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    Thanh Linh
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    CHE Switzerland - audit client OCA Office of the Chairman LC-Aff Listed audit client Restrictions SEC-C / PA SEC - Control (AC ### Pre-Approval Required) INTEL CORPORATION USA United States - audit client OCA Office the Chairman FRA-R French Restrictions PHU MY 3 SECRAC SEC Registered Audit BOT POWER Client COMPANY LIMITED SEC-FPI Foreign Private Issuer SEC-SI SEC

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    CHE Switzerland - audit client OCA Office of the Chairman LC-Aff Listed audit client Restrictions SEC-C / PA SEC - Control (AC ### Pre-Approval Required) INTEL CORPORATION USA United States - audit client OCA Office the Chairman FRA-R French Restrictions PHU MY 3 SECRAC SEC Registered Audit BOT POWER Client COMPANY LIMITED SEC-FPI Foreign Private Issuer SEC-SI SEC

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as XLSX, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    2K views4 pages

    Book 1

    Uploaded by

    Thanh Linh
    CHE Switzerland - audit client OCA Office of the Chairman LC-Aff Listed audit client Restrictions SEC-C / PA SEC - Control (AC ### Pre-Approval Required) INTEL CORPORATION USA United States - audit client OCA Office the Chairman FRA-R French Restrictions PHU MY 3 SECRAC SEC Registered Audit BOT POWER Client COMPANY LIMITED SEC-FPI Foreign Private Issuer SEC-SI SEC

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    of 4

    SEC Audit Clients https://gis.ey.net/ViewerAcknowledgement.

    aspx
    Monitoring Worksheet https://gtac.ey.net/gacwelcome/whole.aspx
    \\Vnhochmeyfl01\audit\Technical Standard\QRM - Quality and Risk Management\SEC cl
    * The name appearing in the GCSP role reflects a delegation that the GCSP made on this account
    Vietnam
    client's
    Mark up GUP
    No Name of SEC client in Vietnam DUNs GIS ID in GIS per GIS

    CHE Switzerland - Audit Client


    OCA Office of the Chairman
    LC-Aff Listed Audit Client
    Restrictions
    SEC-C/PA SEC - Control (AC
    1 ABB LIMITED ### ### Pre-Approval Required ABB LTD

    GBR United Kingdom - Audit


    Client
    OCA Office of the Chairman
    LC/PIE Listed Audit Client/PIE
    LC-Aff Listed Audit Client
    Restrictions
    FRA-R French Restrictions PHU MY 3
    SECRAC SEC Registered Audit BOT POWER
    21004266 Client COMPANY
    BP P.L.C. 9 376751 LIMITED

    USA United States - Audit Client


    OCA Office of the Chairman
    FRA-R French Restrictions The Resident
    SShldr Substantial Stockholder Representativ
    SECRAC SEC Registered Audit e Office of
    Client Intel
    SEC-C/PA SEC - Control (AC Semiconductor
    04789785 Pre-Approval Required Ltd. in Ho Chi
    INTEL CORPORATION 5 443107 Minh City

    LEAR CORPORATION 416388


    and Risk Management\SEC clients\Year 2010\Other services Vietnam GFIS
    Was client client's Client Engagement
    properly marked GUP code Performed
    GUPin
    DUNs GUP as SEC registered per GFIS
    GIS Mark up in GFIS?
    in GIS (Yes/ No)

    SEC-C/PA SEC - Control (AC


    Pre-Approval Required)
    SEC-FPI Foreign Private Issuer
    CHE Switzerland - Audit Client
    OCA Office of the Chairman
    LC/PIE Listed Audit Client/PIE
    LC-Aff Listed Audit Client
    Restrictions
    FRA-R French Restrictions
    SECRAC SEC Registered Audit
    480657126 Client Yes ABB Ltd Internal Audit
    60754973

    Business Tax Advisory Services


    Other Business Compliance Srvc

    555284053 SEC-SI SEC - Significant Influence No PHU MY 3 BOT POWER


    60758158
    Agreed-upon
    COMPANY LIMITED
    Procedures

    PHU MY 3 BOT POWERContractual


    COMPANYAuditLIMITED

    USA United States - Audit Client


    OCA Office of the Chairman
    SShldr Substantial Stockholder
    SEC-C/PA SEC - Control (AC
    Pre-Approval Required)
    555272178 Yes Intel Semiconductor
    60232256
    Limited
    Crss Brder Corp Inc Tax Advsry
    S Engageme GTAC
    Engagement nt Indicate GTAC Independence
    code name folder number. WasClient question 1 wasquestion 2.1 was
    GTAC completed correctly answered answered properly? GCSP approved
    and archived? as Not LCE? (Yes/No) the service in GTAC?
    (Yes/No) (Yes/No) Country chosen? (Yes/No)

    14343753 ABB - AUP can not find GTAC assessment


    Yes
    Jana
    Matejova/ZH/Audit/AEY/C
    14423798 Tax retainer service
    GTAC 000749233 No No H*
    14575118 Tax retainer service

    Nagaraj
    Sivaram/Audit/Singapore/F
    EA/ErnstYo
    ung/SG
    14436253 AUP - Staff secondment
    GTAC 000900633 No No Notification Sent
    Nagaraj
    Sivaram/Audit/Singapore/F
    EA/ErnstYo
    ung/SG
    14495003 Audit 30 June 2010GTAC 000928197 N/A No Notification Sent

    14129748 ITS - Operations ofGTAC


    VN RO000657698 N/A N/A N/A
    Date of approval
    Finding
    Partner in chargeManager in charge s Notes

    Hoang,Hung DucLow,Gabriel Boon Tiong

    18-Jun-10 Vu,Huong Thi-Thu


    Kieu,Nam Hoai
    Vu,Huong Thi-Thu
    Kieu,Nam Hoai

    16-Aug-10 Torres,Jun Doan,Thuy Thi-Thu

    16-Aug-10 Torres,Jun Doan,Thuy Thi-Thu

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