Professional Documents
Culture Documents
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Available at www.ginasthma.org
FOR PERSONAL USE ONLY - DO NOT ALTER OR REPRODUCE!
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Disclaimer: Although the recommendations of this document are based on the best published evidence, it is the
responsibility of practicing physicians to consider the cost, benefits and risks of all treatments prescribed in young children,
with due reference to recommendations and licensed formulations, dosing, and indications for use in their country.
*Heather J. Zar, MD
Cape Town, South Africa
i
*Participants in Panel to develop the report. Also included was Peter D. Sly MD, Telethon Institute for
Child Health Research, Centre for Child Health Research, University of Western Australia, Perth,
Western Australia, Australia.
Renato Stein, MD
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Stan Szefler, MD
Denver, CO, USA Petr Pohunek, MD
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Czech Republic
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Göran Wennergren, MD
Göteborg, Sweden Young Soo Shim, MD
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Seoul, Korea
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Bulent Sekerel, MD
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Carlos E. Baena-Cagnani, MD
Ankara, stanbul, Manisa, Turkey
Hasan Yuksel, MD
Cordoba, Argentina
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Kanagawa, Japan
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Aziz Koleilat, MD
Beirut, Lebanon
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Sohei Makino, MD
Shigemi Yoshihara, MD
.
Dokkyo, Japan
Eva Mantzouranis, MD
Heraklion, Crete, Greece
ii
TABLE OF CONTENTS
PREFACE ........................................................................iv Pharmacotherapy........................................................5
Table 3: Choosing an Inhaler Device
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Aeroallergens .............................................................1
Treatment Strategy .....................................................8
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Definition ................................................................10
Wheeze ....................................................................3 Home Action Plan for Family/Caregivers ................10
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Tests for Diagnosis and Monitoring .............................3 Indications for Hospitilization .................................11
Therapeutic Trial ......................................................3 Table 7: Indications for Immediate Referral to
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iii
Each year, the Global Initiative for Asthma (GINA) updates its B, C, and D) according to the methodology used in previous
guidelines for treatment of asthma, the Global Strategy for GINA documents1 (Table A). Because of the relative paucity
where relevant, details and management advice for specific conducted in older children and adults. The GINA Executive
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age groups including children 5 years and younger, children Committee is aware of the trend toward application of
older than 5 years, adolescents, adults, and the elderly. Most GRADE2 technology and is developing a system to slowly
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of the differences between these age groups relate to natural make a transition to this methodology.
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of medications, techniques for engaging with the patient and Eric Bateman, MD
his/her family in establishing and maintaining a treatment Chair, GINA Executive Committee
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stages of life.
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for the diagnosis and management of asthma in children 5 A Randomized controlled trials Evidence is from endpoints of
(RCTs). Rich body of data. well designed RCTs that
years and younger. In this report, Global Strategy for Asthma provide a consistent pattern of
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Management and Prevention in Children 5 Years and findings in the population for
which the recommendation
Younger, an effort has been made to present the special chal- is made. Category A requires
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Management and Prevention for fuller background on asthma C Nonrandomized trials. Evidence is from outcomes of
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iv *Participants in Panel to develop the report: A. Becker, R. Lemanske, S. Pedersen, P. Sly, M. Soto-Quiros, G. Wong, H. Zar.
asthma over the age of 3, and allergen-specific sensitization they become sensitized to local allergens the greater their risk
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is one of the most important risk factors for the development for asthma later in life7, especially when sensitization occurs
of asthma7. However, no intervention has yet been shown to
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relation to asthma.
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Asthma is defined as a chronic inflammatory disorder of the House Dust Mites: A Cochrane analysis questioned the ef-
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airways and is associated with airway hyperresponsiveness fectiveness of house dust mite avoidance for the treatment of
that leads to recurrent episodes of wheezing, breathlessness,
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and non-specific. Furthermore, neither airflow limitation nor Companion Animal Allergens: The relationship between
airway inflammation, the main pathologic hallmarks of the exposure and sensitization to allergens from companion ani-
, DO
condition, can be assessed routinely in this age group. For mals is not clear, and there are insufficent data to recom-
this reason, to aid in the diagnosis of asthma in young chil- mend for, or against, the presence of a pet in the home un-
NO
dren, a symptoms-only descriptive approach that includes the less the child has become sensitized to the pet species13-15, 18.
definition of various wheezing phenotypes has been recom-
TA
For all patients with a confirmed diagnosis of asthma, the and sensitization to cockroach allergen is associated with an
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goal of treatment is to achieve control of the clinical manifes- increased risk of developing asthma16.
tations of the disease, and maintain this control for prolonged
OR
periods, with appropriate regard to the safety and cost of the Fungi: Sensitization to Alternaria is a major risk factor not
treatment required to achieve this goal. Control of asthma only for the development of asthma in children, but also for its
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can be achieved in a majority of children 5 years and severity19,20. Alternaria is usually considered an outdoor
younger with a pharmacologic intervention strategy devel- aeroallergen, but outdoor and indoor concentrations may be
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sents a problem in much of the world where biomass fuels Children born by Cesarean section have a higher risk of
such as wood, charcoal, animal dung, and crop residues are
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air pollution related to traffic has been shown to trigger use during pregnancy47 and for fever in the child's first year
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wheezing in the first 3 years of life31. of life48 have been associated with increased prevalence of
asthma in children.
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these include:
those who have not grown up on a farm35,36. In this regard,
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exposure to the lipopolysaccaride endotoxin from microor- • Avoid exposures to atmospheric pollution and particularly
ganisms encountered in the farming environment appears to tobacco smoke
OR
piration51. Wheezing occurs in several different patterns but a making a diagnostic decision.
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where parasites with life cycles involving the lung are more
treatment and deterioration when it is stopped supports a di-
,
Viral respiratory infections are the most common factors re- using either immediate hypersensitivity skin testing or an in
sponsible for acute wheezing episodes in young children,
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when the presence of wheezing with infections is truly an ini- agnosis of asthma in a wheezing child, a plain chest radi-
tial or recurrent clinical presentation of childhood asthma is ograph may help to exclude structural abnormalities of the
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Cough: Cough due to asthma is recurrent and/or persistent, berculosis), or other diagnoses.
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the child is asleep) or cough occurring with exercise, laugh- ological tests do not have a major role in the diagnosis of
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ing, or crying in the absence of an apparent respiratory in- asthma in children 5 years and younger due to the inability
fection, strongly supports a diagnosis of asthma. The com- of children this age to perform reproducible expiratory ma-
.
mon cold and other respiratory illnesses are also associated neuvers. Such tests are only possible in specialized centers,
with cough. and are undertaken mainly for research purposes.
• Recurrent respiratory tract infections into wheezing phenotypes and their relationship to children 5
• Chronic rhino-sinusitis years and younger with asthma6,52,53.
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• Tuberculosis
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Congenital problems To aid in the early identification, in the clinical setting, of chil-
• Tracheomalacia
dren 5 years and younger who wheeze and are at high risk
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• Cystic fibrosis
• Bronchopulmonary dysplasia of developing persistent asthma symptoms, a number of risk
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• Congenital malformation causing narrowing profiles have been evaluated54-57. One such predictive as-
of the intrathoracic airways
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• Primary ciliary dyskinesia syndrome sessment, the Asthma Predictive Index (API), is recommended
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• Immune deficiency for children with four or more wheezing episodes in a year
• Congenital heart disease and is based on information obtained from the Tucson (USA)
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Mechanical problems Respiratory Study55. One study has shown that a child with a
• Foreign body aspiration positive API has a 4- to 10- fold greater chance of developing
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• Gastroesophageal reflux
asthma between the ages of 6 and 13, while 95% of children
WHEEZING PHENOTYPES
Recurrent wheezing occurs in a large proportion of children
III. MANAGEMENT AND
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five years and younger. However, not all of this wheezing in- PHARMACOLOGIC CONTROL
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studies.
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Early childhood wheezing has been classified by a Task periods, with appropriate regard to the safety and cost of the
Group convened by the European Respiratory Society (ERS)17 treatment required to achieve this goal. Control of asthma
as either episodic wheeze (wheezing during discrete time pe- can be achieved in a majority of children 5 years and
riods, often in association with clinical evidence of a common younger with a pharmacologic intervention strategy devel-
cold, with absence of wheeze between episodes) or multiple- oped in partnership between the family/caregiver and the
trigger wheeze (wheezing that occurs as episodic exacerba- health care practitioner. As in older children and adults, in-
tions as above, but also with symptoms including cough and
in children 5 years and younger (Evidence A).
haled therapy constitutes the cornerstone of asthma treatment
wheeze occurring between these episodes, during sleep or
with triggers such as activity, laughing, or crying).
ASTHMA CONTROL
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tations of the disease and maintain this control for prolonged PHARMACOTHERAPY
periods, with appropriate regard to the safety and cost of the Inhaled therapy constitutes the cornerstone of asthma treat-
OR
The relevance of distinguishing between current control (as pressurized metered-dose inhaler (MDI) with a valved
cepts, have not been carefully studied in small children. Spacers come in different designs and, since the dose re-
difficult breathing short periods on the order of periods on the order of minutes or hours or recur, but partially
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minutes and rapidly relieved by and rapidly relieved by use of a or fully relieved with
use of a rapid-acting rapid-acting bronchodilator) rapid-acting bronchodilator)
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bronchodilator)
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(including no nocturnal (typically coughs during sleep (typically coughs during sleep
coughing during sleep) or wakes with cough, wheezing, or wakes with cough, wheezing,
,
reliever/rescue treatment
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*Any exacerbation should prompt review of maintenance treatment to ensure that it is adequate. Although patients with current
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clinical control are less likely to experience exacerbations, they are still at risk during viral upper respiratory tract infections and may
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4-5 years Pressurized metered-dose inhaler plus Pressurized metered-dose inhaler plus
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or
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Controlled trials in children 5 years and younger are rather lim- from studies in older children and adults, and on expert opin-
ited, the patient populations have often not been well charac- ion, the following sections provide recommendations for con-
terized with respect to phenotype (including wheezy children troller medications (taken daily on a long-term basis to keep
who may or may not have asthma), and different studies have asthma under control) and reliever medications (for use on an
used different outcomes and definitions of exacerbations. as-needed basis) for the pharmacologic treatment of asthma in
However, based on literature that is available, extrapolations children 5 years and younger.
Inhaled glucocorticosteroids
significantly reduced, but the need for a course of pred-
have been less well studied. The clinical response may differ
comes in young children (Evidence A). However, the role of
In summary, leukotriene modifiers improve some asthma out-
depending on the specific device used for delivery and the
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child’s ability to use it correctly. With correct use of a spacer leukotriene modifiers as add-on therapy in children 5 years
device, twice the recommended initial low dose of inhaled
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Theophylline
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Safety: The majority of studies evaluating the systemic effects Although a few studies in children 5 years and younger sug-
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of inhaled glucocorticosteroids have been undertaken in chil- gest clinical benefit from regular use of theophylline, the ef-
dren older than 5 years. However, the available data in chil- fects are small and mostly non-significant81. The efficacy of
dren 5 years and younger suggest that, as in older children,
NO
Leukotriene modifiers
group on the addition of long-acting inhaled β 2-adrenergic
published randomized placebo-controlled trials in this age
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teroids with leukotriene modifiers. A one-year, randomized, Table 4: Low Daily Doses* of Inhaled
open study compared montelukast with nebulized budes- Glucocorticosteriods for Children 5 Years and Younger
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Ciclesonide
†
NS
chodilators available and therefore the preferred reliever
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Triamcinolone acetonide NS
Oral therapy is not recommended due to its slower onset of †
* A low daily dose is defined as the dose which has not been associated
There is no evidence that inhaled ipratropium has an impor- with clinically adverse effects in trials including measures of safety.
though this has not been studied in this age group (Evidence D).
dose inhaled glucocorticosteroid may also be considered, al-
ment should be re-evaluated at each visit and maintained for
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control for children 5 years and younger. considered and discussed with the family/caregivers, since a
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Asthma education
toms remit in a substantial proportion of children 5 years and
As needed rapid-acting β2-agonists
Environmental control
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Controlled Partly controlled Uncontrolled seasonal symptoms, if daily long-term control therapy is dis-
on as needed on as needed or only partly
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glucocorticosteroid*
that should be subsequently initiated, should be reviewed
with the caregivers. It is recommended that the continued
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Controller options
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β2-agonists
rapid-acting glucocorticosteroid
OR
modifier
Shaded boxes represent the preferred treatment options. rounds the addition of other drugs, especially when the
Clinicians should check local prescribing licenses for medication dosages.
.
leukotriene modifier, or oral glucocorticosteroid–has demon- are required, including when medical help should be sought.
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strated no effects on wheezing symptoms or progression to The home action plan should also provide details (including
asthma 92-100. However, in one study treating wheezing telephone numbers) of services available for emergencies –
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episodes with 1,500 µg of fluticasone proprionate daily for doctors’ offices, emergency rooms and hospitals, ambulance
D
10 days reduced the need for oral glucocorticosteroids for services, and, where relevant, emergency pharmacies.
ACUTE EXACERBATIONS
equivalent) of inhaled rapid-acting β2--agonist, given one puff
should be initiated with two puffs (200µg salbutamol or the
DO
the child’s family members and caregivers to recognize an child should be observed by the family/caregiver and main-
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asthma attack and initiate treatment, recognize a severe tained in a restful and reassuring atmosphere for an hour or
episode, identify when urgent hospitalized treatment is nec- more. Medical attention should be sought the same day if
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(Evidence D).
essary, and provide specific recommendations for follow-up. the inhaled bronchodilator is required for symptom relief
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inhaled bronchodilator
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10
bidity and greater likelihood of the need for hospitaliza- of supervision in the home or rooms, and recurrence of signs of
tion. Other clinical features of a severe attack requiring im-
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phrases, tachycardia (200 beats per minute or more for In addition, early medical attention should be sought in chil-
children 0-3 years, and 180 beats per minute or more for
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produce a wheeze).
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Table 6. Initial Assessment of Acute Asthma in Children Five Years and Younger
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Pulse rate < 100 bpmd > 200 bpm (0-3 years)
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a Any of these features indicates a severe asthma exacerbation c The normal developmental capability of the child must be taken into account.
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b Oximetry performed before treatment with oxygen or bronchodilator d bpm = beats per minute.
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• Cyanosis
short-acting β2-agonist within 1-2 hours
• No response to three (3) administrations of an inhaled
• Subcostal retractions
• Oxygen saturation when breathing room air < 92%
11
(Evidence D).
with oxygen flow set to manufacturer’s instructions (usually 4
L per minute). To avoid hypoxemia during changes in treat-
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normal saline) delivered by an oxygen-driven nebulizer (if dose of bronchodilator may be repeated every 3 to 4
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available). This treatment should not be delayed, and may hours (up to a total of 10 puffs per 24 hours) and, if
be given before the full assessment is completed. symptoms persist beyond 1 day, other treatments
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(Evidence D).
sufficient in most children and can be stopped abruptly
• If symptoms improve at 1 hour, but recur within 3 or 4
hours, more frequent doses of bronchodilator may be
12
β2-agonist
D
Oral prednisolone
Systemic (1-2 mg/kg daily for up to 5 days) • Further treatment advice:
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glucocorticosteroids or
Intravenous methylprednisolone • The bronchodilator should be used on an as-
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(1 mg/kg every 6 hours on day 1; needed basis, but the daily requirement should be
every 12 hours on day 2; then daily) recorded to assure it is being decreased over time
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to pre-exacerbation levels
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Initial maintenance:
0.9 mg/kg/hour • A follow-up appointment within 1 week and another
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Adjustment according to plasma within 1-2 months depending on the clinical, social,
theophylline levels and practical context of the exacerbation
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β2-agonist
Oral No Before discharge, the condition of the patient should be
U CE
stable, e.g., out of bed and able to eat and drink without
problem.
.
β2-agonist
Long-acting No
13
1. The goal of asthma treatment, to achieve and maintain 8. A pressurized metered-dose inhaler (MDI) with a
control of the disease, can be achieved in a majority of valved spacer (with or without a face mask, depending
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children 5 years and younger with a pharmacologic in- on the child’s age) is the preferred delivery system.
tervention strategy developed in partnership between
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the family/caregiver and the health care practitioner. 9. Several placebo-controlled studies of inhaled
glucocorticosteroids in children 5 years and younger
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2. Maternal smoking during pregnancy and exposure to with asthma have found statistically significant clinical
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environmental tobacco smoke early in life are effects on a variety of outcomes, including increased
associated with a greater risk of developing wheezing lung function and number of symptom-free days, and
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illnesses in childhood, as well as with reduced lung reduced symptoms, need for additional medication,
function later in life. Therefore, every effort should be caregiver burden, systemic glucocorticosteroid use,
D
3. Making a diagnosis of asthma in children 5 years and 10. Because of the side effects associated with prolonged
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younger may be difficult because episodic respiratory use, oral glucocorticosteroids in young children with
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symptoms such as wheezing and cough are also asthma should be restricted to the treatment of acute se-
common in children who do not have asthma, vere exacerbations, whether viral-induced or
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careful clinical assessment of family history and reliever treatment for asthma in children 5 years and
physical findings. The presence of atopy or allergic younger.
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a wheezing child will have asthma. recommended as the preferred initial treatment to
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and younger when wheeze is suspected to be caused trol symptoms, and the child is using optimal technique
by asthma. and is adherent to therapy, doubling the initial dose of
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the goal of treatment is to achieve control of the clinical 14. When doubling the initial dose of inhaled
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manifestations of the disease and maintain this control glucocorticosteroids fails to achieve and maintain
for prolonged periods, with appropriate regard to the asthma control, the child’s inhalation technique and
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safety and cost of the treatment required to achieve this compliance with the medication regimen should be
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14
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GH
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OR
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OD
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NO
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OR
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D
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NO
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18
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82. Nielsen KG, Bisgaard H. Bronchodilation and 91. Everard ML, Bara A, Kurian M, Elliott TM,
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