Y., 1985.
4. 1. Rydberg, C. Musikas, and G.R. Choppin, Marcel Dekker, "Principles and Practices
of Solvent Extraction", eds. N.Y., 1992.
5. 1.N. Levine, "Physical Chemistry" 3'd Ed., McGraw Hill Co., New York, 1998.
7. K.S. Pitzer, J. Phys. Chern., 7.L 268 (1973); K.S. Pitzer and J.J. Kim, J. Am. Chern.
Soc.,2Q, 5701 (1974).
9. R. G. Pearson, Ed., "Hard and Soft Bases", Dowden, Huchinson and Ross, East
Strouburg, Pa., (1973).
10. G.R. Choppin, " Complexation of Metal Ions", Ch.3. in ref. 4.
11.B. Allard, G. Choppin, C. Musikas and 1. Rydberg, "Systematic of Solvent
Extraction:, Ch. 6 in ref 4.
Received by Editor
June 2, 2000