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Remote Sensing
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Microwave and Millimeter-Wave
Remote Sensing
for Security Applications
Jeffrey A. Nanzer
artechhouse.com
Library of Congress Cataloging-in-Publication Data
A catalog record for this book is available from the U.S. Library of Congress.
ISBN-13: 978-1-60807-172-2
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accuracy of this information. Use of a term in this book should not be regarded
as affecting the validity of any trademark or service mark.
10 9 8 7 6 5 4 3 2 1
Contents
Preface xi
CHAPTER 1
Introduction 1
1.1 Security Sensing 1
1.1.1 Needs for Remote Security Sensing 1
1.1.2 Advantages of Microwave and Millimeter-Wave
Remote Sensors 2
1.2 Overview of Remote Sensing Techniques 3
1.2.1 Radiometry 3
1.2.2 Radar Systems 4
1.2.3 Imaging Systems 4
1.2.4 Interferometric Angular Velocity Measurement 5
1.2.5 Microwave and Millimeter-Wave Remote Sensing
in Related Fields 5
1.3 The Microwave and Millimeter-Wave Spectrum 7
1.3.1 Frequency Designations 7
1.3.2 Propagation of Microwave and Millimeter-Wave Radiation 8
1.4 Examples of Remote Security Sensors 9
1.4.1 Active Imaging for Contraband Detection 10
1.4.2 Passive Imaging for Contraband Detection 10
1.4.3 Detection of Human Presence 12
1.4.4 Discrimination of Humans and Classification of
Human Activity 18
1.4.5 Through-Wall Detection 19
1.4.6 Biological Signature Detection 20
References 20
CHAPTER 2
Electromagnetic Plane Wave Fundamentals 27
2.1 Maxwell’s Equations 27
2.1.1 The Constitutive Parameters 30
2.2 Time-Harmonic Electromagnetic Fields 31
2.2.1 The Wave Equation 32
2.2.2 Plane Waves 33
2.2.2.1 Phase Velocity 34
2.2.2.2 Relationship Between E and H 35
2.2.3 Energy and Power 37
vi Contents
CHAPTER 3
Electromagnetic Waves in Media 43
3.1 Plane Wave Propagation in Unbounded Media 44
3.1.1 Good Conducting Media 46
3.1.2 Good Dielectric Media 47
3.1.3 Wave Impedance in Media 48
3.1.4 Complex Permittivity and Dispersion 48
3.2 Plane Wave Propagation in Bounded Media 51
3.2.1 Reflection and Transmission of Normally Incident Waves 52
3.2.2 Reflection and Transmission of Arbitrarily Incident Waves 54
3.2.2.1 Transverse Electric (Perpendicular) Incidence 54
3.2.2.2 Transverse Magnetic (Parallel) Incidence 57
3.2.3 Power Reflection and Transmission 58
3.2.4 Total Transmission and Total Reflection 60
3.2.5 Layered Media 61
3.3 Electromagnetic Propagation in Specific Media 63
3.3.1 Atmospheric Propagation Effects 63
3.3.2 Propagation Through Building Materials 69
3.3.3 Propagation Through Clothing and Garment Materials 70
3.3.4 Dielectric Properties of Explosives, Plastics, and Metals 71
3.3.5 Dielectric Properties of Human Tissue 72
References 81
chapter 4
Antennas 85
4.1 Electromagnetic Potentials 86
4.1.1 Electromagnetic Potentials Due to Electric Current Density J 86
4.1.2 Electromagnetic Potentials Due to Magnetic Current Density Jm 88
4.1.3 Infinitesimal Dipole Radiation 89
4.1.4 Far Field Radiation 90
4.1.5 Infinitesimal Dipole Far-Field Radiation 94
4.2 Antenna Parameters 95
4.2.1 Radiated Power Density and Total Radiated Power 95
4.2.2 Antenna Pattern 96
4.2.3 Antenna Pattern Beamwidth 97
4.2.4 Antenna Solid Angles 99
4.2.5 Directivity 99
4.2.6 Gain 101
4.2.7 Aperture Area and Pattern Solid Angle 102
4.2.8 Antenna Temperature and Noise Power 103
4.2.9 Polarization 103
Contents vii
chapter 5
Receivers 139
5.1 General Operation of Receivers 140
5.2 Receiver Noise 143
5.2.1 Sources of Receiver Noise 144
5.2.1.1 Thermal Noise 144
5.2.1.2 Shot Noise 145
5.2.1.3 Flicker Noise 146
5.2.2 Equivalent Noise Bandwidth 146
5.2.3 Thermal Noise at Millimeter-Wave Frequencies 148
5.3 Noise Figure and Noise Temperature 150
5.3.1 Noise Figure 150
5.3.2 Noise Temperature 152
5.3.3 Noise Figure of an Attenuator 153
5.3.4 Noise in Cascaded Systems 154
5.3.5 ADC Noise 157
5.4 Receiver Linearity 160
5.4.1 Gain Compression 162
5.4.2 Intermodulation Products 164
5.4.3 Third Order Intercept Point 166
5.4.4 Intercept Point of a Cascade 168
5.4.5 Dynamic Range 168
viii Contents
chapter 6
Radiometry 173
6.1 Radiometry Fundamentals 174
6.1.1 Brightness 174
6.1.2 Brightness and Distance 176
6.1.3 Flux Density and Source Distribution 178
6.1.4 Effect of the Antenna 179
6.2 Blackbody Radiation 180
6.2.1 Planck’s Blackbody Radiation Law 180
6.2.2 Approximations of Planck’s Law 184
6.2.3 Band-Limited Integration of Planck’s Law 185
6.3 Applied Radiometry 187
6.3.1 Source Resolution 188
6.3.1.1 Resolved Source 188
6.3.1.2 Unresolved Source 189
6.3.2 Received Power as a Convolution 190
6.3.3 Emissivity and Radiometric Temperature 191
6.3.3.1 Emissivities of Human Skin and Common Materials 192
6.3.3.2 Radiometric Temperature in an Environment 194
6.4 Radiometer Receivers 196
6.4.1 Sensitivity 197
6.4.2 Total Power Radiometer 200
6.4.2.1 Total Power Response 200
6.4.2.2 Sensitivity 201
6.4.3 Interferometric Correlation Radiometer 206
6.4.3.1 Spatial Point Source Response 207
6.4.3.2 Sensitivity 212
6.5 Practical Considerations 215
6.5.1 Receiver Instabilities 215
6.5.2 Dicke Radiometer 215
6.5.3 Radiometer Calibration 217
6.6 Scanning Radiometer Systems 218
6.6.1 Spatial Resolution 219
6.6.2 Dwell Time 222
6.6.3 Measurement Uncertainty 223
6.6.3.1 One-Dimensional Scanning 223
6.6.3.2 Two-Dimensional Scanning 225
References 226
chapter 7
Radar 229
7.1 Radar Fundamentals 230
7.1.1 Configurations and Measurements 231
Contents ix
chapter 8
Imaging Systems 289
8.1 Scanning Imaging Systems 291
8.1.1 Types of Scanning Imagers 291
8.1.2 General Characteristics of Scanning Systems 292
8.1.2.1 Field of View and Spatial Resolution 292
8.1.2.2 Frame Rate 294
8.2 Interferometric Imaging Systems 295
8.2.1 Introduction 295
8.2.2 Image Formation 296
8.2.2.1 Visibility Function 297
8.2.2.2 Fourier Transform Relationship of Visibility and
Radiometric Temperature 299
8.2.2.3 The Correlation Interferometer as a Spatial Filter 301
8.2.3 Visibility Sampling 303
8.2.4 Two-Dimensional Visibility 308
8.2.5 Image Sensitivity 309
8.2.6 Image Resolution and Field of View 312
8.2.7 Interferometric Imaging Arrays 318
Contents
chapter 9
Interferometric Measurement of Angular Velocity 329
9.1 Interferometer Response to an Angularly Moving Point Source 330
9.1.1 System Beam Pattern 331
9.1.2 Frequency Shift Induced by an Angularly Moving Object 332
9.1.3 Comparison to Doppler Frequency Shift 333
9.1.4 Frequency Uncertainty at Wide Angles 335
9.1.5 Small Angle Approximation 335
9.2 Interferometer Spectral Response 336
9.2.1 General Spectral Response 336
9.2.2 Response with a Sinc Function System Beam Pattern 337
9.2.3 Interferometer Response in the Time-Frequency Domain 341
9.3 Interferometric Measurement of Moving Humans 344
9.3.1 Narrow-Beamwidth Response to a Moving Human 344
9.3.2 Wide-Beamwidth Response to a Moving Human 346
References 349
Index 359
Preface
xi
xii Preface
remote sensing applications in security sensing, with examples of sensors from pub-
lished literature. Basic electromagnetic wave propagation is covered in Chapter 2,
and in Chapter 3 wave propagation through media is covered, focusing on media
encountered in security sensing applications, including propagation through air,
obscurants such as smoke and dust, precipitants including fog and rain, building
walls, clothing material, and interactions with human tissue. In Chapter 4 antenna
theory is presented, and Chapter 5 covers receiver theory. Principles of radiom-
etry are presented in Chapter 6, including blackbody and greybody radiation and
specific radiometer configurations including the total power and correlation radi-
ometers. Radar principles and systems are covered in Chapter 7, a large portion of
which is also devoted to the relatively new field of human micro-Doppler. Imaging
systems are covered in Chapter 8, with the majority of the chapter focusing on in-
terferometric imaging, a new and promising application in remote security sensing.
The book concludes with Chapter 9 presenting a new technique of measuring the
angular velocity of moving objects using a correlation interferometer.
This book is intended for practicing engineers and researchers who are develop-
ing remote sensors for security-related applications and for graduate and advanced
undergraduate students studying remote sensing. Many of the topics covered in the
book are relevant to remote sensing in general, and researchers in related remote
sensing fields may find the book to be a useful reference. The reader is assumed to
have a background in calculus and Fourier analysis, and although the material is
derived from basic principles, prior exposure to electromagnetic theory will also be
beneficial.
I am extremely grateful for the people who have provided support and guid-
ance in the development of this book. In particular, I would like to thank those
who have reviewed chapters of the manuscript: Andrew Temme at Michigan State
University, and Salvador Talisa and Keir Lauritzen at the Johns Hopkins University
Applied Physics Laboratory. I also thank the staff at Artech House for their profes-
sionalism and support, and their anonymous reviewer for thorough comments. My
thanks to Carl Nielson, for helping with some of the figures in Chapter 3, and to
my colleagues at the Johns Hopkins University Applied Physics Laboratory who
have provided encouragement and helpful discussions along the way. I am indebted
to those who helped shape my educational and professional career: Ed Rothwell at
Michigan State University, Bob Rogers at the University of Texas Applied Research
Laboratories, and Hao Ling at the University of Texas. Finally, I owe my greatest
thanks to my wife and children for supporting this endeavor and tolerating the long
hours spent developing this book.
Chapter 1
Introduction
Microwave and Millimeter-Wave Remote Sensing for Security Applications
and that emitted or reflected by other materials supports the detection of human
presence in cluttered environments and the detection of objects concealed beneath
clothing. The capability to detect humans in nearly all weather conditions, coupled
with the fine Doppler frequency resolutions that can be achieved, has pushed the de-
velopment of radar sensors for remote human presence detection and activity clas-
sification. Additionally, because the angular resolution of a sensor is proportional
to the physical size of the antenna in terms of the wavelength, systems operating at
higher frequencies can generate images with finer resolution without the need for
very large apertures.
1.2.1 Radiometry
Radiometers are in essence highly sensitive receivers designed to measure the ther-
mal radiation that is intrinsically emitted by all objects. Radiometers are passive
systems: no signal is transmitted and reflected off the object. Because the signals
detected are intrinsic to the object, detection can be accomplished regardless of
whether the object is moving or stationary. Thermal signatures themselves may be
used for detection or discrimination, or a contrast between the thermal radiation of
humans and nonhumans may be used to detect people or objects.
Thermal radiation is generated by the motion of electrons in a material with a
nonzero temperature. The thermal power radiated by an object is determined by
Planck’s law, which states that the power is a function of temperature and frequency,
and is covered in detail in Chapter 6. An object at the temperature of the human
body (310 K) radiates the most power in the infrared region of the electromagnetic
spectrum, with lower power levels at lower and higher frequencies. Thermal radia-
tion in the microwave and millimeter-wave regions can be approximated by a linear
Microwave and Millimeter-Wave Remote Sensing for Security Applications
relationship between the radiated power and the product of the temperature of the
object and the bandwidth of the receiver. In implementing radiometers at millimeter-
wave frequencies, thermal radiation from the body can be measured through cloth-
ing, allowing the detection of hidden people or objects hidden on the body. The
radiated power levels are low, on the order of 10–10 W or lower, and thus high-gain
systems must be designed in order to measure the differences in power.
A radiometer can be implemented in a number of ways. The most common
forms are the total power radiometer and the correlation radiometer, discussed
further in Chapter 6. The total power radiometer produces a voltage signal that is
a measure of the total power present in the bandwidth of the system. This power
level includes both power emitted by the object that is directly proportional to the
physical temperature of the object and any noise power generated in the system.
The correlation radiometer consists of two receivers, the outputs of which are cor-
related. The resulting signal response is proportional to the power emitted by the
object; ideally, uncorrelated noise responses from the receivers are removed by the
correlation process. Both the total power and correlation radiometers produce a
signal response that is proportional to the temperature of the object.
resolution images with smaller systems than can be achieved at lower microwave
frequencies. The images may be of the reflectivity in the case of an active imager or
the radiometric temperature profile in the case of a passive radiometric imager.
Formation of the images can be achieved using a scanning configuration or a
staring configuration. Scanning imagers are implemented using either mechanical
steering of a single antenna beam, electronic steering of the beam of an antenna
array, or a combination of the two. Mechanically steered imagers generally use a
single antenna, often a reflector antenna, and steer the beam across the image pixel
locations by placing either the feed antenna, the reflector, or the entire antenna
system on a rotator and physically moving the beam. Electrically steered imagers
use phased arrays or frequency-steered arrays to move the beam. Mechanically
steered imagers are generally slower to form images but benefit from their relative
simplicity of implementation and lower cost. Electrically steered imagers are gen-
erally faster than mechanically steered imagers; however, they include significant
complexity due to the implementation of an array and the associated beam-steering
controls. Staring imagers utilize multiple receiving elements corresponding to pixel
locations, where the electromagnetic wave is often focused onto the elements using
a lens to increase the aperture size and improve the resolution.
Interferometric imagers, long used in radio astronomy and satellite remote sens-
ing, have recently been applied to security imaging, and are discussed in detail in
Chapter 8. Interferometric imagers do not require steering and can be implemented
with a fraction of the elements needed in a full phased array. Generally implemented
as passive imagers, the image is formed through the cross–correlation of the received
signals between all pairs of antennas. Interferometric imagers thus require a large
number of correlation processes, often implemented digitally in modern systems.
carriers. The result has been component and system technology with increased ca-
pabilities and reduced cost, making millimeter-wave remote security sensor systems
more realizable.
0.8
Transmission (%)
0.6
0.4
0.2
0
0 100 200 300 400 500
f (GHz)
Figure 1.2 Atmospheric absorption in the microwave and millimeter-wave bands.
Figure 1.3 (a) 350-GHz active imaging system with dual-reflector beam steering. (b) Image of a
concealed mock explosive beneath clothing. (© IEEE 2009 [8].)
Figure 1.4 (a) 72–80-GHz active imaging system with a sparse array. The transmit elements are
placed along the top and bottom edges of each square cluster, with the receive elements placed
along the sides. (b) and (c) are images of objects concealed beneath clothing. (© IEEE 2011 [11].)
Figure 1.5 Images of concealed objects taken from a 77-GHz video-rate passive radiometric imag-
ing system. (© 2010 SPIE [30].)
Figure 1.6 A 22-GHz video-rate interferometric passive radiometric imaging system: (a) Interfero-
metric imaging array. (b) Short waveguide antenna element showing the top of the loop feed and
(c) bottom of the loop feed. (d) Video image taken of a person with a foil square concealed under a
jacket. The foil presents as a dark spot in the signature, caused by reflecting the colder background
temperature. (© 2011 SPIE [33], images courtesy of N. Salmon.)
14 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Figure 1.7 (a) A 90-GHz passive radiometric imager using a Cassegrain antenna system with a
rotating subreflector and a vertical mechanical track. (b) and (c) Images showing concealed metal
objects. (© 2008 SPIE [35].)
humans from long distances by measuring the Doppler shift in the return signal,
whereas radiometers detect the thermal radiation emitted by the human body. Fig-
ure 1.8(a) shows a 36-GHz continuous-wave scanning-beam Doppler radar de-
signed for the detection of moving humans from a moving platform; the system
block diagram is given in Figure 1.8(b), and Figure 1.8(c) shows a plot in the time-
frequency domain of the radar return signal of three walking people. The rotation
rate of the sensor was approximately 1 rad·s–1. The continuous oscillatory line is the
return signal from the stationary environment, an artifact of rotation of the sensor,
while the point responses are the Doppler-shifted returns from the people walking
around the sensor. The background signal is due to the movement of the platform
and the rotation rate of the pedestal; it is deterministic, and filtering it out results
in the isolation of the responses from the people only. The antenna beamwidth was
1.4 Examples of Remote Security Sensors 15
Figure 1.8 (a) A 36-GHz continuous-wave Doppler radar for detecting moving people from a mov-
ing platform. (© IEEE 2009 [41].) (b) System diagram. (c) Signal response from three walking people
as the sensors rotates atop a moving platform. The point responses are due to walking people, while
the oscillation is due to the stationary environment. Filtering the environmental response isolates the
responses from the moving humans.
16 Microwave and Millimeter-Wave Remote Sensing for Security Applications
3.5º, and the system had a Doppler frequency resolution of 16 Hz. Figure 1.9(a)
shows a 27.4-GHz radiometer for detecting people from a moving platform. The
system consisted of both total power and correlation detection modes on a rota-
tor with a 1 rad·s–1 rotation rate. The total power radiometers had radiometric
temperature sensitivities of 0.5 K, while the correlation mode had a sensitivity of
0.27 K. Figure 1.9(b) shows the signal response of a total power radiometer and a
correlation radiometer scanning across a stationary human and a pillar constructed
of metal and concrete [39]. The large peaks are due to the thermal radiation emit-
ted by the human. It can be seen that the correlation mode responds to the human,
but not the pillar; this is due to the lower coherence of the radiation from the
(a)
0.6 0.6
human
0.4 pillar
Amplitude
0.4
0.2 0.2 Total power
0 0 response
−0.2 −0.2
70 75 80 85 145 150 155 160 165
1 1
Amplitude
0 0 Correlation
response
−1 −1
70 75 80 85 145 150 155 160 165
θ θ
(b)
Figure 1.9 (a) A 27.4-GHz radiometer system atop a mobile robotic platform. The sensor included
both total power and correlation detection modes. (b) Signal response of a total power radiometer
and a correlation radiometer in an outdoor environment scanning across a stationary human and a
pillar constructed of concrete and metal. (© IEEE 2008 [39].)
1.4 Examples of Remote Security Sensors
Figure 1.10 (a) Measured and (b) simulated micro-Doppler signature of a walking human from a 2.4-GHz radar. (c) Simulated micro-Doppler signature of a walk-
17
ing human with a 12-GHz radar. (© IEEE 2008 [53], courtesy of H. Ling.)
18 Microwave and Millimeter-Wave Remote Sensing for Security Applications
2.5
Reflecting plates
2
range (m)
1.5
Wall
0.5
0 0.5 1 1.5 2 2.5 3
cross−range (m)
Figure 1.11 Ultra-wideband through-wall radar image of two reflecting plates. The bright spots in
the wall are metal pylons. (© IEEE 2009 [74].)
1.4 Examples of Remote Security Sensors 19
Figure 1.12 (a) Block diagram of a Ka-band continuous-wave radar for biological signal measurements.
(b) Heartbeat and respiration detection in the frequency domain, plotted as a function of heartbeat rate,
taken from the front and back of the body from a distance of 1.5 m. (© IEEE 2006 [79].)
20 Microwave and Millimeter-Wave Remote Sensing for Security Applications
with frequency, and thus most through-wall sensors are operated at low microwave
frequencies, often 10 GHz or less. In order to achieve reasonable angular resolu-
tion, the required aperture sizes are thus physically large, which generally rules out
high-resolution imaging techniques. However, the bulk movement of people can be
detected, and micro-Doppler signatures can also be measured. Figure 1.11 shows
a measured cross-range and down-range plot of a 5-GHz ultra-wideband through-
wall radar with 6 GHz of bandwidth, showing the wall material and two reflecting
plates behind the wall [74]. The longitudinal resolution was 2.5 cm. Images with
this system were formed by placing the antennas on a mobile robotic platform that
moved down the length of the wall, generating a synthetic aperture.
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24 Microwave and Millimeter-Wave Remote Sensing for Security Applications
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1.4 Examples of Remote Security Sensors 25
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Chapter 2
Remote sensing, whether for security sensing, satellite sensing, or radio astronomy, in-
volves the transport of energy between a sensor and a remote location or object for the
purpose of determining some information about the object. When the sensing involves
microwave or millimeter-wave electromagnetic radiation, the energy is transported via
time-varying electromagnetic fields. Remote sensing of an object is generally facilitated
using one of two methods: measuring the intrinsic signals emanating from the remote
location or transmitting a predetermined signal and measuring the signal that reflects
back from the remote location. As will be shown, these signals take the form of electro-
magnetic waves. If the distance between the sensor and the remote object is sufficiently
large compared to the wavelength of the radiation, the electromagnetic waves can be
considered to be planar in that they change only in time and along the direction of
propagation; they remain constant in amplitude and phase in a plane orthogonal to
the direction of propagation. Such waves are called plane waves, and although they
are a theoretical construct in that by definition they extend infinitely in the directions
perpendicular to the direction of propagation, they are approximated well in practice
by a wave that has travelled a distance from the source that is large relative to the
wavelength and the size of the aperture. For example, a spherical wavefront emanating
from a point radiator becomes approximately planar at great distances, as illustrated in
Figure 2.1, and a receiver far from the source measures a wavefront in the z direction
that is very nearly constant in the x and y directions. This specific range is called the far
field, and is discussed further in Chapter 4. In practice, the far field is near enough to
the sensor for microwave and millimeter-wave frequencies that many remote security
sensors can be analyzed using the plane wave approximation. The understanding of the
characteristics of plane waves is therefore an important foundation for the understand-
ing of microwave and millimeter-wave remote sensors and their application to security
sensing.
In this chapter, the equations describing plane electromagnetic waves are de-
rived from Maxwell’s equations. General aspects are covered which describe con-
cepts of plane waves and their characteristics; these are important throughout the
rest of the book. More involved treatments of plane waves can be found in most
textbooks on electromagnetic waves [1–4].
27
28 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Planar wavefronts
Spherical wavefronts
. . .
Radiating
point source
Figure 2.1 A spherical wavefront emanating from a point radiator is approximately planar after
traveling a sufficiently long distance.
The first four terms are electromagnetic field quantities, while the current and
charge densities are source quantities. Electromagnetic fields are generated by cur-
rent and charge, and hence the latter are referred to as current and charge sources;
however, the fields are also characterized in the absence of sources, where the fields
are assumed to have been generated by sources outside the region of interest. This
is the case when considering the propagation of electromagnetic waves in free
space. Each quantity is defined in terms of its spatial and temporal dependencies;
that is,
χ = χ (r, t) (2.1)
¶B
Ñ´E = - (2.2)
¶t
¶D
Ñ´H = + J (2.3)
¶t
2.1 Maxwell’s Equations
29
Ñ × D = ρ (2.4)
Ñ × B = 0 (2.5)
where (2.2) is Faraday’s law, (2.3) is the Ampere-Maxwell law, or simply Ampere’s
law, (2.4) is Gauss’s law, and (2.5) is the magnetic Gauss’s law, or simply the ab-
sence of magnetic point sources. Taken together, (2.2)–(2.5) are called the Maxwell
equations or Maxwell’s equations.
The source quantities are interrelated through
¶ρ
Ñ× J+ =0 (2.6)
¶t
which is the equation of continuity. This equation is an expression of conservation
of charge; it states that the current density diverging from a closed surface must
be equal to the negative of the time rate of change of the charge density within the
surface. That is, electric charge is neither created nor destroyed.
Maxwell’s equations as described by (2.2)–(2.5) are referred to as the Minkowski
form of Maxwell’s equations. In this form, however, the equations appear to be
imbalanced; the electric field and electric flux density each have magnetic coun-
terparts; however, there are no magnetic complements to the electric current and
charge densities. To address this, the following quantities
were introduced as purely theoretical constructs, since such quantities have not been
shown to exist in nature. The magnetic charge density would be a magnetic monopole;
however, only magnetic dipoles exist: if a magnetic dipole is split, the result is two smaller
magnetic dipoles. Despite their apparently fictitious nature, the magnetic source quantities
are often mathematically useful when describing certain problems. For instance, the mag-
netic current density is used in the discussion of aperture antennas in Chapter 4. Using the
magnetic current and charge densities results in:
¶B
Ñ´E = - - J m (2.7)
¶t
¶D
Ñ´H = + J (2.8)
¶t
Ñ × D = ρ (2.9)
Ñ × B = ρ m (2.10)
Discussions on other forms of Maxwell’s equations can be found in [5]. The analy-
ses that proceed throughout this book will generally use the Minkowski form of
Maxwell’s equations, with magnetic sources introduced where necessary. Deriva-
tions and analyses including the electric sources are easily extended to include
30 Microwave and Millimeter-Wave Remote Sensing for Security Applications
the magnetic sources due to the balanced nature of Maxwell’s equations; deriva-
tions generally proceed identically with the electric and magnetic field quantities
interchanged.
D = ε E (2.11)
1
H= B (2.12)
µ
where ε (F·m ) and μ (H·m ) are the permittivity and permeability of the medium, re-
–1 –1
spectively. In addition, the electric current density is related to the electric field through
J = σ E (2.13)
where σ (S·m–1) is the conductivity of the medium. Equations (2.11)–(2.13) are
called the constitutive relations and ε, μ, and σ are called the constitutive parame-
ters. In general, the constitutive parameters are complex vector quantities; however,
in linear, homogeneous, nondispersive media, they are simple constants.
In free space, the conductivity is zero and the permittivity and permeability are
µ0 = 4π ´ 10-7 H × m -1 (2.15)
The permittivity and permeability of media other than free space are generally char-
acterized in terms of the free space values through
ε = ε r ε 0 (2.16)
µ = µ r µ0 (2.17)
where εr and μr are called the relative permittivity and relative permeability, respec-
tively. The permittivity of a medium is never less than that of free space; thus, the
relative permittivity is always greater or equal to one, with equality only in the case
of free space. Most media have relative permeability values very close to one; fer-
romagnetic and ferrimagnetic materials are exceptions and can have permeability
values much different than that of free space.
Relative conductivity values are often used to classify media; materials with
very high conductivity are conductors, while those with very low conductivity are
dielectrics or insulators. Good conductors, such as metals, are often approximated
by σ = ∞, whereas good dielectrics are often approximated by σ = 0; such media are
considered in Chapter 3.
2.2 Time-Harmonic Electromagnetic Fields
31
¶E
Ñ´H = ε + σ E (2.19)
¶t
ρ
Ñ×E = (2.20)
ε
Ñ × H = 0 (2.21)
In this form, the characteristics of the medium are explicitly included through the
constitutive parameters.
Maxwell’s equations as described in the previous section are fairly general in the
sense that no assumptions were made about the nature of the field quantities. For
remote security sensing, time varying fields are of primary interest—in particular,
sinusoidally time-varying or time-harmonic fields, as these are the types of fields
that propagate through a medium. In general, a time-harmonic field is given by
where χ(r) describes the field in the spatial dimensions and ω = 2πf is the angular
frequency of the temporal oscillation of the field. Temporal derivatives of time-
harmonic quantities are straightforward; the time-derivative of (2.22) is
¶
χ (r,t ) = jωχ (r)e jωt = jωχ (r, t) (2.23)
¶t
Using the property (2.23), the time derivatives in Faraday’s and Ampere’s laws
(2.18) and (2.19) can be simplified, resulting in
Ñ ´ E = - jωµH (2.26)
Ñ ´ H = jωε E + σ E (2.27)
32 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Ñ ´ E = - jωµH (2.28)
Ñ ´ H = jωε E (2.29)
Ñ × E = 0 (2.30)
Ñ × H = 0 (2.31)
Ñ ´ (Ñ ´ E ) = - jωµÑ ´ H (2.32)
Substituting (2.29) for the right-hand side and using the vector identity
Ñ ´ Ñ ´ A = Ñ(Ñ × A) - Ñ 2 A (2.33)
yields
Ñ(Ñ × E) - Ñ 2 E = ω 2 µε E (2.34)
The first term on the left-hand side is zero due to (2.30), and thus
Ñ 2 E + ω 2µε E = 0 (2.35)
Ñ2 H + ω 2µε H = 0 (2.36)
k = ω µε (2.37)
Ñ 2 E + k2 E = 0 (2.38)
Ñ 2 H + k2 H = 0 (2.39)
2.2 Time-Harmonic Electromagnetic Fields
33
Equations (2.38) and (2.39) are vector Helmholtz wave equations for E and H. If
the vector fields are separated into their rectangular coordinates, the result is six
scalar Helmhotz wave equations of the form
¶χ n
+ k2 χ n = 0 (2.40)
¶n
where χ = E, H, and n = x, y, z.
¶ 2 Ex
Ñ2 E = (2.42)
¶z 2
and the scalar Helmholtz equation becomes
¶ 2 Ex
+ k2 Ex = 0 (2.43)
¶z 2
which is the superposition of two waves, one traveling in the +z direction, the other
traveling the –z direction.
Consider a solution consisting of one wave traveling in the +z direction; that is,
E2 = 0. The electric field in such a case is
The phase of this wave is constant over the surface ωt–kz; that is, the wave
extends infinitely in both the x and y dimensions and furthermore is constant in
both dimensions. The wave therefore changes only in the z direction and in time.
Such a wave defines a geometric plane and is thus termed a plane wave. Plane
waves are therefore electromagnetic waves that are constant in phase and ampli-
tude in plane orthogonal to the direction of propagation, and, as discussed in the
introduction to this chapter, a wave that has travelled a sufficient distance from
the source generating the wave can be considered planar. The analysis of plane
waves is generally simpler than that of nonplanar waves; thus, approximating a
wave as a plane wave eases the computational complexity of wave propagation
problems.
34 Microwave and Millimeter-Wave Remote Sensing for Security Applications
The angular frequency ω describes the dependence of the plane wave in the tem-
poral domain, and in a similar way the wavenumber describes the dependence of the
wave in the spatial domain along the direction of propagation. The angular frequency
can be defined in terms of the temporal oscillation of the field by the relation
2π
ω= (2.46)
T
where T is the period of the temporal oscillation, or the time duration between
adjacent maxima (or minima) of the sinusoidal temporal oscillation. Similarly, the
wavenumber can be defined in terms of the distance between adjacent maxima of
the sinusoidal oscillation of the wave in the spatial domain by the relation
2π
k= (2.47)
λ
or
kλ = 2π (2.49)
which is the same as (2.47).
dz (2.50)
vp =
dt
By definition of a plane wave, the phase is constant:
ωt - kz = const (2.51)
or
ωt - const (2.52)
z=
k
and thus
d æ ωt - const ö ω (2.53)
vp = ç ÷=
dt è k ø k
2.2 Time-Harmonic Electromagnetic Fields
35
1 (2.54)
vp =
µε
The phase velocity is therefore determined solely by the constitutive parameters of
the medium through which the wave travels. In free space, the phase velocity is
1
c= = 2.9979 × 108 m ⋅ s−1 (2.55)
µ 0ε 0
1 k ε
H=j Ñ ´ E = yˆ Ex e j(ωt -kz) = yˆ Ex e j(ωt- kz) (2.57)
ωµ ωµ µ
Thus, the resulting magnetic field consists of only a component in the y direction.
As discussed earlier, a plane wave at a fixed point z is constant in both the x and y
directions. Therefore,
¶E ¶E
= = 0 (2.58)
¶x ¶y
and
¶H ¶H
= = 0 (2.59)
¶x ¶y
1 æ ¶H y ¶H x ö
Ez = ç - ÷ = 0 (2.60)
jω ε è ¶x ¶y ø
H z = 0 (2.61)
Therefore, the longitudinal components of the electric and magnetic fields are zero;
the fields of a plane wave consist of only components perpendicular to the direction
of propagation.
36 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Additionally, both the electric and magnetic fields are perpendicular to each
other. This can be seen by considering the electric field
E = xˆ Ex + yˆ Ey (2.62)
k k
H = -xˆ Ey + yˆ Ex (2.63)
ωµ ωµ
k k
E×H = - Ex Ey + E E = 0 (2.64)
ωµ ωµ x y
The electric and magnetic fields are thus perpendicular to one another and perpen-
dicular to the direction of propagation. Such a wave is referred to as a transverse
electromagnetic (TEM) wave.
The magnitude of the magnetic field as given by (2.57) is simply the magnitude
of the electric field scaled by ε µ . The relationship between the electric and mag-
netic field components can therefore be given by
1
H = E (2.65)
η
where
µ E
η= = (2.66)
ε H
E (r ) = E0 e ± jk×r (2.68)
k = xˆ kx + yˆ ky + zˆ kz (2.69)
and the position vector is
r = xˆ x + yˆ y + zˆ z (2.70)
2.2 Time-Harmonic Electromagnetic Fields
37
E = -ωµk ´ H (2.72)
u = ue + um =
1
2 ( 2 2
ε E + µH ) (2.75)
In order to determine the power carried by the electromagnetic wave, the time
rate of change of the energy density is considered. This is given by
¶u ¶E ¶H
= εE × + µH × (2.76)
¶t ¶t ¶t
Using Faraday’s and Ampere’s laws, the time derivatives of the electric and mag-
netic fields are
¶E 1
= (Ñ ´ H - J) (2.77)
¶t ε
and
¶H 1
= - Ñ ´ E (2.78)
¶t µ
and the time rate of change of the energy density is therefore
¶u
= E × (Ñ ´ H) - H × (Ñ ´ E) - E × J (2.79)
¶t
Now using the vector identity
B × (Ñ ´ A) - A × (Ñ ´ B) = Ñ × (A ´ B) (2.80)
38 Microwave and Millimeter-Wave Remote Sensing for Security Applications
yields
¶u
+ Ñ × (E ´ H) = -E × J (2.81)
¶t
S = E ´ H (2.83)
is the Poynting vector, which represents the power carried by the electromag-
netic wave. For time-harmonic electromagnetic fields the Poynting vector is given
by
1
S= E ´ H* (2.84)
2
where * indicates the complex conjugate. Equation (2.82) is of the same form as
the continuity equation (2.6), and the Poynting theorem is similarly a statement of
conservation of energy. The net flow of power through a closed surface must be
equal to the rate of change of energy density within the surface.
As a time-harmonic wave propagates through time and space, the electric and mag-
netic field vectors change. The orientation of the electric field vector as a function of
time and space is called the polarization of the wave. The orientation may be static
or dynamic in time and space. The polarization of the receiving antenna must be
matched to that of the incident radiation for maximum signal conversion into the
receiver, as discussed in Chapter 4: if the polarization of the antenna and the inci-
dent radiation are orthogonal, no signal is transferred to the receiving hardware.
In general, the polarization of the incident wave will be different from that of the
antenna. In passive radiometric remote sensing, the incident radiation is unpolar-
ized while the antenna can respond to one direction of polarization; thus, only half
of the power of the incident radiation can be received by the receiver system. Active
systems receive signals transmitted by the system and reflected off an object. The
polarization is thus well matched; however, some depolarization, however minimal,
generally occurs on the reflected signal in practice.
2.3 Wave Polarization
39
|E|
Ey
φ
z Ex x
ωt = 0 ωt = π/2 ωt = π
|E|
Ey
-Ey
Ex |E|
-Ex
|E|
Figure 2.3 Linearly polarized electric field vector orientation over time.
40 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Figure 2.4 Over time (or space) a linearly polarized electric field traces out a sinusoid.
cosine term is zero and the vector has zero magnitude. When ωt = π, the vector has
magnitude –|E| at an angle f + π, in the opposite direction. The vector thus traces
out a sinusoid over time, as described in Figure 2.4.
If the y component of the electric field is zero (Ey = 0), the magnitude of the
vector is Ex and its angle is f = 0; the field is oriented along the x-axis. Such a wave
is linearly polarized along the x direction. Similarly, if Ex = 0, the wave is linearly
polarized along the y direction. Note that the same linear behavior arises in both
the temporal and spatial domains; the earlier analysis could have alternatively fixed
the time variable (conveniently at t = 0) and varied the spatial variable kz with the
same sinusoidal response in space.
E = (xˆ Ex + yˆ Ey ) (2.89)
where
Ey = E2 cos(ωt - kz + δ ) (2.91)
The phase δ represents the phase difference between the two waves making up the
total wave. In order to more simply analyze the dynamic nature of the wave, take a
fixed location in space z = 0. The wave components are then
Ex = E1 cos ω t (2.92)
or
Ex
= cos ω t (2.94)
E1
Ey
= cosω t cos δ - sinω t sin δ (2.95)
E2
Squaring and adding (2.94) and (2.95) results in
2 2
æ Ex ö æ Ey ö 2 2 2 2 2
ç E ÷ + ç E ÷ = cos ωt + cos ω t cos δ + sin ω t sin δ
è 1ø è 2ø (2.96)
Using the squares of (2.94) and (2.95), the last term on the right-hand side can be
written
æ E ö æ Ey ö
2 cosω t sinω t cosδ sin δ = 2 cos2 ω t cos2 δ - 2 ç x ÷ ç ÷ cos δ (2.97)
è E1 øè E2 ø
This is the equation of an ellipse, and thus the electric field vector traces out an el-
liptical shape over time. The wave is therefore said to be elliptically polarized.
Equation (2.98) represents the most general form of polarization that a mono-
chromatic wave can take. Other forms of wave polarization are given as special
cases of (2.98). When the phase difference between the components is δ = 0 or π,
the polarization reduces to linear polarization. In such a case, with δ = 0 and E2 = 0,
the resulting wave is linearly polarized in the x-direction.
y
ωt = π/2
ωt = 3π/4 ωt = π/4
ωt = π ωt = 0
x
ωt = 5π/4 ωt = 7π/4
ωt = 3π/2
References
[1] Jackson, J. D., Classical Electrodynamics, 3rd ed., Hoboken, NJ: John Wiley & Sons,
1999.
[2] Stratton, J. A., Electromagnetic Theory, New York, NY: McGraw-Hill, 1941.
[3] Harrington, R. F., Time-Harmonic Electromagnetic Fields, New York, NY: McGraw-Hill,
1961.
[4] Balanis, C. A., Advanced Engineering Electromagnetics, Hoboken, NJ: John Wiley & Sons,
1989.
[5] Rothwell, E. J., and M. J. Cloud, Electromagnetics. Boca Raton, FL: CRC Press, 2001.
Chapter 3
43
44 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Radar
(a)
Radiometer
(b)
Figure 3.1 (a) Diagram of the media encountered in the application of radar to contraband detec-
tion. (b) Diagram of the media encountered in the application of radiometry to human presence
detection.
effects, attenuation through wall and clothing materials, and parameters of differ-
ent types of human tissue.
In a general medium, the time-harmonic Faraday’s law and Ampere’s law were
shown in Chapter 2 to be
Ñ ´ E = - jωµH (3.1)
Ñ ´ H = (σ + jω ε)E (3.2)
In Chapter 2, it was also shown that a plane wave propagating in the z direction has
components only in the x and y directions. Consider a plane wave with an electric
field component directed along the x-axis. The solution of (3.3) is then
σ
- jω µε 1- j z
Ex (z) = E0 e ωε = E0 e - jkz (3.4)
where
σ σ
k = ω µε 1 - j = kr 1 - j (3.5)
ωε ωε
3.1 Plane Wave Propagation in Unbounded Media 45
kr = ω µε (3.6)
jk = α + jβ = -ω 2 µε + jωµσ (3.8)
The quantity (3.8) is also called the complex phase constant γ = α + jβ, with which
the electric field component can be written
Ex (z) = E0 e -γ z (3.9)
Squaring (3.8) and equating the real and imaginary parts yields the relations
α 2 - β 2 = -ω 2µε (3.10)
1
é æ 2 öù 2
ê 1ç æ σ ö
β = ω µε 1 + ç ω ε ÷ + 1÷ú (3.13)
ê2 ç è ø ÷ú
ë è øû
The first term α is called the attenuation coefficient, or the absorption coef-
ficient, which is measured in Np·m−1, and β is the phase coefficient, mea-
sured in rad·m−1. In (3.7), the wave includes an exponential of the attenuation
coefficient multiplied by the distance, which results in a reduction of the am-
plitude of the wave as it propagates further into the medium; the lost energy
is converted to thermal energy in the medium. The phase coefficient alters
the phase of the wave as it propagates. Note that for a medium with zero
conductivity,
a = 0 (3.14)
β = ω µε = kr (3.15)
46 Microwave and Millimeter-Wave Remote Sensing for Security Applications
which is the same form that was derived in Chapter 2. Such a wave does not experi-
ence attenuation; thus, nonconducting media are lossless.
As the wave propagates in a conducting medium, the amplitude is decreased.
The distance at which the wave amplitude is decreased to a value of e−1 of the origi-
nal amplitude is call the skin depth δ, which is found by
e -α z e - j β z = e - z (3.17)
which yields α = 1, or
1
δ = m (3.18)
α
Certain media can be categorized by the relative value of the conductivity to the
product of the angular frequency and permittivity. In particular, the loss tangent
tanδ can be defined by
σ
tan δ = (3.19)
µε
which is present in the definitions of both the attenuation and phase coefficients.
Note that the loss tangent tanδ is not the tangent of the skin depth δ. Materials with
large loss tangents have high conductivity and high loss, whereas a low loss tangent
indicates a low-loss medium.
The phase velocity of the wave can be given in terms of the phase constant
through
ω
v= (3.20)
β
The argument in the square root of (3.12) and (3.13) can then be approximated by
2
æ σ ö σ σ
1+ ç ÷ +1 » +1 » = tan δ (3.23)
è ωε ø ωε ωε
3.1 Plane Wave Propagation in Unbounded Media 47
1 1
α » ω µε tan δ = ωµσ (3.24)
2 2
1 1
β » ω µε tanδ = ωµσ (3.25)
2 2
2
δ = (3.27)
ω µσ
Because σ is large, the skin depth is small. The skin depth for good conductors,
such as gold, copper, and aluminum, is on the order of 8 ´ 10−10 m at 10 GHz.
Therefore, the majority of the current in a conductor is confined to the surface; the
energy dissipates rapidly as the wave propagates into the medium. A perfect con-
ductor has infinite conductivity, and therefore its skin depth is 0, and a propagating
wave cannot penetrate into the medium. Thus, no fields can exist within a perfectly
conducting medium.
σ
<< 1 (tan δ << 1) (3.28)
µε
By using the binomial theorem, the term inside the square root in (3.12) can be
written
2 2 4 2
æ σ ö 1æ σ ö 1æ σ ö 1æ σ ö
1+ ç ÷ = 1+ ç ÷ - ç ÷ � » 1+ ç ÷ (3.29)
è ωε ø 2 è ωε ø 8 è ω εø 2 è ωε ø
where the higher order terms are neglected due to (3.28), and the first two terms
have been retained. The attenuation coefficient can then be written
2
1æ σ ö 1 σ µ
α » ω µε ç ÷ = kr tan δ = (3.30)
4 è ωε ø 2 2 ε
48 Microwave and Millimeter-Wave Remote Sensing for Security Applications
β » ω µ ε = kr (3.31)
where only the first term of the binomial expansion has been retained. The wave is
then given by
1
- kr tan δ z
Ex (z) = E0 e 2 e - jkr z (3.32)
The skin depth of a good dielectric is therefore, from (3.18) and (3.30),
2
δ = (3.33)
kr tan δ
α + jβ γ
Hy = - j Ex = - j Ex (3.35)
ωµ ωµ
The wave impedance is the ratio of the electric and magnetic field components,
which is thus
Ex ωµ jω µ
η= =j = (3.36)
Hy γ σ + jωε
µ
η» (3.37)
ε
Ñ ´ H = (σ + jωε )E (3.39)
3.1 Plane Wave Propagation in Unbounded Media 49
σ
εc = ε - j = ε¢- jε ¢¢ (3.40)
ω
which is the complex permittivity such that Ampere’s law can be written
Ñ ´ H = jωεc E (3.41)
µc = µ¢ - j µ¢¢ (3.42)
Most media have noncomplex permeability, with the imaginary part of the perme-
ability equal to zero. The permeability is then simply mc = m. The real part of the
permittivity can also be given by ε¢ = ε, while the complex part of the permittivity
is defined through (3.40) in terms of the conductivity as
σ
ε ¢¢ = (3.43)
ω
In terms of (3.40) and (3.42), the attenuation and phase constants can be given by
1
ì é ü2
ï1 æ ε¢¢ öæ
2
µ¢¢ ö æ
2
µ¢¢ε ¢¢ ö ùú ï
α = ω µ¢ε¢¢ í ê çç 1 + ÷ç 1 + -
÷ ç 1 - ÷ ý (3.44)
ïî 2 êë è ε ¢2 ÷ç
øè µ¢2 ÷ø è µ ¢ε ¢ ø ú ï
ûþ
1
ì é ü2
ï1 æ ε ¢¢ öæ
2
µ¢¢ ö æ
2
µ¢¢ε ¢¢ ö ùú ï
β = ω µ ¢ε ¢¢ í ê çç 1 + ÷ç 1 + +
÷ ç 1 - ÷ ý (3.45)
ïî 2 êë è ε ¢2 ÷ç
øè µ ¢2 ÷ø è µ ¢ε ¢ ø ú ï
ûþ
which, for noncomplex permeability, reduces to (3.12) and (3.13). Throughout the
rest of the book, ε and μ will be used to denote the permittivity and permeability,
whether real or complex, for brevity.
In general, the permittivity and permeability are not constant with frequency;
that is,
ε ® ε (ω ), µ ® µ (ω) (3.46)
Generally, however, the permeability does not vary appreciably with frequency for
most media. The frequency-dependent relative permittivity is dependent on various
properties of the medium and is given by [1]
ε (ω) ωp2,i
= 1+ å 2 2
(3.47)
ε0 i ωi - ω + jω 2Gi
50 Microwave and Millimeter-Wave Remote Sensing for Security Applications
ε (ω) ωp2,i
lim = 1+ å 2 (3.48)
ω ®0 ε 0 i ωi
which is the static, or dc, relative permittivity of the medium. When the frequency
approaches infinity, the real and imaginary components of the relative permittivity
are given by
ε ¢(ω )
lim = 1 - ω -2 åω p2,i (3.49)
ω ®¥ ε 0
i
ε ¢¢(ω )
lim = -2ω -3 åω p2,i Gi (3.50)
ω ®¥ ε0 i
which are the real and imaginary components of the relative permittivity of a
plasma. The real and imaginary components of the complex permittivity are not
independent and are related through the Kramers-Kronig relations [2, 3]
¥
2 ω ¢ε ¢¢
ε ¢(ω ) = 1 + Pò 2 dω ¢ (3.51)
π 0 ω¢ - ω2
¥
2ω 1 - ε¢
ε ¢¢(ω ) = Pò 2 dω ¢ (3.52)
π 0 ω¢ - ω2
where σ0 is the static (dc) conductivity of the medium, and Pò indicates the principal
value, which excludes 0 and ω from the integration.
The effect of the frequency dependence of the permittivity and permeability on
propagating waves arises in the phase velocity of the wave, which is
1
vp = (3.53)
µ(ω )ε (ω )
The phase velocity is thus a function of frequency, and different frequency compo-
nents of nonmonochromatic waves will thus experience different phase velocities,
a phenomenon called dispersion. The implications of dispersion can be seen by
considering a rectangular electromagnetic pulse, which contains multiple frequency
components. Because each frequency component experiences a slightly different
phase velocity, the pulse shape begins to broaden and spread as some components
propagate faster and some slower. As illustrated in Figure 3.2, the distortion of
the pulse increases as the distance travelled through the medium increases. Waves
that are sufficiently narrowband can be approximated as monochromatic, and the
permittivity and permeability can be considered to be constant, in which case dis-
persion may be neglected. In practice, however, all waves experience dispersion. A
3.2 Plane Wave Propagation in Bounded Media 51
Distance
nˆ ´ (E1 - E 2 ) = - Jm (3.54)
nˆ ´ (H1 - H 2 ) = J (3.55)
Thus, the difference between the tangential components of the electric fields must be
equal to the magnetic current density at the boundary, and the difference between
the magnetic fields must be equal to the electric current density at the boundary. The
normal boundary conditions are
nˆ × (D1 - D2 ) = ρ (3.56)
Media 1 ^
n
E1 , H 1 , D 1 , B 1
J, Jm, ρ, ρm ^
-n
Media 2
E2 , H 2 , D 2 , B 2
Figure 3.3 Electromagnetic fields and sources at the boundary between two media.
52 Microwave and Millimeter-Wave Remote Sensing for Security Applications
nˆ × (B1 - B2 ) = ρm (3.57)
The normal components of the fields are thus discontinuous by the charge densities
present on the boundary surface.
In the absence of sources, the boundary conditions are given by
nˆ ´ (E1 - E 2 ) = 0 (3.58)
nˆ ´ (H1 - H 2 ) = 0 (3.59)
nˆ × (D1 - D2 ) = 0 (3.60)
nˆ × (B1 - B2 ) = 0 (3.61)
Thus, the tangential and normal components of the fields are continuous across the
boundary when no sources are present on the boundary surface.
The fields reflected by the boundary back into medium 1 are given by
E0 - jk1z
H r = -yˆ R e (3.65)
η1
Ei
Et
Er
Media 1 Media 2
ε1, µ1 ε2, µ2
Figure 3.4 A normally incident wave reflected and transmitted by a boundary between two media.
3.2 Plane Wave Propagation in Bounded Media 53
where R is the reflection coefficient, which specifies the fraction of the wave am-
plitude that is reflected by the boundary. The fields transmitted into the second
medium are given by
E0 - jk2 z
Ht = yˆ T e (3.67)
η2
where T is the transmission coefficient, which specifies the fraction of the amplitude
that passes into medium 2.
The boundary conditions are used to determine the reflection and transmission
coefficients, which are defined at the boundary between the two media. Because
the wave is normally incident and the electric and magnetic field components of a
plane wave are perpendicular to the direction of propagation, the fields given by
(3.62)–(3.67) are tangential to the boundary surface. Because the boundary is free
of sources, the boundary conditions require that the tangential fields on either side
of the boundary must be equal; that is,
Ei z =0
+ Er z =0
= Et z =0
(3.68)
Hi z =0
+ Hr z =0
= Ht z =0
(3.69)
Substituting (3.62)–(3.67) results in
1 + R = T (3.70)
1 1
(1 - R) = T (3.71)
η1 η2
η2 - η1
R= (3.72)
η 2 + η1
2η2
T= (3.73)
η2 + η1
Thus, the reflection and transmission coefficients for a normally incident plane
wave can be determined in terms of only the intrinsic impedances of the media. In
the case that η1 = η2, R = 0 and T = 1; thus, the wave is completely transmitted into
the second medium with no reflections.
The reflection coefficient can be determined at any arbitrary point z0 in medium
1 by deriving R from (3.62) and (3.64), which results in
E r (z = z0 )
R z =z = = Re j 2k1z0 (3.74)
0 Ei (z = z0 )
54 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Similarly, the transmission coefficient away from the boundary can be specified by
the transmitted wave at point z2 in medium to and the incident wave at point z1 in
medium 1 by
Et (z = z2 )
T z =z = = Te - j(k2 z2 -k1z1) (3.75)
1 , z2 Ei (z = z1)
x
θr
Hr
z
Er
Et
θr θt
θi Ht
θt
Ei
Hi
θi
Media 1 Media 2
ε1, µ1 ε2, µ2
E0 - jk1(sinθi x + cos θi z)
Hi = (-xˆ cosθi + zˆ sin θi ) e (3.79)
η1
E0 - jk1(sinθ r x -cos θr z)
H r = (xˆ cos θr + zˆ sin θr)R^ e (3.80)
η1
θi = θr (3.83)
which is known as Snell’s law of reflection. The reflected wave thus propagates
away from the boundary at an angle equal to that of the incident wave. Therefore,
from the second equality,
k1 sin θt
= (3.84)
k2 sin θi
which is Snell’s law of refraction, from which an expression for the angle of the
transmitted wave is found in terms of the incident wave angle and the wavenumbers
in the two media:
æk ö
θt = sin-1 ç 1 sin θi ÷ (3.85)
k
è 2 ø
In the same fashion as was done for the case of normal incidence, the TE reflection
and transmission coefficients are derived by equating the tangential components of
the fields at the boundary. The result of the electric fields at z = 0 is
1 + R^ = T^ (3.86)
1 1
(1 - R^ )cosθi = T^ cos θt (3.87)
η1 η2
The first expression is the same as that derived for normal incidence; this is true
because the electric field vector is still parallel to the boundary. The second expres-
sion reduces to that derived for normal incidence when the angle θi = 0, where,
56 Microwave and Millimeter-Wave Remote Sensing for Security Applications
according to (3.85), θt is also zero. Solving (3.86) and (3.87) for the TE reflection
and transmission coefficients results in
0.8
ε2/ε1 = 20
0.6 ε2/ε1 = 10
|R⊥|
ε2/ε1 = 5
0.4
ε2/ε1 = 2.5
0.2
0
0 20 40 60 80 90
θi (degrees)
(a)
1
ε2/ε1 = 2.5
0.8
ε2/ε1 = 5
0.6
|T⊥| ε2/ε1 = 10
0.4 ε2/ε1 = 20
0.2
0
0 20 40 60 80 90
θi (degrees)
(b)
Figure 3.6 Magnitudes of (a) the reflection coefficient and (b) the transmission coefficient for a TE
wave as a function of incidence angle.
3.2 Plane Wave Propagation in Bounded Media 57
E0 - jk1(sin θi x + cosθi z)
Hi = yˆ e (3.93)
η1
E0 - jk1(sin θr x -cos θr z)
H r = -yˆ R|| e (3.94)
η1
By equating the phases at the boundary, the same expressions (3.83) and (3.84) are
found. Equating the tangential fields at the boundary yields
1 1
(1 - R|| ) = T|| (3.97)
η1 η2
Solving (3.96) and (3.97) simultaneously yields the TM reflection and transmission
coefficients
x
θr
Er
z
θt
Hr Et
θr θt Ht
θi
θi
Ei
Hi
Media 1 Media 2
ε1, µ1 ε2, µ2
η2 cos θt - η1 cos θi
R|| = (3.98)
η2 cos θt + η1 cos θi
2η2 cos θi
T|| = (3.99)
η2 cos θt + η1 cos θi
The magnitude of the TM reflection and transmission coefficients are plotted in Fig-
ure 3.8 as a function of the incidence angle θi for nonmagnetic media (μ1 = μ2 = μ0)
for various ratios of the permittivities of the two media. The magnitude of the trans-
mission behaves similarly to the TE case, trending toward zero with increasing angle
of incidence. The magnitude of the reflection coefficient, however, displays different
behavior; there is an angle where the reflection coefficient is zero, and all the power
in the direction of propagation is transmitted into the second medium. This angle is
called the Brewster angle and is discussed in Section 3.2.4 in more detail.
0.8
ε2/ε1 = 20
0.6 ε /ε = 10
2 1
|R|||
ε2/ε1 = 5
0.4
ε2/ε1 = 2.5
0.2
0
0 20 40 60 80 90
θi (degrees)
(a)
1
ε2/ε1 = 2.5
0.8
ε2/ε1 = 5
0.6
ε2/ε1 = 10
|T|||
0.4 2/ε1 = 20
ε
0.2
0
0 20 40 60 80 90
θi (degrees)
(b)
Figure 3.8 Magnitudes of (a) the reflection coefficient and (b) the transmission coefficient for a TM
wave as a function of incidence angle.
3.2 Plane Wave Propagation in Bounded Media 59
component of the Poynting vector that is normal to the boundary. The normal com-
ponents of the reflected and transmitted Poyning vectors are thus given in terms of
the normal component of the incident Poynting vector by
zˆ × St = zˆ × ¡ Si (3.101)
where G and ¡ are the power reflection and transmission coefficients, called the
reflectivity and transmissivity, respectively. Due to conservation of energy, the re-
flectivity and transmissivity are related through
G + ¡ = 1 (3.102)
The reflectivity and transmissivity can be derived in terms of the normal compo-
nents of the Poynting vectors in both cases of TE or TM waves. For an incident TE
wave, the Poynting vector components normal to the boundary are
2
1 E0
zˆ × Si = zˆ × (Ei ´ H*i ) = zˆ cosθi (3.103)
2 2η1
2
1 R^ E0 2
zˆ × Sr = zˆ × (E r ´ H*r ) = -zˆ cosθi = -zˆ R^ Si (3.104)
2 2η1
2
1 T^ E0 2 η2 cosθi
zˆ × St = zˆ × (Et ´ H*t ) = zˆ cosθt = zˆ T^ Si (3.105)
2 2η2 η1 cosθ t
Equating (3.100) with (3.104) and also equating (3.101) with (3.105) yields the
expressions for the perpendicular reflectivity and transmissivity
2
G ^ = R^ (3.106)
2 η2 cos θi
¡ ^ = T^ (3.107)
η1 cos θt
A similar derivation for an incident TM wave yields the parallel reflectivity and
transmissivity
2
G|| = R|| (3.108)
2 η2cos θt
¡|| = T|| (3.109)
η1 cos θi
Thus, the power reflection coefficients for the two cases of polarization are simply
the squared magnitude of the reflection coefficients, and the power transmissions
coefficient are the squared magnitude of the transmission coefficients scaled by ra-
tios of the impedances and the cosines of the incidence and transmitted angles. For
60 Microwave and Millimeter-Wave Remote Sensing for Security Applications
µ2 µ1 ε2 - µ2 ε1
θB^ = sin-1 × (3.110)
ε1 µ12 - µ22
ε 2 µ2 ε1 - µ1 ε2
θB|| = sin-1 × (3.111)
µ1 ε12 - ε22
For nonmagnetic materials, the permeabilities of the two media are nearly equal. In
such a case, (3.110) results in a nonphysical angle, and thus, for perpendicularly polar-
ized waves, there does not exist an angle where the reflection coefficient is zero and all
energy is transmitted into the medium. Such an angle does exist in the case of parallel
polarization. When the permeabilities of the two media are equal, (3.111) reduces to
ε2
θB|| = tan-1 (3.112)
ε1
æk ö µ2 ε2
θc = sin-1 ç 2 ÷ = sin -1 (3.113)
è k1 ø µ1ε1
From this and the definitions of reflectivity, it can be shown [5] that when θi ³ θc,
G ^ = G|| = 1 (3.114)
and thus
R^ = R|| = 1 (3.115)
(n )
x + kz(n)Dzn )
E(in) = yˆ an +1e - j(kx (3.116)
(n )
x -kz(n)Dzn )
E(rn) = yˆ bn +1e - j(kx (3.117)
where an+1 and bn+1 are the amplitudes of the incident and reflected wave in layer
n, and
D zn = zn +1 - zn (3.118)
is the thickness of layer n. In layer n = 0, the incident wave is the original incident
wave before impinging on the first media layer. In the final layer n = N, there is no
reflected wave.
Derivation of the field amplitudes follows from the solution of the boundary
conditions at the interface; the result is [1]
(1 + Rn )e - jkzδ zn
an +1 = an (3.119)
1 + Rn Rnb+1e - jkzδ zn
n-1 n n+1
Tn Tn+1
Rn Rn+1
0 1 n N-1 N
a1 a2 an+1 aN aN+1
b1 b2 ... bn+1 ... bN
Figure 3.10 Amplitudes of the incident and reflected waves in layered media.
Rn + Rnb+1e - jkzδ zn
bn = an (3.120)
1 + Rn Rnb+1e - jkzδ zn
where the reflection coefficient between layers n and n – 1 is
ηn - ηn -1
Rn = (3.121)
ηn + ηn -1
The bulk reflection coefficient at layer n is thus
bn Rn + Rnb+1e - jkzδ zn
Rnb = = (3.122)
an 1 + Rn Rnb+1e - jkzδ zn
Equation (3.122) represents the reflection coefficient of the layers n to N, and is defined
recursively in terms of those layers following n. The bulk transmission coefficient is
an +1 (1 + Rn )e - jkzδ zn
Tnb+1 = = (3.123)
an 1 + Rn Rnb+1e - jkzδ zn
which is similarly defined in terms of the following layers.
Due to the dependence of the bulk reflection and transmission coefficients on
the layers following n, the recursion begins with the final layer, the semi-infinite
layer N. Because the layer is semi-infinite, RN+1 = 0, and the bulk reflection coef-
ficient from (3.122) is
b
RN = RN (3.124)
The transmission coefficient at the final boundary is evaluated likewise, with Dzn =
0 in the semi-infinite layer, yielding
TNb = 1 + RN = TN (3.125)
The bulk reflection and transmission coefficients at the initial boundary can then be
found recursively through (3.122) and (3.123).
If the reflection coefficients of all layers are small such that the bulk reflection
b
coefficients Rn+1 << 1 , the bulk reflection and transmission coefficients can be ap-
proximated by
The previous sections presented a general formulation for the interaction of propa-
gating electromagnetic waves with general media. In this section, characteristics
of specific media are discussed, emphasizing those media that are encountered in
remote security sensing. Referring back to the general propagation scenario at the
beginning of this chapter, a propagating wave travels through the atmosphere and
interacts with clothing and garment material, human tissue, contraband material,
or building material such as those included in walls.
The atmosphere consists of the gases and water vapor present in dry air, as well
as hydrometeors such as fog, rain, or snow. Additional inclusions that may be pres-
ent are dust and smoke. Clothing and garment materials are generally thin layers
of specific media with little moisture content. At low microwave frequencies, these
materials are generally transparent. Building material may include drywall, wood,
cinder blocks, or other common wall-type materials.
In many remote sensing applications in security—whether remote detection of
intruders, through-wall measurements of moving people, imaging for contraband
detection, or other applications—a prominent factor is the presence of one or more
humans. As such, the dielectric properties of human tissue will be discussed in
some detail. The dielectric properties of other materials of interest, contraband
such as concealed weapons or explosives, for example, depend on the specific type
of material, which can vary significantly depending on the application, and will be
discussed in general terms. It is often the case, particularly in contraband detec-
tion, that the specific media properties are not known, and that changes against the
known profile of the human body are detected. Atmosphere, building material, and
garment material are generally not the media to be detected, and as such the char-
acteristic of primary concern is the attenuation suffered by the propagating wave as
it passes through the media. Thus, the discussions of these media will focus on the
attenuation effects over frequency.
fog and rain must also be accounted for; snow incurs a different attenuation as
well. A model of the attenuation and temporal dispersion of the atmosphere was
developed by Liebe in 1993 [8], which includes the effects of temperature, pressure,
water vapor, and rain. The Liebe model calculates the absorption based on the
complex refractive index of the various atmospheric components, and is accurate
to approximately 0.2 dB in the frequency range 0–1000 GHz [9]. The model was
packaged into an openly available program called simply the millimeter-wave prop-
agation model (MPM). Figure 3.11(a) shows the attenuation of the atmosphere in
the frequency range 0–1000 GHz at sea level with 50% relative humidity and 15˚C
temperature. The resonances due to various molecules are apparent. Figure 3.11(b)
shows the attenuation of the atmosphere up to millimeter-wave frequencies with no
relative humidity for various temperatures, where it can be seen that higher tem-
peratures result in greater attenuation. Figure 3.11(c) shows the delay imparted on
a propagating wave due to dispersion.
There are locations in the attenuation spectrum where the propagation loss has
minima, at approximately 35 GHz, 94 GHz, 140 GHz, 215 GHz, and 342 GHz.
These bandwidths between the various resonances in the atmospheric attenuation
spectrum are referred to as atmospheric “windows” because they represent band-
width where signals can propagate for longer distances due to the lower attenu-
ation. Long-range remote sensing applications generally operate in one of these
windows to achieve maximum signal power reception; however, some clandestine
sensors operate at the resonance frequencies, such as 60 GHz, where signals are
difficult to intercept due to the high path loss. As seen in Figure 3.11(b), the attenu-
ation is generally below 10 dB·km–1 outside of the resonances, and thus short-range
remote sensors will not be significantly affected by propagation loss due to the
atmosphere and water vapor.
Water vapor and rain each cause additional attenuation and dispersion. Figures
12(a) and 12(b) show the attenuation and dispersion due to various levels of relative
humidity; Figures 13(c) and 13(d) show the attenuation and dispersion due to vari-
ous rates of rainfall. Significant rainfall can cause high levels of attenuation, as seen in
Figure 3.12, which will affect short-range sensors. An extensive review of the effects
of rain and snow on the propagation of electromagnetic waves is given in [10].
Fog (considered haze that renders the visibility less than 1 km) can be char-
acterized by dry air with suspended hydrometeors, either water or ice. Inclusions
of water droplets in fog or haze have radii on the order of 1 μm to approximately
100 μm or larger. The density of a medium fog is approximately 0.05 g·m−3, while
that of a thick fog can be 0.5 g·m−3. The International Telecommunication Union
has recommended a model of the attenuation due to clouds or fog that is valid up
to 200 GHz [11], given by
α = KM (3.128)
where α is measured in dB·km−1, K is the specific attenuation coefficient in
dB·m3·km−1·g−1, and M is the water density in g·m–3. The specific attenuation coef-
ficient is approximated by a Debye model of the permittivity of water:
0.819f
K= (3.129)
ε ¢¢(1 + ξ 2 )
3.3 Electromagnetic Propagation in Specific Media 65
104
103
102
α (dB/km)
101
100
10-1
10-2
0 200 400 600 800 1000
f (GHz)
(a)
103
102
40 oC
101
20 oC
α (dB/km)
0 oC
100
-20 oC
-40 oC
10-1 H 2O
O2 H 2O H 2O
O2
10-2
H 2O
10-3
0 50 100 150 200 250 300 350 400
f (GHz)
(b)
60
50
40
40 oC
τ (ps/km)
30
20
20 oC
10
0 oC
0
-20 oC -40 oC
−10
0 50 100 150 200 250 300 350 400
f (GHz)
(c)
Figure 3.11 (a) Atmospheric attenuation at sea level with 50% relative humidity and a temperature
of 15˚C. (b) Atmospheric attenuation and (c) propagation delay due to dispersion for various tem-
peratures with no relative humidity. The molecular absorption regions are highlighted.
66 Microwave and Millimeter-Wave Remote Sensing for Security Applications
103
102
101
α (dB/km)
100
90%
10-1 70%
50%
10-2 30%
10%
10-3
0 50 100 150 200 250 300 350 400
f (GHz)
(a)
30
25
20 90%
τ (ps/km)
70%
15
50%
10 30%
10%
5
−5
0 50 100 150 200 250 300 350 400
f (GHz)
(b)
102
50 mm/hr
40 mm/hr
30 mm/hr
101 20 mm/hr
α (dB/km)
10 mm/hr
5 mm/hr
2.5 mm/hr
100 1 mm/hr
10-1
0 100 200 300 400
f (GHz)
(c)
Figure 3.12 (a) Attenuation and (b) dispersion due only to water vapor density. (c)–(d) Attenuation
and (e) dispersion due to rainfall.
3.3 Electromagnetic Propagation in Specific Media 67
2
10
50 mm/hr
40 mm/hr
1
30 mm/hr
10 20 mm/hr
10 mm/hr
α (dB/km)
0
10
−1
10 5 mm/hr
2.5 mm/hr
1 mm/hr
−2
10
0 10 20 30 40 50
f (GHz)
(d)
30 mm/hr
−10
40 mm/hr
50 mm/hr
−15
−20
0 100 200 300 400
f (GHz)
(e)
Figure 3.12 (continued )
2 +ε¢
ξ= (3.130)
ε ¢¢
ε 0 - 5.48 1.97
ε ¢(f ) = 2
+ + 3.51 (3.131)
1 + (f f1) 1 + (f f2 )2
where
and T is the temperature in Kelvin. The first and second relaxation frequencies in
(3.131) and (3.132) are given by
r1.6 r
α = 0.00349 4
+ 0.00224 (3.136)
λ λ
11
10
9
K (dB/km)/(g/m3)
8
7
6
5
4
20 oC
3 10 oC
2 0 oC
1 -10 oC
0
0 50 100 150 200
f (GHz)
Figure 3.13. Theoretical attenuation of fog calculated from (3.129).
3.3 Electromagnetic Propagation in Specific Media 69
102
101
α (dB/km)
100
10-1
10 mm/hr
10-2 5 mm/hr
2.5 mm/hr
1 mm/hr
10-3
20 40 60 80 100
f (GHz)
Figure 3.14 Theoretical attenuation of dry snow calculated from (3.136).
35
Concrete Block Painted 2X6 Board
Clay Brick
30
Total One Way Attenuation (dB)
25
3/4” Plywood
20
15
3/4”Pine Board
10
Wet Paper Towel
Glass
Drywall
5
Asphalt Shingle
Kevlar Sheet
Polyethylene
Paper Towel (Dry)
0 Fiberglass Insul.
3 5 8 10 20 30 50 80 100 200
Frequency (GHz)
Figure 3.15 Attenuation of common building materials. (© 1997 SPIE [13].)
Table 3.1 Attenuation in dB of Common Building Materials (© 2006 SPIE [14]); (n/t = no transmission,
n/m = no measurement)
Material Thickness (in) 94 GHz 326 GHz 584 GHz 1024 GHz
Pol: || ^ || ^ || ^ || ^
Cardboard 0.155 1.2 1.3 2.8 3.2 4.4 5.0 9.0 9.4
Maple 1 0.125 2.6 1.8 8.4 5.3 16.2 11.0 n/m n/m
Maple 2 0.25 5.9 4.0 20.1 16.0 31.4 22.7 65.7 52.4
Maple 3 0.5 10.8 7.1 32.4 22.5 2.6 45.9 n/t n/t
Maple 4 0.762 16.9 10.4 48.0 33.1 n/t 68.4 n/t n/t
Maple 5 0.762 16.6 9.5 46.5 31.0 n/t 62.7 n/t n/t
OSB 1 0.25 6.4 7.1 33.2 33.4 47.8 48.2 n/t n/t
OSB 2 0.5 20.6 18.9 59.4 55.8 n/t n/t n/t n/t
Plywood 1 0.25 5.3 4.5 18.2 16.7 31.3 30.2 n/t 61.9
Plywood 2 0.5 8.7 10.8 30.3 30.4 31.3 30.2 n/t n/t
SPF1 0.125 3.0 1.7 7.2 4.9 14.3 9.3 29.2 20.7
SPF2 0.25 4.8 2.8 14.0 8.5 24.5 15.9 56.5 38.4
SPF3 0.5 10.8 5.8 28.8 19.2 55.9 38.4 n/t n/t
SPF4 0.74 15.8 9.6 42.6 27.3 53.3 72.0 n/t n/t
SPF5 0.985 21.0 12.3 55.3 35.8 n/t 74.0 n/t n/t
SPF6 1.43 30.2 18.7 70.4 54.4 n/t n/t n/t n/t
Concrete 0.438 9.8 10.5 47.7 49.2 n/t n/t n/t n/t
Drywall 0.375 1.6 1.7 10.7 10.5 35.2 35.0 n/t n/t
Drywall 0.5 2.2 2.8 12.8 13.1 49.1 50.4 n/t n/t
Glass 0.087 4.5 4.3 10.8 11.0 25.3 25.4 n/t n/t
Plastic blind 0.033 0.5 0.5 1.3 1.4 3.6 3.4 8.2 8.1
Vinyl siding 0.042 0.7 0.8 2.5 2.3 5.4 5.4 12.6 11.4
Vin. sid. & ½’’ CDX 0.512 10.8 12.6 32.5 32.5 68.1 68.2 n/t n/t
Wall section 4.768 17.9 22.1 69.0 70.6 n/t n/t n/t n/t
Brick 1 0.452 8.7 8.9 62.7 64.3 n/t n/t n/t n/t
Brick 2 0.595 15.1 16.3 n/t n/t n/t n/t n/t n/t
Brick 3 0.252 5.4 6.1 39.9 40.3 n/t n/t n/t n/t
Brick 4 0.206 5.9 5.7 n/m n/m n/t n/t n/t n/t
Brick 9 0.338 7.1 6.7 46.9 50.0 n/t n/t n/t n/t
Cinder block 1 1.091 45.9 48.3 n/m n/m n/t n/t n/t n/t
Cinder block 5 0.331 16.5 16.5 53.1 53.1 52.8 56.8 n/t n/t
Cinder block 7 0.385 17.7 17.4 54.1 52.7 62.3 60.6 n/t n/t
Cinder block 9 0.67 26.6 26.9 74.7 75.6 n/t n/t n/t n/t
in the range of 2.08–5.04 [20]. Table 3.4 is a compilation of the relative dielectric
constants of some explosive and plastic materials.
Metals, because of their high conductivity (1×106 S·m−1 or higher for most met-
als), are lossy and have low skin depths. The imaginary part of the complex per-
mittivity is proportional to the conductivity and is also a large quantity for metals;
thus, when coupled with air or other media with low permittivity, metal materials
will have a very different impedance and will thus be highly reflective. Detection
of metal objects can thus be accomplished by measuring the reflection of incident
waves off the object; the reflection from a human concealing a metal object will
generally be very low relative to the return from the metal object.
0
Transmission (dB)
-10
rayon
nylon
silk
-20 naugahyde
denim
leather
linen
wool
-30
0 0.6 1.2 40 70 100
f (THz)
Figure 3.16 Millimeter-wave and terahertz attenuation through the materials in Table 3.2 versus
frequency. (Reprinted with permission from [18], Copyright 2004, American Institute of Physics.)
3.3 Electromagnetic Propagation in Specific Media 73
Table 3.3 Measured Attenuation (in dB) of Common Garment Materials (ã 2006 SPIE [14])
Material Thickness 94 GHz 326 GHz 584 GHz 1024 GHz
(in)
Pol: || ^ || ^ || ^ || ^
Cotton Shirt 0.012 0.2 0.1 0.3 0.5 1.0 1.1 3.1 3.2
Denim 0.025 0.7 0.7 1.3 1.4 3.4 2.9 10.0 7.9
Drapery 0.035 0.3 0.5 3.0 1.7 7.5 7.6 12.3 11.4
Leather 0.051 0.7 0.6 2.3 2.1 6.0 5.2 17.9 15.3
Sweater 0.084 0.4 0.4 3.8 4.0 14.5 13.7 19.1 21.4
Sweatshirt 0.082 0.3 0.2 0.8 1.1 4.3 3.8 14.3 13.9
Table 3.4 Relative Permittivity of Some Materials (Compiled from [19, 20])
Material Frequency εr
Ceramic 3 GHz 5.60
Comp B (explosive) 1 GHz 2.90
Comp C-4 (explosive) 1 GHz 3.14
Glass (Pyrex) 3 GHz 4.82
Lucite 10 GHz 2.56
PETN (explosive) 1 GHz 2.72
Plexiglass 3 GHz 2.60
Polyethylene 10 GHz 2.25
Polystyrene 10 GHz 2.54
RDX 1 GHz 3.14
Styrofoam 3 GHz 1.03
Teflon 10 GHz 2.08
TNT (explosive) 1 GHz 2.70
74 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Other tissues
Figure 3.17 Model of human tissue layers.
0.3–3mm, and the thickness of the hypodermis can vary from 3–10 mm or more
[22]. A layered model for a specific location on the body is dependent on the other
subcutaneous layers (such as muscle, bone, and cartilage) that are present at the
location, as well as the thicknesses of each layer.
As seen in the previous sections, the majority of the dielectric media parameters
of interest, such as skin depth, impedance, and attenuation, are dependent on the
constitutive parameters. Human tissues, like most materials, are nonmagnetic and
have permeabilities approximately equal to that of free space; thus, the constitutive
parameter of interest is the complex permittivity [recall that the conductivity can
be derived from the imaginary part of the permittivity by (3.43)]. Gabriel, et al.
[23–25], developed a model for the complex permittivity of various tissues over the
frequency range of 10 Hz to 100 GHz based on measured data from 23 data sets.
The model was developed for electromagnetic dosimetry research in tissues, and
thus includes models for a large number of tissues found within the human body.
Based on a general Debye dispersion model, the permittivity was fit to the measured
data sets using a number of parameters. The focus of the study by Gabriel, et al.,
was human tissue, although some measurements from animal tissue were consid-
ered in the development of the model; however, various measurements of the rela-
tive permittivity and derived parameters of human tissue have verified the model
since its publication [26–31]. As noted in [32], some variability of measured results
from the model resulted from differing measurement techniques and measurements
on different parts of the body.
The expression for the permittivity of tissues in the model developed by Gabriel
is given as a summation of Debye dispersion regions by
N
Dε n σ
ε (ω ) = ε ¥ + å (1- an )
+ 0 , (3.137)
n =1 1 + (jωτn ) jωε0
where ε¥ is the permittivity as the frequency approaches infinity, Dεn describes the
magnitude of dispersion region n, N is the total number of dispersion regions, τn
is a time constant related to the dispersion region, an is a measure of the broaden-
ing of the dispersion, and σ0 is the dc conductivity. The parameters for the Debye
model for blood, bone, cartilage, fat, muscle, dry skin, and wet skin are given
Table 3.5 Parameters for the Debye Model of the Permittivity of Various Tissues (© 1996 IOP [25])
Tissue ε¥ Dε1 τ1 (ps) a1 Dε2 τ2 (ns) a2 Dε3 τ3 (μs) a3 Dε4 τ4 (ms) a4 σ0
Blood 4.0 56.0 8.38 0.10 5200 132.63 0.10 0.0 - - 0.0 - - 0.7000
Bone 2.5 18.0 13.26 0.22 300 79.58 0.25 2.0×104 159.15 0.20 2×107 15.915 0.00 0.0700
3.3 Electromagnetic Propagation in Specific Media
60
bone cartilage
fat muscle
50 dry skin wet skin
40
30
r
ε
20
10
0
0 20 40 60 80 100
f (GHz)
Figure 3.18 Relative permittivity of human tissues.
in Table 3.5. Gabriel, et al., include parameters for other tissues as well, such as
various internal organ tissues; however, those listed here are of primary interest in
security sensing as the waves incident on the human body primarily interact with
the top-most layers and not specific internal organs. Equation (3.137) has been
implemented in an online program by the Italian National Research Council that
generates the permittivity and a few derived parameters for the tissues outlined by
Gabriel, et al. [33].
Figure 3.18 shows the real part of the relative permittivity of cortical bone, car-
tilage, fat, muscle, dry skin, and wet skin over the frequency range 1 GHz to 100
GHz, generated from the model in [25]. While most of the tissues exhibit similar
dispersive behavior, fat and bone tissues have overall much lower relative permittivi-
ties. The conductivity, derived from the imaginary part of the permittivity, is shown
70
bone cartilage
60 fat muscle
dry skin wet skin
50
40
σ (S/m)
30
20
10
0
0 20 40 60 80 100
f (GHz)
Figure 3.19 Conductivity of human tissues.
3.3 Electromagnetic Propagation in Specific Media 77
3500
bone cartilage
3000 fat muscle
dry skin wet skin
2500
α (Np/m)
2000
1500
1000
500
0
0 20 40 60 80 100
f (GHz)
Figure 3.20 Attenuation constant of human tissues.
in Figure 3.19. Muscle shows the highest conductivity, while fat and bone have the
lowest. The conductivity of skin increases when the skin is wet, as may be expected
from the additional conductivity of water.
With the relative permittivity and the conductivity (with μr = 1), many other
dielectric quantities of interest can be derived directly. Figures 3.20–3.26 show the
attenuation constant calculated from (3.12), the phase constant from (3.13), the
skin depth from (3.18), the loss tangent from (3.19), the phase velocity from (3.20),
the wavelength from (3.21), and the impedance from (3.36), respectively. Figures
3.27 and 3.28 show the reflection and transmission coefficients, calculated from
(3.72) and (3.73) for normal incidence with respect to free space.
8000
bone cartilage
7000 fat muscle
dry skin wet skin
6000
5000
β (rad/m)
4000
3000
2000
1000
0
0 20 40 60 80 100
f (GHz)
Figure 3.21 Phase constant of human tissues.
78 Microwave and Millimeter-Wave Remote Sensing for Security Applications
50
bone cartilage
fat muscle
40 dry skin wet skin
30
δ (mm) 20
10
0
0 20 40 60 80 100
f (GHz)
Figure 3.22 Skin depth of human tissues.
bone cartilage
fat muscle
1.5 dry skin wet skin
1
tan δ
0.5
0
0 20 40 60 80 100
f (GHz)
Figure 3.23 Loss tangent of human tissues.
7
x 10
18
16
14
12
vp (m/s)
10
8
6
4 bone cartilage
fat muscle
2
dry skin wet skin
0
0 20 40 60 80 100
f (GHz)
Figure 3.24 Phase velocity of waves in human tissues.
3.3 Electromagnetic Propagation in Specific Media 79
140
bone cartilage
120 fat muscle
dry skin wet skin
100
80
λ (mm)
60
40
20
0
0 20 40 60 80 100
f (GHz)
(a)
10
bone cartilage
fat muscle
8 dry skin wet skin
6
λ (mm)
0
0 20 40 60 80 100
f (GHz)
(b)
Figure 3.25 (a) Wavelength of waves in human tissues. (b) Close view of the wavelength.
250
200
150
η (Ω)
100
50 bone cartilage
fat muscle
dry skin wet skin
0
0 20 40 60 80 100
f (GHz)
Figure 3.26 Impedance of human tissues.
80 Microwave and Millimeter-Wave Remote Sensing for Security Applications
1
bone cartilage
fat muscle
0.8 dry skin wet skin
0.6
|R| 0.4
0.2
0
0 20 40 60 80 100
f (GHz)
Figure 3.27 Reflection coefficient of human tissues with respect to free space.
A few general observations can be made from the graphs of the various parame
ters. Most tissues exhibit similar dispersion properties, with fat and bone tissue
being the notable outliers; because of the low relative permittivity and conductivity
relative to the other tissues, fat and cortical bone are better dielectrics than the other
tissues and as a result have higher impedances. The impedance of skin is signifi-
cantly different from both air and fat; thus, the reflection coefficients at the air-skin
boundary and the skin-fat boundary will be relatively high. Much of the energy in
an incident wave will therefore reflect within the skin layer, thereby absorbing much
of the power carried by the wave.
It is also notable that the skin depth of both dry and wet skin is less than the
average maximum skin thickness of 4.5 mm above approximately 9 GHz; Figure
3.29 shows the skin depth focused on the higher frequencies. Because of the low
0.8
0.6
|T |
0.4
0.8
0.6
δ (mm)
0.4
0.2
cartilage muscle
dry skin wet skin
0
0 20 40 60 80 100
f (GHz)
Figure 3.29 Skin depth at millimeter-wave frequencies. Note that fat and bone tissues have skin
depths greater than 1 mm and are not pictured.
skin depth, the energy of a wave incident on the skin at frequencies above 9 GHz
is mostly attenuated before the wave encounters the skin-fat boundary. At high mi-
crowave and millimeter-wave frequencies, a reasonable approximation of layered
tissue would consist primarily of the skin only, or perhaps with the subcutaneous
fat layer.
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Chapter 4
Antennas
85
86 Microwave and Millimeter-Wave Remote Sensing for Security Applications
of a long linear dipole antenna. Discussion of linear wire antennas is necessary for
the understanding of antenna systems; however, in microwave and millimeter-wave
remote sensing, aperture antennas are most often used because greater directivity can
be achieved using a two-dimensional aperture such as a horn or a metal patch than
can be achieved with a linear wire. Such apertures are also of a more manageable size
at higher frequencies where the wavelengths are shorter. Thus, this chapter covers the
theory of equivalent currents in an aperture and the analysis of the resulting fields.
Following this, antenna array theory is covered. Finally, the chapter concludes with a
description of typical antennas used in remote sensing applications.
Ñ ´ E = -jωµH (4.1)
Ñ ´ H = jωε E + J (4.2)
Ñ × D = ρ (4.3)
∇⋅B = 0 (4.4)
4.1 Electromagnetic Potentials
87
Ñ × H = 0 (4.5)
such that (4.5) is still satisfied. A (Wb·m–1) is called the magnetic vector potential, and
so far it is not uniquely specified because only its curl is defined, and its divergence is
undefined. Using this definition of the magnetic vector potential, Faraday’s law is
Ñ ´ E = - jωµÑ ´ A (4.7)
or
Ñ ´ (E + jωµA) = 0 (4.8)
The left-hand side of (4.11) is the same as that of the homogeneous vector
Helmholtz equation that was solved in Chapter 2; the right-hand side now contains
the electric current density as well as the magnetic vector potential and electric sca-
lar potential. To this point, only the curl of the magnetic vector potential has been
defined. Because it is otherwise unspecified, the divergence of A can be arbitrarily
chosen, which then results in a unique definition of A. A common definition of the
divergence of the potential is
Ñ × A = - jωεφ (4.12)
which is called the Lorenz gauge. Other definitions, or gauges, have been proposed;
however, the Lorenz gauge is the most useful in the present discussion. Under this
gauge, (4.11) becomes
Some authors define the curl of the magnetic vector potential as B = Ñ ´ A. This differs from the definition
in this book by a factor of m.
This is commonly referred to as the Lorentz gauge; however, as noted in [1], this definition of the divergence
of the magnetic vector potential was first proposed by the physicist L. V. Lorenz, not the well-known physi-
cist H. A. Lorentz.
88 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Ñ 2 A + ω 2µε A = - J (4.13)
which is an inhomogeneous vector Helmholtz equation and is very similar to the
vector Helmholtz equation analyzed in Chapter 2, though the current density is
now explicitly included.
The solutions of (4.13) are called Green’s functions; the particular solution in
free space is given by [1]
- jk r - r¢
e
g(r, r¢) = (4.14)
4π r - r¢
The free space Green’s function can be described as the spatial impulse response at a
position in space r to a unit point source at r¢. In terms of (4.14), the magnetic vector
potential is given by integrating over the volume occupied by the current density:
- jk r - r¢
e
A(r) = ò J(r¢)g(r, r¢)dV = ò J(r¢) dV (4.15)
V V
4π r - r¢
The magnetic vector potential is thus found at a point in space in terms of the su-
perposition of current density point sources over the total volume occupied by the
current density.
As noted earlier, the potentials are mathematical constructs and do not by
themselves describe the properties of the radiation. The second part of the calcula-
tion is then to find the electric and magnetic fields, from which the radiated power
density can be calculated. The electric field can be found in terms of the magnetic
vector potential by substituting (4.12) into (4.9), which yields
1
E = - jωµA + Ñ(Ñ × A) (4.16)
jωε
The magnetic field is found through (4.6).
Ñ × E = 0 (4.17)
The electric field can then be defined in terms of the electric vector potential
F (C·m–1) by
Some authors define the curl of the electric vector potential as D = –Ñ ´ F. This differs from the definition
in this book by a factor of e.
4.1 Electromagnetic Potentials
89
E = -Ñ ´ F (4.18)
Similarly as was done for the electric current density, the resulting inhomoge-
neous vector Helmholtz equation is
Ñ 2 F + ω 2µε F = - Jm (4.19)
where the divergence of the electric vector potential has been defined as
Ñ × F = - jωµφm (4.20)
where fm (A) is the magnetic scalar potential. The solution of (4.19) is given in
terms of the free space Green’s function by
- jk r - r¢
e
F(r) = ò Jm (r¢) dV (4.21)
V
4π r - r¢
The electric field is then found from (4.18), and the magnetic field is found by
1
H = - jωε F + Ñ(Ñ × F) (4.22)
jωµ
If both electric and magnetic current densities are present, the total fields may
be found by superposition of the fields due to the electric and magnetic sources
separately. The total fields are thus
1
Etotal = E electric + E magnetic = -Ñ ´ F - jωµ A + Ñ(Ñ × A) (4.23)
jωε
1
Htotal = H electric + H magnetic = Ñ ´ A - jωε F + Ñ(Ñ × F) (4.24)
jωµ
- jk r - r¢
e e - jkr
A(r) = zˆ ò J(r¢) dV ¢ = zˆ Idl (4.27)
V¢
4π r - r¢ 4π r
90 Microwave and Millimeter-Wave Remote Sensing for Security Applications
x
(a)
dl
2
y
- dl
2
x
(b)
Figure 4.2 (a) Coordinate system. (b) Infinitesimal dipole antenna.
The magnetic field can then be calculated from (4.6). In spherical coordinates, the
result is [2]
e - jkr æ 1 ö
H = φˆ jkIdl ç1 + ÷ sinθ (4.28)
4π r è jkr ø
e - jkr æ 1 ö ˆ e - jkr æ 1 1 ö
E = rˆ η Idl ç 1 + ÷ cos θ + θ jkηIdl ç1 + - 2 2 ÷ sinθ (4.29)
2π r 2 è jkr ø 4π r è jkr k r ø
Note that the electric and magnetic fields are orthogonal, as was the case of
plane wave propagation.
antenna r. All components are inversely proportional to some power of the distance.
Such a result is rather intuitive; as the radiated waves propagate away from the an-
tenna, the wavefronts spread over a larger area. In a passive medium that does not
inject power into the propagating wave, the field strength per unit area must therefore
decrease because of conservation of energy. The fields include three distinct compo-
nents. The first is dependent on r –3 and is present only in the electric field; this compo-
nent of the field is referred to as the static dipole field. Both the electric and magnetic
fields include components that are dependent on r –2, which are the induction field
components. Finally, the electric and magnetic fields contain components dependent
on r –1, called the radiation fields. In remote sensing applications, the radiated waves
travel over distances that are long compared to the wavelength. At such distances, the
static dipole and induction fields decay in amplitude more quickly than the radiation
fields, rapidly decreasing to negligible levels. What are left are the radiation fields,
which travel the farthest distance; these are the fields of interest in remote sensing.
There are three general regions of distance from an antenna, defined in terms
of the wavelength and the maximum antenna dimension d, which roughly define
which of the three field components is dominant over the others in that region [2].
The reactive near field region is defined by the range
d3
r < 0.62 (4.30)
λ
and is the range where the static dipole fields dominate. The near field region, also
called the Fresnel region, is defined by
d3 2d 2
0.62 <r< (4.31)
λ λ
where the induction fields dominate. The far field region, also called the Fraunhofer
region, is defined as
2d 2
r> (4.32)
λ
where the radiation fields dominate.
The far field region is the region of primary interest in remote security sensing
applications, particularly at microwave and millimeter-wave frequencies, where the
wavelengths and antenna apertures are small such that the distance 2d2/l is small.
Whether detecting hidden contraband or moving intruders, the object of interest is
typically in the far field. Thus, the rest of this chapter will focus on the analysis of
radiated fields in the far field.
Consider the geometry of Figure 4.3, where the observation point p1 is signifi-
cantly farther from the origin than the antenna location p2. Thus, r >> r' and
r - r¢ » r - r¢ × r
ˆ (4.33)
z p1
|r-r`|
p2
r
r`
x
Figure 4.3 Geometry for the calculation of the far fields.
The term in the denominator affects only the amplitude and can further be ap-
proximated by
1 1 r¢ × rˆ 1 (4.35)
» (1 + )»
r - r¢ × rˆ r r r
where
e - jkr
g(r) = (4.37)
4π r
The magnetic vector potential can then be given by
e - jkr
J(r¢)e jkr¢×rˆ dV ¢ = g(r) ò J(r¢)e jkr¢×rˆ dV ¢
4π r Vò¢
A(r) = (4.38)
V¢
which yields
and thus
A(r) = g(r)�J(kx , ky , kz ) (4.44)
The magnetic vector potential is thus found directly in terms of the Fourier trans-
form of the current density.
Although the Fourier transform of the current density is a function of the three
wavenumbers kx, ky, and kz, the wavenumbers, as defined in (4.41), are functions
only of the two spherical coordinates q and f, while the Green’s function accounts
for the radial dependence. Thus, the vector potential can be described in terms of
the Green’s function and a directional function a that is only a function of the tan-
gential spherical coordinates:
a = �J x xˆ + �J y yˆ + �J z zˆ (4.46)
The electric and magnetic fields in the far field can then be found using (4.6), (4.16),
and (4.45), retaining only the terms that are proportional to r–1. The result is
H = jkg(r)(θˆaφ - φˆ aθ ) (4.50)
The far field electric and magnetic fields therefore contain components only in
the q and f directions, which are orthogonal to the radial direction of propagation.
This corresponds precisely to the orientation of the fields in a plane wave, as derived
in Chapter 2. Thus, the waves in the far field generated by current density can be
considered to be planar.
A similar analysis can be carried out for the fields generated by magnetic cur-
rent densities, yielding
where f is a directional function associated with the electric vector potential, the
components of which are given in terms of the Fourier transform of the magnetic
current density by
1
H=- jkg(r)(θˆfθ + φˆ fφ ) (4.55)
η
If both electric and magnetic current densities are present, the resulting fields are
the superposition of the fields generated by the two current densities separately:
é 1 1 ù
H = jkg(r) êθˆ(aφ - fθ ) - φˆ(a θ + fφ)ú (4.57)
ë η η û
Then, from (4.47) and (4.48), the components of the directional function are
aφ = 0 (4.60)
because the current density has only a component in the z direction. The radiated
fields are then, from (4.49) and (4.50),
- jkr
e
E = θˆ jkηIdl sinθ (4.61)
4π r
- jkr
e
H = φˆ jkIdl sin θ (4.62)
4π r
4.2 Antenna Parameters
95
Referring back to the earlier example of the infinitesimal dipole in Section 4.1.3, it
can be seen that (4.61) and (4.62) correspond exactly to the components of (4.28) and
(4.29) that are dependent on r –1. This formulation is valid for the far field only, while
that of the earlier example is valid for all space. Note that, again, the electric and
magnetic fields are orthogonal to each other and to the direction of propagation.
1
S = Re E ´ H*
2
{ } (4.63)
In the far field, the electric and magnetic fields radiated by the antenna are functions
only of q and f,
E = θˆEθ + φˆ Eφ (4.64)
1 1
H= (rˆ ´ E) = (φˆ Eθ - θˆEφ ) (4.65)
η η
òò Sds = òò Sr
2
Pr = sinθ dθ d φ (4.68)
4π 4π
x
y
Figure 4.4 Antenna pattern of a square aperture antenna of length 3l per side.
4.2 Antenna Parameters
97
θHPBW
θNNBW
SLL
θNNBW
θHPBW
addition to the direction of the peak, an important characteristic of the main beam
is its angular width, or beamwidth, which describes the angle over which the power
in the main beam is radiated.
The antenna pattern also includes a number of secondary peaks, called side
lobes, through which additional power is radiated. Sidelobes are a major concern
in antenna design for remote sensing and antenna applications in general, as they
represent undesired directions where signals will also be transmitted or received.
In an active radar system, the transmitted signal in a sidelobe may reflect off the
ground or other nearby objects, causing large reflected signals that may mask small
returns from the more distant object in the main beam. The metric describing sid-
elobes most often used is the sidelobe level, or the difference between the power
radiated by the main beam to the power radiated by the sidelobe, typically ex-
pressed in decibels. The highest sidelobes often occur directly adjacent to the main
beam and are called the first sidelobes, primary sidelobes, or major sidelobes; the
other, smaller sidelobes are referred to as secondary sidelobes or minor sidelobes.
Figure 4.5 depicts a typical antenna pattern and shows the definition of the sidelobe
level (SLL).
θ HPBW = 2θ ¢ (4.71)
where
Amax
A(θ ¢,0) = (4.72)
2
or
1
AN (θ ¢,0) = (4.73)
2
98 Microwave and Millimeter-Wave Remote Sensing for Security Applications
The angle between the first two nulls adjacent to the main beam is called the
null-to-null beamwidth. For a symmetric beam, on the f = 0 plane, the null-to-null
beamwidth in the q direction qNNBW is found by
θ NNBW = 2θ ¢¢ (4.74)
where
A(θ ¢¢,0) = 0 (4.75)
λ λ
θ HPBW » 0.886 = 50.8° (4.76)
d d
where d is the length of the antenna. The null-to-null beamwidth of a line of cur-
rent is
λ λ
θ NNBW = 2 » 114.6° (4.77)
d d
These two values will be derived later when discussing radiation from a rectangular
aperture. The sidelobe level of the primary sidelobe for the uniform linear current
distribution is approximately 13.2 dB below the main beam peak.
If the current distribution is sinusoidal, with a maximum in the center of the
antenna and tapering to zero at the ends, the half-power beamwidth is given by
λ
θ HPBW » 68.8° (4.78)
d
The sidelobe level for the sinusoidal distribution is 23 dB below the main beam
peak. Thus, by tapering the current distribution across the aperture of the antenna,
the sidelobes can be reduced; however, the drawback is an increase in the beam-
width. It is a rather general construct in antenna engineering that the reduction of
sidelobes results in a wider main beam.
Sinusoidal current distributions are more representative of the currents present
on a real linear antenna; thus, (4.78) and (4.79) can be used as approximations for
the beamwidth of a linear antenna. In a rectangular aperture antenna, the distribu-
tion can more closely approximate a uniform distribution in a given dimension, in
which case (4.76) and (4.77) are more accurate. For instance, the directivity of a
horn antenna can be approximated along either principle dimension by considering
the current distribution as a line current.
The half-power beamwidth and null-to-null beamwidth of a circular aperture
with diameter d and uniform current distribution are given by [4] as
4.2 Antenna Parameters
99
λ
θ HPBW » 58.9° (4.80)
d
λ
θ NNBW » 139.6° (4.81)
d
These relationships demonstrate an important characteristic of the performance
of antennas in general: antennas of large size compared to wavelength yield narrow,
highly directive beams. Antennas with small dimensions compared to wavelength
yield wide, less directive beams.
WA = òò AN dW (4.82)
4π
and has units of steradians. The main beam solid angle is the spatial integral of the
normalized antenna pattern over the extent of the main beam,
WM = òò AN dW (4.83)
main
beam
The extent of the main beam is generally defined as the angle between the first nulls
in the pattern. The minor lobe solid angle is the spatial integration of the antenna
pattern over the space excluding the main beam; thus,
W m = W A - W M (4.84)
The ratio of the main beam solid angle to the pattern solid angle is called the
main beam efficiency,
WM
εM = (4.85)
WA
and is a measure of the amount of power radiated through the main lobe compared
to power directed in other, usually undesired, directions.
4.2.5 Directivity
The directivity of an antenna is the ratio of the radiation intensity in a given direc-
tion to the radiation intensity averaged over all directions,
100 Microwave and Millimeter-Wave Remote Sensing for Security Applications
4π A(θ , φ) 4π A(θ, φ)
D(θ , φ) = = (4.86)
òò A(θ, φ)dW Pr
4π
If no direction is specified, the directivity is typically taken along the direction
of maximum radiation intensity. The maximum directivity is given in terms of the
maximum antenna pattern by
4π Amax
Dmax = (4.87)
Pr
In terms of the normalized antenna pattern,
4π Amax 4π
Dmax = = (4.88)
òò A(θ, φ)dW òò AN (θ, φ)dW
4π 4π
W A » θBW φ BW (4.90)
where qBW and fBW are the half-power beamwidths of the main beam in the q and f
dimensions. The maximum directivity can then be approximated by
4π
Dmax » (4.91)
θBW φ BW
41, 253
Dmax » (4.92)
θBW φ BW
4.2.6 Gain
The gain of an antenna is the ratio of the radiated power density in a given direction
to the power density of an isotropic antenna with the same input power Pin. The
gain is a standard metric of antenna performance and is often given simply as the
maximum gain along the direction of maximum radiation intensity. The gain can
be related to the directivity through the radiation efficiency of the antenna, which is
the ratio of the radiated power and the power input to the antenna,
Pr
εr = (4.94)
Pin
The lost power Pl is converted into heat in the antenna material. Because
Pin = Pr + Pl (4.95)
the radiated and lost powers can be given in terms of the radiation efficiency by
Pr = ε r Pin (4.96)
Pl = (1 - ε r )Pin (4.97)
The gain is defined in terms of the radiated power density of an antenna with
input power Pin as
S(θ , φ)
G(θ , φ) = (4.98)
Si
where Si is the radiated power density of a lossless isotropic antenna with equal
input power Pi. Because the isotropic antenna is lossless, the input power is equal
to the isotropic radiated power Pri. Thus, from (4.68),
Pri P
Si = 2
= in 2 (4.99)
4π r 4π r
Using (4.96), the isotropic radiated power can be related to the radiated power
of the nonideal antenna under consideration. Thus,
Pr 1
Si =
4πεr r 2
=
4πε r òò S(θ, φ)dW (4.100)
4π
4π
Gmax = ε r Dmax = ε r (4.102)
WA
102 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Ae = ε A Ap (4.104)
where 0 £ eA £ 1 is the aperture efficiency, which accounts for conduction losses in
the antenna and impedance mismatches.
The relationship between the effective aperture area and the pattern solid angle
can be found by considering the power due to the fields in the aperture
2
Eap Ae
P1 = (4.105)
2η
and the power at a distance r
2
Er 2
P2 = r W A (4.106)
2η
The electric field at r is related to that in the aperture by [7]
Eap Ae
Er = (4.107)
rλ
which holds true for a uniformly illuminated aperture. From (4.106) and (4.107),
2
Eap
P2 = Ae2 W A (4.108)
2η λ2
If the medium through which the waves propagate is lossless, the radiated power
P2 must be equal to the aperture power P1. Thus, equating (4.105) and (4.108) yields
λ2
Ae = (4.109)
WA
Thus, the product of the effective aperture area and the pattern solid angle is equal
to the square of the wavelength.
The maximum directivity can be given in terms of the effective area by substi-
tuting (4.109) into (4.89), yielding
4π
Dmax = Ae (4.110)
λ2
4.2 Antenna Parameters
103
PA = kTA Df (4.114)
where k = 1.38 × 10–23 J·K–1 is Boltzmann’s constant and Df is the bandwidth of
the signal. Due to the random nature of thermal fluctuations, the noise power has a
Gaussian distribution. In a radiometer, the antenna noise temperature is primarily
the result of incident thermal radiation, and the antenna noise power represents the
signal of interest; this is discussed further in Chapter 6.
4.2.9 Polarization
The polarization of an antenna is given by the polarization of a wave transmitted by
the antenna in a given direction. While generally dependent on angle, the polariza-
tion of an antenna is typically considered as that of a wave transmitted along the
direction of maximum radiation intensity.
A measure of how well an antenna is matched to the polarization of an incident
wave is given by the polarization loss factor. Given an incident wave
104 Microwave and Millimeter-Wave Remote Sensing for Security Applications
In this section, the concepts covered in the previous sections will be utilized in
examples of radiation from an electric current source. As described in the intro-
duction, radiation sources may be either electric current densities on an antenna
or equivalent current densities in an aperture. Linear wire antennas fall under the
first category, whereas antennas such as horn and microstrip antennas fall under
the latter.
Earlier, the radiation fields of an infinitesimal dipole antenna were derived.
Due to its infinitesimal linear nature, such an antenna may be used as a differ-
ential element to calculate the fields of a finite length linear wire antenna. First,
some properties of the infinitesimal dipole antenna will be derived. Following
this, the radiation fields and the antenna pattern of a long wire dipole antenna
will be considered. For a detailed analysis of linear wire antennas, the reader is
referred to [8].
θ
0
30 30
60 60
1
0.5
90 90
120 120
150 150
180
Figure 4.6 Normalized antenna pattern of an infinitesimal dipole.
3 2
D(θ , φ) = sin θ (4.124)
2
length of the antenna, with nulls at the ends [8, 9]. The current along the length of
the antenna can thus be described by
é æl öù
I = zˆ I0δ (x ¢)δ (y ¢)sin êk ç - z ¢ ÷ ú (4.126)
ë 2è øû
where the current is zero elsewhere. The Fourier transform of the current density is
found by integrating over the length of the antenna,
�J = zˆ é æl öù j(kx x¢ + ky y ¢ + kz z ¢)
ò ò ò I0δ (x¢)δ (y¢)sin êëk çè 2 - z ¢ ÷ø úû e dx ¢dy ¢dz ¢
x¢ y ¢ z ¢
l
2
é æl öù
ò I0 sin êëk çè 2 - z ¢ ÷ø úû e
jkz z ¢
= zˆ dz ¢
l
-
2 (4.127)
The wavenumber is kz = kcosq; thus,
l
2
�J = zˆ é æl öù
ò I0 sin êëk çè 2 - z ¢ ÷ø úû e
jkz ¢ cos θ
dz ¢ (4.128)
l
-
2
dz
l = 1λ l = 2λ
0 0
90 90 90 90
180 180
l = 3λ l = 4λ
0 0
90 90 90 90
180 180
Figure 4.8 Normalized antenna patterns of a long linear dipole with l = 1l, 2l, 3l, 4l.
é æ1 ö æ1 öù
ê cos ç kl cos θ ÷ - cos ç kl ÷ ú
- jkr
e è2 ø è2 ø
Hφ = jI0 ê ú
2π r ê sinθ ú (4.131)
êë úû
The radiated power density from the long dipole can be calculated from either
the directional function (4.129) or the electric field (4.130); the result is the same
in either case,
2
é æ1 ö æ1 öù
cos ç kl cos θ ÷ - cos ç kl ÷ ú
2
η I0 ê è2 ø è2 ø
S= 2 2ê ú
8π r ê sin θ ú (4.132)
êë úû
The simplicity of the method of calculating the radiated fields introduced in Section
4.1 was predicated on the fact that the potentials could be calculated from current
densities existing on surface of the antenna. In an aperture antenna, such as a horn
antenna, the radiated fields are also ultimately generated by current sources; how-
ever, the antenna, where the wave transitions from a guided wave to a propagating
108 Microwave and Millimeter-Wave Remote Sensing for Security Applications
wave, is no longer described as a metal region on which current densities reside. The
relevant part of the antenna is the aperture, occupied by free space or a dielectric,
where electromagnetic fields exist but no physical current densities do. Thus, in
order to use the relatively straightforward method of calculating the radiated fields
from the electromagnetic potentials, a relation between the potentials and the fields
in the aperture must be devised.
Such a relation can be made by using the equivalence principle, with which elec-
tromagnetic fields can be replaced by equivalent sources that satisfy the boundary
conditions. The equivalence principle was originally devised by Schelkunoff [10, 11]
as an extension of Huygen’s principle, which states that the points comprising a wave-
front can be considered to be individual point sources generating new wavefronts [2].
Using this principle, the fields in the aperture of an antenna can be replaced by equiva-
lent sources and the potentials can then be used to calculate the radiated fields.
dd dd
Perfect Perfect
electric magnetic
J J
conductor conductor
J J
Jm Jm
Jm Jm
dd
Perfect
electric
J 0
conductor lim
d 0
Jm 2Jm
Figure 4.10 Resulting tangential current densities as the spacing between the source and conduct-
ing plane approaches zero.
image is in the same direction for a magnetic source. In the case of a perfect mag-
netic conductor, the orientations of the images are reversed.
An important aspect of the equivalence principle is derived from the result ob-
tained when the distance between the plane and the tangential sources approaches
zero. In the limit, the current densities become surface current densities; replacing the
conductor with free space and image currents results in the superposition of the real
and image sources, since they are both on the surface of the boundary. With a perfect
electric conductor, the tangential electric currents cancel one another, as shown in
Figure 4.10, resulting in a null current on the surface; thus, electric currents do not
exist on a perfect electric conductor. The tangential magnetic currents, however,
combine to produce a current density that is twice the real current density.
J s = nˆ ´ (H1 - H0 ) (4.134)
E1, H1 E 1, H 1 E 1, H 1
V1 V1
Js
E 0, H 0
J J Jms
Jm Jm
s s
Figure 4.11 Equivalence principle.
110 Microwave and Millimeter-Wave Remote Sensing for Security Applications
With the new fields and surface currents defined such that (4.134) and (4.135)
are satisfied, the fields E1 and H1 in the volume V1 will remain unchanged from the
original problem.
In replacing the volume V0, the implicit assumption is that it is the fields within
V1 that are of interest, rather than the fields within V0. Thus, the problem can be
simplified by setting the fields within the surface to be zero. The boundary condi-
tions are then
J s = nˆ ´ H1 (4.136)
Jms = - nˆ ´ E1 (4.137)
where E1 and H1 are specified on the surface. The equivalent current densities are
now specified in terms of only the fields at the surface s. If the surface is defined to
enclose an antenna, such as a horn, and is coincident with the aperture, the fields
E1 and H1 are the fields present in the antenna aperture. Thus, equivalent currents
can be formed in the aperture using (4.136) and (4.137), and the electromagnetic
potentials can be used to calculate the radiated fields.
Consider an open-ended waveguide in an infinite ground plane, as shown in
Figure 4.12. The aperture contains the electric field Ea and no magnetic field. Us-
ing the equivalence principle, a surface s can be defined to be coincident with the
ground plane and the aperture, and the field in the aperture can be replaced by an
equivalent magnetic current density. The tangential electric fields on the ground
plane are zero; thus, no equivalent magnetic current exists outside of the aperture.
The magnetic fields outside of the aperture are undefined; therefore, an equivalent
electric current can exist on the surface s.
Because the fields in the volume of the ground plane (left of the surface) are not
of interest, the volume can be replaced by an arbitrary medium. For the analysis
of aperture antennas, it is convenient to replace the volume with a perfect electric
conductor. Image currents are then generated by the equivalent magnetic current
density in the aperture, as well as by the equivalent electric current density on s.
PEC
^
n Js=0
^
Jms=-nxE Jms Jms ^
Jms=-2nxE
Ea a a
Figure 4.12 Equivalence principle for an open-ended waveguide in an infinite ground plane.
4.4 Aperture Antennas
111
Because these are all surface currents, the image of the equivalent electric current
density is in the opposite direction, nulling the equivalent current. The image cur-
rent of the equivalent magnetic current density in the aperture is in the same direc-
tion, adding to the equivalent current density. Thus, the result is that the equivalent
electric current densities are zero everywhere, and the equivalent magnetic current
density is zero outside of the aperture, and in the aperture is
E a = yˆ E 0 (4.139)
The aperture contains no magnetic field, and the fields outside the aperture are
also zero. By the equivalence principle, the field in the aperture can be replace by an
equivalent magnetic current density given by
Ea
PEC PEC
y
a
b
x
The components of the magnetic directional function f are found using (4.52) and
(4.53), and are given by
æ ak ö æ bky ö
fθ = 2abE0cosθ cosφsinc ç x ÷ sinc ç (4.143)
è 2 ø è 2 ÷ø
æ ak ö æ bky ö
fφ = -2abE0 sinφ sinc ç x ÷ sinc ç (4.144)
è 2 ø è 2 ÷ø
æ ak ö æ bky ö
Eθ = jk2abE0 g(r)sinφ sinc ç x ÷ sinc ç (4.145)
è 2 ø è 2 ÷ø
æ ak ö æ bky ö
Eφ = jk2abE0 g(r)cos θ cosφ sinc ç x ÷ sinc ç (4.146)
è 2 ø è 2 ÷ø
The antenna pattern is calculated in terms of the electric field components by (4.69),
which yields
1
A(θ , φ) = 2
(abk E0 )2
8ηπ
é æ ak ö æ bk ö
´ êsin2 φsinc 2 ç sin θ cos φ ÷ sinc 2 ç sinθ sinφ ÷ (4.147)
ë è 2 ø è 2 ø
æ ak ö æ bk öù
+ cos2 θ cos2 φ sinc 2 ç sinθ cosφ ÷ sinc 2 ç sinθ sinφ ÷ ú
è 2 ø è 2 øû
where the wavenumbers have been expanded. The maximum value of the term in
brackets in (4.147) is 1; thus, the normalized antenna pattern is
4.4 Aperture Antennas
113
æ ak ö æ bk ö
AN (θ , φ) = sin2 φ sinc 2 ç sinθ cosφ ÷ sinc 2 ç sinθ sinφ ÷ (4.148)
è 2 ø è 2 ø
æ ak ö æ bk ö
+ cos2 θ cos2 φ sinc 2 ç sinθ cosφ ÷ sinc 2 ç sinθ sinφ ÷
è 2 ø è 2 ø
4λ
3λ
x
y
(a)
0
E−plane
H−plane
−5
−10
dB
−15
−20
−25
−30
−1.5 −1 −0.5 0 0.5 1 1.5
θ (rad)
(b)
Figure 4.14 (a) Normalized antenna pattern and (b) E-plane and H-plane patterns of a rectangular
aperture with a = 4l, b = 3l.
114 Microwave and Millimeter-Wave Remote Sensing for Security Applications
plane and the y-z plane, as they align with the geometry of the aperture. The y-z
plane is oriented along the direction of the electric field, and thus the antenna pat-
tern on this plane is called the E-plane pattern. Similarly, the pattern along the x-z
plane aligns with the magnetic field and is called the H-plane pattern.
The E-plane pattern is found by evaluating the normalized antenna pattern at
the angle f = p/2, which yields
æ bk ö
AE (θ) = AN (θ ,φ = π /2) = sinc 2 ç sinθ ÷ (4.149)
è 2 ø
The H-plane pattern is found by setting f = 0, which results in
æ ak ö
AH (θ) = AN (θ ,φ = 0) = cos2 θ sinc 2 ç sinθ ÷ (4.150)
è 2 ø
The E-plane and H-plane antenna patterns are plotted in Figure 4.14(b).
The half-power beamwidth of the E-plane pattern is found in terms of the angle
where the normalized antenna pattern in the main beam is equal to 0.5,
æ bk ö
sinc 2 ç sin θ H ÷ = 0.5 (4.151)
è 2 ø
This occurs when the argument of the sinc function is equal to approximately
1.391. Thus,
bk
sin θ H = 1.391 (4.152)
2
or
æ 2.782 ö æ λö
θ H = sin -1 ç = sin -1 ç 0.443 ÷ (4.153)
è kb ÷ø è bø
The half-power beamwidth is thus
æ λö
θ HPBW = 2sin -1 ç 0.443 ÷ (4.154)
è bø
For large apertures where b >> l, the argument of (4.154) is small, and thus
λ
θ HPBW » 0.886 (4.155)
b
The null-to-null beamwidth of the E-plane pattern is found in terms of the angle
where the pattern reaches its first zero, which occurs when
bk
sin θ N = π (4.156)
2
Thus,
æ 2π ö æ λö
θ N = sin -1 ç ÷ = sin -1 ç ÷ (4.157)
è kb ø è bø
and the null-to-null beamwidth is
æ λö
θ NNBW = 2sin -1 ç ÷ (4.158)
è bø
4.4 Aperture Antennas
115
E = yˆ E0 (4.160)
and the current is thus
Jm = xˆ 2E0 (4.161)
for r £ a, and is zero elsewhere. The calculation of the radiated fields follows the same
procedure as before; however, for the circular aperture the analysis is more easily ac-
complished using cylindrical coordinates (e.g., see [2]). The resulting electric fields are
é J (ak sin θ) ù
Eθ = jk4π a2 E0 g(r)sin φ ê2 1 (4.162)
ë ak sin θ úû
é J (ak sin θ) ù
Eφ = jk4π a2 E0 g(r)cos θ cos φ ê2 1 (4.163)
ë ak sin θ úû
where J1(x) is the first-order Bessel function of the first kind (see, e.g., [13]). The
normalized antenna pattern is
2
é J (ak sin θ) ù
AN (θ , φ) = (sin2 φ + cos2 θ cos2 φ ) ê2 1 (4.164)
ë ak sin θ úû
and is plotted in Figure 4.15(b) for a = 2l.
The E-plane pattern of the circular aperture is given by
2
é J (ak sin θ) ù
AE (θ) = AN (θ , φ = π 2) = ê2 1 (4.165)
ë ak sin θ úû
and the H-plane pattern is
2
é J (ak sin θ) ù
AH (θ) = AN (θ , φ = 0) = cos2θ ê2 1 (4.166)
ë ak sin θ úû
The E-plane and H-plane antenna patterns are plotted in Figure 4.15(c) for a = 3l.
The half-power beamwidth of the E-plane pattern is found in terms of the angle
where (4.165) is equal to 0.5, or
116 Microwave and Millimeter-Wave Remote Sensing for Security Applications
PEC a PEC
y
Ea
x (a)
z
2λ
x
y
(b)
0
E−plane
−5 H−plane
−10
−15
dB
−20
−25
−30
−1.5 −1 −0.5 0 0.5 1 1.5
θ (rad)
(c)
Figure 4.15 (a) Circular aperture in a ground plane. (b) Normalized antenna pattern and (c) E-
plane and H-plane patterns of a circular aperture with a = 2l.
4.5 Antenna Arrays
117
J1(ak sin θ)
= 0.3535 (4.167)
ak sin θ
which is satisfied when aksinq » 1.6, and thus
æ 1.6 ö æ λö
θ H = sin -1 ç = sin -1 ç 0.25 ÷ (4.168)
è ak ÷ø è aø
The half-power beamwidth is therefore
æ λö
θ HPBW = 2θH = 2sin -1 ç 0.25 ÷ (4.169)
è aø
which for large apertures (a >> l) reduces to
λ
θ HPBW » (4.170)
2a
The null-to-null beamwidth is found when
J1(ak sin θ)
= 0 (4.171)
ak sin θ
which is satisfied when ak sin q » 3.825. Therefore,
æ 3.825 ö æ λö
θ N = sin -1 ç ÷ = sin -1 ç 0.61 ÷ (4.172)
è ak ø è aø
and
æ λö
θ NNBW = 2sin -1 ç 0.61 ÷ (4.173)
è aø
For large apertures, this simplifies to
λ
θ NNBW » 1.22 (4.174)
a
The current is thus a summation of delta functions spaced along the z axis in
increments of length d. The Fourier transform of the current density is then
N -1
2
�J = zˆ å ò ò ò In dlδ (x ¢)δ(y ¢)δ(z ¢ - nd)e j(k x¢ +k y¢ +k z ¢)dx ¢dy ¢dz ¢
x y z
N -1 x¢ y¢ z ¢
n =-
2
(4.176)
N -1 N -1
2 2
= zˆ å In dle jkz nd = zˆ å In dle jknd cos θ
N -1 N -1
n =- n =-
2 2
If the current on each antenna element is identical, the Fourier transform of the
current density is
N -1
2
�J = zˆ Idl å e jknd cos θ = zˆ IdlAF(θ) (4.177)
N -1
n =-
2
N -1
2
AF = å e jn ψ
N -1
n =-
2
(4.178)
or
æ N +1 ö æ N -1ö 1 æ j 1 Nψ 1 ö
AF =
e
jç
è 2 ÷ø
ψ
-e
- jç
è 2 ÷ø
ψ
=
e
j
2
ψ
çe 2
- j Nψ
-e 2
1
÷ sin 2 Nψ ( )
÷ = sin 1 ψ (4.181)
jψ
e -1 1
j ψ
e2
ç j1ψ
çè
e 2 -e 2
1
-j ψ ÷ø 2 ( )
The current (4.177) is therefore given by
æ1 ö
sin ç Nkd cos θ ÷
�Jz = Idl è 2 ø
æ1 ö
sin ç kd cos θ ÷ (4.182)
è2 ø
The electric field is then derived from the directional function a using (4.47), result-
ing in
æ1 ö
sin ç Nkd cos θ ÷
è2 ø
Eθ = jkηIdlg(r)sinθ
æ1 ö
sin ç kd cos θ ÷ (4.183)
è2 ø
The electric field of the uniform linear array (4.183) is similar to that derived
for the long dipole, however with an additional function that is the ration of two
sine functions. As given by (4.183), the maximum value of the array factor is N, the
number of elements. It is customary to normalize the array factor by N so that its
maximum value is unity; thus,
æ1 ö
sin ç Nkd cos θ ÷
è2 ø
AF(θ) =
æ1 ö
N sin ç kd cos θ ÷ (4.184)
è2 ø
and the electric field is given by
where Ee is the electric field pattern due to one of the identical elements comprising
the array. Equation (4.185) is an expression of pattern multiplication for arrays of
identical elements, which states that the total field pattern of an array is given by
the multiplication of the pattern of the individual antenna elements and the array
factor, scaled by the number of elements N. Thus, the pattern due to the array can
be evaluated separately from the individual elements. The factor of N accounts for
the additional energy due to the total number of elements in the array. The normal-
ized antenna pattern of the array is therefore given by
1
sin2 N kd cosθ
AN (θ ) = sin2θ 2 = A (θ ) × A F 2(θ )
e
2 21 (4.186)
N sin kd cosθ
2
where Ae is the antenna pattern of the element.
The nulls in the array factor are found when the numerator of (4.184) is zero, which
corresponds to
1
Nkd cosθn = ±nπ , n = 1, 2,3,… (4.187)
2
Thus, the angles of the nulls are
æ nλ ö
θn = cos -1 ç
è Nd ÷ø (4.188)
The locations of the maxima of the array factor are found when the denominator
of (4.184) is zero, which is true when
1
kd cos θm = ± mπ, m = 0,1, 2,… (4.189)
2
æ mλ ö
θm = cos -1 ç (4.190)
è d ÷ø
Multiple maxima can therefore be present in the array factor. This arises from
the discrete nature of the current density, which results in spatial aliasing in the
form of grating lobes in the pattern. Equation (4.190) produces real angles when
ml /d < 1; thus, in order that only the m = 0 maxima is present in the pattern, the
element spacing should be
d
< 1 (4.191)
λ
which ensures that no grating lobes will be in the pattern. This holds for broadside
arrays; for scanning arrays, as discussed later, the element spacing must be shorter
to ensure that no grating lobes are present in the full scan volume.
Figure 4.17 shows the array factor of a linear array as the element spacing
increases. The grating lobes appearing at wider element spacings are due to the
discrete nature of the current distribution, as shown in Figure 4.18. In contrast to a
4.5 Antenna Arrays
121
0
−10 d = 0.5λ
dB
−20
−30
−1.5 −1 −0.5 0 0.5 1 1.5
0
d = 1λ
−10
dB
−20
−30
−1.5 −1 −0.5 0 0.5 1 1.5
0
d = 2λ
−10
dB
−20
−30
−1.5 −1 −0.5 0 0.5 1 1.5
θ (rad)
Figure 4.17 Array factor for element spacing d = 0.5l, d = l, and d = 2l, showing the presence of
grating lobes at longer element spacing.
Current distribution
FT
FT
Figure 4.18 (top) Continuous current density distribution and its Fourier transform. (bottom)
Discrete current density and its Fourier transform. The discrete nature of the current density causes
aliasing in the form of grating lobes.
122 Microwave and Millimeter-Wave Remote Sensing for Security Applications
dy dy
dx dx
Figure 4.19 Planar array with elements arranged in a rectangular and a triangular grid.
where dx and dy are the element spacings along the x and y dimensions. If the current is
identical on all elements, the Fourier transform of the current density can be written
M -1 N -1
2 2
�J z = å å Idle
jk(mdx sin θ cosφ + ndy sin θ sin φ)
(4.193)
M -1 N -1
m =- n =-
2 2
The arrangement of the elements in the array can be varied to change the per-
formance. For instance, the interelement spacing of a triangular grid as shown in
Figure 4.19 results in grating lobes at wider angles than rectangular arrays of simi-
lar size [14]. Thinned arrays reduce the total number of elements by selectively
or randomly removing elements; an array with resulting nonuniform interelement
spacing results in lower primary sidelobes in the array factor.
æ λ ö
θ NNBW = 2sin -1 ç (4.198)
è Nd ÷ø
If the array is large such that N is a large number, the arguments of both (4.197) and
(4.198) will be small, and the beamwidths can be approximated by
λ
θ HPBW » 0.88 (4.199)
Nd
λ
θ NNBW » 2 (4.200)
Nd
Wavefront
3dcosθ
2dcosθ θ
dcosθ
d d d
Following as before, it can be shown that the array factor of a linear array
changes to
é1 ù
sin ê Nkd(sin θ - sinθ 0 )ú
ë 2 û
AF(θ) =
é1 ù
N sin ê kd(sin θ - sinθ 0 )ú (4.202)
ë2 û
where the array broadside direction is now along the z axis, and the cosines in
(4.184) are thus changed to sines. The locations of the pattern nulls, maxima, and
half-power point are also shifted:
æ nλ ö
θn = sin -1 ç sinθ 0 ± ÷ (4.203)
è Nd ø
æ mλ ö
θm = sin -1 ç sinθ 0 ± ÷ (4.204)
è d ø
æ λ ö
θh = sin -1 ç sinθ 0 ± 0.443 ÷ (4.205)
è Nd ø
Because the maxima of the array pattern are shifted by the sine of the point-
ing angle, grating lobes may be present even if the element spacing corresponds to
(4.191); in particular, maxima are now located at physical angles when
mλ
sin θ 0 ± < 1 (4.206)
d
for an array steering electrically over the whole hemisphere, –90° £ q0 £ 90°. To
restrict (4.206) to only the m = 0 solution, thereby avoiding grating lobes, the ele-
ment spacing should be defined such that
d 1 (4.207)
<
λ 2
If the array is to steer over –45° £ q0 £ 45°, the spacing can be increased to
d
< 0.59 (4.208)
λ
This formulation for a linear array extends directly to a planar array. The array
factor for a planar array is given in terms of the linear array factors determined by
the element spacings in the x and y directions:
é1 ù
sin ê Mkdx (sin θ cos φ - sinθ 0 cosφ 0 )ú
AFx (θ , φ) = ë2 û
é1 ù
M sin ê kdx (sin θ cos φ - sinθ 0 cosφ 0 )ú (4.209)
ë2 û
é1 ù
sin ê Nkdy (sin θ sin φ - sinθ 0 sinφ 0 )ú
AFy (θ , φ) = ë2 û
é1 ù
N sin ê kdy (sin θ sin φ - sinθ 0 sinφ 0 )ú (4.210)
ë2 û
(a)
(b)
Load
Couplers
(c)
Figure 4.21 (a) Parallel feed network. (b) Space feed network. (c) Series feed network. (d) Digital
architecture. (e) Digital subarray architecture.
TX TX TX TX
RX RX RX RX
(d)
TX TX
RX RX
(e)
Figure 4.21 (continued).
arrays can transmit and receive wideband signals using true time delay since the
delay between the elements is independent of the wavelength. There are also a
number of benefits to digitally processing the received signals from each array ele-
ment, including improved direction of arrival estimation [15, 16] and cancellation
of interfering signals [17]. Digital array architectures require a significant amount
of hardware to be implemented at each element of the antenna, since a digital trans-
mitter and receiver are required. Thus, the small element spacings at microwave and
millimeter-wave frequencies make the inclusion of such hardware in a large array
a significant challenge.
Subarray architectures include some benefits of digital architectures with par-
allel or series feed networks. The array is subdivided into subsets of elements that
are fed using parallel or series networks, which are each addressed using a separate
transmitter and receiver, as shown in Figure 4.21(e). True time delay beam steer-
ing can be used between the subarrays, while steering within a subarray is accom-
plished with phase or frequency steering.
This section describes the radiation characteristics of a few of the most common
antennas used in microwave and millimeter-wave remote sensing applications: the
horn, slot, microstrip, reflector, and lens antennas. The horn, slot, and microstrip
antennas can be examined using the equivalence principle described earlier. Deriva-
tions of the far field radiation for such antennas are generally straightforward and
are not covered here; the interested reader is referred to the references included in
the following sections for more detailed analyses. The reflector and lens antennas
may be considered to be antenna systems that collimate the wide beam of a feed
antenna into a narrower, more directive beam.
and is designated by the direction of the field parallel to the direction of the flare as
either an E-plane or H-plane horn. The pyramidal horn is flared in both directions.
Circular horn antennas are flared conically and are thus referred to as conical horn
antennas [see Figure 4.22(d)]. The radiated electromagnetic fields can be calculated
using the equivalence principle outlined in Section 4.4 [11]. The fields in the ap-
erture of the horn may be approximated by a rectangular or circular aperture and
derived as shown previously, where the radiation efficiency of horn antennas de-
pends on the construction material but is on the order of 80% for good rectangular
horn antennas. The half-power beamwidth and null-to-null beamwidth are given
approximately as [18]
λ
θ HPBW » 58.5° (4.211)
d
λ
θ NNBW » 101° (4.212)
d
Derivations for the expressions for the radiated fields from the sectoral and pyra-
midal horn antennas are given by Balanis [2]; the reader is referred there for more
details. The radiated electric field components of the pyramidal horn are
a
E
a
(a)
(b)
(c)
(d)
Figure 4.22 Horn antenna: (a) E-plane, (b) H-plane, (c) pyramidal, (d) conical.
130 Microwave and Millimeter-Wave Remote Sensing for Security Applications
{
´ [C(t2¢ ) - C(t1¢ )] - j [ S(t2¢ ) - S(t1¢ )] }
(4.215)
ì éL ùü
+ exp í j ê 2 (k sin θ cos φ + π a)ú ý
î ë 2k ûþ
{ })
´ [C(t2¢¢) - C (t1¢¢)] - j [ S (t2¢¢) - S (t1¢¢)]
π L1 ì æL öü
J2 = exp í j ç 2 k sin θ sin φ÷ ý (4.216)
l î è 2k øþ
{
´ [C(t2 ) - C(t1)] - j [ S(t2 ) - S(t1)] }
1 æ kb ö
t1 = - çè + k sin θ sin φ L1 ÷ (4.217)
π kL1 2 ø
1 æ kb ö
t2 = çè - k sin θ sin φ L1 ÷ (4.218)
π kL1 2 ø
1 é ka ù
t1¢ = - ê + (k sin θ sinφ + π a)L2 ú (4.219)
π kL2 ë 2 û
1 é ka ù
t2¢ = - (k sin θ sin φ + π a)L2 ú (4.220)
ê
π kL2 ë 2 û
1 é ka ù
t1¢¢ = - ê + (k sin θ sinφ - π a)L2 ú (4.221)
π kL2 ë 2 û
1 é ka ù
t2¢¢ = - (k sin θ sinφ - π a)L2 ú (4.222)
π kL2 êë 2 û
and C and S are the cosine and sine Fresnel integrals [13], given by
x
æπ ö
C(x) = ò cos ç t 2 ÷ dt (4.223)
è2 ø
0
x
æπ ö
S(x) = ò sin ç t 2 ÷ dt (4.224)
è2 ø
0
The antenna pattern is then found by (4.69).
4.6 Common Microwave and Millimeter-Wave Antennas
131
where
cos(bk sin θ sin φ)
h(θ , φ) = sinc(ak sinθ cos φ) (4.227)
(bk sinθ sin φ)2 - (π 2)2
d d
Input signal
Input signal
d θ
If the slot is narrow such that ak << 1 and the length is b = l /2, (4.227) reduces to
æπ ö
cos ç sin θ sin φ ÷
è2 ø
h(θ , φ) » (4.228)
1 - sin2 θ sin2φ
L h
(a)
Antenna
Signal Microstrip Coupled feed
Antenna
Aperture-coupled feed
Signal
Microstrip
Antenna
Coaxial feed
Coaxial
Signal
(b)
Figure 4.24 (a) Microstrip antenna. (b) Feeding methods.
æ1 ö
ø
æ1
è2
ö
(
´ cos ç Lk sin θ cos φ ÷ sinc ç Wk sin θ sin φ ÷ tanc hk ε r µ r - sin2 θ
è2 ø )
Eφ = - jkηWhE0 cos θ sin φRTE (θ)
æ1 ö
ø
æ1
è2
ö
(
´ cos ç Lk sin θ cos φ÷ sinc ç Wk sin θ sin φWk sinθ sin φ ÷ tanc hk εr µr - sin 2 θ
è2 ø )
(4.230)
where
-1
é æ
RTM (θ) = 2 ê1 + j ç ε r µ r - sin2 θ
è
sec θ ö
εr ÷
ø
( ù
tan hk ε r µ r - sin2 θ ú ) (4.231)
ë û
134 Microwave and Millimeter-Wave Remote Sensing for Security Applications
(a)
(b)
Figure 4.25 (a) Series fed microstrip array. (b) Parallel fed microstrip array.
-1
é ù
RTE (θ) = 2 ê1 + j
ê
æ
ç
µ r cos θ ö
2 ÷
(
tan hk εr µ r - sin2θ ) ú
ú
(4.232)
ë è ε rµ r - sin θ ø û
and er, mr are the relative permittivity and permeability of the dielectric.
is rotated to support imaging. Alternatively, the feed antenna may be rotated and
the reflector fixed. If a parabolic reflector is used, the scan volume is limited, on the
order of a few degrees in any direction. Any scanning away from the primary focus
of the parabola results in a loss of directivity, which can be on the order of 3–8 dB
over a scan volume of 10 beamwidths [24]. The scan areas for planar and spherical
reflectors do not include this limitation; however, the directivity is less than that of
a parabolic reflector. Multiple feed elements may also be implemented to support si-
multaneous beams. Common reflector antenna systems are shown in Figure 4.26.
Reflector antenna systems can be divided generally into two categories: those
with a single reflector, and those with multiple reflectors. Single reflector systems
utilize a feed antenna directed at the primary reflector, which collimates the beam.
This has the least amount of hardware but suffers from potential problems of locat-
ing the feed antenna and the transmitter or receiver in a place that does not signifi-
cantly affect the radiation characteristics of the antenna system. Center-fed reflector
systems position the feed antenna at the focal point of the reflector, where, for a
parabolic reflector, the surface is formed on the vertex of the parabola; the signals
must then be transported to the feed antenna over a transmission line, which is lossy
at millimeter-wave frequencies. Additionally, passive millimeter-wave systems suffer
increased system noise if the initial amplifier is not close to the receiving antenna,
while millimeter-wave radar systems benefit from including both the transmit and
receive hardware near the feed antenna. Thus, a single reflector system must po-
sition the feed antenna and hardware in an offset configuration or suffer from
Primary
Reflector
Secondary
Reflector Sensor
Reflector
(a) (c)
Primary
Reflector
Reflector
Secondary
Reflector
Sensor
(b) (d)
Figure 4.26 Single reflector antenna systems: (a) center-fed reflector, and (b) offset-fed reflector.
Double reflector antenna systems: (c) Cassegrain, and (d) Gregorian.
136 Microwave and Millimeter-Wave Remote Sensing for Security Applications
increased loss and noise to transfer the signals between the receiver and the feed ele-
ment in a center-fed configuration. Offset-fed reflectors also alleviate the problems
of blockage due to the feed antenna and reflections from the vertex of the parabola
back into the feed antenna. Double reflector antenna systems alleviate the problems
of feed antenna placement by including a smaller, secondary reflector. The feed
antenna and associated hardware can then be placed behind the primary reflector
where space is less constrained. Less weight is then located in front of the reflector,
easing mechanical steering constraints. Typical double reflector systems include the
Cassegrain and the Gregorian reflector systems. The Cassegrain system consists of
a parabolic primary reflector and a hyperbolic secondary reflector, whereas the Gre-
gorian system includes a parabolic primary and an ellipsoidal secondary reflector.
Reflector antenna systems suffer from a number of efficiency problems due to
the location and beam shape of the feed antenna, and the maximum efficiency for a
standard reflector is on the order of 81%. The directivity of center-fed antennas us-
ing either a feed antenna or a secondary reflector is reduced due to the blockage of
the feed antenna or secondary reflector. Energy transmitted by the feed is reflected
off the vertex of the reflector and is incident back on the feed. The effect can be
characterized approximately by reducing the aperture area of the reflector by the
blockage area. The beam shape of the feed antenna can also cause a reduction in
efficiency: generally, the beam pattern of the feed element is wider than the angle
subtended by the reflector in order to create the proper amplitude distribution on
the reflecting surface. The energy in the beam pattern that is not incident on the
reflector is called spillover loss and reduces the efficiency of the antenna system.
Diffraction of waves from the edge of the primary and secondary reflector creates
increased energy in certain direction, resulting in increased sidelobes. Additionally,
inaccuracies in the surface, due to mechanical tolerances or damage, result in phase
variations across the surface, resulting in reduced directivity.
(a) (b)
Figure 4.27 (a) Lens antenna. (b) Lens antenna with planar outer surface.
4.6 Common Microwave and Millimeter-Wave Antennas
137
has no blockage problems that are prevalent in reflector systems, but the loss in
the dielectric is generally higher than the loss incurred by a reflecting surface. Lens
antennas have additional degrees of freedom in the engineering process, includ-
ing multiple lens surface and the dielectric composition, which can be designed to
achieve higher performance.
References
[1] Jackson, J. D., Classical Electrodynamics, 3rd ed., Hoboken, NJ: John Wiley & Sons,
1999.
[2] Balanis, C. A., Antenna Theory: Analysis and Design, 3rd ed., Hoboken, NJ: Wiley-
Interscience, 2005.
[3] “IEEE Standard Definitions of Terms for Antennas,” IEEE Std 145-1983, 1983, p. 0_1.
[4] Volakis, J. L., “Fundamentals of Antennas, Arrays, and Mobile Communications,” in An
tenna Engineering Handbook, J. L. Volakis, Ed., 4th ed., New York: McGraw-Hill, 2007.
[5] Mathis, H. F., “A Short Proof that an Isotropic Antenna Is Impossible,” Proceedings of the
IRE, Vol. 39, 1951, p. 970.
[6] Mailloux, R. J., F. K. Schwering, A. A. Oliner, and J. W. Mink, “Antennas III: Array, Mil-
limeter Wave, and Integrated Antennas,” in Handbook of Microwave and Optical Compo
nents, K. Chang, Ed., New York: John Wiley & Sons, 1989.
[7] Kraus, J. D., Antennas, New York: McGraw-Hill, 1950.
[8] King, R. W. P., The Theory of Linear Antennas: With Charts and Tables for Practical Ap
plications, Cambridge, MA: Harvard University Press, 1956.
[9] Aharoni, J., Antennae, Oxford: Oxford University Press, 1946.
[10] Schelkunoff, S. A., “Some Equivalence Theorems of Electromagnetics and Their Applica-
tion to Radiation Problems,” Bell System Tech. Journal, Vol. 15, 1936, pp. 92–112.
[11] Schelkunoff, S. A., Antennas: Theory and Practice, New York: John Wiley & Sons,
1952.
[12] Harrington, R. F., Time-Harmonic Electromagnetic Fields, New York: McGraw-Hill,
1961.
[13] Abramowitz, M., and I. A. Stegun, Handbook of Mathematical Functions, New York:
Dover, 1965.
[14] Frank, J., and J. D. Richards, “Phased Array Radar Antennas,” in Radar Handbook, M. I.
Skolnik, Ed., New York: McGraw-Hill, 2008.
[15] Schmidt, R., “Multiple Emitter Location and Signal Parameter Estimation,” Antennas and
Propagation, IEEE Transactions on, Vol. 34, 1986, pp. 276–280.
[16] Paulraj, A., R. Roy, and T. Kailath, “Estimation of Signal Parameters Via Rotational In-
variance Techniques—Esprit” in Nineteeth Asilomar Conference on Circuits, Systems and
Computers Nov. 6–8 , 1985, pp. 83–89
[17] Manolakis, D. G., V. K. Ingle, and S. M. Kogon, Statistical and Adaptive Signal Processing,
Norwood, MA: Artech House, 2005.
[18] Bird, T. S., and A. W. Love, “Horn Antennas,” in Antenna Engineering Handbook, J. L.
Volakis, Ed., 4th ed., New York: McGraw-Hill, 2007.
[19] Gilbert, R. A., “Waveguide Slot Antenna Arrays,” in Antenna Engineering Handbook,
J. L. Volakis, Ed., 4th ed., New York: McGraw-Hill, 2007.
[20] Compton, R. T., and R. E. Collin, “Slot Antennas,” in Antenna Theory Part 1, R. E. Collin
and F. J. Zucker, Eds., New York: McGraw-Hill, 1969.
[21] Jackson, D. R., “Microstrip Antennas,” in Antenna Engineering Handbook, J. L. Volakis,
Ed., 4th ed., New York: McGraw-Hill, 2007.
138 Microwave and Millimeter-Wave Remote Sensing for Security Applications
[22] Sletten, C. J., “Reflector Antennas,” in Antenna Theory Part 2, R. E. Collin and F. J.
Zucker, Eds., New York: McGraw-Hill, 1969.
[23] Bodnar, D. G., J. J. Lee, G. L. James, F. K. Schwering, and J. W. Mink, “Antennas II: Re-
flector, Lens, Horn, and Other Microwave Antennas of Conventional Configuration,” in
Handbook of Microwave and Optical Components, Vol. 1, K. Chang, Ed., New York: John
Wiley & Sons, 1989.
[24] Rahmat-Samii, Y., “Reflector Antennas,” in Antenna Engineering Handbook, J. L. Volakis,
Ed., 4th ed., New York: McGraw-Hill, 2007.
[25] Cooley, M. E., and D. Davis, “Reflector Antennas,” in Radar Handbook, M. I. Skolnik,
Ed., 4th ed., New York: McGraw-Hill, 2008.
[26] Brown, J., “Lens Antennas,” in Antenna Theory Part 2, R. E. Collin and F. J. Zucker, Eds.,
New York: McGraw-Hill, 1969.
[27] Bodnar, D. G., “Lens Antennas,” in Antenna Engineering Handbook, J. L. Volakis, Ed., 4th
ed., New York: McGraw-Hill, 2007.
Chapter 5
Receivers
139
140 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Si(f) So(f)
H(f)
Receiver
Figure 5.1 General receiver modeled as a two-port network.
5.1 General Operation of Receivers 141
on the receiver’s ability to accurately reconstruct the input signal at the output of
the network.
The receiver system consists of a number of different individual components,
and is defined in general as the cascade of components between the antenna and
the data recorder. Although the antenna is crucial to the operation of the receiver,
its analysis is distinct enough from that of the rest of the receiver that it was char-
acterized separately in Chapter 4. Receiver components can be grouped into two
categories: passive components, such as filters, attenuators, transmission lines, cou-
plers, etc . . . and active components, such as amplifiers, oscillators, etc . . . There
are numerous references covering each of these components in detail [1-6]; the
focus in this section is the use of components within a system and how they affect
the system response.
The most common receiver architecture found in modern sensors is the super-
heterodyne receiver. A block diagram of a typical superheterodyne architecture is
shown in Figure 5.2. The primary distinguishing feature of the heterodyne re-
ceiver is the downconversion of the signal of interest to a frequency which can be
more easily handled by the hardware. Components operating at microwave and
millimeter-wave frequencies are typically less efficient and more expensive than
those operating below a few GHz. By downconverting, the more efficient low fre-
quency components can be leveraged. In addition, components which have the
performance required may not exist at the desired microwave or millimeter-wave
frequency. For example, the signal in a radiometer operating at 30 GHz can be
downconverted to 500 MHz where amplifiers and filters are significantly cheaper.
In this way, more gain can be added to the signal at a lower cost than having a
high-gain amplifier at the upper frequency. This scheme still requires mixers and
oscillators operating at or near the upper frequency, which will tend to be more
expensive. In addition, as will be seen in the section on the noise performance of a
cascaded network, a high gain low-noise amplifier may be required at the output of
the antenna to reduce the overall system noise.
The front-end portion of the receiver is referred to as the radio frequency (RF)
section, and the center frequency of interest is fRF, which is detected by the antenna.
The signal is amplified after the antenna using a low-noise amplifier (LNA), and the
amplifier frequency response filters the received RF signal; a bandpass filter (BPF) is
also often used at the RF frequency. The signal then passes to a mixer which is also
fed with a local oscillator (LO) signal fLO. The mixer is a non-linear device, and
generates the frequencies mfRF ± nfLO, where m = 0, 1, 2, …, n = 0, 1, 2, … The LO
and RF signals are passed by the device, as are sums and differences of multiples
Antenna
fRF fIF fBB
LNA BPF Mixer BPF LNA Detector LPF
fLO
LO
ADC
of each signal. The filter after the mixer selects the frequency of interest from these
various frequencies. For a downconverting receiver, the desired frequency is one or
both of fRF ± fLO; this is called the intermediate frequency (IF) fIF. The IF signal may
be amplified prior to detection. The detector, usually a square-law device, squares
the voltage signal generating a voltage signal proportional to the signal power. The
output voltage of the detector is at the baseband frequency, and a low-pass filter
may be used to integrate the signal and reduce noise fluctuations.
A more typical heterodyne architecture used in modern sensors is shown in
Figure 5.3 where the IF signal is digitized using an ADC and the detection process
is performed in software on the digitized signal. Digitizing the IF signal allows
significant versatility; multiple detection schemes can be used in conjunction or
the detection scheme can be dynamically altered. An ideal digitized receiver could
consist simply of an antenna connected to an ADC, where amplification, filtering,
and detection would all occur in software. However, current state-of-the-art high-
performance ADCs can only convert signals up to a few GHz at the maximum, and
typical frequencies for more general and widely available ADCs are in the hundreds
of MHz. Thus, microwave and millimeter-wave sensors will still require hardware
to downconvert the RF signal to a frequency range that can be detected by the
ADC.
The receiver hardware produces a signal output of the general form
sI(t)
s(t)
90
o
sQ(t)
signal with both an in-phase local oscillator signal and a local oscillator signal
in quadrature with the in-phase oscillator signal, or shifted by 90˚ in phase. The
received signal is split into two output paths, and the local oscillator is also split,
with one channel shifted by a 90˚ hybrid. The output of the two mixers are referred
to as the in-phase and quadrature signals, given by
The ability of a receiver to detect small amplitude signals is limited by the presence
of noise. The antenna collects noise signals which are not of interest and the receiver
itself generates noise; the noise is additive and its sum is referred to as system noise.
Noise signals collected by the antenna include galactic noise, atmospheric noise, and
thermal emission from the surrounding environment within the antenna beam. The
hardware within the receiver generates noise due to thermal agitation of electrons
in conductors, shot noise of electrons passing through semiconductor junctions, hot
electron noise due to current fluctuations from electrons in strong electric fields,
flicker noise due to device imperfections, and a number of others. The internally
generated noise can be such that the change in output power between when the
desired signal is present and absent is indistinguishable from the noise itself. Thus it
is important to evaluate the system noise because it affects the minimum detectable
signal level of the receiver.
The antenna noise power was discussed in Chapter 4 and is given by
PA = kTA Df (5.6)
where k = 1.38 ´ 10–23 J·K–1 is Boltzmann’s constant, TA is the antenna noise tem-
perature, and Df is the frequency bandwidth. PA is band-limited Gaussian white
noise; in radiometric observations the signal of interest is itself broadband thermal
noise and it has the same statistical characteristics as the unwanted noise signals.
Figure 5.5 shows a general diagram of a noisy receiver. The noise power present
at the antenna terminals is modified by the conversion gain of the receiver, and the
output power of the receiver, without including the noise generated in the receiver
hardware, is given by
PA
G, Pr Po
Receiver
Figure 5.5 Diagram of a general receiver.
where G is the conversion gain of the receiver and may be either gain or loss. The
components of the receiver also introduce noise power Pr which is additive to the
antenna noise power, and the total receiver output power is given by
Po = G(PA + Pr ) (5.8)
In a similar fashion to the antenna noise power, the receiver noise power Pr can
be defined in terms of its noise temperature Tr by
Pr = kTr Df (5.9)
The receiver noise temperature is often characterized by assuming that the receiver
is noiseless and that a noisy resistor is placed at the input. The resulting equivalent
temperature of the resistor which produces a noise power equal to the receiver noise
is then obtained; this is called the equivalent noise temperature Te.
The system output power due to the antenna temperature at the input to the
receiver and the noise power generated within the receiver is then given by
Figure 5.6 Voltage fluctuations over time in a resistor due to thermal agitation.
temperature and because of the random, noise-like nature of the voltage over time,
the resulting signal is referred to as thermal noise. This was first observed by Johnson
in 1928 [7], and is therefore also referred to as Johnson noise. The RMS value of the
voltage fluctuations is also proportional to the temperature. Nyquist [8] showed that
the RMS voltage across a resistor of resistance R in thermal equilibrium is
2
Vrms = 4RkT Df (5.11)
When the resistance is terminated in a matched load, the thermal noise power
is
2
Vrms
Nthermal == kT Df (5.12)
4R
Thus components present in a receiver will introduce noise power proportional to
their physical temperature and bandwidth. Equation (5.12) is valid for any resis-
tance terminated with a matched load, and thus the resistor may be replaced by
an antenna with resistance R, which then results in the antenna noise power (5.6).
Note also that (5.11) implies that the material must have resistance to produce a
thermal noise voltage: as R®0 the voltage fluctuations cease. Thus a purely reactive
material or component produces no thermal noise.
2
Irms = 2qI Df (5.13)
where q is the electron charge, I is the current in the resistive part of the diode, and
Df is the bandwidth. The noise power of (5.13) is
η
N shot =
kT Df (5.14)
2
where h is the diode ideality factor, which is typically close to unity, and T is the
diode temperature. Thus the noise power due to shot noise is also thermally depen-
dent, and an equivalent shot noise temperature can be defined as
146 Microwave and Millimeter-Wave Remote Sensing for Security Applications
η
Tshot = T (5.15)
2
and thus
Ideal passpand
Actual passpand
f
Figure 5.7 Ideal and non-ideal system passbands.
5.2 Receiver Noise 147
|H(f)|2
3 dB
Ho 2
f
fc ∆fe
Figure 5.8 The equivalent noise bandwidth is the ideal passband whose integrated spectral power
is equal to that of the non-ideal system passband.
¥ 2
H(f )
Dfe = ò Ho
df (5.18)
0
where Ho is the maximum value of the filter response H(f ). The equivalent noise
bandwidth is shown graphically in Figure 5.8. The square passband produces a
total noise power equal to that of the non-ideal passband.
As an example, consider a single-pole RC low-pass filter, the transfer function
of which is given by
1 (5.19)
H(f ) =
f
1+ j
fc
where
1
fc = (5.20)
2π RC
¥
-1 æ f ö
= fc tan çè f ÷ø
c 0 (5.21)
π
= fc
2
» 1.57 fc
This states that for a single-pole RC filter, the bandwidth used to characterize the noise
power in the system should be 57% greater than the filter cutoff frequency. Table 5.1
gives the equivalent noise bandwidths for higher order filters. As the number of poles
148 Microwave and Millimeter-Wave Remote Sensing for Security Applications
increases, Dfe /fc®1, and for filters with 4 or more poles, the noise power calculated
using fc is a good estimate of the actual noise power generated in the system.
The difference in noise powers obtained when using the equivalent noise band-
width Dfe and the filter bandwidth can be found by
N n = ε Df (5.23)
where e is the energy associated with the mode in the transmission line of frequency
f. Comparing (5.23) to (5.12) it can be seen that e = kT in Nyquist’s derivation,
which holds true for low millimeter-wave frequencies. Using statistical thermody-
namic arguments and the Boltzmann distribution, the energy can be found in gen-
eral to be [10]
hf
ε= hf kT
(5.24)
e -1
where h = 6.626 ´ 10–34 J·s is Planck’s constant. When the temperature is on the
order of 300 K, approximately room temperature, the relation hf << kT holds for
millimeter-wave frequencies and below. Under this assumption, (5.24) simplifies to
e ~ kT, and thus (5.23) results in (5.12). The region where hf << kT holds is called
the Rayleigh-Jeans region which will be discussed in detail in Chapter 6; (5.12) is
the Rayleigh-Jeans approximation of the thermal noise power. In general, the noise
power of a conductor is described by combining (5.23) and (5.24), yielding
5.2 Receiver Noise 149
−100
−120
Rayleigh-Jeans form
−140
Nn (dBm)
−160
Plankian form
−180
−200 8 10 12 14
10 10 10 10
f (Hz)
Figure 5.9 Rayleigh-Jeans form and Planck form of the thermal noise power in a conductor versus
frequency.
hf Df
Nn = (5.25)
e hf kT - 1
This is referred to the Planck form due to its relation to Planck’s blackbody radia-
tion law, which is discussed in detail in Chapter 6.
Figure 5.9 shows the noise power using the Rayleigh-Jeans approximation
(5.12) and the Planck form (5.25) as a function of frequency for T = 310 K and Df =
1 MHz. The noise power given by the Planck form approaches zero as the frequency
increases, and converges to kTDf as the frequency decreases. This is consistent with
(5.24), which states that the average total energy ε ¾¾¾ f ®0
® kT and ε ¾¾¾®
f ®¥
0.
For T = 310 K and f = 1 THz, the deviation of the approximate form kTDf from the
−120
−130
−150
−180 1 2 3 4
10 10 10 10
T (K)
Figure 5.10 Rayleigh-Jeans form and Planck form of the thermal noise power in a conductor versus
temperature.
150 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Planck form is only 0.34 dB. Figure 5.10 shows (5.12) and (5.25) as a function of
T for f = 100 GHz and f = 1 THz with Df = 1 MHz. At low temperatures the Planck
form of the noise power decreases more rapidly than the Rayleigh-Jeans form. For
f = 100 GHz, the deviation of kTDf at T = 10 K is 1.08 dB, and for T = 100 K is
only 0.10 dB. For f = 1 THz and T = 100 K, the deviation is also 1.08 dB. Thus,
for characterizing the noise power of components or systems operating below 100
GHz, the Rayleigh-Jeans form is sufficient, and is reasonably accurate up to 1 THz.
Characterizing cryogenically cooled systems or evaluating the noise power emitted
by an object with low emissivity, which results in a low radiometric temperature,
may also be done with the Rayleigh-Jeans form if the frequency does not exceed a
couple hundred GHz. The Planck form becomes necessary when operating at fre-
quencies near 1 THz and above.
The purpose of a two-port network may be to add gain to a signal in the case that
the network represents an amplifier, or induce losses in the case of an attenuator.
If the two-port represents a transmission line, it ideally does not affect the signal
but in reality will induce some losses and can thus be characterized as an attenuator.
As seen in the previous sections, any component in the network whose temperature
is above 0 K will generate noise due to internal non-idealities of the components,
and the signal at the output of the network will thus be corrupted by the induced
noise in the network. A number of different physical processes give rise to the in-
ternal noise, however it is convenient to model the output noise in terms of a single
equivalent noise temperature which encompasses the noise due to all the internal
noise sources rather than to characterize each noise source individually. Defining
the system noise in this way allows a component to be described as a “black box”
with a single specified noise response. The noise introduced by multiple components
can then be more easily taken into account when characterizing a cascade of mul-
tiple components.
Si , N i G So, No
Two-port
network
Figure 5.11 Generalized two-port network.
5.3 Noise Figure and Noise Temperature 151
where Si and So are the input and output signal powers, and Ni = kT0Df and No are
the input and output noise powers and S ⁄ N is the signal-to-noise ratio at the input
or output. Note that the definition of F has been standardized by defining the input
noise power to be that of a matched resistance at temperature T0 = 290 K which is
approximately room temperature. In most situations it is typical to see values for
the noise figure, which is simply the noise factor expressed in decibels:
Si S
=F o (5.28)
Ni No
A non-ideal two-port network will alter the amplitude of the signal, either add-
ing gain or inducing losses. The output signal power can thus be given by
So = GSi (5.29)
where G is the conversion factor which may represent either the gain or the loss.
The network injects its generated noise power Nn which is additive to the input
noise power. Thus the output noise power can be given by
No = GNi + Nn (5.30)
Note that Nn is not modified by G. That is, the gain or loss of the network only
affects the input signal and input noise powers, and not the intrinsic noise generated
by the network. Using (5.29) and (5.30) the noise figure can be written
Nn
F = 1+ (5.31)
GNi
Nn = (F - 1)GNi (5.32)
and the output noise power is
No = FGNi (5.33)
In terms of the temperature,
Nn = (F - 1)GkT D f (5.34)
and
No = FGkT D f (5.35)
The noise figure defined by (5.31) is given only in terms of the conversion gain
of the two-port, the noise generated by the two-port, and the input noise power.
152 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Ni = 0 No = GkTE∆f
Noisy
T=0K network
G, TE, ∆f
Ni = kTE∆f No = GkTE∆f
Noiseless
T = TE network
G
Figure 5.12 Representation of equivalent input noise temperature for a two-port network.
That is, the output signal power is affected only by the conversion gain, while the
output noise power is modified by the noise power generated in the network. Thus
the choice of input signal power is arbitrary since it does not factor into the cal-
culation of F. The input noise power, however, is present in (5.31), and thus for a
meaningful definition of noise figure it must be standardized; for this reason it has
been defined to be T0 = 290 K.
Nn = GkTE Df (5.36)
Note that TE is defined at the input terminals of the two-port and represents all
the noise sources within the two-port; the conversion gain affects the input noise
power, which is thus Ni = kTEDf.
An expression for TE in terms of the noise figure is found by equating (5.34)
and (5.36), which results in
TE = (F - 1)T0 (5.37)
Alternatively, the noise figure can be given in terms of the equivalent noise tem
perature by
TE
F = 1+ (5.38)
T0
5.3 Noise Figure and Noise Temperature 153
N = kTp∆f No N = kTp∆f
Attenuator
Tp Tp
Loss = L
Figure 5.13 Conceptual setup for calculating the noise power of an attenuator. Matched resis-
tances are placed at the input and output ports with all components in thermal equilibrium.
1
No = kTp Df + N a (5.39)
L
The load resistor produces noise power kTpDf, and because the load resistor and
the attenuator are in thermal equilibrium, the noise power of the load resistor must
equal the noise power output of the attenuator. Thus,
1
kTp Df + N a = kTp Df (5.40)
L
The noise power generated by the attenuator is thus given by
1
N a = (1 - )kTp D f (5.41)
L
As was done for the general two-port network, an equivalent input noise tem-
perature can be defined which describes the output noise power of a noise-free at-
tenuator with an input noise temperature TE:
1
Na = kTE D f (5.42)
L
154 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Equating (5.41) and (5.42) gives the equivalent input noise temperature of an at-
tenuator with conversion loss L at a physical temperature Tp:
TE = (L - 1)Tp (5.43)
The noise figure of the attenuator can then be found by substituting (5.43) into
(5.38), which results in
Tp
F = 1 + (L - 1) (5.44)
T0
For an attenuator at a physical temperature Tp = T0 the noise figure is simply
F = L.
æ T ö
No = kTE Df = G1G2k ç Ti + TE1 + E2 ÷ Df (5.46)
è G1 ø
(a)
Si , N i G1 G2 So, No
TE1 TE2
(b)
Figure 5.14 Cascaded network of two subsystems. (a) Noisy subsystems. (b) Cascade with noise-
less subsystems and equivalent input noise temperatures.
5.3 Noise Figure and Noise Temperature 155
Si , N i G1G2 So, No
TE
To analyze the noise performance of the entire cascade as a whole, the cascaded
network can be represented as a single subsystem with one equivalent input noise
temperature, as seen in Figure 5.15. The output noise power of the single subsystem
in this representation is
No = Gk(Ti + TE ) D f (5.47)
where G = G1G2 such that the gain of the subsystem is equal to that of the cascade.
Equating (5.47) and (5.46), the equivalent input noise temperature of the cascaded
network can be found in terms of the equivalent input noise temperatures of the
individual subsystems. In particular,
TE2
TE = TE1 + (5.48)
G1
The noise figure of a cascaded system can be found by substituting (5.37) into
(5.49), which gives
N
F2 - 1 F3 - 1 FN - 1 Fn - 1
F = F1 + + � = F1 + å n -1
(5.50)
G1 G1G2 G1G2 �GN - 1 n=2 Õ m=1Gm
As an example consider the cascaded network shown in Figure 5.16a, which
is a simple homodyne receiver consisting of an antenna, amplifier, and low-pass
filter, with transmission lines between each element. The physical temperature and
conversion loss are given for the passive components and the conversion gain and
noise figure are given for the amplifier. Noise figure is not given for the passive
components since the conversion loss is more likely to be provided to the system
designer; the noise figure can be calculated using (5.44) or, as will be done below,
the equivalent temperature can be calculated using (5.43). The equivalent noise
temperature of the receiver is referred to the input of the cascade, or at the antenna
terminals, and thus the first component of the cascade is the transmission line be-
tween the antenna and the amplifier. The equivalent noise temperatures of each
component can be found using (5.37) and (5.43), and are
156 Microwave and Millimeter-Wave Remote Sensing for Security Applications
The equivalent noise temperature of the cascade is given by (5.49), and recalling
that G = 1/L results in
Now consider the receiver in Figure 5.16b, where the initial transmission line
has been removed, and the amplifier is connected directly to the antenna. In this
case, the equivalent noise temperature of the receiver is
5.3 Noise Figure and Noise Temperature 157
» 439 K
Thus the receiver noise temperature is essentially equivalent to the noise tem-
perature of the amplifier. This demonstrates the importance of the first element in
the receiver chain; in calculating the receiver noise temperature, the noise tempera-
ture of all elements of the receiver chain following the initial element is divided
by the conversion gain of the initial element, as seen in (5.49). For a low-noise
receiver it is thus important that the initial element have high gain and low noise
temperature. As demonstrated above, even the inclusion of a transmission line
with a relatively low loss of 0.5 dB resulted in an increase in noise temperature of
91 K.
X dB FS
FSX
ADC DR DR
10log(fs/2)
The noise figure is then the normalized noise power minus the thermal noise in a 1
Hz bandwidth:
This formulation relies on the measured SNR of the ADC and includes all noise
contributions, including thermal, quantization, jitter, and any other noise sources.
A summary of the signal and noise levels in an ADC is given in Figure 5.17.
In some cases, the noise generated by the ADC can be characterized directly.
The thermal noise of a wideband sampling ADC can become large simply due to the
Vpp qv
1
fco = (5.55)
2π C
The cutoff frequency of the sample-and-hold circuit is generally greater than the
sampling frequency fs, and thus more thermal noise power is generated in the ADC.
The thermal noise power generated is thus given by
kT
Nthermal = (5.56)
2π C
Quantization noise is caused in the digitization process when an analog volt-
age is converted and represented by a discrete voltage value. The ADC peak-to-
peak input voltage range Vpp is divided into n voltage regions, separated by the
quantization voltage qv, as illustrated in Figure 5.18. An input voltage can then be
represented by
where kqv << (k+1)qv. The voltage e falls between two quantization levels, and
the output voltage is either kqv or (k + 1)qv, depending on the logic of the decision
circuit. Thus, the fraction of the input signal represented by e is lost and cannot be
recovered; noise is introduced as a result.
The input voltage range Vpp can be given in terms of the quantization voltage
and the number of levels by
Vpp = 2n qv (5.58)
For a sinusoid, the rms peak-to-peak is less than the full-scale peak to peak, and is
given by
where the right-hand side holds when n ³ 5. The rms quantization error can be
given by [12]
qv
Nq = (5.60)
12
In the first Nyquist zone, the quantization noise power spectral density is given by
Nq qv
Nq (f ) = = (5.61)
fs 2 6 fs
160 Microwave and Millimeter-Wave Remote Sensing for Security Applications
The full scale signal voltage is 2nqv, and the rms full scale voltage is thus 2n qv (2 2).
The dynamic range due to the quantization error is thus
2n qv 6 fs
DR q = = 2n -1 3fs (5.62)
2 2qv
For a signal bandwidth which is less than the Nyquist frequency, Df < fs ∕ 2, the
dynamic range is
3fs
DR q = 2n -1 (5.63)
Df
Jitter induced noise is caused by random variations in the sampling time of the
sample-and-hold circuit [13]. Time jitter can be characterized in general by consid-
ering an input voltage sinusoid
dvin (t)
= 2π fV0 cos(2π ft) (5.65)
dt
the rms voltage of which is
Defining dvrms as the rms voltage error due to the jitter and dt as the rms jitter tj,
the voltage error can be given by
2π fV0t j
dvrms = (5.67)
2
The rms input signal power is
V0
vin,rms = (5.68)
2
and thus the dynamic range due to the jitter noise is given by
vin,rms 1
DR j = = (5.69)
dvrms 2π ft j
Jitter noise thus follows a decreasing linear curve with slope f –1.
Receivers are generally designed to operate such that the output signal power is lin-
early proportional, through the conversion gain or loss, to the input signal power.
5.4 Receiver Linearity 161
Such a linear relation of input power to output power allows for simpler analyses
of the input signal since the output signal power is simply a scaled version of the
input signal power and non-linearities of the receiver need not be accounted for in
the reconstruction of the input signal. However, in reality there is a finite range of
input powers for which the output of a receiver will be linearly proportional to the
input. For small input signals, the noise power, as discussed in the previous sec-
tions, constitutes a large portion of the output power, and the change in the output
due to presence or lack of the input signal may be indistinguishable from the noise
itself. That is, the output power appears to be only due to the noise generated by
the receiver, and the incremental power due to the signal is indiscernible above the
noise. As the signal power increases, the output power gradually increases until the
output signal power is greater than the noise floor. Once the output signal power is
twice that of the receiver noise power, the response becomes approximately linear.
There is also a limiting region for high power signals, where the output power is
constrained by the maximum power that can be physically delivered by the receiver.
At high input signal levels the output signal power is no longer linearly proportional
to the input signal power such that increasing the input power further results in
progressively smaller increases in output power, which is referred to as gain com-
pression. Increasing the input signal power beyond the region of compression, the
output signal saturates such that increasing the input signal further results in no
increase in the output power. If the input signal is increased beyond the point of
saturating the receiver, physical damage may occur to the components.
The range of power levels between where the output signal is just discernible
from the noise and where it begins to saturate is called the linear region, and is
where most receivers are operated. Figure 5.19 shows the output signal power for
a typical receiver versus its input signal power. For very low input signals, the noise
Saturation
Output power (dB)
Compression
Linear region
Noise floor
power dominates. Once the input signal is greater than the noise power, the output
is linearly related to the input power, and the plot of the output power versus the
input power has a slope of unity. For higher input power the output begins to roll
off and eventually converges to the output saturation power of the receiver.
where vo is the device output voltage, vi is the input voltage signal, and the Taylor
coefficients are given by
d n vo
an = (5.71)
dvin vi = 0
where A is the signal amplitude and w0 = 2pf is the angular frequency, the output
voltage of the non-linear device, neglecting terms above third order, is
which expands to
æ 1 ö æ 3 ö 1
vo = ç a0 + a2 A2 ÷ + ç a1A + a3 A3 ÷ cos(ω0t) + a2 A2 cos(2ω 0t)
è 2 ø è 4 ø 2
1
+ a3 A3 cos(3ω0t) (5.74)
4
3
a1A + a3 A3 (5.75)
4
5.4 Receiver Linearity 163
The first term of (5.75) is the output signal due to the linear gain of the signal
at the fundamental frequency while the second term is the amplitude of a secondary
signal at w0 due to the third order response of the system. The conversion gain of
the output signal at w0 is thus
æ 3 3ö
çè a1A + a3 A ÷ø cos(ω0t) 3
4
g= = a1 + a3 A2 (5.76)
A cos(ω0t) 4
X dB
OPXdB
IPXdB
at which the output power is compressed by XdB is called the PXdB compression
point. For example, the linear output signal power is given by
Pl = GPi (5.77)
where Pi is the input signal power and G is the gain. If the measured output power
is
Po = Pl - 1 dB = GPi - 1 dB (5.78)
the signal is being compressed by 1dB, and the compression point is referred to as
P1dB. The compression point is often written either IP1dB or OP1dB, referring to the
power level at the input or output, respectively, where the output signal is in 1dB
compression. Typical compression points are P1dB and P3dB; for high sensitivity
systems P0.1dB is sometimes used.
The input signal voltage which equals PXdB on the output signal can be found
analytically in terms of the Taylor coefficients in (5.70) by equating the coefficient of
the signal at frequency w0 in (5.73) with the linear voltage gain reduced by X dB:
3
a1AXdB - 3
a3 AXdB = 10- X 20 a1AXdB (5.79)
4
where it has been assumed that a3 < 0. The compression point is thus found to be
2 4a1(1 - 10- X 20 )
AXdB = (5.80)
3a3
2
IPXdB = AXdB (5.81)
The output power compression point is found by squaring the fundamental signal
in (5.73) at w0, which results in
1 2 2 2a3 (1 - 10- X 20 )
OPXdB = a1 AXdB = 1 (5.82)
2 3a3
where w = 2wf, the output voltage of the non-linear device, neglecting terms above
third order, is given by substituting (5.83) into (5.70) which results in
é 1 ù
+ a3 [A1 cos(ω1t) + A2 cos(ω 2 t)] = ê a0 + a2 (A12 + A22 )ú
3
ë 2 û
é æ3 3 öù
+ ê a1A1 + a3 ç A13 + A1A22 ÷ ú cos(ω1t)
ë è4 2 øû
é æ3 3 öù 1
+ ê a1A2 + a3 ç A23 + A12 A2 ÷ ú cos(ω 2t) + a2 A12 cos(2ω 1t)
ë è 4 2 ø û 2 (5.84)
1 3 3
+ a2 A22 cos(2ω 2 t) + a3 A13 cos(3ω1t) + a3 A23 cos(3ω 2t)
2 4 4
+ a2 A1A2 {cos[(ω1 + ω 2 )t ] + cos[(ω1 - ω 2 )t ]}
3 2
+ a3 A A2 {cos[(2ω1 + ω 2 )t ] + cos[(2ω 1 - ω 2 )t ]}
4 1
3
+ a3 A1A22 {cos[(ω1 + 2ω 2 )t ] + cos[(ω 1 - 2ω 2 )t ]}
4
The output signal consists of components at the input frequencies w1 and w2, inte-
ger multiple of w1 and w2, and sums and differences of integer multiple of the two
frequencies. Including higher order terms results in frequency components of the
form
The output signals at frequencies w1 and w2 are the input signals; the signals at
all other frequencies in (5.85) are called intermodulation products. Even order in-
termodulation products result in terms at dc and at even harmonics while odd order
products result in terms at the fundamental frequencies and at odd harmonics. The
second and third order products result in the frequencies
a2 vi2 ® 2ω1 , 2ω 2 , ω1 + ω 2 , ω 1 - ω 2
(5.86)
a3vi3 ® ω1 , ω 2 , 3ω 1 , 3ω 2 , 2ω 1 + ω 2 , 2ω 1 - ω 2 , ω 1 + 2ω 2 , ω 1 - 2ω 2
For signals whose frequency separation is much smaller than the average of
the two frequencies, the integer multiples of the two frequencies are sufficiently far
away that they can be neglected unless the system operates with greater than an
octave of bandwidth. The output spectrum is illustrated in Figure 5.21.
For a mixer, it is the sum and difference frequencies arising from the second
order intermodulation product that are the most useful. For an upconverter, the de-
sired product is that at frequency w1 + w2, while for a downconverter the product
166 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Amplitude
ω2-ω1 ω1 ω2 2ω1 2ω2
2ω1-ω2 2ω2-ω1 ω2+ω1
Figure 5.21 Output spectrum of a non-linear device showing the two fundamental signals and the
intermodulation products.
2 4a1
AIP 3 = (5.87)
3a3
The output power at the intercept point is equal to the ideal output power of
the fundamental signal, and thus the output power at the intercept point can be
calculated using the amplitude of the fundamental from (5.82), which gives
2a13 (5.88)
OPIP3 =
3a3
2
whereas the intercept point referred to the input is IPIP3 = AIP 3
5.4 Receiver Linearity 167
The third order intercept point and XdB compression point can be related to
one another using (5.82) and (5.88). Specifically, the ratio of the third order inter-
cept point and the XdB compression point is
PIP3 1 (5.89)
=
PXdB 1 - 10- X 20
Note that (5.89) holds true for the ratio of either the input or output powers.
Relating PTOI to P1dB results in
PIP3 1
= = 9.195 = 9.636 dB (5.90)
P1dB 1 - 10-1 20
Thus, the third order intercept point of a non-linear device is, in general, 9.6
dB above the 1dB compression point. The third order intercept point is therefore a
theoretical point only, since the signals are well into the region of compression at
the input power level required at the intercept point. This interesting result implies
that the intercept point cannot, in general, be directly measured. It can be calcu-
lated, however, using the fact that the slopes of the fundamental and third order
harmonic signal powers are 1:1 and 3:1. The power of the third order harmonic
can be given by
where Pn is the output power of the nth harmonic expressed in decibels. Equation
(5.91) can be seen graphically on the curve of the output powers in Figure 5.22.
Expressed linearly, the power of the third order harmonic is
P13
P3 = (5.92)
2
PIP 3
OPIP3
IPIP3
Figure 5.22 Signal powers of the fundamental and third order harmonic signals.
168 Microwave and Millimeter-Wave Remote Sensing for Security Applications
The output power of the intercept point can then be found in terms of the powers
of the fundamental and third order harmonic signals by
P13
PIP3 = (5.93)
P3
Note that the intercept point can be calculated by measuring P1 and P3 at any point
in the curve providing the signals are not in the region of compression.
An increase in the ratio of the third order intercept point to the 1 dB compres-
sion point over the theoretical 9.636 dB can be achieved using techniques such as
feedback, feed-forward, or predistortion [5]; these techniques generally work to
suppress the harmonics in order to increase the third order intercept point. Ampli-
fiers with PIP3 ⁄ P1dB > 9.636 dB are referred to as high-linearity amplifiers. Com-
mercially available microwave and millimeter-wave amplifiers often employ these
techniques.
-1
æ N 1 ö
PIP3, sys = çå ÷ (5.94)
è n =1 PIP3,n ø
where PIP3,n is the third order intercept point of component n in the cascade referred
to the input of the network. That is, for each individual component, the gains and
losses prior are subtracted or added to the intercept point to refer it to the input to
the entire network. It is also important to note that the powers in (5.94) are linear,
and not in decibel scale.
DR
MDS
3 dB
IP1dB
of the upper and lower limits of the dynamic range varies, but are often specified to
be the 1 dB compression point and the minimum detectable signal (MDS)
where the minimum detectable signal is defined to be 3 dB greater than the noise
floor:
If a specific signal-to-noise ratio (SNR) is required for the accurate recovery of the input
signal, the lower limit of the dynamic range is then the noise floor plus the SNR:
The lower limit is sometimes defined to be the noise floor itself. In addition, the defi-
nition of the upper limit varies, and may be P0.1dB for highly linear systems or P3dB
for high power systems where linearity is not as important as output power.
As an example, consider a receiver with a 1 dB compression point of 15 dBm,
a gain of 40 dB, a system temperature of 500 K, and a bandwidth of 100 MHz.
The minimum detectable signal given by (5.96) is then MDS = –46.6 dBm and the
dynamic range as defined by (5.95) is DR = 61.6 dB. If the system requires SNR =
10 dB, the dynamic range given by (5.97) is DR = 54.6 dB, or 7 dB greater than the
dynamic range referred to the MDS.
The noise floor of a receiver can be calculated in a straight-forward manner by
using the noise figure of the receiver and units of decibels. Note that, using (5.37),
the output noise of a receiver is
where kT0 = –174 dBm and Df(dBHz) = 10log10(Df ) is the bandwidth in decibels
referred to 1 Hz. For a receiver with a noise figure F = 4 dB, gain G = 20 dB, and
bandwidth Df = 100 MHz = 80 dBHz, the output noise power is No = –174 + 4 +
20 + 80 = –70 dBm.
2
SFDR 3 = (PIP3 - No ) (5.100)
3
SFDR
IPIP3
where the power levels are expressed in decibels. This result can be obtained by
analyzing the coefficients of the Taylor series expansion (5.70), however it is more
easily arrived at by simply analyzing a graph of the fundamental and third order
harmonic power versus the input power, as seen in Figure 5.24, and using the fact
that the slope of the fundamental is unity while that of the third order harmonic is
3. SFDRn can be found in a similar fashion for other harmonics, and it is easily seen
by graphical means that
n -1
SFDR n = (PIPn - No ) (5.101)
n
References
[1] D. M. Pozar, Microwave Engineering, 3rd ed. New York: John Wiley & Sons, 2005.
[2] K. Chang, Ed., Handbook of Microwave and Optical Components Vol 1: Microwave Pas-
sive and Antenna Components. New York: John Wiley & Sons, 1990.
[3] K. Chang, Ed., Handbook of Microwave and Optical Components Vol 2: Microwave Solid-
State Components. New York: John Wiley & Sons, 1990.
[4] P. L. D. Abrie, Design of RF and Microwave Amplifiers and Oscillators. Boston: Artech
House, 1999.
[5] P. B. Kenington, High-Linearity RF Amplifier Design. Boston: Artech House, 2000.
[6] S. A. Maas, Microwave Mixers, 2nd ed. Maas: Artech House, 1993.
[7] J. B. Johnson, “Thermal Agitation of Electricity in Conductors,” Physical Review, vol. 32,
p. 97, 1928.
[8] H. Nyquist, “Thermal Agitation of Electric Charge in Conductors,” Physical Review, vol.
32, p. 110, 1928.
[9] J. D. Kraus, Radio Astronomy. New York: McGraw-Hill, 1966.
[10] F. N. H. Robinson, Noise and Fluctuations in Electronic Devices and Circuits. Oxford:
Clarendon Press, 1974.
[11] W. B. Davenport and W. L. Root, An Introduction to the Theory of Random Signals and
Noise. New York: McGraw-Hill, 1958.
[12] P. E. Pace, Advanced Techniques for Digital Receivers. Norwood: Artech House, 2000.
[13] W. Kester, Ed., The Data Conversion Handbook. Oxford: Elsevier, 2005.
Chapter 6
Radiometry
Remote security sensors provide a measure of some property of the object of inter-
est, such as temperature, range profile, or velocity. The methods available to mea-
sure the desired quantity can be grouped into active sensors and passive sensors.
The primary distinction is that active sensors transmit energy and measure that is
reflected off the object, while passive sensors measure energy that is intrinsically
radiated by the object or generated elsewhere and reflected off the object. At the
system level, active sensors include both a transmitter and a receiver, whereas pas-
sive sensors include only a receiver.
A radiometer is a passive sensor that measures the electromagnetic power
radiating from or reflected off an object or scene of interest, specifically thermal
electromagnetic radiation. In the microwave and millimeter-wave regions of the
electromagnetic spectrum, the thermally radiated power from a terrestrial object is
linearly proportional to its physical temperature. Thus, by measuring the radiated
power, a radiometer provides a measure of the object’s temperature. Microwave
radiometers have been used extensively in radio astronomy [1–4] and satellite re-
mote sensing [5, 6], and there has been increasing interest in the last few years in
applying radiometry to security sensing, where it can be used to detect temperature
differences to locate concealed objects beneath clothing, create images of scenes
and people, and detect the presence of a human in clutter or through walls, whether
moving or stationary.
Microwave and millimeter-wave thermal radiation emanating from objects found
in terrestrial environments, which have temperatures on the order of 300 K, is very
low in power, on the order of 10–10 W or lower. Microwave and millimeter-wave ra-
diometers must therefore have very high gain to respond to the extremely low power
levels of the signals of interest. In addition, the power level of the thermal radiation
from the background can be very close to the temperature of the object of interest,
and thus radiometers must also have very high sensitivity in order to resolve small
temperature differences.
Microwave and millimeter-wave radiometry has been applied to a number of
applications in security sensing. There has been significant interest in implementing
radiometric arrays as imagers to detect concealed objects; imaging techniques are
the topic of Chapter 8. Such imagers exploit the negligible attenuation that micro-
wave and millimeter-wave radiation experiences when passing through clothing
materials to provide a temperature profile in order to detect concealed objects such
as weapons. Metals are highly reflective at millimeter-wave frequencies and below,
and when placed in front of a human, reflect the temperature of the surroundings,
which is generally colder than the human itself. Thus the object stands out as a
cold source in front of the warm human. Recent research has applied radiometry
to the detection of human presence in outdoor environments for the detection of
173
174 Microwave and Millimeter-Wave Remote Sensing for Security Applications
stationary humans hiding amongst clutter [7–12], and moving humans [13, 14].
When used in such applications, a radiometer operating a total power or correla-
tion detection mode passively scans a field of view, and a temperature difference is
measured if the person is present in the antenna beam. In the detection of moving
humans, the radiometer may operate in a fixed staring mode, where a temperature
difference is measured when the human enters the antenna beam. Microwave and
millimeter-wave radiation transmits favorably through some wall materials, such
as drywall, and thus there has been interest in applying radiometry to through-wall
detection [15, 16]. Radiometry has also been applied to the detection of landmines.
Millimeter-wave frequencies have been shown to be applicable for surface mine
detection [17, 18]; however, the detection of subsurface landmines is significantly
more challenging due to the dielectric layers covering the mine. In either case, mines
or other objects having low emissivities and placed below the ground surface will
reflect radiation from the sky, which has microwave temperatures on the order
of 10–20 K and can thus be distinguished from the warmer soil surrounding the
object. Microwave radiation can penetrate soil to various depths, depending on
several factors such as salinity and density; radiometers operating in the frequency
ranges of 1–10 GHz have been developed that can reliably detect buried objects at
depths of only a few inches [19, 20].
This chapter provides a theoretical overview of microwave and millimeter-wave
radiometry, and focuses on the essential material that is needed to understand and
design radiometer systems. The first section covers fundamental radiometry con-
cepts, including brightness and flux density. Following this is a detailed develop-
ment of thermal blackbody radiation theory and its application to terrestrial objects
at microwave and millimeter-wave frequencies. The next section covers applied
radiometry concepts including radiometric temperature and radiometer sensitivity.
Radiometer receivers are covered in the following section, focusing on the total
power and correlation radiometers, their responses, and their sensitivities. Finally,
the chapter concludes with a section discussing practical considerations for design-
ing radiometers.
6.1.1 Brightness
The function of a radiometer is to measure the electromagnetic energy radiated by
a source of interest. For security sensors the electromagnetic energy is thermally
generated, and in the microwave and millimeter-wave region the radiated power is
proportional to the physical temperature of the source for most sources of interest.
Millimeter-wave radiometers thus provide a measure of the physical temperature
of the source. The quantity that is measured by the radiometer is the brightness of
the source, which has units of W·m–2·str–1. The power received by the radiometer
is a function of the brightness as well as the spatial filtering properties of the receiv-
ing aperture, which is dependent on the antenna pattern and the bandwidth. As
The term brightness is generally used in microwave and millimeter-wave remote sensing terminology. In
optics, this quantity is called radiance.
6.1 Radiometry Fundamentals 175
where Bf is the spectral brightness of the source with units W·m–2·Hz–1·str–1. The
cosθ term accounts for the projected area of the surface at angles away from broad-
side. The power collected by the aperture is found by integrating (6.1) over angle,
the aperture area Ar, and frequency:
where Ar defines the area bounding the receiving surface. The total power can be
given in terms of the integral over frequency of the spectral power, which is the
frequency-dependent radiation power of the source, in units of W·Hz–1. That is,
P = ò Pf (f )df (6.3)
f
where
Pf = ò òò Bf (θ, φ)cosθ dWdA (6.4)
Ar W
is the spectral power. The spectral power can be used in characterizing systems
where the spectral brightness, and therefore the spectral power, can be considered
constant over the bandwidth of interest. For a rectangular passband, the total power
is then simply the spectral power multiplied by the bandwidth.
At
R
Ωt
θ Ar
Figure 6.1 Geometry describing the radiation power incident on a receiving aperture from a gen-
eral source.
176 Microwave and Millimeter-Wave Remote Sensing for Security Applications
If the source is significantly far from the surface, the incident radiation is nearly
constant across the surface, and the power can then be given by
The integral in (6.8) is equal to π, and thus the power incident on the surface from
a spatially constant brightness is
P = π Ar B (6.9)
Integrating the power over both hemispheres with constant brightness results in òcosqdW = 0; the power
incident on the surface is equal to the power exiting the other side.
6.1 Radiometry Fundamentals 177
dAs dAr
Ωr Ωs
R
Figure 6.2 An infinitesimal ray of radiation propagates from the source to the receiving surface over
a distance R. The source is located broadside to the receiving surface so that the Lambertian cosine
term can be neglected.
If the differential solid angles of the source and receiving surface are given by
dWs and dWr, respectively, the differential powers emitted by the source and inter-
cepted by the receiving surface are
and
where Bs and Br are the brightness of the source and receiving surface, respectively,
and As and Ar are the areas of the source and receiving surface, respectively.
The differential area of the source surface can be given in terms of the solid
angle of the receiving surface by
and likewise
dAr
dPs = Bs dAs (6.15)
R2
and
dAs
dPr = Br dAr (6.16)
R2
Br = Bs (6.17)
Thus, the brightness at the source is equal to that received by the surface: the
brightness is independent of the distance travelled. This is a very important property
because, as will be seen in Section 6.2, the brightness is proportional to the physical
temperature of the source. Therefore, the temperature of a source can be measured
by a radiometer regardless of the distance separating them, so long as the power
178 Microwave and Millimeter-Wave Remote Sensing for Security Applications
where Ws is the solid angle subtended by the source. Here the cosθ dependence is
not included in order to make the flux density a function of the source only; the
flux density observed at the receiver would include the cosθ term. The brightness
distribution of a point source can be represented simply by a delta function at a
specific angle (q0,f0), scaled by the brightness. The flux density of a point source is
therefore
for a general receiving aperture. The spatial filtering of the aperture causes the ob-
served flux density to be less than or equal to the actual source flux density. For a
point source at angle (q0,f0) the observed flux density is
6.1 Radiometry Fundamentals 179
Sp = Bp (θ 0 ,φ 0 )cosθ 0 (6.21)
Although the brightness is independent of distance, the flux density, being the in-
tegral of the brightness over the angular extent of the source, is proportional to
the inverse square of the distance. To see this, consider a sphere of radius r with a
uniform brightness B, depicted in Figure 6.3. Using (6.18), the flux density observed
by an aperture at a distance R is given by
2π θ s
So = òò B cosθ dW = B ò ò cosθ sinθ dθdφ (6.22)
Ws 0 0
where θs is half of the angle subtended by the source. The integral is equal to
πsin2θs, and since
r
sin θ s = (6.23)
R
r2
So = π B (6.24)
R2
Thus, the observed flux density is proportional to the inverse square of the distance,
as opposed to the brightness, which does not change with distance.
1
2 òf òò
P= Ae Bf (θ , φ)A(θ , φ) d Wdf (6.25)
W
where Ae is the effective aperture of the antenna, defined in Section 4.2.7. The ½
term is included in (6.25) to represent the effect of the polarization of the antenna:
thermal sources emit incoherent radiation that is unpolarized, and therefore the
Ar
r
θs
R
polarized antenna can only respond to one of the two components of polarization.
The spectral power is thus
1
2 òò
Pf =
Ae Bf (θ , φ)A(θ , φ) d W (6.26)
W
The observed flux density of the source as seen by the receiver, including the an-
tenna pattern, is
So = òò B(θ , φ)A(θ , φ)d W (6.27)
W
Figure 6.4 Approximation of a blackbody. All radiation incident on the opening is absorbed within
the enclosure, and all radiation emitted by the opening is thermally generated within.
6.2 Blackbody Radiation 181
Bf df = Bλ d λ (6.29)
and using
c
f = (6.30)
λ
and
df c
= - 2 dλ (6.31)
dλ λ
2hc 2 1
Bλ = 5
× hc λkT (6.32)
λ e - 1
10-5
6000 K
10-10 (Sun)
B (W m-2 Hz-1 str-1)
1000 K
10-15 310 K
(human)
100 K
10-20
3K
10-25
10-30 5
10 1010 1015 1020
f (Hz)
Figure 6.5 Radiation curves for a blackbody at various temperatures over frequency.
182 Microwave and Millimeter-Wave Remote Sensing for Security Applications
which has units of W·m–3·str–1. Note that although the curves resulting from (6.28)
and (6.32) are of the same shape, the peaks occur at different locations; that is,
the peak of a given curve derived from (6.28) does not align with the peak for a
blackbody of the same temperature derived from (6.32) by simply using (6.30).
Figure 6.6 shows the brightness curves of Figure 6.5 over wavelength.
Some properties of Planck’s law may be discerned by noting the differences
in the curves as the temperature is changed. As the temperature of the blackbody
increases, the location of maximum radiation occurs at increasing frequency; this
is known as the Wien displacement law and can be found by differentiating (6.28)
with respect to f and equating the result to zero:
where fm is the frequency at the maximum point of the curve. This reduces to
hfm )
= 3 (1 - e -hfm kT
(6.34)
kT
or, equivalently,
For example, the typical human body temperature is T = 310.15 K, placing the
peak in the blackbody spectrum at fm = 1.82×1013 Hz, at which the wavelength is
1020
1010 6000 K
(Sun)
B (W m-3 str-1)
1000 K
100 310 K
(human)
10-10 100 K
3K
10-20
10-30
10-10 10-5 100
λ (m)
Figure 6.6 Radiation curves for a blackbody at various temperatures over wavelength.
6.2 Blackbody Radiation 183
λm = 1.65 μm (18.2 THz), which is in the mid-infrared band. Human skin behaves
nearly identical to a blackbody in the infrared band, and this is the reason that in-
frared imaging of human thermal radiation has been applied with such success.
The Wien displacement law can also be found for Bλ by taking the derivative
of (6.32) with respect to wavelength and setting the result equal to zero, which
results in
2.9 ´ 10-3
λm = (6.37)
T
An example is the radiation emitted by the sun, the curve of which is shown in
Figure 6.6. The temperature at the surface of the sun is approximately 6000 K, and
using (6.37) gives λm = 480 nm, which corresponds to the center of the optical band
of the electromagnetic spectrum. Human eyes have thus evolved to respond to the
wavelengths corresponding to the strongest brightness of the sun.
From the plots of Planck’s function, it can also be seen on the graphs that the
brightness of a blackbody is monotonic with temperature. That is,
dBf
>0 (6.38)
dT
regardless of location on the curve. Thus, an increase in the temperature of a black-
body at a given frequency always results in an increase in brightness.
Planck’s law gives the spectral brightness emitted by a blackbody as a function
of temperature and frequency. The total brightness is found by integrating (6.28)
over all frequencies:
¥ ¥
2h f3
B = ò Bf df = ò df (6.39)
c 2 0 e hf kT - 1
0
This equation may be more easily solved by letting x = hf / kT, which gives
4¥
2h æ kT ö x3
B= ç
c2 è h ø
÷ ò e x - 1 dx (6.40)
0
2π 4 k 4 4
B= T (6.41)
15c 2 h3
or
M = σ T 4 W × m -2 (6.43)
where
2π 5k4
σ= = 5.67 ´ 10-8 (6.44)
15c 2 h3
¥
x2 xn
ex = 1 + x + +…= å (6.45)
2! n =0
n!
hf
e hf kT
» 1+ (6.46)
kT
2 f 2kT
Bf = (6.47)
c2
This is the Rayleigh-Jeans Law, and it states that the spectral brightness of a
blackbody is proportional to its physical temperature and the square of the fre-
quency. This law was initially derived independently of Planck, based on classical
considerations of the electromagnetic fields within a blackbody cavity. Note the
limitation of the Rayleigh-Jeans approximation that as the frequency increases,
the spectral brightness diverges toward infinity; this is known as the ultraviolet
catastrophe.
The requirement that hf << kT essentially limits the use of the Rayleigh-Jeans
law to frequencies below the frequency of maximum brightness; closer to the peak
of the blackbody curve the deviation of the Rayleigh-Jeans law from Planck’s law
begins to increase significantly. Although the law does not hold for low frequencies
combined with very low temperatures, typical objects and backgrounds encoun-
tered in practical applications of security sensing and remote sensing have high
enough temperatures that the law is a very good approximation. For example, at
the temperature of a human T = 310.15 K, the frequency at the peak of the bright-
6.2 Blackbody Radiation 185
ness curve was found to be f = 18.2 THz. At this frequency, the Rayleigh-Jeans
law (6.47) predicts a brightness 447% greater than that given by Planck’s law
(6.28). At f = 180 GHz (two orders of magnitude below the peak) the error is only
1.41%.
At much higher frequencies, where hf >> kT,
e hf kT
- 1 » e hf kT
(6.48)
2hf 3 - hf kT
Bf = e (6.49)
c2
This is the Wien law, and it accurately approximates Planck’s law for frequen-
cies greater than the frequency of maximum brightness. This typically means infra-
red and above. Thus, the Wien law finds its use in infrared and optical applications;
it is of limited use for microwave and millimeter-wave sensors.
Planck’s law is compared to the Rayleigh-Jeans and Wien laws in Figure 6.7.
The Rayleigh-Jeans law coincides with Planck’s law at low frequencies and diverges
as the frequency increases, whereas the Wien law coincides with Planck’s law at
high frequencies. It can be seen that both approximations fail near the peak of
the blackbody radiation curve, where Planck’s law must be used in its exact form.
The simplicity of the Rayleigh-Jeans law is illustrated by its dependence only on the
square of the frequency.
10-8
Rayleigh-Jeans
10-9
B (W m-2 Hz-1 str-1)
Planck
10-10
10-11
Wein
10-12
10-13
10-14 11
10 1012 1013 1014 1015
f (Hz)
Figure 6.7 Brightness of a blackbody at 1000 K. The Rayleigh-Jeans law accurately approximates
Planck’s law for frequencies below the frequency of maximum brightness, while the Wien law ap-
proximates Planck’s law for frequencies above.
186 Microwave and Millimeter-Wave Remote Sensing for Security Applications
¥
2hf 3 1
B(f ¢) = ò c2 × ehf kT - 1 df (6.50)
f'
Letting x = hf / kT gives
¥
2k4T 4 x3
B(x ¢) = 2 3
c h
ò e x - 1 dx (6.51)
x'
Now using
¥
1
= å e -nx
e x - 1 n =1
(6.52)
results in
¥ ¥
2k4T 4
B (x ') = å ò x3e -nx dx (6.53)
c 2 h3 n =1 x '
¥ æ x3 3x 2 6x 6 ö
2k 4 T 4
B( f ¢) =
c 2 h3
å e-nx çè n
+ 2 + 3 + 4÷
n n n ø
(6.54)
n =1
The brightness over a finite bandwidth is then found by taking the difference of two
one-sided integrals
For hf >> kT, convergence of (6.54) to within 10 significant digits of (6.28) is found
with n £ 3, where n is the number of terms in the summation in (6.54). For hf <<
kT, n ³ 100 is required for similar performance [21].
Microwave and millimeter-wave radiometers used for security purposes will
typically be viewing objects whose temperature is on the order of 290 K, such
as humans, building walls, and vegetation, among other typical indoor or out-
door clutter. In such a case, the band-limited brightness can be approximated
6.3 Applied Radiometry 187
using the Rayleigh-Jeans law, which is linear with frequency. Integrating (6.47)
over bandwidth Df gives
2kT æ 2 1 ö
B= ç f Df + Df 3 ÷ (6.56)
c2 è 12 ø
2f 2
B= kT D f (6.57)
c2
Equation (6.57) provides a simple, approximate calculation of the band-limited
brightness for systems operating at microwave and millimeter-wave frequencies.
Ae
Pf = k
λ2
òò T (θ , φ)A(θ ,φ) d W (6.58)
W
where T(θ,f) is the source temperature distribution. In Section 4.2.7 it was shown
that the antenna effective area and the pattern solid angle are related through
Ae W A = λ 2 (6.59)
k
Pf =
WA òò T (θ , φ)A(θ , φ)dW (6.60)
W
The spectral power given by (6.58) represents the power collected by the antenna
aperture. From Chapter 4, the total power at the antenna terminals can be given by
PA = kò TAdf (6.61)
where TA is the antenna temperature expressed a function of frequency. Thus the
spectral power at the antenna terminals is
Pf = kTA (6.62)
188 Microwave and Millimeter-Wave Remote Sensing for Security Applications
1
TA =
WA òò T (θ , φ)A(θ , φ) dW (6.63)
source
1 Sof
BAf =
WA òò Bf (θ, φ)A(θ, φ)d W = WA (6.64)
Ws
where Sof is the observed spectral flux density. The apparent spectral brightness is thus
the observed spectral flux density normalized by the antenna pattern solid angle.
k
Pf = T òò A(θ , φ) dW (6.65)
W A source
ΩM
(a)
ΩM
(b)
Figure 6.8 (a) Observation of a resolved source. (b) Observation of an unresolved source.
6.3 Applied Radiometry 189
This can be written in terms of the antenna pattern solid angle extending over the
source, given by
Wp = òò A(θ , φ) d W (6.66)
source
Note that Wp includes the contribution from the main lobe and any sidelobes that
cover the solid angle subtended by the source. The spectral power can then be given
by
Wp
Pf = k T (6.67)
WA
For a temperature distribution that is constant over the entire hemisphere, the
source solid angle is replaced by the hemisphere limits. The integral of the antenna
pattern results in the antenna pattern solid angle WA, and thus
Pf = kT (6.68)
The spectral noise power is thus simply the expression for the spectral power
of a noisy resistor: the source physical temperature multiplied by Boltzmann’s con-
stant. A temperature distribution that is constant over the viewing hemisphere of
the antenna would be encountered in blackbody enclosures, which are used for
receiver calibration. If the temperature is constant over the bandwidth, the total
power is
P = kT D f (6.69)
k W
Pf = T òò A(θ , φ)d W = k M T (6.70)
W A source WA
where
WM = òò A(θ , φ) dW (6.71)
main
beam
is the main beam solid angle.
antenna pattern is nearly constant over the angular extent of the source, the spectral
power is
k W
Pf = A(θ0 ,φ 0 ) òò T (θ, φ) d W = k s Tavg A(θ0 , φ0 ) (6.72)
WA WA
source
where (θ0,f0) is the angular location of the center of the source, A(θ0,f0) is the an-
tenna directivity in the direction of the source, and Tavg is the average temperature
of the source, obtained by integrating the temperature angular extent of the source.
If the radiating source is located at the position of the antenna’s maximum directiv-
ity, A(θ0,f0) » 1 and
Ws
Pf = k Tavg (6.73)
WA
Ws
TA = Tavg (6.74)
WA
2π
A
Pf = k 2e
λ
ò T (θ)A(θ - θ0 )dθ (6.75)
0
where the one-dimensional case is considered for simplicity. The analysis that fol-
lows extends similarly in the orthogonal spatial dimension. The integral in (6.75)
is a correlation integral, and thus the power received is the cross-correlation of the
temperature distribution and the antenna pattern. If the antenna pattern is symmet-
ric, A(θ) = A(–θ), and the power becomes
2π
A
Pf = k 2e
λ
ò T (θ)A(θ0 - θ)dθ (6.76)
0
The integral in this equation is a convolution integral. It is often the case that
the antenna pattern is symmetric, and thus the received power from a distributed
source can be given in terms of the convolution of the temperature distribution and
the antenna pattern:
Ae
Pf = k T *A (6.77)
λ2
6.3 Applied Radiometry 191
2k
B f , bb(θ , φ) = T (θ, φ) (6.78)
λ2
where the subscript bb has been included to indicate the brightness of a blackbody.
The spectral brightness of a greybody can thus be given by
2k
Bf (θ , φ) = TR (θ , φ) (6.79)
λ2
Bf ,bb TR
= = ef (θ , φ) (6.80)
Bf T
where ef is the emissivity of the greybody, which is in general a function of fre-
quency and position on the object. If the object is homogeneous, the emissivity is
only a function of frequency. From (6.80), the radiometric temperature at a given
frequency can be given by
TR = eT (6.81)
The emissivity thus characterizes how well a source radiates compared to a black-
body radiator at the same physical temperature. A greybody can only radiate as
much as, and not more than, a blackbody, and therefore 0 £ e £ 1.
192 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Sinc = Sr + St + Sa (6.82)
where Sr is the flux reflected by the object, St is that transmitted through the object,
and Sa is that absorbed by the object. Each component on the right-hand side of
(6.82) is dependent on the physical makeup of the object, and each term can be
given by the fractional amount of the incident flux that it represents:
and thus
G + ¡ + a = 1 (6.84)
a = e (6.85)
Equation (6.84) can then equivalently be written
G + ¡ + e = 1 (6.86)
e = 1 - G (6.87)
or very nearly the physical temperature of the skin. At 30 GHz, the radiometric
temperature is
which is considerably lower due to the lower emissivity, and thus less thermal power
is radiated than at infrared frequencies.
The reflectivity, transmissivity, and emissivity of human tissue calculated from
the model by Gabriel [24–26], discussed in Chapter 3, are given over the frequency
range of 10 Hz to 100 GHz in Figure 6.9. Note that the measured emissivity of
0.50–0.64 at 30 GHz includes contributions from the skin and the underlying layers
and is thus between the predicted emissivity values of skin and fat. The transmis-
sivity of individual tissues is not zero; however, due to the overall thickness of the
1 1
bone cartilage bone cartilage
fat muscle fat muscle
0.8 dry skin wet skin 0.8 dry skin wet skin
0.6 0.6
|Υ|
|Γ|
0.4 0.4
0.2 0.2
0 0
0 20 40 60 80 100 0 20 40 60 80 100
f (GHz) f (GHz)
(a) (b)
0.8
0.6
e
0.4
human body, the total transmissivity is negligible in the microwave and millimeter-
wave frequency regions.
Table 6.1 gives the emissivities of a number of different materials at three
millimeter-wave frequencies [27]. As discussed in Chapter 3, the reflectivity of metals
is high due to their high conductivity, thus through (6.87) the corresponding emis-
sivity is low. Some materials, including ground materials such as gravel, asphalt,
concrete, and packed dirt, have emissivities close to unity.
Electromagnetic absorbing materials are commonly used for calibration of ra-
diometers (see Section 6.5.3) and closely approximate blackbody radiators. Such
materials, commonly referred to as microwave absorbers, are also used in anechoic
chambers to simulate free space and are manufactured out of lightweight polyure-
thane or urethane foam embedded with a lossy dielectric solution typically includ-
ing carbon. Often formed in two-dimensional arrays of pyramidal cones to reduce
backscattered reflections, planar absorbing panels are also used. Electromagnetic
absorbing materials are designed for high absorptivity; typical measured reflectivi-
ties for absorber cones are –50 dB (1×10–5) between 20 GHz and 95 GHz, increasing
to –30 dB (0.001) at lower millimeter-wave and microwave frequencies. At lower
frequencies, the pyramidal cones must be larger due to the increased wavelength,
which makes manufacturing low reflectivity geometries more difficult. Planar ab-
sorbing slabs typically have higher reflectivities of –30 dB (0.001) between 20 GHz
and 95 GHz. The extremely low reflectivities of absorber materials correspond to
emissivities very close to unity.
Tenv
ΓoTenv
To, Γo, eo
eoTo
TR = eoTo + ΓoTenv
where To, eo, and Go are the physical temperature, emissivity, and reflectivity of the
object, respectively, and Tenv is the temperature of the surrounding environment.
Through (6.87), this can be written
The radiometric temperature is a function of both the direct energy from the object
and energy generated from the surrounding environment that is reflected off the
object.
If the emissivity of the object is close to unity, the object is approximately a
blackbody and
TR » To (6.92)
Thus, all the energy generated by the environment that is incident on the object is
absorbed by the object. If the emissivity is close to zero,
TR » Tenv (6.93)
The object is thus a reflector: it reflects the energy from the surrounding environ-
ment and produces no intrinsic radiation of its own at the detection frequency
of the radiometer. This is the case for many metals, whose emissivity in the mi-
crowave and millimeter-wave region is 0.01–0.06. If the object’s emissivity is not
approximately zero or unity, the radiometric temperature is highly dependent
on the value of the emissivity and the ratio of temperatures of the object and the
environment.
Consider a human at 310 K surrounded by a constant temperature of 290 K,
which is a typical indoor environment temperature. At 30 GHz, the radiometric
temperature detected by a radiometer is
The temperature differential between this and the human body is 302.8–290.2 =
12.6 K. While small, most radiometers have sensitivities below 1 K, thus this differ-
ence in temperature is easily distinguishable. The concealed object must therefore
have an emissivity very close to that of the human body in order to remain unde-
tected by the radiometer.
In an outdoor environment, much of the reflected energy originates from the
sky in the form of galactic and atmospheric radiation. The radiometric tempera-
ture of the sky at microwave and millimeter-wave frequencies is low: at 30 GHz, it
varies between approximately 15 and 30 K depending on humidity [28]. For a sky
temperature of 20 K, the measured radiometric temperature of a human is
and a brick wall. The radiometer thus has to have good sensitivity to resolve small
power differences.
Radiometers are, in essence, high-gain, high-sensitivity receivers, and their ar-
chitectures are similar in many ways to typical electronic receivers in communica-
tions or radar. However, the small signal power levels involved and the statistically
random nature of the signals of interest place additional demands on the receivers,
which must be able to accurately and repeatedly provide a measure of the low-
power signal. Radiometer receivers typically employ a superheterdyne configura-
tion; however, direct detection radiometers are also feasible and practical in many
cases. However, due to the high cost and low efficiency of millimeter-wave ampli-
fiers relative to RF amplifiers, it is often beneficial to implement a superheterdyne
receiver so that the needed gain can be achieved at the lower frequencies. A single
high-gain, low-noise amplifier can then be used at the millimeter-wave frequency,
which may have a gain of 30 dB or more, and at IF a chain of amplifiers can pro-
duce the rest of the needed gain, which may be up to 70 dB. The signals can then be
further amplified at baseband.
Because the power detected by the radiometer is proportional, through the
Rayleigh-Jeans approximation, to the radiometric temperature of the source, radi-
ometers are generally designed to provide an output voltage that is linearly propor-
tional to the input power, and therefore the source radiometric temperature. This
is accomplished by using a square-law detector, such as a detector diode, in a single
receiver, or by cross-multiplying the outputs of multiple receivers.
Radiometers are designed to detect broadband, thermal radiation that has
noise-like statistical properties. The measured temperature is the rms value of the
randomly fluctuating thermal noise and thus only provides an estimate of the ra-
diometric temperature. This estimate is improved by using a low-pass filter after
detection; an ideal low-pass filter with a rectangular bandwidth acts as an integra-
tor with integration time
1
τ= (6.98)
2 DfLPF
and thus the random fluctuations are averaged over a time inversely proportional
to the filter bandwidth.
6.4.1 Sensitivity
The precision with which a radiometer receiver can measure the radiometric tem-
perature is called the radiometric sensitivity, radiometric resolution, or simply sen-
sitivity. It is the minimum detectable temperature difference that the receiver can
resolve. The sensitivity of a radiometer can be qualitatively defined as the smallest
temperature difference that can be detected in the presence of the noise tempera-
ture generated by the receiver hardware. Measurements of radiometric temperature
manifest as noise power; thus, the sensitivity amounts to the smallest detectable
change in noise power, as shown in Figure 6.11. The system noise temperature Tsys
includes components of the antenna temperature TA, which is the signal of interest,
and the receiver noise temperature Trec. Because of the small power levels received
198 Microwave and Millimeter-Wave Remote Sensing for Security Applications
∆T
∆T
Figure 6.11 Definition of sensitivity in terms of the rms fluctuation of the system noise.
and small power differences that need to be detected, Tsys is often greater than TA by
an order of magnitude or more. The radiometric sensitivity will be derived for dif-
ferent radiometer configurations in the following sections; in general, it is given by
Tsys
DT = C (6.99)
D fRF τ
where DT is the sensitivity, DfRF is the bandwidth of the receiver, τ is the integra-
tion time provided by the low-pass filter, and C is a constant that depends on
the receiver configuration. Equation (6.99) gives the rms noise fluctuation Tsys,
reduced by the number of independent samples accumulated by the integrator
DfRF τ . Since the antenna temperature is typically much lower than the receiver
noise temperature,
The antenna temperature TA represents the signal of interest, while the sensi-
tivity is the standard deviation of the noise. Thus, the signal-to-noise ratio for a
radiometer can be given by
TA TA
SNR = = DfRF τ (6.101)
DT CTrec
TA DfRF
SNR = (6.102)
CTrec 2 DfLPF
The constant C in (6.99) and (6.102) depends on the receiver configuration, but
does not vary significantly and is on the order of unity.
The SNR is plotted in Figure 6.12 for various values of DfRF and τ with C = 1
and Trec = 10TA. It is apparent from this figure and (6.101) that a wide system
bandwidth and long integration time is beneficial for detecting low power signals.
This result is rather intuitive, since the signal power is proportional to the system
bandwidth through (6.69). Additionally, the rms noise fluctuations are reduced by
the square root of the product of the system bandwidth and the integration time.
Thus, increasing the system bandwidth has the effect of both increasing the signal
power and reducing the average noise power.
Typical system noise temperatures for millimeter-wave radiometers vary be-
tween a few hundred and a thousand Kelvin. Higher noise temperatures require
6.4 Radiometer Receivers 199
40
35
∆fRF = 1 GHz
30
SNR (dB)
25
10 MHz
20
15
100 kHz
10
5
0 -4
10 10-3 10-2 10-1 100
τ (s)
Figure 6.12 Signal-to-noise ratio as a function of the integration time and the system bandwidth
for Trec = 10TA and C = 1.
The detector has a power sensitivity K (V·W–1), and thus the mean voltage on
the output of the detector is
The integrator reduces the rms fluctuations of Vd; its average output voltage is given
by
∆fRF ∆fLPF
H(f) postdetection
Predetection Detection
Figure 6.13 Block diagram of a total power receiver.
6.4 Radiometer Receivers 201
The output voltage consists of components Vs and Vn due to the signal and the
system noise, respectively, and are given by
where Gsys = gLPFKG is the total gain of the system. The noise voltage (6.108) is
constant, in theory, and can therefore be calibrated out, yielding
In practice, as will be discussed later, the system noise power varies randomly due
to temperature and gain instabilities and thus cannot be exactly compensated for by a
constant voltage. Consequently, the calibrated output signal voltage (6.109) varies in
accordance with the receiver instabilities, reducing the accuracy of the measurement.
The antenna temperature is given in terms of the temperature distribution and
the antenna pattern by (6.63) which, when used with (6.59), give the voltage re-
sponse of the total power radiometer as
Ae
Vout = Gsys k DfRF
λ2
òò T(θ ,φ )A(θ , φ) dW (6.110)
source
Ae
Vout = Gsys A(θ0 ,φ 0 )kT D fRF (6.111)
λ2
Including Ae ∕ λ2 and the antenna gain in the system gain yields
Vout = Gsys
¢ kT DfRF (6.112)
The total power voltage response is thus directly proportional to the temperature
of the source.
As an example of the total power response, Figure 6.14 shows experimental data
of a 27.4-GHz total power radiometer scanning across a stationary human. The band-
width of this sensor was 500 MHz and had a beamwidth of 3.5°. Figure 6.14(a) shows
the response from a human standing at close range, while Figure 6.14(b) shows the
response from a human in a cluttered outdoor environment. The responses from other
objects, including wooden crates and vegetation, are also prominent.
6.4.2.2 Sensitivity
If the predetection receiver has the frequency response H(f ), the power input to the
square-law detector is
¥
2
P = kTsys ò H(f ) df (6.113)
-¥
202 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Response
from human Responses from
background
Amplitude
Amplitude
Response
from human
where, for simplicity, the gain is assumed to be unity. The voltage input to the detec-
tor is thus
where h(t) is the impulse response of the predetection circuitry. The power is as-
sumed, for simplicity, and without loss of generality, to be formed across a 1 W
resistance. The output of the low-pass filter is given by
Vd (t) = V 2 (t) (6.115)
where × denotes the time averaging implemented by the filter. To determine the sen-
sitivity in terms of the SNR given by (6.102), the relative power levels of the signal
and noise components must be found, which is accomplished by analyzing their
power spectra. Because the random fluctuations of the noise signal are stationary
random processes, their Fourier transform does not exist. To calculate the power
spectra, the Wiener-Khinchin theorem is used [29], which states that the autocorre-
lation function R(τ) of a stationary random process is related to its power spectrum
P(f ) through a Fourier transform:
¥
ò R(τ )e
- j 2π f τ
P(f ) = dτ (6.116)
-¥
and
¥
ò P(f )e
j 2π f τ
R(τ ) = df (6.117)
-¥
6.4 Radiometer Receivers 203
z1z2 � z2n +1 = 0
(6.119)
z1z2 � z2n = å zi z j zk zl
All pairs
and thus
2 2 2
(xi x j )2 = xi xj + 2 xi x j (6.121)
and thus the autocorrelation can be given by
2
Rd (τ ) = V 2 (t) V 2 (t - τ ) + 2 éë V (t)V (t - τ ) ùû (6.122)
Since
V 2 (t) = V 2 (t - τ ) = R(0) (6.123)
the autocorrelation of the detector output can be given in terms of the autocorrela-
tion of the input voltage to the detector by
The power spectra can then be found using (6.116), which yields
¥
Pd (f ) = R2 (0)δ (f ) + 2 ò R2 (τ )e - j 2π f τ dτ (6.125)
-¥
Note that because τ = 0 in the first term on the right-hand side of (6.125), the result
is a constant, and thus its Fourier transform is simply the value multiplied by the
delta function δ(f ) at zero frequency.
Substituting (6.117) for one of the autocorrelation functions in the second term
on the right-hand side of (6.125) gives
¥
Pd (f ) = R2 (0)δ (f ) + 2 ò R(τ )R(τ )e - j 2π f τ dτ
-¥
(6.126)
¥ ¥
= R2 (0)δ (f ) + 2 ò ò P(f ')R(τ )e
- j 2π (f - f ')τ
dτ df '
-¥ -¥
204 Microwave and Millimeter-Wave Remote Sensing for Security Applications
where P(f ) here is the power spectra of the input signal to the detector, given by
(6.113), and again using (6.116) results in
¥
Pd (f ) = R2 (0)δ (f ) + 2 ò P(f )P(f ¢ - f )df (6.127)
-¥
where in the second term the substitution f ® f ¢, f ¢ ® f has been made for consis-
tency of the frequency variable between the two terms. The autocorrelation in the
first term can be replaced using (6.116) with τ = 0, which yields
2
é¥ ù ¥
Pd (f ) = ê ò P(f )df ú δ (f ) + 2 ò P(f )P(f ¢ - f )df (6.128)
êë -¥ úû -¥
Equation (6.128) represents the power spectra of the output of the detector in
terms of the power spectra of the input signals. The input and output power spectra
are shown in Figure 6.15. Substituting (6.113) into (6.128), the power spectra can
be given by
2
é¥ 2
ù ¥
2 2
Pd (f ) = k 2 2
Tsys ê ò H(f ) df ú δ (f ) + 2k2Tsys
2
ò H(f ) H(f ¢ - f ) df (6.129)
êë -¥ úû -¥
∆fRF
-fc 0 fc
(a)
k2Tsys2∆fRF2
k2Tsys2∆fRF∆fLPF
2∆fRF
k2Tsys2∆fRF2
k2Tsys2∆fRF∆fLPF
2∆fLPF
(c)
Figure 6.15 Power spectra of (a) input signal, (b) detector output, and (c) integrator output.
6.4 Radiometer Receivers 205
The first term represents the dc output power while the second term, the convolu-
tion of the input power spectra with itself, represents the output noise fluctuations,
which are centered at dc and twice the center frequency of the input radiation, and
have magnitudes that linearly decrease out to twice the bandwidth. The low-pass
filter is used to reduce the output noise fluctuations; the first term of (6.129), a dc
term, is unaffected, while the second term is modified by the integrator. In order to
significantly reduce the output fluctuations, the postdetection bandwidth, that of
the low-pass filter, should be much less than the predetection bandwidth. In prac-
tice, the postdetection bandwidth DfLPF is typically at least an order of magnitude
less than DfRF. When this is the case, the output noise spectrum is significantly
narrowed to a small bandwidth around dc, such that the noise fluctuations are
approximately constant with frequency, and therefore f ¢ » 0 in (6.129). Assuming
rectangular passbands with unity gain, the resulting power is therefore
Pd = k2Tsys
2 2
DfRF + 2k2Tsys
2
DfRF DfLPF (6.130)
The first term of (6.130) is the power due to the system noise Tsys = Trec + TA, com-
posed of the receiver noise and the antenna noise, and represents the mean value of the
signal. The second term is the output fluctuation noise power, which represents the rms
noise fluctuations. The mean power due to the receiver noise power alone is thus
Prec = k2Trec
2 2
DfRF (6.131)
PA = k2 DT 2 DfRF
2
(6.132)
The rms noise fluctuations are given by the second term of (6.130):
Pn = k2Tsys
2
DfRF DfLPF (6.133)
Ps DT DfRF
SNR = = (6.134)
Pn Tsys 2 DfLPF
2 DfLPF
DT = Tsys (6.135)
DfRF
Tsys
DT = (6.136)
DfRF τ
V1 = s + n1 (6.137)
V2 = s + n2 (6.138)
where s is the voltage due to the antenna temperature (which is proportional to the
source temperature), and ni is the voltage due to the noise of receiver i = 1,2. After
multiplication and integration, the output voltage is
‡ The term correlation radiometer may refer to either a two-element interferometric correlation radiometer
or a single-element radiometer that splits the antenna output to two receivers, the outputs of which are then
correlated. However, the term generally refers to the two-element interferometric architecture.
6.4 Radiometer Receivers 207
∆fRF,1
H1(f)
∆fLPF
postdetection
∆fRF,2
H2(f)
Predetection Detection
Figure 6.16 Correlation radiometer diagram.
Vout = s2 . (6.140)
Since s is a voltage signal proportional to the square root of the antenna tempera-
ture through
¥
vi = gi k(Trec + TA ) ò Hi (f )Hi* (f )df (6.141)
-¥
where gi is the receiver voltage gain and Hi(f) is the receiver frequency response, the
output voltage signal, with infinite integration time, is proportional to the signal
power:
θ RX1 V1(t)
D r
direction of the antennas as shown in Figure 6.17, the normalized voltage signals at
the inputs to the multiplier are given by
1 2 1
r(τ g ) = a cos éë2π f (2t - τ g )ùû + a1a2 cos(2π f τg ) (6.147)
2 2
The first term is a time-varying sinusoid at twice the radiation frequency, while
the second term is a dc component, assuming τg is time-invariant. The bandwidth
of the low-pass filter will be lower than the radiation frequency; therefore, the first
term will be filtered out, while the second term is unaffected. The response is thus
1 2 æ D ö
r(θ) = a cos ç 2π f sin θ÷ (6.148)
2 è c ø
where (6.145) has been substituted. Equation (6.148) is called the fringe function,
and it describes an oscillation induced on the output voltage as θ varies. The magni-
If the geometric time delay is time-dependent, the response is no longer located at dc; Chapter 9 covers this
case specifically.
6.4 Radiometer Receivers 209
tude of the fringe function is called the fringe pattern and is a spatial pattern gener-
ated by the interferometer, akin to an antenna pattern. Figure 6.18 shows the fringe
pattern for varying values of Dl = Df/c. Due to the sinusoidal variation sin θ, the
frequency of the oscillation decreases as the angle diverges from broadside.
The fringe function (6.148) is the response of the correlation radiometer to a dif-
ferential frequency bandwidth df. If the source radiates broadband thermal radiation,
the response is integrated over the bandwidth of the receiver. If the radiated power is
constant over the rectangular passband Df centered on fc, the response is given by
DfRF
fc +
2
1 2 a2
r(τ g ) =
2
a ò cos(2π fτ g )df =
4πτ g
cos(2π fτ g )sin(πD fRF τg ) (6.149)
Df
fc - RF
2
where the relation sin(A − B) − sin(A + B) = 2cosA sinB has been used. Substituting
the definition of τg, and using sinc(x) = sin (x)/x,
1 2 æ D ö æ D ö
r(θ) = a DfRF cos ç 2π f sin θ÷ sinc çπ DfRF sin θ÷ (6.150)
4 è c ø è c ø
The sinc function in (6.150) is called the bandwidth pattern, or fringe wash-
ing function, and it spatially modulates the fringe function at a spatial frequency
inversely proportional to the bandwidth and antenna baseline, with decreasing am-
plitude as the angle diverges from broadside.
In addition to the bandwidth pattern, the response is spatially filtered by the
patterns of the two antennas. The signal voltages in each receiver are proportional
to the square root of the power, and thus if the voltage amplitudes are equal in the
two receivers, the square of the amplitudes is equal to the antenna power (6.62)
1λ Baseline 5λ Baseline
00 00
multiplied by the gain of the receivers. If the antennas and the gain in each receiver
is identical, the correlation radiometer response is then
1 æ D ö æ D ö
r(θ) = Gsys kTA DfRF cos ç 2π f sin θ÷ sinc çπ DfRF sin θ÷ (6.151)
4 è c ø è c ø
The antenna temperature can be related to the source distribution and antenna
pattern through (6.63) and (6.59), which yields
Ae æ D ö æ D ö
r(θ) = Gsys kT DfRF A(θ )cos ç 2π f sin θ÷ sinc çπ DfRF sin θ÷ (6.152)
4λ 2 è c ø è c ø
æ D ö æ D ö
r(θ) = Gsys
¢ kT DfRF A(θ )cos ç 2π f sin θ÷ sinc çπ DfRF sin θ÷ (6.153)
è c ø è c ø
The response is thus a spatial oscillation that is modulated by the antenna pattern and
the bandwidth pattern. Figure 6.19 shows the components comprising the broadband
response. The fringe pattern is spatially filtered by the product of the antenna pattern
and the bandwidth pattern, resulting in the final interferometer beam pattern.
An example of the correlation radiometer response is given in Figure 6.20,
which shows the measured responses of a correlation radiometer to a point source
and a stationary human. The point sources response of Figure 6.20(a) is angularly
00
Narrow-band
response
900 900
θ
00 x
Product of the
antenna and
bandwidth
patterns
900 900
θ
00 =
Broadband
response
900 900
θ
Figure 6.19 Broadband response of the correlation radiometer with D = 5λ and DfRFD ∕ c = ½.
6.4 Radiometer Receivers 211
Bandwidth pattern
Antenna
pattern
Amplitude
Measurement
Theory
Scan angle
(a)
Amplitude
Response
from human
Scan angle
(b)
Response
Responses from
from human
background
Amplitude
Scan angle
(c)
Figure 6.20 (a) Response of a 27.4-GHz correlation radiometer to a point source, where the an-
tenna pattern is significantly narrower than the bandwidth pattern. (© 2008 IEEE [9].) (b) Output
signal of a person walking through the fringe pattern of a correlation radiometer. (c) Output signal
of a 27.4-GHz correlation radiometer scanning across a standing human in an outdoor environment.
This scan was taken simultaneously with the total power scan in Figure 6.14.
212 Microwave and Millimeter-Wave Remote Sensing for Security Applications
limited by the antenna pattern, while the bandwidth pattern is significantly wider
in angle. The responses of Figures 6.20(b) and 6.20(c) are those of a 27.4-GHz cor-
relation radiometer scanning across a human at close and long ranges in outdoor
environments. These measurements were taken simultaneously with the total power
measurements of Figure 6.14.
6.4.3.2 Sensitivity
The derivation of the sensitivity of the correlation radiometer follows that of the total
power radiometer; however, in this case there are two signals (the outputs of the receiv-
ers) being multiplied rather than a single signal voltage being squared. As in the previous
derivation, the signal and noise powers are found by analyzing their power spectra.
The output of the correlator is given by
where it is assumed that the source is located broadside to the antennas such that
θ = 0. The autocorrelation of (6.154) is
Each term in the angled brackets can then be written in terms of the autocorrelation
or cross-correlation it represents:
2
Rc (τ ) = R12 (0) + R11(τ )R22 (τ ) + R12 (τ )R21(τ ) (6.157)
where Rij(τ) is the cross-correlation between the voltage signals i and j. The first and
third terms, the cross-correlations of the two voltages, contain only components
due to the signal power since the components from the uncorrelated noise powers
are removed by the correlation process. The second term contains autocorrelations
that include both the signal and noise powers. The first term, for example, is
2 2
R12 (0) = V1(t)V2 (t)
2
= [ s1(t) + n1(t)][ s2 (t) + n2 (t)]
(6.158)
= { s1(t)s2 (t) + s1(t)n2 (t) + s2 (t)n1(t) + n1(t)n2 (t) }
2
2
= s1(t)s2 (t)
Since the noise signals are uncorrelated, their time-average tends to zero; the signal
components are correlated.
6.4 Radiometer Receivers 213
The Wiener-Khinchin relations (6.116) and (6.117) are used to convert (6.157)
to power spectra. The spectrum of the correlator output is
2
é¥ ù
Pc (f ) = ê ò P12 (f )df ú δ (f )
ëê -¥ ûú
¥
¥
+ ò P12 (f )P21(f ¢ - f )df
-¥
¥
2
Pii = kTsys,i ò Hi (f ) df (6.160)
-¥
ò Hi (f )H j (f )df
*
Pij = k TA,i TA, j (6.161)
-¥
Equation (6.160) is the power for the case of a single receiver (6.113), as is the
case for the total power radiometer. In (6.161) the receiver noise temperatures are
uncorrelated and removed by the correlation process, leaving only the antenna tem-
peratures. The resulting power spectrum is thus
2
é¥ ù
Pc (f ) = k TA1TA2 ê ò H1(f )H2* (f )df ú δ (f )
2
ëê -¥ ûú
¥
The first term of (6.162) results from the autocorrelation of the signal com-
ponents, represented by the antenna temperatures, and it represents the signal of
interest, located at dc. The second and third terms result from the cross-correlations
of the receiver noise powers and the antenna noise powers. Their power spectra
represent noise and are the convolution of the receiver passbands, located at dc and
± fc as shown in Figure 6.15(b).
If the low-pass filter bandwidth DfLPF is significantly lower than the RF band-
width DfRF, f ¢ » 0, and the noise spectrum of the second two terms of (6.162) are
214 Microwave and Millimeter-Wave Remote Sensing for Security Applications
located approximately at dc. If the passbands are perfectly rectangular and have
equal frequency responses H1(f ) = H2(f ), the integration over H(f ) results in the RF
bandwidth DfRF, and the signal power can be written
Pc = k2TA1TA2 DfRF
2
+ k2Tsys1Tsys2 DfRF DfLPF + k2TA1TA2 DfRF DfLPF (6.163)
The first term on the right-hand side of (6.163) represents the signal power Ps,
while the second and third terms represent the noise power within the low-pass
filter bandwidth Pn. The signal-to-noise ratio is thus
Ps TA1TA2 DfRF
SNR = = (6.164)
Pn (Tsys1Tsys2 + TA1TA2 )DfLPF
If the antennas are viewing the same source, TA1 = TA2 = DT; if the receiver noise
temperature is much greater than the antenna temperature, the sensitivity can be
given by
DfLPF
DT = Tsys1Tsys 2 (6.165)
DfRF
Tsys1Tsys 2
DT = (6.166)
2 DfRF τ
If the receivers have the same noise temperatures, the sensitivity is given by
Tsys
DT = (6.167)
2 DfRF τ
The sensitivity of the correlation radiometer is thus better than that of the total
power radiometer (6.136) by a factor of 1 2.
Consider a millimeter-wave correlation radiometer where the two receivers have
the same system noise temperature of 500 K and system passbands of 500 MHz.
The correlator has a low-pass filter cutoff frequency of 500 Hz, corresponding to
an integration time of 1 ms. The resulting sensitivity is
500
DT = = 0.5 K
2 ´ 500 ´ 106 ´ 1 ´ 10-3
A total power radiometer with the same noise temperature, passband, and inte-
gration time yields a sensitivity of
500
DT = = 0.707 K
500 ´ 106 ´ 1 ´ 10-3
6.5 Practical Considerations 215
DG
DTG = Tsys (6.168)
G
where DG represents the differential change in the system gain. Because the gain
variations are caused by processes that are separate from those that introduce the
system noise fluctuations, the variation in temperature due to the gain variations
(6.168) and that due to the system noise (6.136) are statistically independent. The
total measured temperature is therefore
2
1 æ DG ö
DT = Tsys +ç ÷ (6.169)
DfRF τ è G ø
Note that while gain fluctuations affect total power radiometers, because the
gain variations of one receiver are independent of the gain of another, they are un-
correlated and the correlation radiometer is unaffected by them.
Variations in the receiver gain can have a significant effect on the sensitivity of
the total power radiometer. For example, consider a total power radiometer with
Tsys = 500 K, DfRF = 100 MHz, and τ = 1×10–3. If DG/G = 0, no gain variations
are present, and the sensitivity is DT = 1.58 K. If the gain varies by 1%, or DG/G =
0.01, the sensitivity is DT = 5.24 K, an increase over the ideal sensitivity of more
than three times. Thus, even small gain variations can cause significant sensitivity
reduction in total power radiometers.
the antenna terminals and a reference load at a known temperature. The switching
frequency must be fast enough that the gain is constant over the switching period.
The receiver produces the output voltage signal
Vd , A = kG(Trec + TA )DfRF , 0 £ t £ τs 2
(6.170)
Vd ,R = kG(Trec + TR )DfRF , τ s 2 £ t £ τs
where TR is the reference temperature and τs is the switching period. The switch
driver also modulates the voltage input to the detector diode between two unity
gain amplifiers of opposite polarity, as illustrated in Figure 6.21. The switching fre-
quency must be higher than the low-pass filter cutoff frequency, so that the output
is the time-average of the two voltages. After the unity gain amplifiers, the output
of the filter is
Vout = Vd , A - Vd ,R
= kG(TA - TR )DfRF
DG
DTG = (TA - TR ) (6.172)
G
If the reference temperature is set such that TR = TA, the radiometer is said to be
balanced, and the measured temperature uncertainty due to gain variations is zero.
The sensitivity of the balanced Dicke radiometer is
Tsys
DT = 2 (6.173)
DfRF τ
which is worse than that of the total power radiometer by a factor of 2. This is
because the receiver is only connected to the antenna for half of the measurement
time and connected to the reference load for the rest of the time. In the previous
example, the ideal total power sensitivity was 1.58 K, whereas a 1% gain variation
TA
+1
H(f)
-1
TR
degraded the sensitivity to 5.24 K. In that example, a Dicke radiometer would pro-
duce a sensitivity of 2.16 K. In a contraband detection application, the temperature
differences between a concealed object and the human body may be only a few K,
thus a reduction in sensitivity by a factor of 2 could significantly impact the detec-
tion capabilities of such a sensor. Note that setting Tr = Ta ideally results in a zero
voltage output as given by (6.171). However, this only zeros out temperatures that
are the same temperature as the reference. Changes in the observed temperature,
due to a human or other object, will result in non-zero voltage responses.
where α includes the gain, bandwidth, and Boltzmann’s constant, and β represents
a temperature offset, which is either the system noise temperature in a total power
radiometer, or the reference temperature in a Dicke radiometer. Because micro-
wave and millimeter-wave radiometers used for terrestrial security applications
operate in the Rayleigh-Jeans region of the blackbody curve, the output voltage is
a linear function of the antenna temperature. The coefficient α thus gives the slope
of the curve of the output voltage versus the antenna temperature, as illustrated in
Figure 6.22.
Because the output is linear, the variables can be calculated by measuring the
output due to two different temperature sources. This provides two points on the
voltage curve, which can then be used to extrapolate the variables. The calibration
sources are typically denoted by Tc for the colder of the two temperatures, and Th for
the hotter temperature. The output voltages due to the calibration sources are thus
Vc = α (Tc + β ) (6.175)
Vh = α (Th + β ) (6.176)
Vh
Output voltage
Vc
Tc Th
Input temperature
Figure 6.22 Radiometer output voltage versus antenna temperature.
218 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Recall that the variable β represents the temperature offset, which is the system
noise temperature for a total power receiver. Thus,
Th - YTc
Tsys = (6.181)
Y -1
The temperature Toff is the noise power supplied when the diode is not pow-
ered, or that due to its physical temperature Tp. When used in the Y-factor method,
Ton corresponds to Th, while Toff corresponds to Tc.
the antenna beam is moved in a pattern over a designated field of view. While staring-
mode sensors may be single-receiver systems, they are generally implemented as
imagers with multiple parallel receivers. The goal of staring-mode sensors may be
the detection of a human moving into a field of view, or detecting the temperature
difference between a concealed object and a person’s body.
Scanning-mode radiometers focus a narrow beam over a field of view in a re-
peated pattern to generate the desired coverage. The sensor may scan in one dimen-
sion (typically azimuth) or in both azimuth and elevation directions to generate a
one- or two-dimensional radiometric representation of the scene. Scanning-mode
sensors can form images through a repeated raster scan of an area or can be used
for object detection as rotating sensors continually scanning a wide field of view.
Radiometers implemented on mobile platforms for intruder detection or perimeter
monitoring of a large area are operated in scanning mode, even if the sensor itself is
not rotating, due to the platform motion.
Dx s
tan θBW / 2 = (6.183)
2R
where R is the distance between the antenna and the location of interest, as shown
in Figure 6.23. For antenna beams that are narrow, approximately 15° or less,
and
For a system utilizing two antennas, such as a correlation radiometer, the spa-
tial resolution depends on the range at which the antenna beamwidths converge, as
seen in Figure 6.24. Assuming identical antennas pointing in the same direction, the
convergence range can be found by
D
Rc = cot(θBW 2) (6.186)
2
θBW ∆x
R
Figure 6.23 Spatial resolution at a distance R.
220 Microwave and Millimeter-Wave Remote Sensing for Security Applications
θBW
rc
θBW
D
Figure 6.24 Convergence range of two identical antennas.
Because the antenna beams do not converge prior to Rc, the spatial resolution of a
dual-antenna system is reduced compared to that of a single antenna system and is
given by
Dxd = (R - Rc )θ BW (6.187)
Note that if R is significantly greater than Rc, the spatial resolution of the dual-an-
tenna system is equal to that of the single-antenna system.
When correlation radiometers are operated at ranges close to the objects of in-
terest, the antenna beams may not always be parallel. Angling the antennas inward
by an angle θa reduces the convergence range, which is then given by
D æ θ ö
Rc = cot ç θ a - BW ÷ (6.188)
2 è 2 ø
Equation (6.186) is simply (6.188) with θa = 0. If the angle is greater than half of
the beamwidth, the beams diverge at a range
D æ θ ö
Rd = cot ç θ a + BW ÷ (6.189)
2 è 2 ø
The divergence range (6.189) defines the range beyond which sources will not be de-
tected. This effectively range-gates the sensor, which can be necessary in some appli-
cations such as monitoring of traffic in front of a cluttered, dynamic background.
When angling the antennas inward, there are three cases to consider, shown in
Figure 6.25, each of which can yield a different value of the spatial resolution [9].
1. θ
a=0
In this case [Figure 6.25(a)], the antenna beams are parallel, and Rd = ∞. The
spatial resolution is given by
ì(R - Rc )θ BW , Rc £ R
Dxd = í (6.190)
î 0, R < Rc
6.6 Scanning-Beam Radiometer Systems 221
θa
R1
Rc
Rd
θBW θBW Rc θa R1
θBW Rc
D D D
Case 1 Case 2 Case 3
Figure 6.25 Geometries of the three cases encountered when angling the antennas of a dual-
antenna system. (© 2008 IEEE [9].)
2. 0 £ θa £ θBW/2
In this case [Figure 6.25(b)] the beams converge at Rc; however, Rd = ∞. The
beams do not diverge. The spatial resolution is given by
Rm = Rc + b(θ a + θ BW 2) (6.192)
sin(θBW ) D2
b= Rc2 + (6.193)
sin(2θ a ) 4
3. θ BW/2 < θa
In this case [Figure 6.25(c)] the beams diverge. The spatial resolution is given by
θBW
τd = (6.195)
ω
where ω is the scan rate of the sensor in rad·s–1. Using (6.185), the dwell time can
be given in terms of the spatial resolution by
Dx
τd = (6.196)
Rω
Dx = τ d Rω (6.197)
4 1
0.9
0.8
3
0.7
0.6
θaW (deg)
∆xd (m)
2 0.5
0.4
0.3
1
0.2
0.1
0 0
0 2 4 6 8 10 12 14 16
R (m)
Figure 6.26 Spatial resolution of a correlation radiometer as a function of antenna angle and range,
for θBW = 3.8° and D = 40λ. (© 2008 IEEE [9].)
6.6 Scanning-Beam Radiometer Systems 223
4 10
9
8
3
7
6
θaW (deg)
τd (ms)
2 5
4
3
1
2
1
0 0
0 2 4 6 8 10 12 14 16
R (m)
Figure 6.27 Dwell time of a correlation radiometer as a function of antenna angle and range.
(© 2008 IEEE [9].)
D xeff = τ Rω (6.198)
which derives from (6.197) with the integration time in place of the dwell time.
φHPBW θHPBW
ω
Figure 6.28 One-dimensional scanning radiometer with narrow azimuth and wide elevation
beamwidths.
elevation, which could be used to scan an area for intruders, as illustrated in Figure
6.28, where fBW is the azimuth beamwidth and qBW is the elevation beamwidth.
The tall beams provide instantaneous elevation coverage; although the response is
an average of the temperatures within the beam, a human present within the beam
would still produce a detectable temperature differential, particularly if most of the
beam is viewing the radiometrically cold sky. The tall beams allow for faster azi-
muth scanning without the need for imaging in the vertical direction.
Consider a radiometer scanning across a sharp temperature transition. If τ = 2τd,
the radiometer will take twice as long to register the temperature transition as it
will take the transition to pass through the antenna beam; the effective radiometric
resolution (6.198) is twice that of the spatial resolution (6.197). The measured
transition will thus be spread out over a wider spatial extent, resulting in a reduc-
tion of the effective spatial resolution of the radiometer. The measured temperature
will not equal the source temperature until after the transition has left the antenna
beam, since the signal will still be in process in the integrator.
If τ = τd/2, the radiometer will register the temperature transition while it is still
within the antenna beam, although the measured temperature will be an average
of the source temperature before and after the transition. Although this improves
the effective spatial resolution relative to a long integration time, the radiometric
sensitivity is reduced, and small temperature changes may go undetected.
It is generally desirable to set the integration and dwell times equal,
τ = τd (6.199)
in which case the spatial resolution and effective spatial resolution are equal. Sub-
stituting the integration time with the dwell time (6.196) in the expression for the
radiometric sensitivity (6.97) yields
Rω
DT Dx = CTsys (6.200)
DfRF
The radiometer scans in azimuth with angular frequency wf and scans over a
limited field of view in elevation θFOV with angular frequency wf , as illustrated in
Figure 6.29.
The elevation scan time is thus
θFOV
t s,θ = (6.202)
ωθ
Assuming that there is no latency between finishing one elevation scan line and
beginning the next, and that one scan over θFOV is completed as the system rotates
in azimuth over one beamwidth fBW, the azimuth scan time over one beamwidth is
equal to the elevation scan time. Thus,
Dx
t s,θ = (6.204)
Rωφ
Setting the integration time of the radiometer to be equal to the dwell time (6.205)
yields
R2ωφθ FOV
DT Dx = CTsys (6.206)
DfRF
ωφ
ωθ
References
Radar
Radar systems, and active sensors in general, transmit a signal that illuminates the
object of interest, is reflected off the object, and is collected by a receiver. An active
sensor is thus comprised of both a transmitter and a receiver, which are not neces-
sarily collocated. The signal reflected off the object is altered by the characteristics
of the object, and thus certain properties of the object can be discerned by charac-
terizing the difference between the transmitted and received signal; for radar, the
basic properties that can be measured are range, radial velocity, reflectivity, and
angle. These are the only quantities that radar can measure, although a great deal
of information about the object can be derived from measuring these simple quan-
tities. Each of these quantities is relevant to security sensors of various types. For
example, range and reflectivity are important in imaging applications where mea-
surements are taken at multiple pixels to form an image, and velocity and angle are
important in intruder detection systems. Radar systems have been studied for de-
cades, and a number of excellent references exist covering fundamental and applied
aspects of radar in applications such as surface maritime and ground-based radar
and airborne radar [1–6]; the goal of this chapter is to cover the aspects relevant
to microwave and millimeter-wave security radar systems and the basic waveforms
and system configurations required for security applications.
Microwave and millimeter-wave radar systems are increasingly being applied
to security sensing for a number of applications, some of the most prominent of
which are human presence detection and classification, and contraband detection.
Human presence detection relies on detecting the Doppler frequency shift generated
when the transmitted radar signal is reflected off an object or person moving with
a nonzero radial velocity relative to the radar. Radial motion from a human can be
due either to the gross movements of a person walking or running, or to fine move-
ments such as the motions of the torso generated through respiration. The motions
generated in human movement from different parts of the body such as arm and leg
swing generate Doppler frequency sidebands that can be analyzed for the purpose
of classification of objects for discriminating between humans and nonhumans, and
classifying human activity. Contraband detection systems measure the range profile
of a person or object, which is obtained by measuring the time delay of the radar
signal reflected off the object or measuring the difference in reflectivity from one
image pixel to the next to detect hidden objects by their material properties.
Systems operating at microwave and millimeter-wave frequencies have benefits
deriving from both the high carrier frequency and the wider bandwidths that can
be supported at higher frequencies. The Doppler frequency shift is proportional to
the carrier frequency of the radar signal; thus, higher frequencies produce larger
Doppler frequency shifts, making the detection of very small movements possible.
Microwave, and particularly millimeter-wave, radar systems are thus sensitive to
229
230 Microwave and Millimeter-Wave Remote Sensing for Security Applications
very small movements, or small shifts in range of the object being viewed. This is the
basis underlying recent research developments in the measurement of biometric hu-
man signatures such as respiration and heart rate where the change in range due to
movements of the body is small, but can be resolved by using millimeter-wave car-
rier frequencies. As will be shown, the resolution with which the range of an object
can be measured is inversely proportional to the bandwidth of a radar signal, and
because systems operating at high frequencies can also support wider bandwidths
than lower frequency systems, finer range resolution can be achieved. Other benefits
of radar systems operating at higher frequencies are the near-lossless transmission
of radiation through clothing materials and the opacity of human skin. Active sys-
tems can therefore be used to detect objects hidden, for instance beneath a person’s
clothing or in a bag. These traits have led to a significant amount of research into
high-frequency radar imaging systems for the detection of contraband.
Microwave and millimeter-wave systems also have benefits deriving from the
physical properties of the hardware systems used at higher frequencies. Antennas
with aperture dimensions of many multiple wavelengths can generate small beam-
widths for excellent spatial resolution while also remaining physically small due to
the short wavelengths. Increased spatial resolution can improve the detection capa-
bilities of a human presence detection radar system and can provide fine resolution
images in imaging radar systems. The transmitter and receiver components can also
be made physically small, which benefits the implementation of mobile sensors.
In this section, a simple radar system is considered in order to develop the funda-
mental aspects of radar. The physical foundations of each measurement are derived
in simple terms using a general radar system as an example; more elaborate tech-
niques are discussed in the following sections.
Radar systems are composed of a transmitter and a receiver, as shown in Figure
7.1, which are not necessarily collocated. The transmitter generates and emits a
signal waveform that propagates to the object; a portion of the incident energy is
reflected or scattered back toward the receiver. The fraction of the incident energy
that is reflected toward the receiver depends on the reflectivity of the object and the
number and relative positions of the scatterers that make up the object.
Transmitter
st(t)
Receiver sr(t)
R
Figure 7.1 A general radar system consists of a transmitter and a receiver, and measures the signal
reflected off the object of interest.
7.1 Radar Fundamentals 231
where At is the amplitude of the transmitted signal. For a transmitted pulse, the
amplitude is
æ tö
At (t) = AP ç ÷ (7.2)
è τ ø
where τ is the temporal duration of the pulse and P is the rectangle function, de-
fined by
ì a
æ t ö ï1, t £
Pç ÷ = í 2 (7.3)
è aø ï
î0, otherwise
æ Rö
- j 2π fc ç t - ÷
è cø
si (t) = LAt e (7.4)
where L is the one-way loss in amplitude due to propagation from the antenna to
the object, which includes both the effects of the wavefront spreading and losses in
the medium, and R is the range between the transmitter and the object. Propagation
232 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Ar = GL2 At (7.7)
and thus the object’s reflectivity is given by
Ar
G=
L2 At (7.8)
If the object is moving towards the radar with radial velocity vr relative to the
sensor, and the transmitter and receiver are collocated, the range is no longer constant
and is given by
R(t) = R − vr t (7.9)
The received signal is then
æ 2 R 2 vr t ö
- j 2π fc ç t - + ÷
2 è c c ø
sr (t) = GL At e (7.10)
The instantaneous frequency of (7.10) is given by
1 dφ 2v f
f = = fc + r c
2π dt c (7.11)
st(t)
sr(t)
tf = 2R/c
Figure 7.2 The received signal is delayed by a time equal to twice the range divided by the velocity
of propagation.
7.1 Radar Fundamentals 233
The second term of (7.11) represents a shift in the frequency of the received
signal, which is due to the radial motion of the object; this shift in frequency is the
Doppler effect, and the frequency shift is called the Doppler frequency fD:
2vr fc
fD =
c (7.12)
A positive frequency shift indicates motion toward the radar, while a negative
shift indicates motion away from the radar. A simple frequency analysis can thus be
used to measure the radial velocity and radial direction of the object based on the
Doppler frequency shift.
The measurement of the angle of the object relative to the broadside direction
of the radar antenna is determined primarily by the antenna configuration. For
narrowbeam antennas, it is required to know only the direction that the receiver is
pointing in order to measure the angle to the object. For widebeam systems utilizing
a single antenna, precise measurement of the angle is not directly possible; for wide-
beam systems utilizing multiple antennas, the angle can be estimated using various
direction-of-arrival techniques.
The four basic quantities of the object measured by a radar system are the
range, determined by the time delay through (7.6); reflectivity, given by (7.8); ve-
locity, determined by the Doppler frequency shift though (7.12); and angle. Each
quantity is useful in various security sensing applications. Range, radial velocity,
and angle are important for detecting moving humans and classifying human activ-
ity; contraband detection relies on range and angle or reflectivity and angle to form
images; and the detection of human biological phenomena, such as respiration and
heartbeat, rely on velocity measurements.
Gt Gr
Pt Pr
Transmitter Receiver
R
Figure 7.3 Power transmission between a transmitter and receiver in free-space. Pt and Pr are the
transmit and receive powers; Gt and Gr are the transmit and receive antenna gains.
234 Microwave and Millimeter-Wave Remote Sensing for Security Applications
where the R2 term accounts for the spreading of the wavefront as a function of
distance such that the power integrated over all space is equal to Pt, satisfying con-
servation of energy:
òò Sr dW = Pt (7.14)
W
The receiver power incident on the receiving antenna with effective aperture size
Ar is
Pr = Sr Ar (7.15)
For an isotropic antenna, the gain is unity and the effective aperture is given by
(4.113), and is repeated here:
λ2
Ar =
4π (7.16)
The received power is therefore
2
l
Pr = Pt
4p R (7.17)
For real antennas, the gains of the transmit and receive antennas will be greater
than unity, and the received power is then
2
æ λ ö
Pr = PtGtGr ç
è 4π R ÷ø (7.18)
where Gt and Gr are the gains of the transmitting and receiving antennas, re-
spectively. Equation (7.18) is the Friis transmission formula, which describes
the received signal power from a one-way transmission between systems in free
space [7].
To derive the received power in a two-way radar measurement, consider a sys-
tem that illuminates an object with reflectivity G and receives the reflected energy,
as in Figure 7.1, where the system has separate antennas for transmit and receive.
The power density incident on the object is
Pt Gt
Si =
4π R2 (7.19)
The object reradiates a fraction of the incident power proportional to its reflectivity.
The reflected power can be characterized by taking the ratio of the reflected power
to the incident power density:
Ps
σ=
Si (7.20)
This is called the object’s radar cross section (RCS). The units of the RCS are
square meters, although the quantity is not directly related to the physical size of
7.1 Radar Fundamentals 235
the object. The RCS represents the area of a perfectly reflecting surface that reflects
an equivalent amount of power back to the receiver.
The reflected power that is backscattered to the receiver is
Pt Gt σ
Ps = σ Si =
4π R2 (7.21)
The backscattered power is essentially the power that is “transmitted” by the ob-
ject; the power density at the receiving antenna is thus
Ps
Sr =
4π R2 (7.22)
and the received power is
λ2
Pr = Sr Ar = SrGr (7.23)
4π
or
Gt Grσ λ2
Pr = Pt (7.24)
(4π )3 R4
Including propagation losses through the atmosphere and any medium be-
tween the radar and the object, all represented by L, the received power is given
by
Gt Grσ λ2 L2
Pr = Pt (7.25)
(4π )3 R4
This is the radar equation, and an important result is that the power received by
the radar is proportional to the inverse of the fourth power of the range. This loss
in power is due to the two-way spreading loss incurred and is a significant factor in
designing radars.
The radar equation describes the power of the received signal at the output ter-
minals of the receiving antenna but does not describe the ability of the radar to de-
tect such a signal. The minimum detectable signal is defined in terms of the system
noise parameters as described in Chapter 5 and is generally 3 dB above the noise
floor. However, to achieve sufficient probabilities of detection, many radar applica-
tions require SNR levels greater than 3 dB. In such a case, the minimum detectable
signal power Pmin varies depending on the application, and the difference between
Pmin and the noise floor defines the minimum signal-to-noise ratio SNRmin. The
maximum range within which a radar system can detect a reflected signal can then
be found in terms of (7.25) and the minimum required received power Pmin by
1
é P G G σ λ2 L2 ù 4
Rmax =ê t t r 3 ú (7.26)
ë Pmin (4π ) û
236 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Pi Ni
F= (7.27)
Po No
where Pi and Po are the input and output signal powers, No is the output noise
power, and the input noise power is
Ni = kT Df (7.28)
For Pi = Pmin,
sbb(t) st(t)
DAC
LO
Figure 7.4 Upconverting transmitter consisting of a local oscillator generating a signal sLO(t), base-
band signal generator such as a digital-to-analog converter (DAC) generating a signal sbb(t), upcon-
verting mixer, and high-power amplifier.
7.2 Transmitter Systems 237
amplifier after the local oscillator, which essentially switches the local oscillator
signal tone on and off.
The mixer translates the baseband signal to the desired carrier frequency by
nonlinear multiplication with the local oscillator. The baseband signal is centered
on the baseband frequency fbb and is modulated either in amplitude, phase, or both;
a general transmitted waveform can be given by
sbb (t) = A(t)cos [ 2π fbbt + φ (t)]
(7.31)
where A(t) is the amplitude modulation and f(t) is the phase modulation. The local
oscillator generates a monochromatic tone given by
For an upconverting mixer the frequencies of interest are the resulting fLO ±
fbb frequencies. This is shown in the diagram of Figure 7.5. Typically, fbb << fLO,
and thus the carrier frequency fc is close to fLO. This is the case because it is easier
to generate baseband signals with the desired waveform characteristics than it is
to generate directly modulated microwave or millimeter-wave signals; digital-to-
analog converters can generate any desired baseband signal within the bandwidth
limitations of the generating device, which can then be upconverted to the millimeter-
wave carrier frequency. The difference frequencies thus emerge as sidebands to the
LO frequency. If the desired carrier frequency is the fLO + fbb frequency, the signal
is referred to as the upper sideband, while the fLO − fbb frequency is the lower side-
band. The undesired sideband is referred to as the image frequency; mixers designed
to filter out the undesired sideband are called image-rejection mixers. The transmit-
ted signal is given by
st (t) = At (t)cos éë2π (fLO ± fbb )t + φ (t) + φ sys ùû (7.34)
where At includes gain and loss contributions from amplifiers and the upconversion
and fsys is the total phase shift through the system, including the LO phase and the
mixer phase.
Transmitter Transmitter
Receiver Receiver
(a) (b)
2
L=∞
L=0
(c)
Figure 7.6 (a) Monostatic radar with T/R switch. (b) Monostatic radar with a circulator. (c) Ideal
circulator functionality.
7.2 Transmitter Systems 239
(a) (b)
Figure 7.7 (a) Amplitude noise in the time domain. (b) Phase noise in the time-domain.
240 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Spectral
power
f
fLO
(a)
Spectral
power
f
fLO
(b)
Figure 7.8 (a) Ideal oscillator tone. (b) Real oscillator tone with noise.
0
Sε (f ) = å hn f n (7.37)
n =-2
The AM spectrum model consists of contributions from three primary mecha-
nisms, depicted in Figure 7.9: random walk of amplitude with slope f −2; amplitude
flicker with slope f −1; and white noise, generating a spectrum with slope f 0.
f -2 Random walk
Sε (t)
f -1 Flicker
f 0 White noise
f
Figure 7.9 Oscillator amplitude noise spectrum.
7.2 Transmitter Systems 241
f -5 Thermal noise
f -3 Frequency flicker
f -2 Phase random Walk
f -1 Phase flicker
f 0 White noise
f
Figure 7.10 Oscillator phase noise spectrum.
242 Microwave and Millimeter-Wave Remote Sensing for Security Applications
f -5 Thermal noise
Sφ (t)
f -1 Flicker
f 0 White noise
f
Figure 7.11 Amplifier phase noise spectrum.
The frequency of the resulting oscillation is dependent on the drift velocity vs of the
semiconductor and the device length l:
vs
fc =
l (7.39)
where, for GaAs, vs » 107 cm·s−1, and thus the oscillation frequency is
fc = l -1107 Hz (7.40)
where l is measured in cm. Gunn diode oscillators have efficiencies of around
10% and produce lower output power than IMPATT diode oscillators; however,
their phase noise characteristics are often better and thus are most commonly
used in millimeter-wave security sensors. Commercially available Gunn diode
oscillators are available at frequencies above 110 GHz with good phase noise
characteristics.
The sensitivity of a radar measurement is defined in terms of the rms error of the
measurement. Similar to the sensitivity of a radiometer, the sensitivity of a radar
measurement describes the accuracy with which a measurement can be made.
In contrast, the resolution of a radar measurement is determined in terms of a
specific resolution element, such as pulse width for the measurement of range,
that defines the accuracy to which a measurement can be known given a specific
threshold value. For instance, in the measurement of frequency in determining
radial velocity, the 4 dB width of the spectral signal is often taken as the threshold
for the resolution. Any two signal returns whose frequency responses occupy a
bandwidth greater than the defined resolution are said to be resolved, whereas
two returns whose responses occupy a bandwidth less than the resolution are
unresolved. Thus, measurement resolution is a derived quantity, determined by
an existing threshold value that the detection operates on. The sensitivity of the
measurement, however, is determined by the rms error of the measurement, and
in particular, for the measurement of range, velocity, and angle, the rms errors
are determined by the noise. In this section, the theoretical rms error in measur-
ing range, frequency, and angle are reviewed; detailed analyses are provided by
Skolnik [1] and Barton [2].
N0
σ =C (7.41)
2E
where C is a constant that depends on the specific resolution element of the given
measurement (described later), N0 = kTsys is the noise power in a 1-Hz bandwidth,
244 Microwave and Millimeter-Wave Remote Sensing for Security Applications
and E is the signal energy. The ratio E ∕ N0 is the maximum signal-to-noise ratio,
achieved with a matched filter (see Section 7.6.2), and thus [2]
E
SNR matched = (7.42)
filter N0
Equation (7.41) therefore states that the measurement error is reduced by the
signal-to-noise ratio. The error can thus be made arbitrarily small by increasing the
signal-to-noise ratio; in other words, the measurement error is fundamentally limited
by the system noise. The following equations for the rms measurement error assume
that the signal-to-noise ratio is high enough that the signal amplitude for a given
measurement is greater than the detection threshold for a given measurement [12].
For each measurement of range, velocity, and angle, there is a resolution ele-
ment that defines the measurement resolution; for each measurement there is also
an rms error element, which, along with the signal-to-noise ratio, defines the rms
error of the measurement. These will each be described in the following discussion.
Table 7.2 summarizes the measurements and resolution elements; note that the rms
error elements are equivalent to the resolution elements in their respective trans-
form coordinates.
1 N0
σt = (7.43)
β 2E
The numerator of (7.44) is the second moment of the energy spectrum, while the
denominator is the total energy of the signal.
Table 7.2 Radar Measurements and Resolution Elements (Adapted from [2])
Measurement Resolution element Rms error element
Range Time delay tr Rms bandwidth β
Frequency Signal bandwidth Df Rms pulse width α
Angle Beamwidth θBW Rms aperture width γ
7.3 Radar Measurement Sensitivity 245
1 N0
σf = (7.45)
α 2E
ò (2π t)
2 2
s (t)dt
-¥
α2 = ¥
(7.46)
òs
2
(t)dt
-¥
where the numerator is the second moment of the signal distribution. The denomi-
nator of (7.46) is the total signal energy, as is that of (7.44); this can be seen by using
Parseval’s theorem, which states that the integral of the square of a function is equal
to the integral of the square of its Fourier transform. Thus,
¥ ¥
2
òs ò
2
(t)dt = S(f ) df = E (7.47)
-¥ -¥
1 N0
σθ = (7.48)
γ 2E
7.3.1.4 Example
An example of the rms measurement errors is given in the following for the simple
case of a rectangular pulse and uniform aperture illumination. A simple rectangular
pulse is given by
246 Microwave and Millimeter-Wave Remote Sensing for Security Applications
æ tö
s(t) = P ç ÷ e - j 2π fct (7.50)
èτø
and its Fourier transform is given by
S(f ) = sinc [π (f - fc ) τ] (7.51)
The signal can be considered to be downconverted to baseband, without loss
of generality, such that
æ tö
sbb (t) = P ç ÷ (7.52)
è τ ø
and
The subscript bb, indicating baseband, will be dropped for the sake of brevity in
the following.
The rms bandwidth is given in terms of the spectral signal (7.53) by
¥ ¥
ò sinc òf
2 -2
(π f τ )df sin2 (π fτ )df
-¥ -¥
The numerator of (7.54) is
¥ f =¥
éf 1 ù
4π ò sin (π f τ )df = 4π ê -
2 2 2
sin(2π f τ )ú =¥ (7.55)
-¥ ë 2 4π û f =-¥
Substituting this result into (7.43) yields σt = 0; that is, for a perfectly rectan-
gular pulse there is no theoretical error in the time-delay measurement. This is due
to the assumption of a perfectly rectangular pulse, the rise time of which is zero,
depicted in Figure 7.12(a). The amplitude change of the received pulse is instanta-
neous and not subject to noise. Recall that the signal-to-noise ratio was assumed to
1
tr = 0 tr ≈
∆fr
t t
(a) (b)
Figure 7.12 Pulse signals with (a) infinite bandwidth and zero rise-time, (b) finite bandwidth and
nonzero rise time. The bandwidth and rise time are approximately inversely related.
7.3 Radar Measurement Sensitivity 247
be high enough so that the amplitude level of the pulse is greater than the change
detection threshold. Thus, the amplitude of the pulse is not affected by the noise;
however, the transition region is affected by noise if the rise time is finite.
Essentially, the result given by (7.55) is due to the assumption of infinite band-
width of the signal. For a real pulse, the rise time will not be zero due to the
limited bandwidth of the pulse signal, as shown in Figure 7.12(b). For a band-
limited pulse, the bandwidth is approximately proportional to the inverse of the
rise time:
1
Dfr » (7.56)
tr
ò
2
4π sin2 (π f τ )df
-Dfr 2
β2 = Dfr 2 (7.57)
ò
-2 2
f sin (π f τ )df
-Dfr 2
The numerator of (7.57) is
Dfr 2
é Df 1 ù
4π 2 ò sin2 (π f τ )df = 4π 2 ê r -
ë 2 2πτ
sin(π Dfrτ )ú
û
(7.58)
-Dfr 2
This expression simplifies in the case that the rise time is significantly shorter
than the pulse width, or when τ ® ∞ for a constant Dfr. The large argument limit
of the sine integral is
π
lim Si(x) = (7.62)
x®¥ 2
248 Microwave and Millimeter-Wave Remote Sensing for Security Applications
and therefore
2 Dfr
lim β 2 (τ ) = (7.63)
τ ®¥ τ
Thus, for rise times significantly shorter than the pulse length, the large-argument
rms bandwidth can be given by
2 Dfr
βL = (7.64)
τ
The rms time delay error is then found by substituting (7.64) into (7.43), which
yields
τ N0 τ t r N0
σt = = (7.65)
4Dfr E 4E
The rms error in measuring the time delay of the return signal is thus dependent
on the square root of the product of the pulse width and the rise time. In practice,
the assumption that the rise time is significantly smaller than the pulse duration is
not always satisfied; assuming that the pulse width is twice the rise time τ = 2tr and
substituting into (7.61) yields
2.1
β» (7.66)
τ
τ N0
σt = (7.67)
2.1 4E
Radar waveforms are shaped in some applications to have gradual rise and fall
times to minimize the out-of-band spectral content that is generated with fast rise
times [1]. Waveforms of this type incur errors closer to the form of (7.67).
Figure 7.13(a) shows a plot of the rms bandwidth given by the exact formula
for a band-limited pulse (7.61) and the rms bandwidth given by the large-argument
approximation (7.64), as a function of the ratio of the pulse width to the rise time
τ ∕tr. The large-argument approximation follows the general trend of the exact for-
mulation; however, it does not account for the ripple produced by the sinusoid
in the numerator of (7.61). As τ ∕tr increases, the numerator approaches πτ ∕tr as
the first term of the numerator increasingly dominates over the second sinusoidal
term. Figure 7.13(b) shows the percentage error between (7.61) and (7.64), which
oscillates due to the sinusoidal variation of the numerator. The trend of the error
is decreasing; when τ ∕tr > 25 the maximum error is less than 1%. A comparison of
the normalized measurement error, given by
2E
σ t,N = σ t = β -1 (7.68)
N0
7.3 Radar Measurement Sensitivity 249
1 β
β
L
0
0 2 4 6 8 10
τ/tr
(a)
25
20
15
β/β (%)
L
10
0
0 2 4 6 8 10
τ/tr
(b)
Figure 7.13 (a) Rms bandwidth of a band-limited pulse calculated using the exact formulation and
the large-argument approximation. (b) Percentage error between the calculations of the rms band-
width using the exact formulation and the large-argument approximation.
calculated using the exact rms bandwidth, σt,N, and the large-argument approximated
rms bandwidth, σt,N,L, is shown in Figure 7.14. The error is greater for lower values
of τ /tr than the error for the rms bandwidth, indicating a more severe impact on the
measurement error using the large-argument approximation for small values of τ/tr.
Given the perfectly square pulse signal (7.52), the rms time duration is given by
¥ τ 2
æ tö
ò
2
(2π t) P ç ÷ dt
èτø
4π 2 ò t 2dt
-τ 2 π 2τ 2
α2 = -¥
¥
= τ 2
= (7.69)
æ tö 3
ò P ç ÷ dt
èτø ò dt
-¥ -τ 2
250 Microwave and Millimeter-Wave Remote Sensing for Security Applications
2
σ
t,N
σt,N,L
1.5
0.5
0
0 2 4 6 8 10
τ/tr
(a)
25
20
(%)
15
t,N,L
/σ
10
t,N
σ
0
0 2 4 6 8 10
τ/tr
(b)
Figure 7.14 (a) Rms time delay measurement error of a band-limited pulse calculated using the
exact formulation and the large-argument approximation. (b) Percentage error between the calcula-
tions of the rms time delay error using the exact formulation and the large-argument approximation
of the rms bandwidth.
The rms frequency error is then given by substituting (7.69) into (7.45), which
yields
1 3N0
σf = (7.70)
πτ 2E
In this case, the resolution element is the time duration, and due to its finite length,
the rms measurement error can be calculated using the representation for a perfectly
rectangular pulse.
The rms error in measuring the angle of the return signal is dependent on the
resolution element of antenna beamwidth. For an antenna with uniform illumina-
tion across an aperture of length D, the aperture illumination can be given by
7.3 Radar Measurement Sensitivity 251
æ xö
A(x) = P ç ÷ (7.71)
è Dø
where x is the spatial dimension of the antenna. Although this example accounts for
only one dimension, the extension to two dimensions involves simply repeating the
process in the orthogonal dimension to determine the angular measurement error
in both spatial dimensions. Substituting (7.71) into (7.49) yields
D2
2 ò x 2dx
æ 2π ö -D 2 π 2D2
γ2 =ç ÷ = (7.72)
è λ ø D2
3λ 2
ò dx
-D 2
The rms angle measurement error is found by substituting (7.72) into (7.48),
which results in
λ 3N0
σθ = (7.73)
π D 2E
The angle error is therefore inversely dependent on the aperture size, which is ex-
pected, since the beamwidth of an antenna is inversely proportional to the antenna
size as described in Chapter 4, and an antenna with a narrower beamwidth will
have finer angle accuracy.
N0
σ t σf = (7.74)
αβ2E
For a fixed signal-to-noise ratio, the measurement error can be improved through a
larger rms time-bandwidth product; this requires long pulses with wide bandwidth.
As will be shown in the following, the rms time-bandwidth product is always greater
than π. This section follows the derivation of this relation given by Skolnik in [14].
The rms time-bandwidth is given by multiplying (7.44) and (7.46), yielding
¥ ¥
2
ò (2π t) ò (2π f )
2 2 2
s (t)dt S(f ) df
-¥ -¥
αβ = ¥ ¥
(7.75)
2
òs ò
2
(t)dt S(f ) df
-¥ -¥
252 Microwave and Millimeter-Wave Remote Sensing for Security Applications
The two integrals in the denominator are equal, by Parseval’s theorem (7.47), and
thus
¥ ¥
2
ò (2π t) ò (2π f )
2 2 2
s (t)dt S(f ) df
-¥ -¥
αβ = ¥
(7.76)
òs
2
(t)dt
-¥
Using the Fourier transform relationship between the temporal and spectral
signals,
¥
ò S(f )e
j 2π ft
s(t) = df (7.77)
-¥
the second derivative of the temporal signal is
¥
d 2 s(t)
= - ò (2π f )2 S(f )e j 2π ft df (7.78)
dt 2 -¥
and thus the second integral in the numerator of (7.76) can be written
¥ ¥ ¥
2 d 2 s(t)
ò (2π f )2 S(f ) df = ò (2π f )2 S(f )S* (f )df = - ò
dt 2
s(t)dt (7.79)
-¥ -¥ -¥
This can be integrated by parts; if it is assumed that the signals are of finite
temporal duration,
lim s(t) = 0 (7.80)
t ®±¥
and the integral results in
¥ ¥ 2
d 2 s(t) é ds(t) ù
-ò 2
s(t)dt = ò êë dt úû dt (7.81)
-¥
dt -¥
The rms time-bandwidth product is then
¥ ¥ 2
é ds(t) ù
ò ò êë dt úû dt
2 2
(2π t) s (t)dt
-¥ -¥
αβ = ¥
(7.82)
òs
2
(t)dt
-¥
Because the signal s(t) has finite energy, it is square integrable. Thus the Cauchy-
Schwartz inequality may be applied, which states that two square integrable func-
tions f(x) and g(x) satisfy the relation
7.4 Micro-Doppler 253
¥ ¥ ¥ 2
2 2
ò f (x) dx ò g(x) dx ³ ò f (x)g(x)dx (7.83)
-¥ -¥ -¥
and thus
2
¥ ¥
é ds(t) ù
2 é ¥ ù
ò ò êë dt úû ê π ò s2 (t)dt ú
2 2
(2π t ) s (t )dt dt ³ (7.86)
-¥ -¥ êë -¥ ûú
Substituting (7.86) into (7.82) results in
αβ ³ π (7.87)
The rms time-bandwidth product is thus limited at the lower end by the constant π.
The product of the time delay and frequency measurement errors is therefore
N0
σ t σf £ (7.88)
π 2E
7.4 Micro-Doppler
An object with a nonzero radial velocity produces a Doppler shift in the frequency
of the backscattered radar signal, the frequency of which is proportional to the
radial velocity of the object through (7.12). If the object is composed of multiple
scattering points, Doppler shifts will be produced on the signals scattered off each
individual scattering point. If the scattering points are moving with different radial
velocities, either due to rotation of a rigid object such as a cone or the motion of
254 Microwave and Millimeter-Wave Remote Sensing for Security Applications
multiple parts of a nonrigid object such as a human, each scattering point will pro-
duce a different Doppler shift and thus a different resulting frequency in the radar
return signal. The motion of the object as a whole is referred to as the bulk motion,
and the motions of the scattering points moving at different radial velocities relative
to the bulk motion are referred to as micro-motions. Micro-motion characteristics
are dynamic in time and are often periodic, depending on the object. The bulk
motion of the object gives rise to the bulk Doppler frequency, while the micro-
motions give rise to time-dependent sideband frequencies around the bulk Doppler
frequency; these sideband frequencies are referred to as micro-Doppler. Because
micro-motions tend to be time dependent, micro-Doppler frequencies are likewise
time dependent.
is then combined in series to form the time-frequency plot. The STFT is defined
by [15]
¥
vb = -vb xˆ (7.90)
For simplicity, the only scattering points considered are those at the tips of the
propeller blades; the backscattered signals from the propeller edges and the body
of the vehicle are disregarded. This will allow the resulting signature of the micro-
motions to be more easily characterized.
256 Microwave and Millimeter-Wave Remote Sensing for Security Applications
0 2 4 6 8
t (ns)
(a)
0 2 4 6 8 10
f (GHz)
(b)
10
6
f (GHz)
0
0 2 4 6 8
t (ns)
(c)
Figure 7.15 Stepped frequency signal consisting of four frequencies of 1 GHz, 4 GHz, 8 GHz, and
2.5 GHz in the (a) time domain; (b) frequency domain; (c) joint time-frequency domain.
7.4 Micro-Doppler 257
ωr p1
r1
vb
rp,1 x
α
Radar
R0
ωr
p2
Figure 7.16 Geometric setup describing micro-Doppler induced by rotating propeller blades.
where α is the angle between the platform motion and the broadside direction of
the radar. The range to the point scatterer p1 is given by
where
ω = - ωr zˆ (7.93)
is the angular rotation vector of the blade with angular velocity ωr and rp,1 is the
vector from the center of the blade (the bulk center point) and p1, given by
rp,1 = xr
ˆ p cos θ + yr
ˆ p sin θ (7.94)
where rp is the length of the blade from the center to the tip. Substituting (7.91) and
(7.94) into (7.92) yields
where W(r)t = q
The resulting range to the tip of the blade is therefore oscillatory in time due to
the sin(ωrt) term. The complex radar return from the point scatterer at p1 is there-
fore given by
é 2 ù ì 2 ü
- j 2π fc êt + r1 (t )ú - j 2π fc ít + éëR0 - v p cos(α )t + rp sin(ω r t )ùû ý
ë c û î c þ
s1(t) = A1e = A1e (7.96)
where the reflectivity of the scatterer is included in the signal amplitude A1. The
time-varying range to p1 due to the rotation is shown in Figure 7.17.
R0 + rp
R0
R 0 - rp
t
Figure 7.17 Time-varying range to point p1 due to the rotation.
258 Microwave and Millimeter-Wave Remote Sensing for Security Applications
The range to the scattering point p2 can be found similarly; however, since p2 is
rotating 180° out of phase with p1, the angle term θ = ωrt in (7.96) can be replaced
by θ + 180° = ωrt + 180° for p2, which simply changes the sign of the sinusoidal
term, resulting in
and thus
ì 2 ü
- j 2π fc ít + éëR0 - v p cos(α )t - rp sin(ωr t )ùû ý
î c þ
s2 (t) = A2 e (7.98)
The total radar return signal in the general case is the summation of the signals
backscattered from each scattering point in the object. For the two point scatterers
present in this example, the total return signal is
2 é 2 ù
- j 2π fc êt + rn (t )ú
sr (t) = å An e ë c û (7.99)
n =1
The frequency of the return signal is given by the time derivative of the phase term.
The frequency of the return signal from p1 is thus
1 dφ d é 2 ù
f1 = = fc ê t + r1(t)ú
2π dt dt ë c û
(7.100)
ì 2 ü
= fc í1 - éëv p cos(α ) - rpω r cos(ωr t)ùû ý
î c þ
ì 2 ü
f2 = fc í1 - éëv p cos(α ) + rpω r cos(ωr t)ùû ý (7.101)
î c þ
The frequency spectrum is thus comprised of two sinusoidal oscillations which are
180° out of phase and which form sidebands around a constant center frequency,
which is the bulk Doppler frequency. For a baseband system, the signal is mixed with
the carrier frequency fc, and the baseband bulk Doppler frequency is given by
2 fc vb
fD,b = cos(α ) (7.102)
c
The baseband micro-Doppler frequencies due to the blade tips are therefore given
by
2 fc rpω r
fD,1 = cos(ω r t)
c
(7.103)
2 fc rpω r
fD,2 =- cos(ω r t)
c
7.4 Micro-Doppler 259
The Fourier transform of (7.99) is shown in Figure 7.18(a) with no bulk mo-
tion (fD,b = 0), where the signal amplitudes are equal and normalized to unity. The
detailed characteristics of the micro-Doppler frequency signatures of (7.103) are
clearly lost, as the spectrum spreads continuously between fD and –fD, where fD is
the same for both points p1 and p2 and is given by the magnitude of (7.103); the
maximum Doppler shift may be measured, but the periodicity of the frequency
shift cannot. Analyzing the signal in the joint time frequency recovers the time de-
pendence of the frequency sidebands, as depicted in Figure 7.18(b). The oscillatory
nature of the frequencies is clearly evident. If the bulk motion was included in the
analysis, a strong signal return would also be present at fD,b, where the sidebands
would be located around.
A significant amount of information is present in the spectrogram of (7.99),
which is not present in the spectrum. For instance, it can be seen that there are
clearly two blades present due to the 180° phase shift between the two coincident
sinusoidal oscillations. The propeller rotation rate ωr can also be measured by the
period of one of the oscillations. Furthermore, since the oscillation is proportional
to rpωr in (7.103), once the rotation rate is measured the propeller blade length can
also be calculated by measuring the maximum Doppler shift. The type of vehicle
may be classified from the length of the propeller blade.
The previous example did not account for the reflectivities of each scatterer.
Many nonrigid objects can be modeled as a system of components, each repre-
sented by a point scatterer with reflectivity G(α), where the angle α accounts for the
orientation of the component, or the angle between the radar antenna broadside
-fD f=0 fD
(a)
p1
fD
-fD
p2
t
(b)
Figure 7.18 (a) Spectrum of the full radar return from the simplified rotating propeller model.
(b) Spectrogram of the full radar return, showing the time-dependent nature of the micro-Doppler
frequencies.
260 Microwave and Millimeter-Wave Remote Sensing for Security Applications
direction and the local normal vector of the component. The human body, for
example, can be represented by a system of ellipsoids of various angle-dependent
reflectivity [19]. For an object composed of N scatterers, each with different reflec-
tivity Gn, a model for the total radar return signal can be given in terms of the range
and reflectivity of each scatterer:
N é 2 ù
- j 2π fc êt + rn (t )ú
sr (t) = å An G n (α n )e ë c û (7.104)
n =1
where the amplitude A accounts for the transmitted signal power and the propaga-
tion loss. If R0 is much greater than the maximum dimension of the object (R0 >> rp),
the amplitude incident on each scatterer is approximately the same, and thus the
total return signal can be given by
N é 2 ù
- j 2π fc êt + rn (t )ú
sr (t) = A å G n (α n )e ë c û (7.105)
n =1
data has also been published on the micro-Doppler signatures of moving vehicles
and animals such as deer, goats, dogs, and birds [25]. Additionally, micro-Doppler
analysis is being applied to biometric measurements through the detection of respi-
ration and heartbeat monitoring for various applications such as search and rescue,
through-wall intrusion detection, and medical monitoring [33–38].
Characterization of the micro-Doppler signatures of moving humans focuses
primarily on the periodicity of the arm swing and leg swing, as well as the micro-
Doppler frequency energy. The primary goals of the analysis of micro-Doppler
signatures of moving humans in security applications include discrimination and
classification of humans and nonhumans, such as animals or vehicles, and clas-
sification of human activity for determination of intent. Other applications include
biomedical analysis for physical therapy, sports medicine, and other medical related
applications. The ability to measure the signature of noncooperative humans is the
1500 0
1000 −10
fD (Hz)
500 −20
0 −30
−500 −40
0 0.5 1 1.5
t (s)
(a)
1500 0
1000 −10
fD (Hz)
500 −20
0 −30
−500
0 0.5 1 1.5 2 2.5
t (s)
(b)
Figure 7.19 (a) Simulated time-frequency signature of a human walking toward a 30-GHz pulse
radar at a velocity of 1.5 m·s–1. (b) Simulation of a human walking with a radial velocity of 0.5 m·s–1.
Simulations were performed using modified code from [19].
262 Microwave and Millimeter-Wave Remote Sensing for Security Applications
basis behind micro-Doppler for gate analysis; that is, the signature can be measured
from a remote distance without additional measurement equipment on the human.
This is clearly important in security sensing applications such as intruder detection
where the person’s signature would have to measured at a standoff distance. Video
analysis of noncooperative moving humans can also be accomplished, although it
requires image processing in order to derive a gait signature; the radar, in contrast,
provides a direct measure of the signature.
Discrimination of humans and nonhumans is directly accomplished if the
nonhuman objects of interest do not include micro-motions or, therefore, micro-
Doppler, such as vehicles [39]. In such cases, the inclusion of frequency sidebands
is a clear indication that the object is a human. However, the human does not nec-
essarily produce micro-Doppler at every instance in time, as seen in Figure 1.10.
Thus, measurements over a range of time must be performed to identify the object
as a human. Discrimination of humans and animals is a more difficult task due to
the presence of micro-Doppler frequencies in the signatures of both. Additionally,
quadrupedal leg swing can produce maximum Doppler shifts of approximately the
same frequency as that produced by human bipedal motion. Classification there-
fore is generally performed on the periodicity of micro-Doppler signatures and the
micro-Doppler energy [25, 30].
To demonstrate aspects of the human micro-Doppler signature, simulations of
a walking human will be presented in the following. The simulations were gener-
ated using a modified version of code by Chen [19] based on the model developed
by Boulic et al. [20]. A simulated micro-Doppler of a walking human is shown in
Figure 7.19(a), where the human is walking with radial velocity of 1.5 m·s–1 toward
a 30-GHz radar. The oscillatory patterns in the micro-Doppler frequencies due the
arm and leg swings are prominent, producing the largest Doppler frequency shifts.
The bulk Doppler shift due to the torso is present and centered at approximately
300 Hz; however, the bulk Doppler frequency shows some oscillation and a maxi-
mum frequency spread of 200 Hz. This oscillation is due to the secondary micro-
1500 0
1000 −10
fD (Hz)
500 −20
0 −30
−500 −40
0 0.5 1 1.5
t (s)
Figure 7.20 Simulated signature of a human walking with no secondary micro-motions toward a
30-GHz radar with a velocity of 1.5 m·s–1; only arm and leg swing and bulk torso radial velocity are
simulated. The primary difference is the lack of oscillation in the torso signature.
7.4 Micro-Doppler 263
motions produced by rotation of the hips, radial oscillation of the torso due to the
planting of the feet, and so on. The legs swing produces a maximum Doppler shift
of 1550 Hz, while the arm swing produces a maximum shift of 850 Hz. The Dop-
pler shift in the negative direction is lower in maximum frequency since the legs do
not swing backwards as the arms do. Figure 7.19(b) shows the full signature of the
human walking with a radial velocity of 0.5 m·s–1, demonstrating the reduced Dop-
pler frequency spread due to the slower micro-motions of the arms and legs.
In Figure 7.20, the secondary motions of the torso (rotation, oscillation due
to planting of the feet, and so on) have been removed from the signature of the
human walking with a radial velocity of 1.5 m·s–1; the torso and head move in
a smooth bulk trajectory, with the arms and legs swinging as normal. The bulk
Doppler frequency no longer displays the oscillations and is centered at 300 Hz,
which is the frequency calculated using (7.12) with fc = 30 GHz and v = 1.5 m·s–1.
1500
−10
1000 Lower arms
Upper arms −20
500
fD (Hz)
−30
0
−40
−500
−1000 −50
0 0.5 1 1.5
t (s)
(a)
1500
Feet Lower legs Upper legs
−10
1000
−20
500
fD (Hz)
−30
0
−500 −40
In Figure 7.21, the full signature is separated into the micro-Doppler signatures of
the arm swing and leg swing in isolation. The arm swing signature is roughly equal
in the positive and negative frequencies due to the smooth oscillatory nature of the
arm swing. The leg swing, in contrast, displays asymmetric positive and negative
frequency signatures, due to the plating of the feet. In Figure 7.22, the walking hu-
man is simulated without arm swing, emulating a person holding an object. The
differences between this plot and 7.20, where arm swing is included, are subtle but
detectable, and lack the oscillation between the leg swing micro-Doppler frequency
and the bulk Doppler frequency due to the torso. Characterization of minor differ-
ences such as these is the basis for activity classification [25, 30, 40].
The Doppler signature depends on the radial velocity of the bulk motion and
micro-motions of the object and thus is highly angle-dependent. The radial velocity
scales as the cosine of the angle α between the radial direction and the direction
of motion of the scattering point, and thus the micro-Doppler signature tends to
decrease significantly as α approaches 90°. Some micro-Doppler signature is still
present due to the lateral motions of the body during the walking motion. Figure
7.23(a) shows a simulation of a walking human at a velocity of 1.5 m·s–1 with the
30-GHz radar positioned at an angle of 45° from the direction of motion. The
Doppler frequency spread is reduced; however, the periodicity of the arm and leg
swing is still clear. In Figure 7.23(b), the radar is positioned at 60° degrees; the
signature is significantly affected by the reduction in radial velocity. Figure 7.23(c)
shows the signature when the radar is positioned at 90° relative to the motion of
the person. The periodic micro-Doppler signatures are essentially absent. While the
micro-Doppler signature is present in most of the plots of Figure 7.23(b), it should
be noted that system noise and multipath effects are not included in these simula-
tions, both of which will tend to further degrade the signature. Some studies have
suggested that the maximum usable angle with which micro-Doppler can be reli-
ably detected is around 60° [25, 28].
1500 0
1000 −10
fD (Hz)
500 −20
0 −30
−500 −40
0 0.5 1 1.5
t (s)
Figure 7.22 Simulation of a human walking with a radial velocity of 0.5 m·s–1 without arm swing,
emulating a person holding an object. Minor but detectable differences are seen between this figure
and Figure 7.20.
7.4 Micro-Doppler 265
1500 0
1000 −10
fD (Hz)
500 −20
0 −30
−500 −40
0 0.5 1 1.5
t (s)
(a)
1500 0
1000 −10
fD (Hz)
500 −20
0 −30
−500
0 0.5 1 1.5
t (s)
(b)
1500 0
1000 −10
fD (Hz)
500 −20
0 −30
−500
0 0.5 1 1.5
t (s)
(c)
Figure 7.23 Signature of a human with the radar viewing at an angle of (a) 45°, (b) 60°, (c) 90°.
Various oscillations are reduced more than others due to occlusion behind the body. The reduction in
maximum frequency over the duration of the signature is due to the slightly changing aspect angle:
because the person was simulated walking in a straight line, the starting aspect angle increases over
the length of the measurement.
266 Microwave and Millimeter-Wave Remote Sensing for Security Applications
The previous sections have introduced the fundamental concepts of radar sys-
tems and radar measurements. A significant characteristic differentiating types
of radar systems is the type of waveform used to perform the measurement. The
waveform may be continuous or pulsed and may transmit a single frequency or
a range of frequencies. In this and the following sections, the most prominent
radar waveforms, those with the most applicability to security sensing, will be
discussed.
The characteristics of the transmitted waveform have a significant effect on the
ability of the radar to accurately measure the properties of the object. The effect of
the waveform is significant enough that radar systems are often categorized by the
type of waveform they transmit. The simplest waveform is a continuous monochro-
matic tone, or continuous-wave (CW) signal. As will be shown, CW radar systems
do not inherently have the capability to measure range, but provide very good
Doppler resolution; such radar systems are sometimes referred to as CW Doppler
radar systems. The transmitter of the CW radar essentially consists of an oscil-
lator generating the desired carrier frequency that is transmitted by the antenna.
A monostatic CW radar utilizes a circulator prior to the antenna, as depicted in
Figure 7.6, such that the radar simultaneously transmits the signal and receives the
reflected signal. The received signal is mixed with the signal from the oscillator to
downconvert the received signal to baseband. Any Doppler frequency shift on the
signal will therefore be converted to a baseband frequency that can be measured
with a lower sampling rate.
The signal transmitted by a CW radar is given by
æ 2R ö
- j 2π fc ç t - ÷
è c ø
sr (t) = Ar e (7.107)
The baseband signal after mixing the received signal with the transmitted signal is
sb (t) = Ar e j 4π fc R c (7.108)
The phase difference between the transmitted and received signals is the phase
of the baseband signal, which is given by
4π Rfc 4πR
δφ= = (7.109)
c λ
Note that
nλ
δφ = 2 π when R= , n = 1, 2,3,... (7.110)
2
7.5 Continuous-Wave Radar 267
Thus, the range can only be unambiguously measured up to one half wavelength
from the radar, which is not useful in most situations. That is, the radar cannot de-
termine whether the object is at a range of λ, 10λ, or 1×109λ, for example; the range
is highly ambiguous. The maximum range beyond which the radar cannot unam-
biguously determine the true range is called the maximum unambiguous range, and
for a CW radar is given by
λ
Rmax = (7.111)
2
The CW radar therefore does not provide a reasonable measure of the range to the
object. In millimeter-wave security applications the object is most often at a stand-
off distance of at least a meter, which is many multiples of the wavelength.
St (f ) = At δ (f ) (7.112)
which a delta function at dc. If the object is moving with velocity vr, the baseband
signal is given by
sb (t ) = Ar e j 4π fc (R− v r t ) c (7.113)
Sb (f ) = Ar δ (f - fD ) (7.114)
where fD is the Doppler frequency shift (7.12). Figure 7.24 shows the spectra of
the transmitted and received signals of a CW Doppler radar viewing a moving
object.
The frequency representation of the received signal is thus infinitely narrow,
and the radar can discern between any two objects that do not have identical radial
velocity. In practice, the radar does not have infinite integration time, and thus the
time domain signal will be truncated. For a finite integration time τ, the baseband
signal can be represented by
t j 4π fc (R− v r t ) c
sb (t ) = Π Ar e (7.115)
τ
The frequency domain signal is therefore
Ar
Sb (f ) = sinc [τ (f - fD )] (7.116)
τ
268 Microwave and Millimeter-Wave Remote Sensing for Security Applications
st (t) t
(a)
St (f)
fc
(b)
Sr (f)
fc fc+fD
(c)
Sbb (f)
fD fc fc+fD
(d)
Figure 7.24 (a) Transmitted signal in the time domain. (b) Transmitted signal in the frequency
domain. (c) Received signal in the frequency domain, including a Doppler frequency shift. (d) Base-
band signal in the frequency domain, after downconversion by mixing with the transmitted carrier
fc, including a Doppler frequency shift.
1
δf = (7.118)
τ
When two objects are present that have Doppler frequency shifts close in fre-
quency, the bandwidth of the signal determines whether the radar can correctly
distinguish the presence of two objects or incorrectly decide that only one is present.
7.5 Continuous-Wave Radar 269
s(t) S(f)
τ
FT 1
τ
t f
(a)
δf ≈ τ-1
4 dB
Sr (f)
fD1 fD2
(b)
Sr (f)
fD1 fD2
(c)
Sr (f)
fD1 fD2
(d)
Figure 7.25 (a) Relationship between integration time and frequency bandwidth of a finite signal.
(b) Rayleigh resolution. (c) Two signals with different Doppler frequency shifts can be resolved with
infinite integration time. (d) Finite integration time increases the bandwidth of the signals.
270 Microwave and Millimeter-Wave Remote Sensing for Security Applications
time on the resolution of two objects with different Doppler shifts. The relationship
between the temporal duration of the signal and the frequency bandwidth (7.118)
is shown in Figure 7.25(a). The definition of resolution for two signals is shown in
Figure 7.25(b). In Figure 7.25(c), the frequency response of two objects is shown
with infinite integration time, where the frequency responses of the objects are in-
finitely narrow and therefore resolved. With a finite integration time, as in Figure
7.25(d), the frequency responses widen, causing the responses to overlap.
As an example, consider a 75-GHz radar designed for the analysis of human
micro-Doppler signatures. A typical walking velocity is on the order of 1.5 m·s–1;
using (7.12) yields a frequency shift of 750 Hz. The maximum leg velocity dur-
ing a walking cycle is approximately 6 m·s–1, yielding a frequency shift of 3 kHz,
while the maximum arm velocity is approximately 2.5 m·s–1, yielding a frequency
shift of 1.25 kHz. The difference between the maximum arm and leg velocities is
1.75 kHz. In order to resolve the responses from the arms and the legs, the frequency
resolution must therefore be less than the separation frequency; from (7.118) this
yields an integration time of τ > 570 μs. To differentiate the arm and torso, where
the frequency separation is 500 Hz, requires an integration time of τ > 2 ms. This
time is much less than the periodicity of human movement; thus, longer integration
times can be implemented to yield finer frequency resolutions.
For a scanning CW radar system, the Doppler resolution is affected by the dwell
time and the integration time. The dwell time of an antenna scanning in the azimuth
direction can be given in terms of the azimuth antenna beamwidth fBW and the
rotation rate of the sensor ω by
φBW
τd = (7.119)
ω
The resolution is inversely proportional to the amount of time the signal is in-
tegrated, given by δf = τ –1. If the dwell time τd < τ, the signal will be integrated over
multiple spatial points, which has the effect of spreading the spatial response from a
point over multiple spatial bins, resulting in coarser spatial resolution. On the other
hand, if τd > τ, the system is not utilizing the fully available signal since the point
is present in the beam over multiple integration times, resulting in coarser Doppler
resolution. Thus, the optimal integration time for a scanning CW system is
τ = τ d (7.120)
which provides the finest Doppler resolution available without a negative impact
on spatial resolution. This relationship is the same as that derived for a scanning
radiometer (6.199). The Doppler resolution can thus be given by
1 ω
δf = = (7.121)
τ d φBW
Note that for a system where τd > τ, the spatial resolution is decreased; however, the
Doppler resolution does not decrease since the object producing the Doppler return
is only within the antenna beam for the dwell time.
7.5 Continuous-Wave Radar 271
7.5.2 Frequency-Modulated CW
As discussed earlier, the unambiguous range of the CW radar is too short com-
pared to the operational situations encountered in security sensing to provide any
useful range information. To overcome this limitation, a time-varying modula-
tion must be imparted on the signal in some way. The modulation on the signal
must be applied at a period no less than the required round-trip delay time for
the specified application. For example, a system screening for contraband may be
required to operate at a distance of 5 m, for which the round-trip time delay is
33 ns. A modulation frequency of (33 ns)–1 = 30 MHz or lower is thus necessary
to achieve a 5m unambiguous range. The time variance can be implemented by
either amplitude or phase modulation of the signal. Pulse radar systems modulate
the amplitude of the signal to generate a short temporal pulse; the time delay
between transmission and reception can then be measured. However, the range
resolution is proportional to the pulse length; thus, shorter pulses are needed for
finer range resolution. The integration time of the pulse is thereby shorter, reduc-
ing the Doppler resolution.
A method to combine the fine Doppler resolution of the CW radar with an
increased unambiguous range is to continuously modulate the frequency of the
CW signal; this is referred to as frequency-modulated CW (FMCW). For a linear
frequency modulation (LFM), the frequency of the transmitted signal is
f (t) = fc + ηt (7.122)
where η Hz·s–1 is the slope of the modulation. The LFM waveform is also called a
chirp waveform due to the spectral resemblance of the signal to the acoustic spec-
trum of the chirp of a bird. The transmitted signal is therefore
where td is the delay time. After heterodyning the received signal and the transmis-
sion signal, the baseband signal is
The phase of the first exponential term of (7.125) is a constant and thus repre-
sents a constant phase shift of the return signal. It can therefore be included in the
complex amplitude term, yielding
where
2R
fr = ηtd = η (7.127)
c
272 Microwave and Millimeter-Wave Remote Sensing for Security Applications
st sr
τd
f
fr
t
Figure 7.26 The difference between the frequencies of the transmit and receive signal frequencies
is determined by the slope of the modulation and the time delay.
is the difference in frequency between the transmitted signal and the received signal
and is directly proportional to the range. The measurement of the frequency differ-
ence is shown in the diagram of Figure 7.26.
In (7.127) the modulation is infinite, and thus the unambiguous range is like-
wise infinite. In practical systems, the frequency modulation can only be imple-
mented across a finite bandwidth, and the modulation slope is given by
η = fm Df (7.128)
cfr
R= (7.129)
2 fm Df
The maximum difference frequency that can be encountered is Df, and thus the
maximum unambiguous range is
c
Rmax = (7.130)
2 fm
f
∆f
τd
st fr
sr
fc
t
f
fr
t
Figure 7.27 FMCW using triangular modulation.
7.5 Continuous-Wave Radar 273
This can similarly be seen by noting that the period of the modulation can be
written
2Rmax 1
Tm = = (7.131)
c fm
The unambiguous range for FMCW radar is thus dependent on the frequency of the
modulation placed on the signal.
If the object is moving, the Doppler shift sums with the difference frequency.
The baseband signal is then
The measured difference frequency thus differs depending on whether the modula-
tion is on the upslope or the downslope for the triangle. Figure 7.28 shows the fre-
quencies of the transmit and receive signals. The upslope and downslope frequency
differences are
fu = fr - fD (7.133)
f d = f r + f D (7.134)
1
fr = (fu + fd )
2 (7.135)
1
fD = (fd - fu ) (7.136)
2
f
∆f + fD
∆f
st sr
t
f
fr + fD
fr - fD
t
Figure 7.28 Doppler frequency shifts due to moving objects add to the difference frequency.
274 Microwave and Millimeter-Wave Remote Sensing for Security Applications
7.5.3 Multifrequency CW
The range can also be measured with CW radar by transmitting more than one
frequency. Multifrequency CW (MFCW) radar systems increase the unambiguous
range through the difference in frequency between two or more unmodulated CW
signals. Figure 7.29 shows the diagram of a general two-frequency system, trans-
mitting carrier frequencies f1 and f2 where f1 < f2. The received signals are
4π Rδ f
δφ = 2π td δ f = (7.141)
c
where
cδ φ
R= (7.143)
4πδ f
c
Rmax = (7.144)
2δ f
sLO1(t)
LO1
st(t)
Σ
HPA
LO2
sLO2(t)
sbb1(t) sr(t)
sbb2(t) LNA
Figure 7.29 MFCW radar.
7.5 Continuous-Wave Radar 275
The maximum unambiguous range for MFCW radar is identical in form to that
of FMCW radar, however with the FMCW modulation frequency replaced with the
MFCW separation frequency.
vb = v p cos θ (7.145)
where θ is the angle between the platform direction and the antenna direction. As a
function of angle, the clutter return signal is thus sinusoidal, with center frequency
2vb fc 2v p fc
fb = = cos θ (7.146)
c c
Figure 7.32 shows a diagram of the radar measurement and the resulting clutter
frequency as a function of angle.
Due to the finite beamwidth of the antennas, the radar will detect the clutter
within a range of frequencies due to the background moving with different relative
velocities within the beam. For an antenna with beamwidth θBW pointing in the
direction θ = θr, the range of frequencies seen by the radar is bounded by
Clutter
Moving
Object
0 fD
Figure 7.30 Frequency responses of clutter centered at dc and a moving object centered at fD.
276 Microwave and Millimeter-Wave Remote Sensing for Security Applications
f f
(a) (b)
Figure 7.31 Clutter mitigation filters: (a) High-pass filter. (b) Doppler filter bank.
2v p fc æ θ ö
fb = cos ç θr ± BW ÷ (7.147)
c è 2 ø
Because the return signal within the beam is a superposition of returns from
discrete objects and scatterers at different ranges, the return signals will be uncorre-
lated and will sum incoherently. The Doppler bandwidth of the clutter, or the clutter
frequency spread, is therefore the difference between the maximum and minimum
Doppler frequencies detected by the radar within the antenna beam and is given by
θBW θ
θr - £ θ £ θ r + BW (7.149)
2 2
When the radar is facing in the direction of the platform motion, θr = 0°, the
maximum and minimum Doppler frequencies of the background are
2v p fc 2v p fc æθ ö
max fb = , min fb = cos ç BW ÷ (7.150)
c c è 2 ø
Moving
vp
platform
θ
Rotator Radar
(a)
fb
-fb
-π/2 0 π/2 π 3π/2 2π 5π/2 3π
θ
(b)
Figure 7.32 (a) Overhead view of a radar system on a moving platform. (b) Clutter frequency as a
function of antenna pointing angle.
7.5 Continuous-Wave Radar 277
2v p fc é æ θBW ö ù
δ fbf = ê1 - cos çè 2 ÷ø ú (7.151)
c ë û
This is referred to as the forward-looking clutter bandwidth δ fbf . When the beam
is pointed perpendicular to the motion of the platform, θr ± 90°, the clutter band-
width is at its widest. The maximum and minimum Doppler frequencies are
2v p fc æ θ ö 2v p fc æθ ö
max fb = cos ç 90° + BW ÷ = sin ç BW ÷
c è 2 ø c è 2 ø
(7.152)
2v p fc æ θ ö 2v p fc æθ ö
min fb = cos ç 90° - BW ÷ = - sin ç BW ÷
c è 2 ø c è 2 ø
This is referred to as the side-looking clutter bandwidth δ fbs. Figure 7.33 shows the
calculation of the clutter spread.
A typical method of dealing with the clutter bandwidth is to simply high-pass
filter the signal with a cutoff frequency at the maximum clutter frequency. This
simplifies the detection of objects that produce Doppler frequencies greater than
the clutter bandwidth. However, this method will eliminate responses from objects
moving slower than the platform velocity. Additionally, the clutter bandwidth will
tend to mask objects moving at velocities close to that of the platform. Both the
forward-looking clutter bandwidth (7.151) and side-looking clutter bandwidth
(7.153) are proportional to the platform velocity and the antenna beamwidth, and
max fb
δfbf
min fb
max fb
fb δfbs
min fb
θBW θBW
-π/2 0 π/2 π
θ
Figure 7.33 The clutter frequency spread is defined by the difference between the maximum and
minimum Doppler frequencies detected within the antenna beam.
278 Microwave and Millimeter-Wave Remote Sensing for Security Applications
104
vhuman = 1 m.s-1 vp = 15 m.s-1 vp = 5 m.s-1
102
f (Hz)
100
δf
vp = 15 m.s-1
δfbf
vp = 5 m.s-1
10 -2
δfbs
fhuman
10 -4
0 5 10 15 20
θBW (degrees)
Figure 7.34 Frequency resolution and clutter frequency spread of a 1 rad·s–1 rotating 30-GHz radar
as a function of antenna beamwidth for platform velocities of 5 and 15 m·s–1. The Doppler frequency
of an object moving with velocity 1 m·s–1 (approximately that of a walking human) is also shown.
7.6 High-Range Resolution Radar 279
600
People
400
200
fD (Hz)
0
−200
−400
Clutter
−600
5 10 15 20
t (s)
(a)
600
People
400
200
fD (Hz)
0
−200
−400
Clutter
−600
5 10 15 20
t (s)
(b)
Figure 7.35 (a) Experimental data of a 36-GHz scanning CW radar atop a mobile platform. The
Doppler frequency shift from the clutter is a sinusoid, which is dependent on the antenna azimuth
angle. (b) Experimental data after the clutter frequency has been bandpass filtered out. The remain-
ing returns are from people walking with or around the radar. (© 2009 IEEE [41].)
of the clutter sinusoid; when the clutter is at its maximum frequency, the radar is
pointing in front of the platform at 0° and the clutter is approaching; when the
frequency is at its most negative value, the radar is pointing behind the platform
and the clutter is receding. The recurring point at 0° is the return from the per-
son pulling the cart; the Doppler shift from this person is zero since his relative
motion to the platform is zero. The other people demonstrate nonzero Doppler
frequency shifts. In Figure 7.35(b), the clutter sinusoid has been estimated using
(7.151) and (7.153) and bandpass filtered. The Doppler frequency shifts due to
the walking people are now clearly present, and the return from the person pulling
the cart is also retained. This indicates that a person walking at the same rate as the
cart, producing no Doppler shift, can still be detected.
between the front of the contraband and the person’s body. In general, this range is
on the order of centimeters, sometimes less. Fine range resolution is thus required
to be able to detect hidden objects by their range extent. Fine range resolution can
be achieved by transmitting short temporal pulses, where the pulse duration is ap-
proximately inversely proportional to the signal bandwidth τ ~ Df –1, or through
pulse compression with a linear frequency modulation. Both techniques require
wide signal bandwidths, and in general wider signal bandwidths provide an increase
in range resolution. Radar systems employing wide bandwidth to achieve fine range
resolution are referred to as high-range-resolution radar systems. The terms high
and low are somewhat ambiguous when referring to resolution, however, and there-
fore the terms fine and coarse are used here when describing resolution.
Given a peak transmit power Pt, the average power of a pulse waveform is thus
As discussed in Section 7.1, the range is calculated by measuring the time delay
between transmission and reception of a pulse:
ctd
R= (7.156)
2
Transmit pulse
st(t)
tf = 2R/c
sr(t)
t
Transmit leakage Receive pulse
Figure 7.36 Transmit and receive waveforms of a pulse radar system. A small amount of the high-
power transmit signal leaks into the receiver during transmission; this is due to finite isolation be-
tween the transmit and receive antennas in a bistatic configuration or from leakage through the
switch or circulator in a monostatic system.
7.6 High-Range Resolution Radar 281
cTp
Rmax = (7.157)
2
The Doppler resolution is determined by the length of the pulse in the same way
that it is determined by the integration time of a CW signal. Thus, the Doppler
resolution is equal to the bandwidth of the transmitted pulse, which is
1
Df = (7.158)
τ
When the radar signal is incident on two radially separated objects, the length of
the pulse affects the ability of the radar to distinguish between the presence of one
or more objects. Given two point sources separated in range by Rs, the return pulse
will be separated in time by
2Rs
Dtd = t s = (7.159)
c
If ts < τ the return pulse will overlap. In the region of overlap, the signals will add
constructively or destructively, depending on the relative phase shift between the
pulses. Thus, in order to unambiguously differentiate between the pulses, the time
separation between the pulses must be greater than the pulse width. Therefore,
the range resolution, or the minimum range separation that can be discerned, is
given by
cτ
δR = (7.160)
2
c
δR = (7.161)
2 Df
A system designed for detecting hidden contraband may require a range resolution
on the order of a few centimeters. In order to achieve a 2-cm range resolution, a sig-
nal bandwidth of 7.5 GHz is derived from (7.161). Such a bandwidth is achievable
for an ultra-wideband microwave radar; for a carrier frequency of 10 GHz, this
results in a fractional bandwidth of 75%. Wide bandwidths are easier to implement
at millimeter waves: on a carrier frequency of 80 GHz, the previous bandwidth
represents a 9.375% fractional bandwidth.
The range resolution given by (7.160) and (7.161) indicates that the resolution
can be made finer by reducing the pulse length or increasing the bandwidth of the
signal. Reduction of the pulse length, however, requires an increase in peak power
in order to maintain an average power level necessary for a desired signal-to-noise
ratio. Using (7.154) and (7.155), the peak power can be given by
282 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Tp Pavg
Pt = (7.162)
τ
Thus, maintaining the average power while decreasing the pulse duration results in
an increase in peak power. To achieve fine range resolution, this can result in peak
power levels that are too high to feasibly implement, and thus frequency modula-
tion techniques are employed as described in the next section.
The Doppler frequency resolution of a pulse radar system can be improved in
a pulse radar through coherent integration of multiple pulses [2]. This requires the
received pulses to be phase coherent in time, which can be accomplished by using
a free-running local oscillator that switches between the antenna during transmis-
sion and a load between pulses. Each pulse is then phase coherent with the previous
transmitted pulses. The result is a series of pulses that are essentially sampled from
a continuous waveform. The frequency resolution is then inversely proportional to
the total integration time τi = NTp, where N is the number of integrated pulses. The
Doppler frequency resolution is thus
1 f
Df = = PRF (7.163)
NTp N
The waveform is sampled, and by sampling theory, the frequency response occurs
a discrete frequencies separated by fPRF, as shown in Figure 7.37. Each response has a
bandwidth given by (7.163), and the total response is enveloped by the Fourier trans-
form of the individual pulse shape, which for a rectangular pulse is a sinc function with
bandwidth given by (7.158).
fPRF
N
1
τ
f
fPRF
same as that discussed in Section 7.5.2 on FMCW radar. For the pulse LFM, the
signal is given by
æ tö
st (t) = P ç ÷ e - j 2π (fc +ηt)t (7.164)
èτø
where
Df
η=π (7.165)
τ
is the LFM frequency slope. An LFM signal is shown in the time domain, frequency
domain, and the joint time-frequency domain in Figure 7.38.
(a)
∆f
fc f
(b)
∆f
τ t
(c)
Figure 7.38 Pulse LFM signal in the (a) time domain, (b) frequency domain, (c) time-frequency
domain.
284 Microwave and Millimeter-Wave Remote Sensing for Security Applications
While the bandwidth of the signal has changed, the temporal duration has not,
and thus frequency modulation of the waveform alone does not improve the range
resolution. The benefit of the increased bandwidth is achieved through a process
called pulse compression, which implements a matched filter whose impulse re-
sponse h(t) is the mirror-image complex conjugate of the time-delayed transmitted
signal s(t) [42],
where t0 is the filter integration time. Applying a matched filter gives the maximum
possible signal-to-noise ratio for a signal that is corrupted by white Gaussian noise.
The frequency response of the matched filter is given by
ò ò s(τ )s (τ - t)dτ
*
so (t) = s(τ )h(t - τ )dτ = (7.168)
-¥ -¥
and can also be represented as the Fourier transform of the of the signal power
2
spectrum S(f )
¥
2
so (t, t0 ) = ò S(f ) e j 2π f (t -t0 )dt
-¥ (7.169)
æ tö é æ t öù
s0 (t) = ç 1 - ÷ sinc êπDft ç 1 - ÷ ú , t £T (7.171)
è Tø ëê è T ø ûú
The response is thus a sinc function in the time domain, with 4-dB width of
1
τ= (7.172)
Df
Thus, the time duration of the signal has been “compressed” by a factor equal
to the inverse of the signal bandwidth. The range resolution is given by (7.161),
where Df is the bandwidth of the LFM. The reduced temporal length of the matched
filter output signal therefore enables greater range resolution, while the transmitted
7.6 High-Range Resolution Radar 285
1
∆f
t
Figure 7.39 Magnitude of the matched filter output signal.
signal peak power does not need to be significantly high. Thus, the benefits of in-
creased bandwidth for fine range resolution can be achieved without a temporal
reduction in the signal pulse. Figure 7.39 shows the pulse-compressed temporal
signal at the output of the matched filter for a rectangular LFM signal.
f0+8δf
f f0+7δf
f0+6δf
f0+5δf
f0+4δf
f0+3δf
f0+2δf δf
f0+δf
T/N
f0
t
Figure 7.40 Stepped-frequency waveform in the time domain (top) and the time-frequency
domain (bottom).
286 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Df » Nδ f (7.174)
c
δR = (7.175)
2Nδ f
References
[1] Skolnik, M. I., Introduction to Radar Systems, 3rd ed., New York: McGraw-Hill, 2001.
[2] Barton, D. K., Modern Radar System Analysis, Norwood, MA: Artech House, 1988.
[3] Wehner, D. R., High-Resolution Radar, Norwood, MA: Artech House, 1994.
[4] Stimson, G. W., Introduction to Airborne Radar, 2nd ed., Mendham, NJ: SciTech Publish-
ing, 1998.
[5] Currie, N. C., and C. E. Brown, Principles and Applications of Millimeter-Wave Radar,
Norwood, MA: Artech House, 1987.
[6] Skolnik, M. I., Radar Handbook, 3rd ed., New York: McGraw-Hill, 2008.
[7] Friis, H. T., “A Note on a Simple Transmission Formula,” Proceedings of the IRE, Vol. 34,
1946, pp. 254–256.
[8] Rubiola, E., “The Measurement of AM noise of Oscillators,” arXiv:physics/0512082v1
2005.
[9] Rubiola, E., Phase Noise and Frequency Stability in Oscillators, Cambridge: Cambridge
University Press, 2009.
[10] Chang, K., Ed., Handbook of Microwave and Optical Components Vol 2: Microwave
Solid-State Components, New York: John Wiley & Sons, 1990.
[11] Pozar, D. M., Microwave Engineering, 3rd ed., New York: John Wiley & Sons, 2005.
[12] Skolnik, M. I., “Theoretical Accuracy of Radar Measurements,” Aeronautical and Naviga-
tional Electronics, IRE Transactions on, Vol. ANE-7, 1960, pp. 123–129.
[13] Abramowitz, M., and I. A. Stegun, Handbook of Mathematical Functions, New York:
Dover, 1965.
[14] Skolnik, M. I., Introduction to Radar Systems, 1st ed., New York: McGraw-Hill, 1962.
[15] Chen, V. C., and H. Ling, Time-Frequency Transforms for Radar Imaging and Signal Anal-
ysis, Norwood, MA: Artech House, 2002.
[16] Chen, V. C., F. Li, S. S. Ho, and H. Wechsler, “Micro-Doppler Effect in Radar: Phenome-
non, Model, and Simulation Study,” Aerospace and Electronic Systems, IEEE Transactions
on, Vol. 42, 2006, pp. 2–21.
[17] Chen, V. C., “Doppler Signatures of Radar Backscattering from Objects with Micro-
Motions,” Signal Processing, IET, Vol. 2, 2008, pp. 291–300.
[18] Chen, V. C., “Detection and Analysis of Human Motion by Radar,” in Radar Conference,
2008, RADAR ‘08. IEEE, 2008, pp. 1–4.
[19] Chen, V. C., The Micro-Doppler Effect in Radar. Norwood, MA: Artech House, 2011.
[20] Boulic, R. R. Boulic, N. M. Thalmann, and D. Thalmann, “A Global Human Walking Model
with Real-Time Kinematic Personification,” The Visual Computer, Vol. 6, 1990, pp. 344–358.
7.6 High-Range Resolution Radar 287
[39] Nanzer, J. A., and R. L. Rogers, “Bayesian Classification of Humans and Vehicles Using
Micro-Doppler Signals from a Scanning-Beam Radar,” Microwave and Wireless Compo-
nents Letters, IEEE, Vol. 19, 2009, pp. 338–340.
[40] Youngwook, K., and L. Hao, “Human Activity Classification Based on Micro-Doppler
Signatures Using an Artificial Neural Network,” in Antennas and Propagation Society
International Symposium, 2008, AP-S 2008. IEEE, 2008, pp. 1–4.
[41] Nanzer, J. A., M. G. Anderson, T. M. Josserand, L. Kuan, G. A. Olinger, D. P. Buhl, and
R. L. Rogers, “Detection of Moving Intruders from a Moving Platform Using a Ka-Band
Continuous-Wave Doppler Radar,” in Antennas and Propagation Society International
Symposium, 2009, APSURSI ‘09, IEEE, 2009, pp. 1–4.
[42] Levanon, N., and E. Mozeson, Radar Signals. Hoboken, NJ: John Wiley & Sons, 2004.
Chapter 8
Imaging Systems
289
290 Microwave and Millimeter-Wave Remote Sensing for Security Applications
directional antennas are not required. Detectors can thus be made small and
multiple detectors can be closely spaced together for imaging where the spacing
is determined by the physical size of the detector and the size of the beam at
the detector. Small spacings allow for compact imagers with a large number of
pixels.
Millimeter-wave scanning imagers often consist of quasi-optical systems with
a lens or system of parabolic reflectors directing the radiation to a single detector
or an array of detectors with a mechanically rotating reflecting mirror, but they
are also implemented with single high-gain receivers and mechanically rotated
reflectors or mechanically rotated high-gain antennas [1–12]. Drawbacks associ-
ated with mechanical scanners, such as size, weight, and image formation time
due to mechanical movement, have motivated research in electrically scanned
phased array systems. At millimeter-wave frequencies, phased arrays are more
easily implemented as frequency-scanned arrays with traveling wave antennas,
such as slotted waveguides, which are less complex and costly than full phased
arrays consisting of individual antennas and phase shifters [13–16]. Research in
interferometric imaging systems is new in security sensing, and these systems vary
in their implementations. Fully interferometric two-dimensional imagers have
been designed or developed [17–27] as well as combinations of interferometric
imaging in one dimension with mechanical or frequency scanning in the orthogo-
nal dimension [28, 29].
This chapter covers the basic concepts of scanning imaging and interfero-
metric image formation systems for security sensing applications. Discussions of
quasi-optical techniques of focusing the sensor beams can be found in [30, 31].
The basic aspects of the sensors used in scanning imagers have been covered in
the previous chapters on radiometer and radar systems. Image formation is ac-
complished in a straightforward manner by scanning the antenna beam(s) and
taking successive individual measurements, the resulting value of which, whether
radiometric temperature, reflectivity, or range, is assigned to the current pixel of
the image being viewed. Design considerations for general scanning systems are
discussed first, including the image field of view (FOV), spatial resolution, and
integration time.
The majority of this chapter is concerned with the theory and design consider-
ations of interferometric imaging systems. The image formation process is not as
simple as that for a scanning imager, and thus the theory behind the formation of in-
terferometric images is covered in detail. The application of interferometric imaging
to security sensing is a recent development that leverages research in radio astron-
omy and satellite remote sensing, and has significant potential for high-resolution
millimeter-wave imagers with reduced size, weight, power, and cost constraints.
Interferometric imagers are staring systems, and thus require no mechanical steer-
ing to form images. They are also sparse arrays, generating images with spatial
resolution equivalent to a full phased array with a fraction of the elements. The
benefits of interferometric imagers come with increased complexity required to per-
form cross-correlations of a potentially large number of antenna pairs; however, as
the processing capability of digital systems improves, this constraint becomes less
restrictive.
8.1 Scanning Imaging Systems 291
a configuration, phase shifters are still necessary at the elements, and amplifiers are
likely to be required at each element to overcome losses in the combining network.
Some array designs support scanning of the beam by changing the frequency.
Such systems are typically traveling-wave antennas such as a slotted waveguide ar-
ray. Due to the physical nature of the propagation, the scanning of the beam of a
traveling-wave antenna can only be accomplished in one dimension, and the imager
must therefore rely on another scanning method in the orthogonal direction to form a
two-dimensional image. This is commonly accomplished by placing multiple traveling-
wave arrays side by side that are phase scanned in the other dimension by using phase
shifters. Traveling-wave antenna arrays require only a single input and therefore
fewer amplifiers than a phased array. In practice is it not uncommon to employ a
hybrid system that uses one type of scanning in one dimension and another type in
another dimension, such as frequency scanning in azimuth and electrical scanning
in elevation. Mechanical scanning is also used in conjunction with phase scanning.
Electrical scanning imagers have the potential benefit of faster scanning than
mechanical systems, due to the transit time required of mechanical rotators for the
beam to return to its starting point. The drawback is the increased number of am-
plifiers required to implement a full imager. Passive phased array systems require
low-noise receiving amplifiers behind each antenna, and active systems additionally
need a transmitting amplifier and a switch or circulator. Frequency scanning imag-
ers have the additional drawback of the lack of frequency control over the transmit-
ted waveform since specific frequencies generate beams in specific directions only.
Typical scanning imaging systems are shown in Figure 8.1.
The order of the spatial positions measured by a scanning imager, shown in Figure
8.2, depends on the type of imager used. Generally a scanner moves the beam along
one dimension across the desired field of view and then moves to the next adjacent
line. Electrical scanners can instantaneously move from the end of one line to the
start of the next and thus can generate image pixels practically irrespective of their
order. Mechanical scanners have a finite reset time, or the time required to move
the rotator from the end of one line to the start of the next. For a given image
formation time, mechanical scanners require more time than electrical scanners
due to this reset time of the rotator. Mechanical scanners often employ an oscillat-
ing pattern, where the direction reverses after completion of one line, or a conical
scanning pattern to minimize the required overhead of the rotator. Hybrid systems
using both mechanical and electrical scanning often use the electrical scanning for
fast scanning in one dimension while the slower mechanical scanning takes place
along the other.
Steerable
Reflector
Sensor
Sensor
Steerable
Subreflector
(a)
Phase shifters
Array elements
Phase shifters
Frequency
steered
arrays
(b)
Figure 8.1 Types of scanning imagers.
ated by the scanning system are defined in terms of the field of view and the number
of pixels in the image, as shown in Figure 8.3. The spatial resolution in azimuth
and elevation determines the size of a pixel, and are determined by the antenna
beamwidth:
Figure 8.2 Examples of scanning configurations (from left to right) for mechanical scanning, elec-
trical scanning, and hybrid systems.
294 Microwave and Millimeter-Wave Remote Sensing for Security Applications
FOVφ
FOVθ
∆θ
∆φ
Figure 8.3 Field of view and spatial resolution of a scanning imager.
where Dq is the elevation spatial resolution and Df is the azimuth spatial resolu-
tion. The field of view is determined by the number of pixels in the image in both
dimensions. For m azimuth and n elevation pixels, the field of view in both dimen-
sions is
where FOVq and FOVf are measured in radians. The total field of view, measured
in steradians, is thus
If the azimuth and elevations beamwidths are equal, the total field of view is
given by
FOV = N Dθ 2 (8.4)
1
fr,2D = (8.6)
Nτ d
If the imager scans in only one dimension, using a fan beam in the other dimension,
the frame rate is
1
fr,1D = (8.7)
nτ d
8.2.1 Introduction
Interferometric imaging was developed for radio astronomical observations during
the middle of the twentieth century in order to map the radio frequency emission
of astronomical sources [32–36]. Radio astronomers discovered that by cross-
correlating the outputs of two antennas and physically moving one antenna such
that the baseline changes over the observation time, a representation of the radiation
scene could be generated with resolution equal to that of a single large array with
dimensions equal to the largest baseline. Earth rotation synthesis provides the same
function, where the projected baseline (the baseline as seen by the source) varies
with the rotation of the planet. This concept was extended to two-dimensional ra-
dio telescope arrays such as the Very Large Array (VLA) in Socorro New Mexico.
In the latter part of the last century, the concept of aperture synthesis was applied
to satellite remote sensing in order to map the thermal profile of the surface of the
Earth [37–39]. By measuring the radiometric temperature of the Earth at various
frequencies, various properties of the surface can be derived, such as soil moisture
content. Similar to radio astronomy applications, a primary benefit is the ability to
296 Microwave and Millimeter-Wave Remote Sensing for Security Applications
use sparse, thinned arrays that are much lighter and easier to deploy on a satellite
than a large physical array or a fully populated phased array.
Security sensing is an emerging field that is leveraging many of the same in-
terferometric imaging techniques developed in the radio astronomy and satellite
remote sensing domains. Despite the differences between the applications, much of
the basic theory of interferometric imaging applies to all domains. A major differ-
ence between the three domains is the observation range. In radio astronomy, the
source under observation may be hundreds of light years away or at its closest may
be an object in the solar system, thousands of kilometers distant from the sensor. In
satellite remote sensing, the range between a satellite sensor and the surface of the
Earth is on the order of hundreds of kilometers. The range between the sensor and
the source under observation in security sensing applications rarely exceeds a few
tens of meters. Despite the dramatic differences in observation range between the
three domains, interferometric imaging theory generally applies to each as long as
the source is in the far field of the antenna.
Observation time is another metric that differs between the three domains
where interferometry is applied. Radio astronomy arrays have the ability to ob-
serve sources continually for as many hours as the source is not occluded by the
Earth and can integrate repeated measurements over multiple days. By contrast,
satellite remote sensing arrays must complete the measurement before the motion
of the platform causes the point of interest to leave the antenna beam. As described
in Chapter 6, the sensitivity of a radiometer improves with increased observa-
tion time, and thus radio astronomy arrays can resolve extremely weak sources
while the sensitivity of a satellite array will be less due to the limited observation
time. The observation time of security imagers is similar to that of satellite imagers,
as the source under observation cannot be expected to remain in the beam for an
extended period of time. Security imagers benefit from many of the same proper-
ties of interferometric imagers as do radio astronomy and satellite remote sensing
arrays, such as image resolution equivalent to a fully populated phased array using
a sparse interferometric array.
kAe
Pf ,2 (s2 ) = T (s2 )A(s2 )dfds2 (8.9)
λ2
where si is the vector from antenna i to the point p on the source, Ae is the effective
area of the identical antennas, T is the source radiometric temperature, and A is
the antenna pattern. The radiation is assumed to be thermal in origin and therefore
unpolarized; (8.8) and (8.9) thus account for the ability of the antenna to respond
to only one component of polarization of the incident radiation: the factor of ½ is
offset by the factor of 2 in the definition of the brightness (6.47). The voltage pres-
ent in each receiver vi is proportional to the square root of the received power. If
the source is in the far field of the antennas,
s1 » s1 = s (8.10)
and the voltage responses thus can be considered to be equal in amplitude with a
phase difference of f = 2p fc (s1 – s2) = 2p fctg where τg is the geometrical time delay
s2
s1 s
θ
D.s
D
of the received wavefront between the two antennas. The response at the output of
the complex correlator is then given by
kAe j 2π f τ
r(τ ) = v1(t)v2 (t) = T (θ )A(θ)e c g dfdθ (8.11)
2λ 2
where θ is the angle between the broadside direction of the antennas and the point
p. The additional factor of ½ derives from the multiplication of the two received
signals resulting in components at dc and 2fc , as derived in Section 6.4.3, the higher
frequency term being filtered out by the integration process of the low-pass filter. Per-
forming the integration over frequency and space, the interferometer response is
2π
kAe j 2π fc τ g
r(τ ) =
2λ 2
ò T (θ )A(θ )F(θ)e dθ (8.12)
0
where F is the bandwidth pattern, derived in Chapter 6, that arises from the finite
bandwidth of the receiver. The exponential represents the complex fringe pattern,
which is a cosine function for a noncomplex correlator as described in Chapter 6.
The limits of integration extend over the whole sphere in theory; however, in prac-
tice the integration will be limited by the antenna pattern or bandwidth pattern,
whichever is narrower in angular extent. If the source is small in angular extent, the
integration is performed only over the angle subtended by the source.
The geometric time delay between reception of the radiation at the antennas is
1 1
τg = D × s = D sinθ (8.13)
c c
and therefore the product of the radiation frequency and the geometric time delay
in the phase of the fringe function can be given by
1
fcτ g = D sinθ = Dλ sinθ (8.14)
λ
where
D
Dλ = (8.15)
λ
ò T (θ)A(θ)F(θ)e
j 2π Dλ sin θ
V (Dλ ) = dθ (8.17)
0
8.2 Interferometric Imaging Systems 299
kAe
r(Dλ , θ0 ) = Tp A(θ0 )F(θ0 )e j 2π Dλ sinθ 0 (8.20)
2λ 2
The bandwidth pattern results from the integration of the fringe function over the
bandwidth, and for a rectangular passband of bandwidth Df is given by
1 æ D ö
F(θ0 ) = Df sinc çπ Df sinθ ÷ (8.21)
2 è c ø
Ae æ D ö
r(θ0 ) = kTp DfA(θ 0 )sinc ç π Df sinθ 0 ÷ e j 2π Dλ sinθ 0 (8.22)
4λ 2 è c ø
Ae æ D ö
r R (θ0 ) = kTp DfA(θ 0 )cos(2π Dλ sinθ 0 )sinc ç π Df sinθ 0 ÷ (8.23)
4λ 2 è c ø
which is identical to the point source response (6.152) derived in 6.4.3.1 for a non-
complex correlation radiometer with unity gain (Gsys = 1). When viewing a point
source, the visibility function measured by the antenna pair is equal to the radio-
metric temperature of the point source modified by the spatial filtering processes of
the antenna, the bandwidth pattern, and the fringe pattern.
spatial frequencies, gives the desired radiometric temperature. The visibility can be
given in general by
2π
ò Tˆ (θ)e
j 2π Dλ sin θ
V (Dλ ) = dθ (8.24)
0
where
is called the modified radiometric temperature, which is the true radiometric tem-
perature modified by the antenna pattern and the bandwidth pattern.
The argument of the exponential in (8.24) can be given in terms of the baseline
measured in wavelengths and the direction cosine
æπ ö
γ = cos ç - θ÷ = sinθ (8.26)
è2 ø
with
dγ
dθ = (8.27)
1-γ 2
¥
dγ
ò Tˆ (γ )e
j 2π Dλ γ
V (Dλ ) = (8.28)
-¥ 1-γ 2
The factor in the denominator can be subsumed into the modified radiometric tem-
perature to give
¥
ò Tˆ ¢(γ )e
j 2π Dλ γ
V (Dλ ) = dγ (8.29)
-¥
T (γ )A(γ )F(γ )
Tˆ ¢(γ ) = (8.30)
1-γ 2
If the angular extent of the temperature distribution being imaged is small, γ 2 =
sin2θ << 1 and
Tˆ ¢(γ ) » Tˆ (γ ) (8.31)
ò Tˆ (γ )e
j 2π Dλ γ
V (Dλ ) = dγ (8.32)
-¥
¥
Tˆ (γ ) = ò V (Dλ )e
- j 2π Dλ γ
δ (Dλ - Dλ1)dDλ = V (Dλ1)e - j 2πD λ1γ (8.34)
-¥
2π
r(θ0 ) = ò T (θ)K(θ - θ0 , Dλ )dθ (8.35)
0
where
kAe
K(θ - θ0 , Dλ ) = A(θ - θ0 )F(θ - θ0 )e j 2π Dλ sin(θ -θ 0 ) (8.36)
2λ 2
is the system pattern, which is the combination of the antenna pattern, bandwidth
pattern, and the fringe pattern. This can also be written as
kAe
K(θ - θ0 , Dλ ) = KB (θ - θ0 )e j 2π Dλ sin(θ -θ0 ) (8.37)
2λ 2
where
is the system beam pattern, which is the product of the antenna pattern and the
spatial filter produced by the bandwidth pattern. The system beam pattern accounts
only for the spatial filtering of the interferometer, while the system pattern includes
the spatial frequency imposed on the source by the fringe pattern.
Both the bandwidth pattern and the fringe pattern are angularly symmetric, and
assuming that the antenna pattern is also symmetric in angle, K(θ, Dl) = K(−θ, Dl)
and the response can be given by
2π
r(θ0 ) = ò T (θ)K(θ0 - θ , Dλ )dθ (8.39)
0
The response is therefore the convolution of the radiometric temperature and the
system pattern:
If the source extent is small, the antenna pattern and the bandwidth pattern can be
assumed to be constant over the extent of the source and
where the constant α includes the term kAe ∕ 2λ2 and the coefficients of the antenna
pattern and bandwidth pattern.
A substitution can be made by letting
D
u = Dλ = (8.42)
λ
this quantity is a spatial frequency, defined in cycles per radian, and is dependent on
the antenna baseline and the wavelength of the radiation. Substituting in the direc-
8.2 Interferometric Imaging Systems 303
tion cosine, the interferometer response can then be given in terms of the spatial
frequency by
r(γ ) = α T (γ ) * e j 2π u γ (8.43)
If the antennas are stationary and only one baseline is implemented, the interfer-
ometer measures a single spatial frequency u0. The response of the interferometer
as a function of spatial frequency is found by taking the Fourier transform of
(8.43). Because the antenna pattern and bandwidth pattern are assumed to be
constant, the Fourier transform of the radiometric temperature is equal to the
visibility:
T (γ ) Û V (u) (8.44)
e j 2π u0 γ Û δ (u - u0 ) (8.45)
From the convolution theorem of Fourier transforms, the Fourier transform of 8.43
is therefore
Figure 8.5 The fringe pattern imposes a spatial frequency on the source being imaged.
304 Microwave and Millimeter-Wave Remote Sensing for Security Applications
The limits of integration of (8.47) imply that the visibility is measured over all pos-
sible baselines. In practical systems, a range of baselines is measured. The function
that defines the spatial frequencies that the system samples is called the sampling
function S(u). The reconstructed radiometric temperature in terms of the visibility
and the sampling function is given by
¥
TˆR (θ) = ò V (u)S(u)e
- j 2π u sin θ
du (8.48)
-¥
where the reconstructed radiometric temperature TˆR is the measurement of the vis-
ibility modified by the sampling function. In radio astronomy, the image formed
by the reconstructed radiometric temperature is referred to as the “dirty” image to
emphasize the distorting effects of the sampling function on the true radiometric
temperature distribution. Using the convolution theory of Fourier transforms, the
reconstructed radiometric temperature is related to the physical source radiometric
temperature through
where
¥
ò S(u)e
- j 2π u sin θ
PSF(θ) = du (8.50)
-¥
is the point spread function, which is also referred to as the synthesized beam. The
point spread function is the Fourier transform of the sampling function.
If the visibility is sampled at a single baseline,
S(u) = δ (u - u0 ) (8.51)
and
æ u ö
S(u) = P ç ÷ (8.54)
è Du ø
1
PSF(θ) = sinc(πDu sin θ) (8.55)
Du
8.2 Interferometric Imaging Systems 305
The point spread function introduces distortion in the measured radiometric tem-
perature due to the sidelobes of the sinc function. Weighting can be applied to the
sampling function in order to reduce the sidelobes, as shown in Figure 8.6. For a
triangularly weighted sampling function
æ u ö
S(u) = L ç ÷ (8.56)
è Du ø
1
PSF(θ) = sinc 2 (π Du sinθ ) (8.57)
Du
Figures 8.7 and 8.8 illustrate the steps taken in the reconstruction process for uni-
form and triangular weighting.
Continuous sampling of the visibility function is achieved only when the projected
baseline is continuously altered. This can be achieved by either physically moving one
of the antennas or rotating the entire array such that the projected baseline is short-
ened as the cosine of the angle between the source and the broadside direction of the
antenna decreases. Both methods have been demonstrated in security applications;
however, such implementations are usually done as proof-of-concept demonstrations.
Physical movement of the antenna baselines to accommodate all spatial frequencies
is time consuming, and rotation of the array requires wide antenna beamwidths or
rotation of the antennas such that they track the source as the array rotates. Due to
S PSF
∆u 1
∆u
u θ
(a)
S PSF
2
∆u
∆u
u θ
(b)
Figure 8.6 Sampling function and resulting point spread function for (a) uniform weighting
(b) triangular weighting.
306 Microwave and Millimeter-Wave Remote Sensing for Security Applications
T V
FT
PSF S
FT
TR SV
FT
θ u
Figure 8.7 Example of the radiometric temperature reconstruction with a rectangular sampling
function. The left plots are in the spatial domain, while the plots on the right are in the spatial fre-
quency domain. The two columns are related through a Fourier transform. The temperature distribu-
tion consists of two point sources and two distributed sources, and is shown on the top along with
its corresponding visibility. The point spread function and sampling function are shown below the
temperature and visibility. The bottom plots show the reconstructed radiometric temperature and
the product of the sampling function and visibility.
these mechanical limitations, the visibility function is typically sampled discretely, us-
ing a staring sparse array of elements to measure all possible baselines within a speci-
fied maximum baseline. The outputs of each nonredundant pair of antennas must be
cross-correlated in order to measure all the visibility at all the baselines.
Discrete sampling is achieved with a staring array viewing a stationary source.
The discrete sampling function for an array of N elements is given by
N -1
2
S(u) = å δ (u - un ) (8.58)
N -1
n =-
2
where
Dn N -1 N -1
un = , - £n£ (8.59)
λ 2 2
8.2 Interferometric Imaging Systems 307
T V
FT
PSF S
FT
TR SV
FT
θ u
Figure 8.8 Example of the radiometric temperature reconstruction with a triangular sampling func-
tion using the temperature distribution from Figure 8.7. The tapering of the sampling function
results in lower sidelobes; however, the resolution is reduced, as can be seen by the lower amplitude
of the point sources.
are the spatial frequencies defined by the baselines Dn. The spatial frequency associ-
ated with the n = 0 term (a baseline of zero wavelengths) is zero, and corresponds to
the total power response. This sample may or may not be taken. The point spread
function associated with (8.58) is given by its discrete Fourier transform
N -1 N -1
2 2
PSF(θ) = å δ (u - un )e - j 2π u sin θ = å e - j 2π un sin θ (8.60)
N -1 N -1
n =- n =-
2 2
The reconstructed radiometric temperature is therefore given by
N -1
2
TˆR (θ) = å V (un )e - j 2π un sinθ (8.61)
N -1
n =-
2
The discrete nature of the sampling function will result in aliasing in the form of
array grating lobes in the point spread function if the spatial frequencies are not
308 Microwave and Millimeter-Wave Remote Sensing for Security Applications
S ∆u PSF
δu
1
∆u
u 1 θ=0 1
δu δu
Figure 8.9 Discrete sampling functions and resulting point spread functions showing aliasing in
the form of grating lobes.
sampled adequately. In fact, this is the same process by which grating lobes manifest
in discrete antenna arrays, as discussed in Chapter 4 and illustrated in Figure 8.9.
For a uniform linear array with a baseline increment resulting in spatial frequency
separations of δu cycles per radian, the grating lobes in the point spread function
will be present at δu–1 radians in space. To satisfying the Nyquist criteria, the base-
lines for a uniform linear array are
λ N -1 N -1
Dn = n , - £n£ (8.62)
2 2 2
n N -1 N -1
un = , - £n£ (8.63)
2 2 2
By satisfying the Nyquist criteria, the grating lobes are placed outside of any field of
view. Baseline increments greater than λ ∕ 2 can be used for smaller fields of view.
z=0 x
Observation
plane
θ
y
z = zi x
Image plane φ
y
Figure 8.10 Two-dimensional imaging geometry.
8.2 Interferometric Imaging Systems 309
2π π
kAe
ò ò T (θ, φ)A(θ, φ)F(θ, φ)e
j 2π (u sin θ cos φ + v sinθ sin φ )
r(θ , φ) = sin θ dθ dφ (8.64)
2λ 2
0 0
where
Dx
u= (8.65)
λ
Dy
v= (8.66)
λ
are the spatial frequencies in the x and y dimensions and Dx and Dy are the base-
lines along the x and y dimensions. Both u and v are measured in cycles per radian.
The two-dimensional visibility function is therefore given by
2π π
ò ò Tˆ (θ, φ)e
j 2π (u sin θ cos φ + v sinθ sin φ )
V (u, v) = sinθ dθ dφ (8.67)
0 0
And the reconstructed radiometric temperature is given by
¥ ¥
TˆR (θ , φ) = ò ò V (u, v)S(u, v)e
- j 2π (u sin θ cos φ + v sinθ sin φ )
dudv (8.68)
-¥ -¥
where S is the two-dimensional sampling function. A two-dimensional interfero-
metric array of N×M elements samples the visibility in two dimensions at discrete
frequencies in u and v with a sampling function
The sensitivity is the standard deviation of (8.73), which is found by first calculat-
ing the variance of the reconstructed radiometric temperature at the center pixel,
given by
2
σ p2 = TˆR2 - TˆR (8.74)
= åå Vnm
n m
2
(2
+ ε nm ) (8.75)
2
= NM Vnm( 2
+ ε nm )
where Vnm ε nm = 0 and Vnm = Vnm. The expectation of the reconstructed radio-
metric temperature is
TˆR = åå Vnm + ε nm
n m
= åå Vnm (8.76)
n m
= NMVnm
where ε nm = 0. The variance (8.74) is then given by subtracting the sum of the
squares of (8.76) from (8.75), yielding
σ p2 = NM ε nm
2
(8.77)
2
The expectation of the square of the noise component ε nm is simply the vari-
ance of the noise for a single two-element correlation interferometer, and thus its
8.2 Interferometric Imaging Systems 311
square root is the standard deviation of the noise, which is the radiometric tempera-
ture sensitivity of a two-element interferometer,
2 Tsys
ε nm = DT = (8.78)
2 Df τ
where it is assumed that each receiver has the same receiver noise temperature Tsys.
The sensitivity is given by the square root of the variance (8.77), which results in
DTˆR = σ p = DT NM (8.79)
Substituting (8.78), the sensitivity of the pixel, and by extension the entire image,
is given by
NM
DTˆR = Tsys (8.80)
2 Df τ
The radiometric sensitivity of the image is therefore degraded by the square root of
total number of measurements taken NM, or the number of visibility samples. This
degradation arises from the fact that the reconstructed radiometric temperature at
a given pixel is the summation of all measurements made in the spatial frequency
domain and that each measurement contributes noise.
In comparison to a total power radiometer operating in scanning mode, the
sensitivity of which is given by (6.136) as
Tsys
DT = (8.81)
Df τ
the sensitivity given by (8.80) appears to be considerably worse due to the square
root of the number of measurements being present in the numerator. However,
consider that in order to generate an image with the same number of measure-
ments NM in the same integration time τ as the interferometric imager, the in-
tegration time τp of each pixel that the scanning total power radiometer dwells
on must be
τ
τp = (8.82)
NM
Substituting this into (8.81) gives the sensitivity of a pixel, and therefore the image,
taken by a total power radiometer as
Tsys NM
DTp = = Tsys (8.83)
Dfτ p Dfτ
Comparing (8.80) and (8.83), the sensitivity of the image formed by the interfero-
metric imager is given in terms of the sensitivity of the image formed by a scanning
total power radiometer by
DTp
DTˆR = (8.84)
2
312 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Thus, the sensitivity of the image formed by the interferometric imager is im-
proved over that of a scanning total power radiometer making the same number
of measurements by a factor of 1 2. This relationship is precisely that which was
derived for the sensitivities of the individual total power radiometer (6.136) and
correlation radiometer (6.167).
M -1
2
AFy (θ , φ) = å e - j 2π vm sin θ sinφ (8.87)
M -1
m =-
2
Note that (8.85) is true for separable arrays, which are arrays where the current
distributions in orthogonal dimensions can be considered independent, a condition
that is met for arrays where the elements are individually addressed [40].
The spatial resolution is found by analyzing the array factors along their
respective axes; in particular, the beamwidth of the array factors in the x and y
directions defines the spatial resolution Dθx,y, as shown in Figure 8.11. In terms
of (8.86) and (8.87), the array factors are found by the pattern of a linear an-
tenna of length N or M. From Section 4.5.3, the null-to-null beamwidth along
the x dimension of a linear antenna with a large number of elements is given by
(4.193) as
λ
θ NNBW » 2 (8.88)
Nd
For a linear antenna, Nd represents the maximum dimensions of the array. The
maximum dimension of the interferometer is the maximum antenna baseline Dx,max,
thus the null-to-null beamwidth of the interferometer array factor is given by
8.2 Interferometric Imaging Systems 313
∆θx
-θnull θnull θ
Figure 8.11 Array factor for a uniform linear array.
(x) λ
θ NNBW »2 (8.89)
Dx,max
(y) λ
θ NNBW »2 (8.90)
Dy,max
The spatial resolution of the array defined in terms of the null-to-null beamwidth
is therefore
λ
Dθ x,y » 2 (8.91)
Dx,y max
λ
Dθ x,y » 0.88 (8.92)
Dx,y max
Dx
∆θy
Dy ∆θx
Dx,max=Dx
∆θy
Dy,max=Dy ∆θx
Figure 8.12 Filled aperture (top) and unfilled interferometric aperture (bottom) that have equal
spatial resolution.
pattern is determined by the antenna baseline and the bandwidth of the receiver.
If the bandwidth pattern is wide, the field of view is determined primarily by the
antenna beamwidth; this is illustrated in Figure 8.13. A wide bandwidth results in a
narrow bandwidth pattern beamwidth, and vice versa.
If the bandwidth is sufficiently narrow that the beamwidth of the bandwidth
pattern is much wider than the beamwidth of the antenna, the bandwidth pattern
can be considered constant over the antenna beamwidth and the field of view is
given by the azimuth and elevation antenna beamwidths. If the bandwidth is suf-
ficiently wide such that the antenna beamwidth is much wider than that of the
bandwidth pattern, the antenna pattern can be considered constant of the field of
view, which is then determined by the azimuth and elevation beamwidths of the
FOVθ
∆θ
Dant
Dmax
Figure 8.13 The resolution of the image is determined by the maximum antenna baseline, while
the FOV is determined by the beamwidth of the system beam pattern. For a narrow beamwidth, the
system beam pattern is approximately the element pattern.
8.2 Interferometric Imaging Systems 315
æ 0.44λ ö
θ A,HPBW = 2sin -1 ç = 2sin -1(0.88) = 2.18 rad = 124.7° (8.93)
è d ÷ø
where d = λ ∕ 2. Typically, this is much wider than the beamwidth of the bandwidth
pattern, and the antenna pattern can be considered constant over the beamwidth
of the bandwidth pattern. Bandwidth patterns with beamwidths narrower than
this can be generated when the receiver bandwidth is wide, which is desirable for a
radiometer since the temperature sensitivity is inversely proportional to the square
root of the bandwidth. In the following discussions, it is assumed that the antenna
pattern is constant and that the system beam pattern is approximated by the band-
width pattern, which for a rectangular passband is given by
æ D ö
F(θ) = sinc ç π Df sinθ ÷ (8.94)
è c ø
In practice, the assumption that the system beam pattern is primarily defined by the
bandwidth pattern arises from the use of wide bandwidths and small antenna ele-
ments that have wide beamwidths. The width of the sinc function is inversely pro-
portional to its argument, and therefore the beamwidth of the bandwidth pattern
is inversely proportional to both the bandwidth and the antenna baseline. Shorter
baselines and narrower beamwidths will therefore produce wider bandwidth pat-
terns, while longer baselines and wider beamwidths will produce narrower band-
width patterns. The field of view of the interferometer is therefore limited by the
widest baseline of the array, which produces the narrowest bandwidth pattern.
The half-power beamwidth of the bandwidth pattern is twice the angle at which
(8.94) is equal to 0.5, which is found when
D
πDf sinθ = 1.896 (8.95)
c
and therefore
æ 1.896c ö
θF , HPBW = 2sin -1 ç (8.96)
è πDfD ÷ø
3.791c
θF , HPBW » (8.97)
πDfD
316 Microwave and Millimeter-Wave Remote Sensing for Security Applications
D
π Df sinθ = π (8.99)
c
æ c ö
θF , NNBW = 2sin -1 ç (8.100)
è DfD ÷ø
When DfD >> c, the beamwidth in terms of the fractional bandwidth and the base-
line measured in wavelengths simplifies to
2
θF, NNBW » (8.101)
Dff Dλ
The field of view of the interferometer can be defined in terms of either the half-
power beamwidth or the null-to-null beamwidth, in which case
a
Df f Dλ ,max = (8.103)
sin(FOVθ 2)
where
ì0.6, θF ,BW = θ F ,HPBW
a=í (8.104)
î 1, θF ,BW = θF ,NNBW
Thus, for a given beamwidth, the product of the fractional bandwidth and
the longest baseline is a constant. If either the bandwidth or the maximum base-
line is predefined, the other system parameter is then determined by the desired
field of view. Additionally, (8.103) states that if the antenna array is reduced in
size, and therefore the maximum baseline is reduced, the receiver bandwidth
8.2 Interferometric Imaging Systems 317
must be increased to maintain the same field of view. If the fractional band-
width of the system is reduced, the maximum baseline must be increased to
maintain the same field of view. As indicated by (8.91), increasing the maxi-
mum antenna baseline results in finer spatial resolution of the image. However,
reducing the bandwidth results in a degradation of the temperature sensitivity,
which is inversely proportional to the square root of the bandwidth. Thus, an
increase in resolution in one domain results in a decrease in resolution in an-
other domain for a given field of view. The product of the fractional bandwidth
and the antenna baseline is plotted against the antenna beamwidth (FOV) in
Figure 8.14.
The trades between bandwidth considerations and spatial considerations
can be summarized in a simple form if the field of view is small enough that
sin(FOV ∕ 2) » FOV ∕ 2. In this case,
2a
Df f Dλ ,max = (8.105)
FOVθ
The fraction Dθ ∕ FOV is equal to the number of pixels m imaged in the θ direction,
and thus
a
Dff = (8.107)
m
This equation states that for interferometric imagers with wide-beam antenna ele-
ments such that field of view is determined only by the bandwidth pattern, the num-
ber of pixels in the interferometric image is inversely proportional to the fractional
20
18
16
14
12
0.6
∆ffDλ 10 sin(θF,HPBW/2)
8 1
6 sin(θF,NNBW/2)
4
2
0
0 10 20 30 40 50 60 70 80 90
θF,BW
Figure 8.14 Product of the fractional bandwidth and the maximum antenna baseline versus the
bandwidth pattern beamwidth.
318 Microwave and Millimeter-Wave Remote Sensing for Security Applications
bandwidth of the receiver. This result arises from the dependence of the bandwidth
pattern beamwidth on the bandwidth of the receiver.
λ/2 λ 3λ/2
(a)
λ/2 3λ/2 λ
(b)
Figure 8.15 (a) Uniform linear array. (b) Minimally redundant linear array.
8.2 Interferometric Imaging Systems 319
6
4
2
0
y
−2
−4
−6
−6 −4 −2 0 2 4 6
x
(a)
10
5
0
v
−5
−10
−10 −5 0 5 10
u
(b)
0.5
sinθsinφ
−0.5
−1
−1 −0.5 0 0.5 1
sinθcosφ
(c)
Figure 8.16 Mills Cross array: (a) Antenna layout. (b) Sampling function. (c) Point spread
function.
Figure 8.16(b) is that produced when every pair of antennas is cross correlated.
The number of cross correlations can be reduced to remove the higher spatial
frequencies.
Figure 8.16(c) shows the point spread function resulting from the sampling
function of Figure 8.16(b). The antenna elements are spaced in increments of λ,
and therefore the spatial frequency increment is δu = 1 cycles·rad–1. Because of
the Fourier transform relationship between the sampling function and the point
spread function, grating lobes appear at increments of δu–1 = 1 rad. The spatial
resolution of the imager is given by the null-to-null beamwidth of the point spread
function, which is twice the wavelength divided by the maximum baseline separa-
8.2 Interferometric Imaging Systems 321
tion as given by (8.91). For the given array, the maximum baseline in both the x
and y dimensions is 10λ, which yields a resolution of 0.2 rad.
8.2.7.2 T-Array
The T-array is similar to the Mills Cross array except that one arm is truncated at
the intersection of the two linear arrays. Figures 8.19(a) and 8.19(b) show the an-
tenna placement and the resulting sampling function. Comparing to the sampling
function of the Mills Cross, the same density is achieved in the range of –5 to 5
cycles·rad–1 in both the u and v dimensions, and five fewer antenna elements are
required. The point spread function is shown in Figure 8.17(c). The form of the
6
4
2
0
y
−2
−4
−6
−6 −4 −2 0 2 4 6
x
(a)
10
5
0
v
−5
−10
−10 −5 0 5 10
u
(b)
1
0.5
sinθsinφ
−0.5
−1
−1 −0.5 0 0.5 1
sinθcosφ
(c)
Figure 8.17 T-array: (a) Antenna layout. (b) Sampling function. (c) Point spread function.
322 Microwave and Millimeter-Wave Remote Sensing for Security Applications
beam is similar to that of the Mills Cross; however, higher sidelobes are present
and the main beam is slightly wider due to the reduced maximum baseline in the
y dimension.
8.2.7.3 Y-Array
The equiangular Y-array, shown in Figure 8.18, is a common architecture employed
in both radio astronomy and satellite remote sensing for the wide visibility cover-
age it provides with a relatively small number of elements. The antenna placement
is shown in Figure 8.18(a), where the arms of the Y are spaced in 120° increments,
and the sampling and point spread functions are shown in Figures 8.18(b) and
6
4
2
0
y
−2
−4
−6
−6 −4 −2 0 2 4 6
x
(a)
10
5
0
v
−5
−10
−10 −5 0 5 10
u
(b)
0.5
sinθsinφ
−0.5
−1
−1 −0.5 0 0.5 1
sinθcosφ
(c)
Figure 8.18 Y-array: (a) Antenna layout. (b) Sampling function. (c) Point spread function.
8.2 Interferometric Imaging Systems 323
8.18(c). The sampling function densely samples the visibility without the extensions
seen by the Mills Cross and T-array.
6
4
2
0
y
−2
−4
−6
−6 −4 −2 0 2 4 6
x
(a)
10
5
0
v
−5
−10
−10 −5 0 5 10
u
(b)
0.5
sinθsinφ
−0.5
−1
−1 −0.5 0 0.5 1
sinθcosφ
(c)
Figure 8.19 Circular array: (a) Antenna layout. (b) Sampling function. (c) Point spread function.
324 Microwave and Millimeter-Wave Remote Sensing for Security Applications
elements spaced by 15° and corresponding sampling function and point spread
function. The sampling function is circularly symmetric and densely samples the
visibility, and the grating lobes of the point spread function form a ring surrounding
the main beam. Figure 8.20 shows the array layout, sampling function, and point
spread function of two concentric circular arrays. The outer ring has a radius of 5λ
with elements spaced by 30°, while the inner ring has a radius of 2.5λ with elements
spaced by 45°. The spacing of the spatial frequency samples is less uniform, which
results in fewer and less structured grating lobes. Figure 8.21 shows the result of
three concentric circular arrays of radius 5λ, 3.5λ, and 2λ, with element spacing of
30°, 45°, and 60°, respectively.
6
4
2
0
y
−2
−4
−6
−6 −4 −2 0 2 4 6
x
(a)
10
5
0
v
−5
−10
−10 −5 0 5 10
u
(b)
1
0.5
sinθsinφ
−0.5
−1
−1 −0.5 0 0.5 1
sinθcosφ
(c)
Figure 8.20 Circular array with two concentric circles: (a) Antenna layout. (b) Sampling function.
(c) Point spread function.
8.2 Interferometric Imaging Systems 325
6
4
2
0
y
−2
−4
−6
−6 −4 −2 0 2 4 6
x
(a)
10
5
0
v
−5
−10
−10 −5 0 5 10
u
(b)
0.5
sinθsinφ
−0.5
−1
−1 −0.5 0 0.5 1
sinθcosφ
(c)
Figure 8.21 Circular array with three concentric circles: (a) Antenna layout. (b) Sampling function.
(c) Point spread function.
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Chapter 9
Interferometric Measurement
of Angular Velocity
329
330 Microwave and Millimeter-Wave Remote Sensing for Security Applications
a digital array and cannot utilize narrow beams for continual tracking, the sensor
may not be able to support the measurement of angular velocity. In the cases where
the system can use narrow beams or digital-array-based angle estimation, the pro-
cess of calculating the angular velocity is cumbersome in comparison to the relative
simplicity of the measurement of range, radial velocity, and angle.
The interferometric measurement of the angular velocity of moving objects is a
recently developed technique that has the potential to provide direct angular veloc-
ity measurements in a straightforward manner, and one that is mathematically simi-
lar to the measurement of radial velocity in radar [6]. The measurement technique
is implemented using a wide-baseline, two-element correlation interferometer and
enables the direct measurement of the angular velocity of objects moving through
the interferometer beam pattern with a simple frequency analysis. As described in
Section 6.4.3, the pattern of a two-element correlation interferometer is a series of
fringes of opposite sign imposed on the scene. As an object passes through the beam
pattern, the voltage output of the sensor oscillates in conjunction with the object
moving through the fringes. Derivations in following sections will show that the
frequency of the oscillation is proportional to the angular velocity of the object and
that the angular velocity can thus be determined through a simple frequency analy-
sis, rather than inferred from multiple angular position measurements.
Interferometric measurement of the angular velocity of a moving object can be
implemented on either a passive or active system, in a way that is analogous to the
measurement of the angle of an object; the received signal may be either transmitted
and reflected off the object or may be intrinsically radiated by the object, such as
thermal radiation. The measurement technique does not require narrow beam pat-
terns and can be implemented over a wide field of view, and the responses from mul-
tiple objects moving at different angular velocities can be resolved. The simplicity of
the measurement technique has the potential to improve trajectory determination
of objects and may be implemented in an analogous fashion to micro-Doppler to
measure the signature of a human walking tangentially past the sensor. Combined
with a Doppler sensor, a multidimensional trajectory can be measured directly.
The interferometric measurement technique is new, and its potential must still
be fully evaluated through experimentation. Technical challenges exist and will need
to be investigated in future research: however, initial experiments using a passive
system measuring the movement of walking humans have supported the underlying
theory and buoyed the prospects for the technique to be applied in a more general
sense [7]. This chapter outlines the basic theory of the measurement technique and
presents simulations and measurements of the angular velocity of moving humans.
The general theory of measuring the angular velocity of a moving object is derived
in this section by considering the point source response of a two-element correlation
interferometer. The sensor is not specified to be active or passive in this context; the
signal received by the interferometer may be reflected off the point source from a
transmitter or may be intrinsically radiated. The geometry of the measurement is
described in Figure 9.1(a), where the point source moves in an angular trajectory
9.1 Interferometer Response to an Angularly Moving Point Source 331
d
θ
D r(t)
(a)
r(t)
t
(b)
Figure 9.1 (a) Geometrical setup of the interferometric measurement of the angular velocity of a
moving object. (b) Example voltage response to the point source.
through the field of view of the interferometer in the plane defined by the antennas.
The distance to the source is assumed to be large enough compared to wavelength
and the interferometer baseline that the wavefronts can be considered planar when
incident on the antennas. As the source moves through the interferometer beam pat-
tern, the voltage signal at the output of the correlator oscillates in proportion to the
fringe pattern, depicted in Figure 9.1(b). The frequency of the oscillation is deter-
mined by the speed with which the source moves through the pattern: fast-moving
sources pass through the pattern quickly, producing a temporally short response,
whereas slow moving sources produce temporally longer responses. While the pe-
riod of the oscillation is different depending on the angular velocity, the number of
oscillations in the response does not change.
and to differentiate it from the frequency of the spectral interferometer response in later
sections. In a complex correlator, (9.1) represents the in-phase component; the quadra-
ture component is obtained by delaying one path into the correlator by 90º, yielding
æ D ö æ D ö
rNQ (θ) = A(θ )sin ç 2π fc sin θ ÷ sinc çπ Df sin θ ÷ (9.2)
è c ø è c ø
Combining the two in complex form yields the complex interferometer response
D
æ D ö j 2π fc c sin θ
rN (θ) = A(θ )sinc çπ Df sin θ ÷ e (9.3)
è c ø
which is a function of the angle of the source q, the system bandwidth Df, and the
antenna baseline D. As discussed in Chapter 6, the bandwidth pattern acts as a
spatial filter in a similar fashion as the antenna pattern. The system beam pattern,
defined in Section 8.2.2.3, is
D
K B (θ , ∆f , D) = A(θ )sinc π ∆f sin θ (9.4)
c
The interferometer response can then be given as
rN (θ ) = K B (θ , ∆f , D)P(θ , fc , D) (9.5)
where
D
j 2π fc sin θ
P(θ , fc , D) = e c (9.6)
is the complex fringe pattern. The frequency, bandwidth, and antenna baseline are
system variables, in the sense that they are fixed by the design of the system; thus,
the angle of the source represents the independent variable.
θ = ω t + C (9.9)
D
D j 2π fc c sin ωt
rN (t ) = A(ω t )sinc π ∆f sinω t e (9.10)
c
where representing the spatial filtering functions in the system beam pattern by wt
is simply another way of representing the angle. The response to a moving source
is affected by the system beam pattern at different times, depending on the angular
velocity: given two sources, one moving with twice the angular velocity of the other,
the faster source will produce an interferometer response that is temporally shorter
than that produced by the slower source by a factor of two.
The system beam pattern represents an amplitude variation of the signal re-
sponse as the source moves across the field of view, while the complex fringe pattern
contains a fluctuation in the phase to the changing angular position of the source,
where the phase is
D
ϕ (t ) = 2π fc sinω t = 2π Dl sinω t (9.11)
c
where Dl = D/l is the antenna baseline in units of wavelength. If the source is not
moving, (9.9) is simply a constant, and the phase does not change with time. If the
source is moving with nonzero angular velocity, the instantaneous frequency of the
response can be determined by
1 dϕ
fs = = ω Dλ cosω t = ωDλ cosθ (9.12)
2π dt
Thus, a source moving through the interferometer beam pattern induces a fre-
quency shift fs on the signal response with magnitude proportional to the angular
velocity w (rad·s–1) and the spatial frequency Dlcosq (rad). The frequency shift is
positive for objects moving in the clockwise direction (positive angular velocity)
and negative for objects moving in the counter-clockwise direction (negative angu-
lar velocity). The quantity Dcosq is called the projected baseline and is the antenna
baseline as seen by the source; at q = ±90º the projected baseline is zero, and the
resulting frequency shift is likewise zero, whereas at q = 0º the projected baseline
and the frequency shift are at their maximum values. Figure 9.2 shows the fringe
pattern for a baseline of D = 10l over the hemisphere and the resulting frequency
shift from an object moving with angular velocity w = 1 rad·s–1. The frequency of
the oscillation decreases as the angle approaches ±90º due to the cosq term in the
frequency shift. At its maximum value, when q = 0º, the frequency shift is
fs,max = ω Dλ (9.13)
The angular velocity of the object can thus be calculated by dividing the peak
frequency of the response by the length of the baseline.
ω s = ω D cos θ (9.14)
334 Microwave and Millimeter-Wave Remote Sensing for Security Applications
0.5
Amplitude
0
−0.5
−1
−π/2 0 π/2
θ(rad)
(a)
10
6
fs (Hz)
0
−π/2 0 π/2
θ(rad)
(b)
Figure 9.2 (a) Real part of the interferometer fringe pattern over angle for D = 10l. (b) Frequency
shift induced by an object with w = 1 rad·s–1 for D = 10l.
the frequency shift (9.12) can be written in terms of the center frequency of the
source signal as
ω s fc
fs = (9.15)
c
Equation (9.15) can be compared to the equation for the Doppler shift of a radar
system (7.12) that was derived in Chapter 7,
2vr fc (9.16)
fD =
c
The frequency shift induced on the interferometer response from an angularly mov-
ing source is identical to that induced on a radar response from a radially moving
source, with the scaled angular velocity in place of twice the radial velocity of the
source.
The angular frequency can thus be measured by performing a simple frequency
analysis of the interferometer response: the angular velocity of the source is directly
proportional to the measured frequency shift. This is analogous to the Doppler fre-
quency, where the radial velocity of a source is directly proportional to the Doppler
frequency shift.
9.1 Interferometer Response to an Angularly Moving Point Source 335
∆fs ωDλ
fs
θ=0
Figure 9.3 The frequency uncertainty increases as the angle away from broadside increases and is
thus a greater concern for systems with wide beamwidths.
336 Microwave and Millimeter-Wave Remote Sensing for Security Applications
toward broadside (q = 0º) and the beamwidth is small qBW << 1, the small angle
approximations
sinθ » θ (9.21)
cos θ » 1 (9.22)
can be utilized in the previous formulation. The frequency shift (9.12) is then given
by
æ f Df ö
rN (t ) = A(ω t )sinc(πDfDω t c)e j 2π fc Dωt c
= A(θ )sinc çπ s t÷ e j 2 π fst (9.25)
è fc ø
where the antenna pattern has been cast as a function of angle. The response in
(9.25) is composed of an amplitude variation that is dependent on the antenna pat-
tern, the frequency, the bandwidth, and the frequency shift. The fringe pattern is
simplified to a simple exponential dependent on the frequency shift fs and time.
where FT indicates Fourier transform and * indicates convolution. Under the small
angle approximation, the Fourier transform of the fringe pattern is
which is simply a delta function shifted by the frequency shift fs. The spectral re-
sponse is then
R(f ) = Kˆ B (f − fs , ∆f , D) (9.28)
which is the Fourier transform of the system beam pattern Ŝ shifted by the fre
quency shift fs.
f é f ù
R( f )= Kˆ _ B( f - fs ) = c P ê c ( f - fs )ú (9.31)
fs D f ë fs D f û
|R|
∆fR
fc
fs ∆f
Figure 9.4 Magnitude and bandwidth of the spectral response as a function of fc /fs Df.
bandwidth of the Fourier transform of the system beam pattern. In general, the
bandwidth, and therefore the resolution, is inversely proportional to both the an-
tenna baseline and the system beam pattern [9].
Figure 9.4 shows the magnitude |R| and bandwidth DfR of the spectral response
(9.31) as a function of the factor fc/fsDf. It can be seen that increasing the center
frequency has the effect of increasing the magnitude of the spectral response and
decreasing the bandwidth, whereas increasing the system bandwidth has the oppo-
site effect. The reason for this can be seen by considering the time-domain response
and the effect of the center frequency and system bandwidth on it. Figure 9.5 shows
the time-domain response for a system with a 120° antenna beamwidth, a baseline
of 0.25 m, a system bandwidth of Df = 500 MHz, and center frequencies of 5 GHz,
15 GHz, and 25 GHz. The shape of the response does not change; however, the num
ber of fringes increases; thus, the number of periods in the oscillatory waveform in-
creases causing the temporal duration relative to the oscillation period to increase.
Upon Fourier transformation the spectral response narrows due to increased rela-
tive temporal duration. The effect of increasing the system bandwidth Df is shown
in Figure 9.6 for a system with a 120° antenna beamwidth, a baseline of 0.25 m, a
center frequency fc of 15 GHz, and system bandwidths of 250 MHz, 500 MHz, and
750 MHz. The oscillatory period does not change; however, the temporal duration
decreases as the system bandwidth increases, causing the relative temporal duration
to decrease. Thus, upon Fourier transformation, the spectral response widens due
to the shorter temporal duration.
Whereas the center frequency and system bandwidth are hardware parameters
and can be defined, the frequency shift fs is dependent on the angular velocity of the
source and cannot in general be specified in security sensing applications. Figure 9.7
shows the spectral response of the interferometer as a function of the frequency
shift. As indicated by (9.31), the magnitude of the response is inversely propor-
tional to fs, while the bandwidth is proportional to fs. Furthermore, the response
is centered at fs due to (9.27). Objects moving with greater angular velocities thus
generate responses with higher frequency shifts and with wider bandwidths. The
total power contained in the spectral response does not change: integrating over the
spectral bandwidth for different frequency shifts yields the same result. However,
9.2 Interferometer Spectral Response 339
Normalized amplitude
0.5
−0.5 r
KB
F
−1 A
−π/2 0 π/2
θ(rad)
(a)
1
Normalized amplitude
0.5
−0.5 r
KB
F
−1 A
−π/2 0 π/2
θ(rad)
(b)
1
Normalized amplitude
0.5
−0.5 r
KB
F
−1 A
−π/2 0 π/2
θ(rad)
(c)
Figure 9.5 Time-domain interferometer response r for a system with a 120° antenna beamwidth,
a baseline of 0.25 m, a system bandwidth of Df = 500 MHz, and center frequencies fc of (a) 5 GHz,
(b) 15 GHz, and (c) 25 GHz. KB is the system beam pattern, F is the bandwidth pattern, and KB is the
antenna pattern.
340 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Normalized amplitude
0.5
−0.5 r
KB
F
−1 A
−π/2 0 π/2
θ(rad)
(a)
1
Normalized amplitude
0.5
−0.5 r
KB
F
−1 A
−π/2 0 π/2
θ(rad)
(b)
1
Normalized amplitude
0.5
−0.5 r
KB
F
−1 A
−π/2 0 π/2
θ(rad)
(c)
Figure 9.6 Time-domain interferometer response r for a system with a 120° antenna beamwidth,
a baseline of 0.25 m, a center frequency fc of 15 GHz, and system bandwidths of (a) 250 MHz,
(b) 500 MHz, and (c) 750 MHz. S is the system beam pattern, B is the bandwidth pattern, and A is
the antenna pattern.
9.2 Interferometer Spectral Response 341
0.2
Normalized magnitude
0.15
0.1
0.05
0
0 20 40 60 80 100
fs (Hz)
Figure 9.7 Spectral response of the interferometer as a function of frequency shift fs. The response
at dc is a delta function with unity magnitude.
the spectral power (power per unit bandwidth) decreases with increasing frequency
shift. In the presence of noise, the spectral sensitivity thus decreases.
20
15 θHPBW = 45 o θHPBW = 22.5 o
10
f (Hz)
5
0
s
−5
−10
20
15 θHPBW = 10 o θHPBW = 3.5 o
10
f (Hz)
5
0
s
−5
−10
−5 0 5 −5 0 5
t (s) t (s)
Figure 9.8 Time-frequency response of the interferometer to different system beamwidths. (© IEEE
2010 [6].)
342 Microwave and Millimeter-Wave Remote Sensing for Security Applications
20
15
10
f (Hz)
5
0
s
−5
−10
−5 0 5
t (s)
(a)
20
15
10
f (Hz)
5
0
s
−5
−10
−5 0 5
t (s)
(b)
Figure 9.9 (a) Response of an interferometer with d = 5 m and Dl = 23 to two objects moving in the
same direction, with v1 = 1.5 m·s–1 and v2 = 2 m·s–1. (b) Response to two objects moving in opposite
directions, with v1 = 1.5 m·s–1 and v2 = –0.75 m·s–1. (© IEEE 2010 [6].)
9.2 Interferometer Spectral Response 343
20 20
15 15
f (Hz) 10 10
f (Hz)
5 5
0
s
s
−5 −5
−10 −10
−5 0 5 −5 0 5
t (s) t (s)
(a) (b)
20
15
10
f (Hz)
5
0
s
−5
−10
−5 0 5
t (s)
(c)
Figure 9.10 (a) Simulated time-frequency response of an interferometer with d = 5 m, Dl = 23
and a system beamwidth of 10° to two objects with accelerations of 0.05 m·s–2 and 0.1 m·s–2. (b)
Response to two objects with accelerations of 0.05 m·s–2 and 0.2 m·s–2. (c) Response to two objects
with accelerations of 0.05 m·s–2 and 0.2 m·s–2 and a system beamwidth of 22.5°. The lines are linear
projections of the frequency calculated from the small angle approximation. (© IEEE 2010 [6].)
Constant angular velocity implies that an object is moving around the sensor
in a circle with constant radius and constant linear velocity. While such a situation
may be realized in particular cases, most situations involve time-varying angular
velocity, due to changing distance between the object and the sensor or changing
linear velocity. Detection of moving humans, for instance, involves the motion of
various body parts, each moving with time-varying linear velocities, which trans-
lates to time-varying angular velocities. In Figure 9.10(a), the simulated responses of
two objects with nonzero linear acceleration are shown. In the first plot, the objects
are moving with accelerations of 0.05 m·s–2 and 0.1 m·s–2 past an interferometer
with d = 5 m, Dl = 23 and a system beamwidth of 10°. The lines plotted over the
time-frequency responses are linear projections of the frequency calculated from the
small angle approximation. For the 10° beamwidth, the small angle approximation
is close to the actual response. Figure 9.10(b) shows the responses with the accelera-
tion of the second source increased to 0.2 m·s–2; the small angle approximation is
still valid. In Figure 9.10(c), the response of Figure 9.10(b) is shown with a system
beamwidth of 22.5°; while the slowly accelerating object is still approximated by
the small angle formulation, the object with greater acceleration shows significant
measurement uncertainty at wide angles. Thus, fast-moving objects tend to induce
greater frequency uncertainty at wide angles, and angle estimation may be neces-
sary to reduce the uncertainty.
344 Microwave and Millimeter-Wave Remote Sensing for Security Applications
Due to the similarity between the mathematical foundations of the frequency shift
from the interferometric measurement of angular velocity and the measurement
of the Doppler frequency shift, it is anticipated that the interferometric measure-
ment technique may be applied to the detection and classification of moving humans
in a manner similar to Doppler radar detection and micro-Doppler analysis as dis-
cussed in Chapter 7. In this section, examples of simulated and measured responses
of walking humans are discussed. The first analysis is based measurements with a
narrow-beam system adhering to the small angle approximation. Simulations and
recent measurements using a passive 27.4-GHz interferometer with a narrow system
beam pattern are shown. Following this, simulations of a wide-beamwidth system
response of a walking human using a 30-GHz radar system are shown. While some
qualitative discussion of the characteristics of the simulated responses will be given,
rigorous analysis is left for future research.
D=14 λ
6
fs (Hz)
4
0
−3 −2 −1 0 1 2 3
t (s)
(a)
12
D=23 λ
10
8
fs (Hz)
6
4
2
0
−3 −2 −1 0 1 2 3
t (s)
(b)
15 D=30 λ
10
fs (Hz)
0
−3 −2 −1 0 1 2 3
t (s)
(c)
Figure 9.11 Simulated small angle responses of a human walking with linear velocity v = 1.5 m·s–1
at a distance of 5.75 m from an interferometer with baselines of (a) 14l, (b) 23l, and (c) 30l.
(© IEEE 2010 [6].)
D=14 λ
6
fs (Hz)
4
0
15 16 17 18 19 20
t (s)
(a)
12
D=23 λ
10
8
fs (Hz)
6
4
2
0
10 11 12 13 14 15
t (s)
(b)
15 D=30 λ
10
fs (Hz)
0
18 19 20 21 22 23
t (s)
(c)
Figure 9.12 Measured small angle response of a human walking with linear velocity v = 1.5 m·s–1
at a distance of 5.75 m from a passive interferometer with baselines of (a) 14l, (b) 23l, and (c) 30l.
(© IEEE 2010 [6].)
swing motion; the responses at the beginning and end of the signature are artifacts
of the simulation.
The responses have qualitative similarities to the micro-Doppler signature of
a walking human discussed in Section 7.4.3. Primarily, the legs and arms produce
oscillations with high frequency shift, while the response from the torso produces
a bulk frequency shift that is lower and does not oscillate. This is not unexpected;
since the formulation of the interferometric frequency shift and the Doppler fre-
quency are mathematically similar, the responses will have similarities.
150
100 Legs
fs (Hz)
50
−50
0 0.5 1 1.5 2
t (s)
(a)
150
100
Legs
fs (Hz)
50
−50
0 0.5 1 1.5 2
t (s)
(b)
Figure 9.13 Simulated small angle responses of an interferometer with D = 100l to a human walk-
ing at distances of (a) 15 m and (b) 25 m.
presents itself in the interferometer response. Figure 9.14(a) shows the simulated
response to a human walking at a distance of 5.75 m through the interference pat-
tern of an interferometer with D = 100l. The simulated human walked in a straight
line from x = –5 m to x = 5 m, with the sensors located at x = 0 m, y = 5.75 m. Thus,
the distance from the sensor to the human was not constant. The approximate time
t = 2.2 s corresponds to the angle q = 0° at broadside. Here the system beam pat-
tern is assumed to be omnidirectional, with equal amplitude over the field of view,
and the response of the interferometer is equal to the fringe pattern alone. In Figure
9.14(b), the response due only to the arm swing is shown, and Figure 9.14(c) shows
the response to only the leg swing. As was the case for the human micro-Doppler
signature, the legs produce the largest variation in frequency.
348 Microwave and Millimeter-Wave Remote Sensing for Security Applications
150
Legs
100 Arms
fs (Hz)
50
−50 Torso
0 1 2 3 4 5
t (s)
(a)
150
Lower legs
Upper legs
100
fs (Hz)
50
−50
0 1 2 3 4 5
t (s)
(b)
150
100
Arms
fs (Hz)
50
−50
0 1 2 3 4 5
t (s)
(c)
Figure 9.14 Simulated wide angle responses of an interferometer with D = 100l to a human walking
at a distance of 5 m: (a) Full walking movement. (b) Swinging legs only. (c) Swinging arms only.
References 349
References
[1] Tahmoush, D., and J. Silvious, “Angle, Elevation, PRF, and Illumination in Radar Micro-
Doppler for Security Applications,” in Antennas and Propagation Society International
Symposium, 2009. APSURSI ‘09. IEEE, 2009, pp. 1–4.
[2] Anderson, M. G., “Design of Multiple Frequency Continuous Wave Radar Hardware and
Micro-Doppler Based Detection and Classification Algorithms,” Ph.D. Thesis, University
of Texas at Austin, 2008.
[3] Kim, Y., and H. Ling, “Human Activity Classification Based on Micro-Doppler Signatures
Using a Support Vector Machine,” Geoscience and Remote Sensing, IEEE Transactions on,
Vol. 47, 2009, pp. 1328–1337.
[4] Schmidt, R., “Multiple Emitter Location and Signal Parameter Estimation,” Antennas and
Propagation, IEEE Transactions on, Vol. 34, 1986, pp. 276–280.
[5] Roy, R., and T. Kailath, “ESPRIT-Estimation of Signal Parameters via Rotational Invari-
ance Techniques,” IEEE Transactions on Acoustics, Speech and Signal Processing, Vol. 37,
1989, pp. 984–995.
[6] Nanzer, J. A., “Millimeter-Wave Interferometric Angular Velocity Detection,” Microwave
Theory and Techniques, IEEE Transactions on, Vol. 58, 2010, pp. 4128–4136.
[7] Nanzer, J. A., “Interferometric Detection of the Angular Velocity of Moving Objects,” in
Microwave Symposium, 2010. IEEE/MTT-S International, 2010, pp. 1628–1631.
[8] Nanzer, J. A., and R. L. Rogers, “Analysis of the Signal Response of a Scanning-Beam
Millimeter-Wave Correlation Radiometer,” IEEE Transactions on Microwave Theory and
Techniques, Vol. 59, 2011, pp. 2357–2368.
[9] Nanzer, J. A., “Resolution of Interferometric Angular Velocity Measurements,” 2011 IEEE
International Symposium on Antennas and Propagation (APSURSI), 2011, pp. 3229–3232.
[10] Chen, V. C., The Micro-Doppler Effect in Radar. Norwood, MA: Artech House, 2011.
List of Symbols
351
352 List of Symbols
I, I A Electric current
IPIP3 W, dBm Third-order intercept point referred to input
IPX W, dBm Input X dB compression point
J A·m–2 Electric current density
Jm V·m–2 Magnetic current density
K dB·m3·km–1·g–1 Specific attenuation coefficient
K V·W –1 Power sensitivity
k J·K–1 Boltzmann’s constant (1.38×10–23 J·K–1)
k m–1 Wavenumber, complex wavenumber
kr m–1 Noncomplex wavenumber
L - Loss
Lp - Propagation loss
M W·m–2 Radiant emittance
M g·m–3 Water density
N W, dBm Noise power
OPIP3 W, dBm Third-order intercept point referred to output
OPX W, dBm Output X dB compression point
P W, dBm Power
Pf W·Hz–1 Spectral power
q C Electron charge
R W Resistance
R - Reflection coefficient
R mm·hr –1 Precipitation rate
R, r m Range, distance
S W·m–2 Poynting vector
S W·m–2 Flux density
Sf W·m–2·Hz–1 Spectral flux density
S W Signal power
T s Oscillation period
T - Transmission coefficient
T K Temperature
T0 K Room temperature (290 K)
TA K Antenna temperature
TE K Equivalent noise temperature of a two-port
TR K Radiometric temperature
Tp s Pulse repetition interval
Tr, Trec K Receiver noise temperature
Tsys K System equivalent noise temperature
t s Time
td s Time delay
tan d - Loss tangent
u rad–1 Spatial frequency
u J·m–3 Electromagnetic energy density
ue J·m–3 Electric energy density
um J·m–3 Magnetic energy density
v rad–1 Spatial frequency
v m·s–1 Velocity
List of Symbols 353
355
About the Author
Jeffrey A. Nanzer is a senior professional staff member at The Johns Hopkins Uni-
versity Applied Physics Laboratory. He received a B.S. in electrical engineering and
a B.S. in computer engineering from Michigan State University, and an M.S. and
a Ph.D., both in electrical engineering, from the University of Texas at Austin. For
the past 10 years, his research has focused on the development of millimeter-wave
radiometers and radars for security applications. He has worked on intruder detec-
tion radiometer and radar systems, micro-Doppler radar, antennas, and millimeter-
wave interferometric motion sensors. Dr. Nanzer is an associate member of URSI
Commission B, and a member of the IEEE Microwave Theory and Techniques and
Antennas and Propagation Societies. He is a member of the IEEE Antenna Stan-
dards Committee and was a founding member and the first treasurer of the IEEE
APS/MTT Central Texas Chapter.
357
Index
A sidelobes, 97
Abbreviations/acronyms list, 355 solid angle, 99
Absorption coefficient, 45 Antennas
Active imaging aperture, 107–17
for contraband detection, 10 aperture area, 102–3
with dual-reflector beam steering, 11 common, 128–37
with sparse array, 12 convergence range, 220
Ampere’s law, 29, 35, 37 directivity, 99–100
Amplitude noise, 239–40 effect in radiometry, 179–80
Analog-to-digital converters (ADC), 139 electromagnetic potentials, 86–95
noise, 157–60 far field radiation, 90–94
noise figure, 157, 158 gain, 101
thermal noise, 158–59 horn, 128–30
Angle measurement error, 245 infinitesimal dipole, 89–90, 94–95, 104–5
Angular velocity interferometric correlation radiometers,
constant, 343 206
interferometric measurement, 329–49 lens, 136–37
measurement, 329–30 long dipole, 105–7
Antenna arrays, 117–28 main beam, 96, 99
architectures, 125–28 microstrip, 132–34
beam steering, 127–28 noise power, 103
beamwidth, 122–23 parameters, 95–104
defined, 117 performance, 85
linear, 118–21 polarization, 38, 103–4
phased, 123–24 polarization loss factor, 103–4
planar, 121–22 radiated power density, 95
signal feeds, 125–27 radiation properties, 85
subarray architectures, 127 reflector systems, 134–36
Antenna pattern, 96–97 slot, 131–32
beamwidth, 97–99 solid angles, 99
defined, 95 temperature, 103, 198
horn antennas, 130 total radiated power, 95
infinitesimal dipole antenna, 105–6 wire, properties of, 104–7
linear arrays, 120 Aperture antennas, 107–17
long dipole antenna, 107 circular aperture, 115–17
normalized, 96 equivalence principle, 108, 109–11
rectangular apertures, 112–14 image theory, 108–9
359
360 Microwave and Millimeter-Wave Remote Sensing for Security Applications
right-hand, 42 D
wave vectors, 41 Detection
Clothing/garments biological signature, 20
attenuation, 72 contraband, 10–12
propagation through, 70 human presence, 12–18
Clutter through-wall, 19–20
defined, 275 Dicke radiometer
frequency responses, 275 defined, 215–16
frequency spread, 278 gain variations, 216
mitigation filters, 275 illustrated, 216
return, 275 sensitivity, 217
side-looking bandwidth, 277 Dielectric properties
See also Moving target indication (MTI) explosives, plastics, metals, 71–72
radar human tissue, 72–81
Complex permeability, 49 Digital arrays, 126
Complex permittivity, 49 Directivity
Complex phase constant, 45 defined, 99–100
Complex wave number, 45 infinitesimal dipole antenna, 105
Conductivity Dispersion
defined, 30 defined, 50
high, 46–47 of rectangular pulse, 51
human tissue, 76 Divergence range, 220
relative, 30 Doppler frequency shifts, 273, 333–34
Constitutive parameters, 30–31 Doppler frequency spread, 277
Constitutive relations, 30 Doppler resolution, 270
Continuous-wave Doppler radar, 15, 267–70 Doppler shift, 253
defined, 267 Dwell time, 222–23
Doppler resolution, 270 Dynamic range, 168–70
example, 270 defined, 168
frequency domain signal, 267–68 illustrated, 169
Rayleigh bandwidth, 268 spurious free, 170–71
received signals, 267
scanning, 270
Continuous-wave radar, 266–79 E
baseband signal, 266 Electric fields
defined, 266 in far field, 93
Doppler, 15, 267–70 linear arrays, 119–20
frequency-modulated, 271–73 linear polarized, 39
maximum unambiguous range, 267 vector product, 36
moving target indication (MTI), 275–79 Electric scalar potential, 87
multifrequency, 274–75 Electric vector potential, 94
scanning, 270 Electromagnetic fields
transmitted signal, 266 Maxwell’s equations, 28
Contraband detection time-harmonic, 31–38
active imaging for, 10 Electromagnetic plane waves
passive imaging for, 10–11 electric energy density, 37
362 Microwave and Millimeter-Wave Remote Sensing for Security Applications
K Media
Kirchhoff’s radiation law, 192 bounded, plane wave propagation in,
51–62
electromagnetic waves in, 43–81
L good conducting, 46–47
good dielectric, 47–48
Layered media, 61–62
kind of measurement and, 43
Left-hand circular polarization, 42
layered, 61–62
Lens antennas, 136–37
specific, electromagnetic propagation in,
Linear arrays
63–81
antenna pattern, 120
types of, 43
array factor, 118, 120
unbounded, plane wave propagation in,
electric field of, 119–20
44–51
grating lobes, 117, 120
wave impedance in, 48
illustrated, 118
Metals, dielectric properties, 72
phased, 123–24
Micro-Doppler, 253–65
theory, 118–21
baseband frequencies, 258
Linear frequency modulation (LFM), 282–85
defined, 254
bandwidth, 284
frequency signatures, 259
defined, 282–83
frequency spectrum, 258
frequency slope, 283
geometric setup, 257
matched filter output, 284
human signature, 260–65
pulse signal, 283
primary applications, 255
Linear polarization, 39–40
range to scattering point, 258
Long dipole antenna
rotating propeller model, 259
antenna pattern, 107
in security radar, 254
illustrated, 106
signature analysis, 254
properties, 105–7
theory, 255
Lorenz gauge, 87
Micro-Doppler signature, 17
Loss tangent, 45
Micro-motions, 254
Microstrip antennas
defined, 132
M illustrated, 133
Magnetic fields parallel fed, 134
in far field, 93 planar shapes, 132
vector product, 36 series fed, 134
Magnetic point sources, 29 See also Antennas
Magnetic scalar potential, 89 Microwave radiation propagation, 8–9
Magnetic vector potential, 92–93 Microwave remote sensing
Main beam advantages of, 2–3
defined, 96 in related fields, 5–6
efficiency, 99 Millimeter-wave oscillators, 241–43
See also Antennas Millimeter-wave radiation propagation,
Maximum unambiguous range, 267 8–9
Maxwell’s equations, 27–31 Millimeter-wave remote sensing
constitutive parameters, 30–31 advantages of, 2–3
Minkowski form of, 29 in related fields, 5–6
366 Microwave and Millimeter-Wave Remote Sensing for Security Applications
with sinc function system beam pattern, Total power radiometers, 200–206
337–41 antenna noise temperature, 205
theory, 342 block diagram, 200
time-domain, 339, 340 defined, 200
in time-frequency domain, 341–43 fluctuations and, 215
Spectrum, 7–9 postdetection bandwidth, 200
atmospheric absorption in, 9 predetection bandwidth, 200
frequency designations, 7–8 sensitivity, 201–6
Spurious free dynamic range, 170–71 system noise temperature, 206
Static dipole field, 91 total power response, 200–201
Stefan-Bolzmann Law, 184 voltage SNR, 205
Stepped-frequency (SF) modulation, 285– Transmission
86 of arbitrarily incident waves, 54–58
Symbols list, 351–54 layered media, 61–62
System beam pattern, 302, 331–32 of normally incident waves, 52–54
System pattern, 302 power, 58–60
total, 60
Transmission coefficients
T defined, 53
T-array, 321–22 determining, 54
Thermal noise human tissue, 80
ADC, 158–59 magnitudes, 56, 58
defined, 144–45 power, 59
at millimeter-wave frequencies, TM, 57–58
148–50 Transmissivity
Planck form, 148–49 defined, 59
Rayleigh-Jeans form, 149, 150 human tissue, 193
Third order intercept point, 166–68 Transmitters
denotation, 166 functionality, 236–38
of non-linear device, 167 millimeter-wave oscillators, 241–43
output power, 166, 168 mixer, 237
XdB compression point relationship, noise, 239–41
167 systems, 236–43
Third order intermodulation distortion, upconverting, 236
166 See also Radar systems
Through-wall detection, 19–20 Transverse electric (perpendicular)
Time-bandwidth product, 251–53 incidence, 54–56
Time-frequency response, 341–43 Transverse electric (TE), 54
different system beamwidths, 341 Transverse electromagnetic (TEM) waves, 36
objects moving same direction, 342 Transverse magnetic (TM)
simulated, 343 defined, 54
Time-harmonic electromagnetic fields, incidence, 57–58
31–38 reflection and transmission coefficients,
energy and power, 37–38 57–58
plane waves, 33–37 Two-dimensional scanning, 225–26
wave equation, 32 Two-dimensional visibility, 308–9
372 Microwave and Millimeter-Wave Remote Sensing for Security Applications
U W
Ultraviolet catastrophe, 184 Wave equation, 32–33
Uniform linear arrays (ULAs), 318, 319 Wide-beamwidth response (moving
human), 346–49
Wien displacement law, 182, 183
V Wiener-Khinchin relations, 213
Vector Helmhotz wave equation, 36 Wiener-Khinchin theorem, 202
Visibility, 303–8 Windows, 8
function, 298–99 Wire antennas, properties of, 104–7
sampling, 303–8
two-dimensional, 308–9
Voltage-controlled oscillators (VCOs), Y
241–42 Y-array, 322–23