JM Financial Asset Management Private Limited

Corporate Office: 5th Floor, A-Wing, Laxmi Towers, Bandra-Kurla Complex,

Mumbai - 400 051. Tel. No.: (022) 39877777 •Fax Nos.: (022) 26528377-78
NEW FUND OFFER COMMENCES ON : 31/07/2008
Email: mktg@jmfinancial.in • Website: www.JMFinancialmf.com
NEW FUND OFFER CLOSES ON : 29/08/2008
SCHEME REOPENS FOR CONTINUOUS An open ended equity oriented fund
SALE & REPURCHASE ON OR BEFORE : 28/09/2008
KEY INFORMATION MEMORANDUM & APPLICATION FORM
Serial No: MS -
An offer for units @ Rs. 10/- each during the New Fund Offer period
Resident Non-Resident (Please 4) as per your status
DISTRIBUTOR INFORMATION FOR OFFICE USE ONLY
Name & Broker Code/ARN Sub-Agent/Broker Code Collection Centre’s Serial No. Date of Receipt Time of Receipt
NJ India Invest / ARN-0155 54934
1. INVESTMENT DETAILS
JM MULTI STRATEGY FUND Dividend Option Payout Re-investment* Growth Option*
*Default option / sub-option (in case of no information or ambiguity)

2. EXISTING UNIT HOLDER’S information (Please fill in your details mentioned below and proceed to section 5)
Folio No.

3. APPLICANT INFORMATION (It is mandatory to submit verified copy of PAN proof for all investments failing which application will be rejected) (Refer instruction no. 8)
(To be filled in block letters. Use one box for one alphabet, leaving one box blank between name and surname)
Full Name of Sole/1st Applicant/Minor/Karta of HUF/Non-individual/Partner in case of Partnership Firm /Proprietor in case of Proprietorship Firm: Date of Birth
D D M M Y Y Y Y
Full Name of Guardian (in case of Minor) / Contact Person (In case of non-individual investors) Relationship with Minor [Pl. 4]
Mother Father Legal Guardian
Address (DO NOT REPEAT NAME) in full of Applicant/Parent OR Guardian of Minor/Indian address in case 1st Applicant is NRI/FII (Post Box No. alone is not sufficient)
Mode of Holding [Pl. 4]
1. Single
2. Joint*
Location/City 3. Either or Survivor/s
(* Default, in case of ambiguity when
Dist. Pin Code State applicants are more than one )
STD Code Tel. Fax Occupation of the 1st
Email-ID Mobile Applicant [Pl. 4]
Preferable mode of communication E-mail Yes No SMS Alert Yes No (Refer instruction no. 18) 1. Business
2. Professional
Full Name of Second Applicant 3. Agriculturist
Full Name of Third Applicant 4. Private sector service
5. Retired
Permanent Account Number (PAN) - Mandatory {Please submit a verified copy of PAN card for all investors. In Verified Copy of PAN Know Your Customer (KYC) only for investment of Rs. 50,000/-
case the 1st applicant is minor, please provide Guardian’s PAN. Refer to Instruction No. 8} Card enclosed Pl.() & above. Please refer point 15 in the KIM Pl.()
6. Student
7. Housewife
1st Applicant Copy of KYC acknowledgement enclosed 8. Public Sector / Govt. service
Guardian (in case 1st applicant is minor) Copy of KYC acknowledgement enclosed 9. Forex Dealer
2nd Applicant Copy of KYC acknowledgement enclosed 10 Others (pl. specify)
3rd Applicant Copy of KYC acknowledgement enclosed ________
Status/Category of the 1st Applicant [Pl. 4]
1. Resident Individual 3. HUF 5. AOP/BOI 7. Proprietorship Firm 9. Trust 11. NRI 13. Government Body 15. Banks
2. On behalf of minor 4. Company 6. Partnership Firm 8. Body Corporate Listed Unlisted 10. Society 12. FIIs 14. Financial Institution 16. Others (pl.specify) _____
4. Bank Particulars (It is mandatory to furnish bank particulars failing which application shall be rejected)
Bank Account No. Account Type : Savings Current NRE NRO FCNR
MICR Code IFSC Code Direct Credit Facility: Please refer instruction no. 19
Bank Name
Branch Address
City Pin

JM Financial Asset Management Private Limited

ACKNOWLEDGEMENT SLIP Corporate Office: 5th Floor, A-Wing, Laxmi Towers, Bandra-Kurla Complex,
Mumbai - 400 051. Tel. No.: (022) 39877777 •Fax Nos.: (022) 26528377-78
(to be filled in by the Investor) Email: mktg@jmfinancial.in • Website: www.JMFinancialmf.com
An open ended equity oriented fund

An offer for units @ Rs. 10/- each during the New Fund Offer period Serial No: MS-
Received an application from Mr./Ms./M/s.
Choice of Options/Sub-option+ Amount Paid (Rs.) Payment Details (1st Cheque /DD in case of SIP) Collection Centre’s Stamp &
Growth* Dividend Amt. Receipt Date and Time
Rs. (in Figures)
Cheque/DD No.
Rs. (in Words )
dated
Reinvestment* Payout
Bank & Branch
Cheque/DD is subject to realisation
+
Please select the appropriate option/sub-option under offer. *Default option/sub-option (in case of no information or ambiguity)
 Serial No: MS -
5. INVESTMENT AND PAYMENT DETAILS Please draw Cheque / DD in favour of ”JM MULTI STRATEGY FUND“ (Refer instruction nos. 6 & 7)**. Minimum investment amount per application for each Option is Rs. 5000/-
and in multiples of Re. 1/- thereafter. Please ensure that is only one Cheque / DD per Option
Cheque /DD No. Cheque / DD DD Charges (Rs.) Gross Total Amount (Rs.) Bank Account Number Bank & Branch Account Type @
Amount (Rs.) (SB/CA/NRE/NRO/FCNR)

** Allotment of units is subject to realisation of Cheque/DD. No cash payments are accepted. @For NRI(s) Source of Fund: NRE NRO FCNR Direct Remittances from abroad
Please mention the application no. on the reverse of the Cheque / DD. The details of the bank account provided above pertain to my / our bank account in my / our name Yes No
If No, my relationship with the bank account holder is Spouse Child Parent Relative Sibling Friend Others. Application form without this information is liable to be rejected.
6. FOR INVESTMENT BY NRI(s)/FII(s)
Overseas Address
City Country Pin/ZIP
Applicable to NRIs only : I / We* confirm that I am / we* are Non-Resident of Indian Nationality / Origin and I /we* hereby confirm that the funds for subscription have been remitted from abroad through
approved banking channels or from funds in my / our* Non Resident External / Ordinary Account / FCNR Account.
Please (3) Repatriation basis Non-Repatriation basis (* Please strike out whichever is not applicable.)
7. SYSTEMATIC INVESTMENT PLAN (SIP) (Refer to terms, conditions and instructions for SIP & fillup separate form for each SIP date / frequency / plan / option )
Enrolment Period Start Date D D M M Y Y Y Y End Date D D M M Y Y Y Y
Payment Mechanism (please 4) Auto Debit Facility (Direct Debit / ECS) (please attach Auto Debit Registration cum Mandate Form)
* The First/Initial investment will be through cheque/DD and second instalments onwards will be through Auto Debit (i.e.ECS/Direct Debit) on or after 1st Nov. 2008 for monthly option & after 1st Jan. 2009 for quarterly option .
SIP DATE (please 4 only one) 1st 5th 10th 15th 20th 25th No of SIP Installments Frequency (please tick any one) Monthly Quarterly
No. of cheques / installments Cheque Nos. : From __________________ To _______________________ SIP Installment amount :
Name of Bank & Branch :
8. nomination details (Refer instruction no. 19)
I/We hereby nominate the under mentioned person(s) to receive the amount to my/our credit in the event of my/our death in proportion to the percentage (%) indicated against the Name(s) of the
Nominee(s). I/We also understand that all payments and settlements made to such nominee(s) shall be a valid discharge by the AMC / Mutual Fund / Trustee.
No. Name & Address of the Nominee/s (upto 3 Nos.) Relationship with the first holder Share (%) (in multiple of 1%) Age of the Nominee
1
2
3
Date of Birth D D M M Y Y Y Y
Guardian Name Relationship ­
Address
City Pin Signature of Nominee / Guardian (Not mandatory)

9. DECLARATION & SIGNATURES

Having read and understood the contents of the Offer Document & KIM of the scheme and subsequent amendments thereto including the section
on “Prevention of Money Laundering” and “Know Your Customer”, I/We hereby apply to the Trustee of JM Financial Mutual Fund for units of the
Scheme as indicated above and agree to abide by the terms and conditions, rules and regulations of the Scheme. I/We have not received and Sole/First Applicant/
will not receive nor will be induced by any rebate or gifts, directly or indirectly, in making this investment. I/We further declare that the amount Guardian
invested by me/us in the scheme of JM MULTI STRATEGY FUND is derived through legitimate sources and is not held or designed for the purpose
of contravention of any act, rules, regulations or any statute or legislation or any other applicable laws or any notifications, directions issued by
any governmental or statutory authority from time to time.
It is expressly understood that we have the express authority from our constitutional documents to invest in the units of the Scheme and the Second Applicant/
AMC/Trustee/Fund would not be responsible if the investment is ultravires thereto and the investment is contrary to the relevant constitutional Guardian
documents.
I/We authorise this Fund to reject the application, revert the units credited, restrain me/us from making any further investment in any of the
schemes of the Fund, recover/debit my/our folio(s) with the penal interest and take any appropriate action against me/us in case the cheque(s)/
payment instrument is/are returned unpaid by my/our bankers for any reason whatsoever. Third Applicant/
I/We hereby further agree that the Fund can directly credit all the dividend payouts and redemption amount to my bank details given above.
Guardian
Date : D D M M Y Y Y Y Place : _____________________________

10. LIST OF DOCUMENTS ATTACHED {Please mention below the details of documents (other than cheque and DD) attached with the form}
1. KYC Acknowledgement 3. 5. Total Nos. of attachments
2. Verified copy of PAN Proof 4. 6. To be filled in by applicant To be verified by office
Account debit certificate/foreign inward remittance certificate in case payment is made by DD from Abroad or from NRE/FCNR account

CHECKLIST Accompanying documents

Please submit the following documents with your application (where applicable). All documents should be original / true copies certified by a Director/Trustee/
• Please ensure that your Application Form is Company Secretary/Authorised Signatory/Notary Public.
Complete in all respects & signed by all applicants
Documents Individual Companies Societies Partnership Investments
through POA Trusts NRI
Name, Address and Contact Details are mentioned in full. Flls
Firms
Bank Account Details are entered completely and correctly. Resolution/Authorisation to invest 4 4 4 4
Permanent Account Number (PAN) of all Applicants is mentioned for all investments and verified copy of Pan List of Authorised Signatories with
Specimen signature(s) 4 4 4 4 4 4
Card is submitted. Memorandum & Articles of Association 4
Appropriate Option / Sub-option is selected. If the Dividend Option is chosen, Dividend Payout or Re-investment Trust Deed 4
is indicated. Bye-laws 4
Partnership Deed 4
If units are applied for jointly, Mode of Operation of account is indicated. Overseas Auditors’ Certificate 4
• KYC certification is done for investment of Rs. 50,000/- & above w.e.f. 01/02/2008. Notarised Power of Attorney 4
• Investment Cheque/DD is drawn in favour of “JM MULTI STRATEGY FUND”, dated and signed. Bank confirmation of Non-Resident
Account Type/FIRC/Approval from FIPB 4
• Application Number is mentioned on the reverse of the Cheque/DD. Proof of Identity 4 4
• Documents, as applicable, are submitted along with the Application Form. Proof of Address 4 4 4 4 4 4 4 4

Registrar: Karvy Computershare Private Limited

Karvy Plaza, H. No. 8-2-596, Avenue 4 Street No. 1, Banjara Hills, Hyderabad 500 034 • Tel No.: 040 2331 2454 / 2332 0251 / 751. Fax No.: 040 - 2331 1968 E-mail: services_jmf@karvy.com
Note All future communication in connection with this application should be addressed to the Registrar at the address given above, quoting full name of First/Sole Applicant, the Application Serial Number, the name of the Scheme, the amount invested,
date and the place of the Collection Centre / Investor Service Centre where application was lodged.
SYSTEMATIC INVESTMENT PLAN (SIP through auto debit)
Please attach the scheme application form duly filled & signed
The First/Initial investment will be through cheque/DD and second instalments onwards will be through
Auto Debit (i.e.ECS/Direct Debit) on or after 1st Nov. 2008 for monthly option & after 1st Jan. 2009 for quarterly option Serial No: MS -
INVESTMENT DETAILS
Folio No. (for existing unitholders) Application No. (for new Applicant)
Name of Sole/1st Applicant/Minor/Karta of HUF/Non-individual Mr./Ms./M/s. Date of Birth
D D M M Y Y Y Y
Scheme Name: JM Multistrategy Fund Option / Sub-Option(Pl. 3) : Growth Dividend   Reinvestment  Payout
SIP Installment Amount (Rs.) Frequency (please tick any one) : Monthly Quarterly
SIP Period : Start date : D D M M Y Y Y Y End date : D D M M Y Y Y Y
SIP Dates (Pl. 3 any one) : 01st 05th 10th 15th 20th 25th of the month
(Note : The First/Initial investment will be through cheque/DD and second instalments onwards will be through Auto Debit (i.e.ECS/DirectDebit) on or after 1st Nov. 2008 for monthly option & after 1st Jan. 2009 for quarterly option
BANK ACCOUNT DETAILS
The Branch Manager
Copy to the user Company
Bank Name : _________________________________________________________
Branch Name : _________________________________________________________ Name : __________________________________________
Branch : _________________________________________________________ Address : __________________________________________
Address
_________________________________________________________
__________________________________________
PIN Code : _________________________________________________________
Telephone No. : __________________________________________
This is to inform you that I/we have registered with JM Financial Mutual Fund through their authorised service provider for the RBIs Electronic Clearing Service (Debit Clearing)/Direct Debit Facility and that my/our payment towards my/our investment in JM Financial Mutual Fund shall be
made from my/our above mentioned account with above bank & branch. Further, I/we authorize the representative carrying this ECS/Direct Debit mandate to get the same verified and executed. I/We hereby authorize you to debit my/our account of making payment to JM
Financial Mutual Fund through AUTO DEBIT (through Electronic Clearing Service / DIRECT DEBIT for collection of SIP payments.) as per the details furnished as under.
Bank Account Number : Account Type : Savings Current NRE NRO FCNR
9-digit MICR Code (Mandatory) :
Mandatory Enclosures
(At Par Micr Code not valid for ECS - e.g Micr code starting and / or ending with 000)
Ledger No / Ledger Folio No. : Blank Cancelled Cheque OR Copy of Cheque

SIGNATURE/S (order & mode of

First/Sole Account holder Second Account holder Thrid Account holder
operation as per bank records)
Name of the A/c holder /
Guardian (in case of minor)
Signatures

Date: D D M M Y Y Y Y
INSTRUCTIONS & CHECKLIST FOR SIP THROUGH ECS CLEARING 6. ECS facility for SIP is available for monthly option and quarterly option on 1st /5th /10th /15th /20th / 25th. Except
1. ECS (Debit) Facility for SIP is available in the cities if the opted bank is participating in local clearing list as the 1st cheque (1st SIP), ECS debits for remaining SIP dates should be of same due dates i.e. either 1st /5th /10th
mentioned above. /15th /20th / 25th. Investor can issue 1st cheque with any date prior to the date of submission of application and
choose any of the six dates as his next SIP/ECS Debit date.
2. The cities in the list may be modified/updated/changed/removed at any time in future entirely at the discretion
of JM Financial Asset Management Pvt. Ltd. without assigning any reasons or prior notice. If any city is removed, 7. The 2nd due date of SIP will be 01/11/2008 for monthly option & after 1st Jan. 2009 for quarterly option or thereafter
ECS/SIP instructions for investors in such city will be discontinued without prior notice. depending on the opted due date.
3. The Bank Account Holder(s) has/have to sign the Authorisation Request Form, in the same order as the bank account 8. Furnishing the 9 digit MICR code and a specimen / copy of cancelled cheque from ECS debit account is
is maintained with the bank. mandatory.
4. The investor/s agree/s to abide by the terms and conditions of ECS facility of Reserve Bank of India (RBI). 9. Post dated cheques for SIP investments during the NFO shall not be accepted. During the NFO ,SIP investments
can be made only through ECS facility for debits after 1st November 2008 for monthly option & after 1st
5. The minimum amount of investment by way of SIP is as under
January 2009 for quarterly option towards 2nd instalment onwards. 1st SIP installment has to be through
Amount per Installment (Rupees in whole Numbers) * Minimum Mandatory Installments* cheque / DD for optees of ECS debit facility also.
Rs. 500 to Rs. 999 per month (For Monthly Frequency) 12 or more out of which 10 installments must be effected
Rs. 1000 or more per month (For Monthly Frequency) 6 or more out of which 5 installments must be effected
Rs. 3000 or more per quarter (For Quarterly Frequency) 2 or more where atleast 2 installment must be effected
*These conditions are to be fulfilled in addition to other conditions as mentioned in the Offer Document & KIM to be
considered as a valid SIP.
ECS (Debit) Facility for SIP is available for account holders of all banks participating in local clearing at any of the following 67 centers
• Agra • Ahmedabad • Allahabad • Amritsar • Asansol • Aurangabad • Bangalore • Baroda • Bhilwara • Bhopal • Bhubaneshwar • Burdwan • Calicut • Chandigarh • Chennai • Cochin • Coimbatore • Delhi • Dehradun • Dhanbad • Durgapur • Erode • Gorakhpur •
Guwahati • Gwalior • Hubli • Hyderabad • Indore • Jabalpur • Jaipur • Jalandhar • Jammu • Jamnagar • Jamshedpur • Jodhpur • Kakinada • Kanpur • Kolhapur • Kolkata • Lucknow • Ludhiana • Mangalore • Mumbai • Mysore • Nagpur • Nasik • Nellore • Panjim
• Patna • Pune • Raipur • Rajkot • Ranchi • Salem • Shimla • Sholapur • Siliguri • Surat • Tirupati • Tirupur • Trichur • Trivendrum • Udaipur • Udupi • Varanasi • Vijayawada ( also covers Guntur, Tenali & Mangalgiri) • Vizag

Banker’s Attestation for ECS/ Direct Debit FOR OFFICE USE ONLY (Not to be filled in by Investor)

Folio No. of JM Financial Mutual Fund Recorded on

Certified that Signature of account holder(s) and the details of Bank Account are correct as per records Scheme Code
Bank Account Number : Recorded by
Credit Account Number
Signature of Authorised Bank Official with seal & date Bank Mandate Ref. No.
Investor Ref. / Folio No.