917-751-1141 sd67068a@westpost.net Management / Finance Warehouse Lending, Whole Loans, Student Loans, MBS Financing, SWAP Dynamic Operations expert and accomplished Middle Office leader with more than 1 3 years of experience impacting a multibillion-dollar Warehouse Lending and Who le Loan Businesses. Self starter and strong independent worker that is a motiva ting leader with proven ability to effectively manage both personnel and project s. Excel at analyzing products and procedures to generate new ideas to improve efficiency and product quality. Highly adaptable to changing circumstances. PROFESSIONAL EXPERIENCE UBS, LLC / UBS Real Estate Securities, Inc. Jersey City, NJ (2000-Oct.2009) Operations Manager, Associate Director/ Mortgage Origination Services Group & W hole Loan Servicing * Responsible for liaising with trading desk, clients and managing operations su pport for a whole loan finance group. Led team during business wind down and of ficial closing of business. Previously, at market peak, oversaw staff of 15 wit h a $20 billion book. * Assumed additional responsibilities of project to get liquidity injections fro m Swiss National Bank. Managed sale of toxic assets including U.S., U.K. whole loans, and U.S. student loans. Continued to manage these processes post sale by Liaising with SNB trade desk as well as two Fund Custodians. Prepared position , trade and cash break reports. * Led the coordination of transferring whole loan servicing group from Stamford to New Jersey. Learned new processes, systems, trained new staff, and implement ed new controls to improve process. * Began development and specs for new whole loan system to increase the efficien cy and data integrity of uploading data to loan database and process servicing tapes monthly * Led design of new Web-based customer friendly Data Transmission System to faci litate business transactions. Prepared and coordinated system enhancements, wri tten requirements, testing, and implementation of new warehouse mortgage funding platform. Reduced staff by five full time employees. * Assisted on the development of the automation of accounting journal entry flow s and specs for detailed report to identify any issues for new Web-based loan sy stem * Prepared and reviewed monthly P&L analysis with traders and BUC on a specializ ed loan workout program to refinance, modify or sell loans that were heavily mar ked down on the books * Managed multiple groups in different locations including an Off-Shore team in Bangalore. Organized weekly meeting with Off-Shore team to review current tasks and discuss any potential for expansion. * Managed entire accounting aspect for newly acquired whole loan servicing group in Irvine, CA., including the approval of journal entries, and all internal and external wires * Extensive risk reporting and analysis, including SOX certifications completed for all necessary reports. PAINEWEBBER, INC. /PaineWebber Real Estate Securities, Inc., New York, NY (1999- 2000) Traders Assistant, MOSG - High Profile Mortgage Clients * Responsible for all processes and key contact person for 5 high profile Mortga ge Companies. * High level of Client Service and reliability led to increased Wet line credit limits to facilitate funding levels; worked closely with Business Unit, Client a nd Credit Department. * Processed multiple daily funding tapes through a collateral analyst database r eassigned to my group. Including use of CAS to crack tapes and ensure data inte grity of mortgage loans uploaded to database * Interact with entire client base (mortgage originators, document custodians, d isbursement agents, credit department and business groups); serve as key contact between customers and senior management. * Facilitated daily cash requirements for business unit by managing all incoming and outgoing funds. Ensured integrity of all funded collateral, and that all c lient lines were within limits and sub-limits PAINEWEBBER, INC. /PaineWebber Real Estate Securities, Inc., Weehawken, NJ (1997 -1999) Intern / Operations Funding Coordinator * Data Entry of funding wires being sent directly to homeowner closings. * Responsible to reconcile daily loans funded with client to avoid mortgage loan closings not to be funded. * Served as liaison between mortgage customers, and collateral custodians to ass ure the certification of mortgage closing documents. EDUCATION St. Johns University, Staten I sland NY Bachelor of Science Degree in Finance / Accou nting (1998) LICENSES & SKILLS NASD Series 7, CFA Level I Candidate CAS 3.0 (Collateral Analyst System) Bloomberg, Keylink 3.0 (Swift), Microsoft Office Products