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The victim testified further that she fell asleep and awoke with Harrison
standing at the end of the couch wearing only his boxer shorts. She stated
that Harrison forced her to engage in sexual intercourse during which she
heard a “pop” in her neck. After the attack Harrison left the victim’s
apartment. Because of the “neck and back pain,” the victim remained on the
couch several days before she was found by her stepfather who came to
check on her after having not heard from her for several days. Id.
Harrison, through counsel, presented the defense that the victim had engaged
in consensual “three-way sex” with him and another man named Tony West.
Findlaw at 3. In support of this defense, trial counsel asked the victim on
cross-examination whether she had engaged in consensual three-way sex
with Harrison and West. She responded that West was not at her apartment
that night and she had not engaged in consensual three-way sex with the two
men. Id.
Trial counsel pressed his defense. He asked the victim if she had ever told
“Patricia Herron” – an acquaintance and drug supplier to the victim – “that
she had consensual three-way sex with Harrison and West which got rough
and out-of-hand. Jones denied ever telling Herron about such an encounter,
and stated she never had consensual three-way sex with Harrison and West.”
Id.
Trial counsel then called three witnesses to support his “consensual three-
way sex” defense. The first witness, Darlene Waddle, testified that she had
known Harrison for about ten years, 5 ½ of which they had lived together.
She told the jury about a conversation she had with the victim in 2000
during which the victim stated she was “obsessed with Harrison.” Findlaw
at 4. Waddle added that the victim became angry and refused to speak to her
after she learned that Waddle had lived with Harrison. Id. Waddle admitted
that she had a prior drug conviction and a misdemeanor theft conviction. Id.
Trial counsel’s second witness was Patricia Herron, who was in federal
custody awaiting sentencing for a drug conviction. Herron testified that she
had known the victim several years and had sold drugs to her. She told the
jury that the victim had told her that she [the victim] had injured her back
while having rough three-way sex with Harrison and another man she
identified at “Brian Fincher.” Id. On cross, Herron admitted that she had not
been at the victim’s apartment on July 17, 2000 and could not remember
when the conversation with the victim took place. Findlaw at 5.
Trial counsel’s final witness was Dana Hobbs who testified that she had
known Harrison for nearly fourteen years. She worked at a local “game
room” and offered testimony about the victim’s back condition prior to the
alleged assault. She said she had observed the victim “cleaning up, doing
odd jobs, and running errands.” Id.
The Fifth Circuit began its analysis with the observation that Harrison’s
appeal was governed by the Antiterrorism and Effective Death Penalty Act
of 1996. See, Lindh v. Murphy, 521 U.S. 320, 336 (1997). Citing Riddle v.
Cockrell, 288 F.3d 713, 716 (5th Cir. 2002), the Fifth Circuit said that under
ADEPA it could not “grant habeas relief on a claim that a state court has
adjudicated on the merits ‘unless the adjudication of the claim … resulted in
a decision that was contrary to, or involved an unreasonable application of,
clearly established Federal law, as determined by the Supreme Court of the
United States’.” Findlaw at 6. See also: Williams v. Taylor, 529 U.S. 362,
405-06 (2000).
A state court decision is “contrary to” clearly established federal law if “it
relies on legal rules that directly conflicts with prior holdings of the Supreme
Court or if it reaches a different conclusion than the Supreme Court on
materially indistinguishable facts.” See, Busby v. Dretke, 359 F.3d 708, 713
(5th Cir. 2004); Findlaw at 6. The Fifth Circuit said it would “presume” that
the state court findings of fact were correct, forcing Harrison to carry “the
burden of rebutting the presumption of correctness by clear and convincing
evidence.” Id. See also: § 2254(e)(1).
Against the backdrop of its own longstanding case law that ineffectiveness
may be found when an attorney does not contact and/or subpoena a
potentially critical witness, the Fifth Circuit addressed Harrison’s witness
claim:
The Fifth Circuit found “clear error” in those findings of fact and
conclusions of law, saying:
While the Fifth Circuit has ruled that a witness’s lack of credibility may
indeed be a protected strategic choice not to subpoena that witness,
“character flaws” alone does not relieve an attorney of the responsibility to
investigate the witness. See, Anderson v. Johnson, supra, 338 F.3d at 392.
The failure of Harrison’s trial counsel to speak to West certainly left him
“ill-equipped to assess his credibility or persuasiveness as a witness.” Id. See
also: Griffin v. Warden, 970 F.2d 1355, 1358 (4th Cir. 1992) [holding that
trial counsel did not make a strategic choice not to call a witness when
counsel did not interview that witness].
Accepting Harrison’s claim as true, the Fifth Circuit held that under
Anderson trial counsel did not make a legitimate strategic choice when he
did not call West to testify. Findlaw at 13. The appeals court added:
… [T]he district court’s supposition that trial counsel did not have
West testify at trial because trial counsel “may well have determined
that in light of all the credibility issues at play it would not have
advanced the defense to have presented the testimony of a person then
confined at the Dallas County Jail” is speculation unsupported by the
record. Trial counsel called two witnesses with blemished criminal
records during the trial. Waddle had a prior felony conviction for
possession of methamphetamine and a prior misdemeanor theft
conviction, and Herron was awaiting sentencing after having pled
guilty to federal drug conspiracy charges. Given the fact that trial
counsel called two witnesses with criminal histories, one of whom
was in jail awaiting sentencing, the district court erred in speculating
that trial counsel excluded West from the witness stand because he
was incarcerated in the Dallas County Jail.” Id.
The Fifth Circuit concluded that under its Bryant, Soffar and Anderson
decisions, Harrison had made a “strong argument” that his trial counsel
deficient performance “fell below the standard of a reasonably competent
attorney” required by Strickland. Findlaw at 14.
Trial counsel’s decision not to interview West and not to have him
testify undermined Harrison’s defense. The jury heard that Jones had
consensual three-way sex with Harrison and West. Trial counsel’s
failure to have West testify allowed the jury to draw a negative
inference against Harrison’s defense based on West’s absence.
Findlaw at 14-15.
The Fifth Circuit elected to follow the lead of the Sixth and Seventh Circuit
who, in Stewart and Washington, found that the prejudice component of
Strickland is satisfied when a defendant makes a showing that trial counsel
failed to call a witness central to establishing the defense’s theory-of-the-
case and allowed the jury to draw a negative inference from that witness’s
absence. Id., 468 F.3d at 360; 219 F.3d at 634. The Fifth Circuit reasoned
that given the role “credibility and witness testimony” played in Harrison’s
case, “there exists a ‘reasonable probability’ that, but for counsel’s errors,
the jury might have reached a different verdict.” Id.
D. Remand Proceedings
The Fifth Circuit ruled that while the district court had “erroneously applied
Strickland and its progeny,” the appeals court was not prepared to grant
Harrison’s § 2254 habeas petition. The appeals court cited United States v.
Cockrell in support of the proposition that “complaints of uncalled witnesses
are not favored …” Id., 720 F.2d 1423, 1427 (5th Cir. 1983). The court also
pointed to previous decisions where it held that unsupported claims by a
defendant that his trial counsel was ineffective by not calling a particular
witness are viewed with “great caution” and the failure to support such a
claim is ordinarily “fatal to an ineffective assistance of counsel claim.” See,
Sayre v. Anderson, 238 F.3d 631, 638 (5th Cir. 2001); Alexander v.
McCotter, 775 F.2d 595, 602 (5th Cir. 1985). The Fifth Circuit stated:
In this case, the only evidence of what West would have testified to
comes from Harrison. Furthermore, Harrison has not provided an
affidavit from West indicating that West would have been willing to
testify at Harrison’s trial. Harrison contends that his failure to present
either the state courts or the district court with an affidavit from West
should not defeat his ineffective assistance of counsel claim because
the Texas Department of Criminal Justice (“TDCJ”) has prevented
him from corresponding with West, who is also incarcerated in the
Texas prison system. Harrison urges this court to appoint him an
attorney to interview West and obtain the necessary affidavit or to
order the TDCJ to allow him to write to West. Findlaw at 16-17.
The State argued that Harrison is now barred under Williams v. Taylor from
producing the West affidavit because he did not present such an affidavit in
the state courts. The State made much of the fact that Harrison only
attempted to correspond with West some ten months after his conviction
became final and one month after he filed his state court habeas petition; and
that he did not try to obtain an affidavit from West before he [Harrison] was
transferred to the TDCJ.
The Fifth Circuit said that “if the TDCJ has prevented Harrison from
corresponding with West, then Harrison’s failure to obtain an affidavit from
West is not attributable to him and § 2254(e)(2) does not apply in this case.”
Id. Further, the appeals court was not impressed with the State’s contention
that Harrison should have exercised more diligence to secure the West
affidavit before he was transferred to the custody of the TDCJ. The court
said that “the record discloses that Harrison filed his state habeas petition on
September 11, 2003, and that he attempted to correspond with West on
October 13, 2003. Harrison therefore attempted to contact West while his
state habeas petition was still pending, for the Texas Court of Criminal
Appeals did not deny his application until February 4, 2004.” Findlaw at 18.
The Fifth Circuit concluded that the State apparently wanted the court “to
read § 2254(e)(2)’s diligence requirement as mandating that a habeas
petitioner act ‘as soon as possible,’ but that is not the law. [Williams v.
Taylor] at 435 (‘Diligence for purposes of the opening clause {of § 2254(e)
(2) depends upon whether the petitioner made a reasonable attempt, in light
of the information available at the time, to investigate and pursue claims in
state court …’}.” Id
The Fifth Circuit, however, noted that the State had advanced a “potentially
meritorious argument” that Harrison had not exercised “due diligence in
developing the factual basis of his ineffective assistance claim in the state
courts. Quarterman contends that Harrison has not shown that he followed
the TDCJ’s two-step grievance procedure for challenging a denial of
permission to correspond with West. If Harrison did not follow or exhaust
the TDCJ’s grievance procedure, then arguably he is at fault for not
obtaining West’s affidavit and § 2254(e)(2) applies. The district court did
not address this issue, and we decline to do so in this first instance.”
Findlaw at 19.
The appeals court instructed the district court on remand to resolve the issue
of whether Harrison followed the two-step grievance procedure. The court
concluded that “if the TDCJ has prevented Harrison from contacting West
even though Harrison has followed all procedures for corresponding with
another inmate, then the district court should allow Harrison to obtain
West’s affidavit. Additionally, the district court should determine the extent
to which trial counsel attempted to contact or interview West, for trial
counsel’s affidavit does not mention whether he attempted to interview West
or why he decided against having West testify at the trial.” Findlaw at 19-
20.
The significance of the Harrison decision lies in the consistent rulings of the
Fifth Circuit, and its sister circuits, that a reasonable investigation must be
conducted before a strategic decision is made to either call or not call a
particular witness.