MUTUAL FUNDS INDUSTRY UNITHOLING PATTERN From the data collected from the mutual funds, the following

has been observed:i) As on March 31, 2010 there are a total number of 4.77 crores investors accounts (it is likely that there may be more than one folio of an investor which might have been counted more than once and actual number of investors would be less) holding units of Rs. 616,966.72 crores. Out of this total number of investors accounts, 4.63 crores are individual investors accounts, accounting for 97.07% of the total number of investors accounts and contribute Rs. 2,45,390.28 crores which is 39.77% of the total net assets. Corporate and institutions who form only 0.95% of the total number of investors accounts in the mutual funds industry, contribute a sizeable amount of Rs. 337,812.58 crores which is54.75% of the total net assets in the mutual funds industry. The NRIs and FIIs constitute a very small percentage of investors accounts (1.98%) and contribute Rs. 33,763.85 crores (5.47%) of net assets.

ii)

iii)

The details of unit holding pattern are given in the following table: UNITHOLDING PATTERN OF MUTUAL FUNDS INDUSTRY(as on March 31, 2010) CATEGORY NUMBER OF % TO NET % TO INVESTORS TOTAL ASSETS TOTAL ACCOUNTS INVESTORS (RS.CRORE) NET ACCOUNTS ASSETS Individuals 46,327,683 97.07% 245,390.28 39.77% NRIs 943,482 1.98% 27,428.86 4.45% FIIs 216 0.00% 6,335.00 1.03% Corporates/ Institutions/ Others 452,330 0.95% 337,812.58 54.75% TOTAL 47,723,711 100.00% 616,966.72 100.00%

B] UNITHOLDING MUTUAL FUNDS

PATTERN

PRIVATE/PUBLIC

SECTOR

SPONSORED

From the analysis of data on unitholding pattern of Private Sector Mutual Funds and Public Sector Sponsored Mutual Funds, the following observations are made:1. Out of a total of 4.77 crore investors accounts in the mutual funds industry, (it is likely that there may be more than one folio of an investor which might have been counted more than once and therefore actual number of investors may be less) 3.12 crore investors accounts i.e. 65.41% of the total investors accounts are in private sector mutual funds whereas the 1.65 crore investors accounts i.e. 34.59% are with the public sector sponsored mutual funds which includes UTI Mutual Fund. 2. However, the private sector mutual funds manage 77.97% of the net assets whereas the public sector sponsored mutual funds own only 22.03% of the assets. Details of unit holding pattern of private sector and public sector sponsored mutual funds are given in the following tables:

UNITHOLDING PATTERN OF PRIVATE SECTOR MFS(as on March 31, 2010) CATEGORY NUMBER % TO NET % TO OF TOTAL ASSETS TOTAL INVESTOR INVESTOR (RS.CROR NET S S E) ASSET ACCOUNT ACCOUNT S S S Individuals 30,041,859 96.24% 191,172.34 39.74% NRIs 787,791 2.52% 24,703.76 5.13% FIIs 211 0.00% 6,204.35 1.29% Corporates/Institutions/Oth ers 385,856 1.24% 258,997.02 53.84% 100.00 TOTAL 31,215,717 100.00% 481,077.47 %

UNITHOLDING PATTERN OF PUBLIC SECTOR SPONSORED MFS (INCLUDING UTI MF ) (as on March 31, 2010) CATEGORY NUMBER OF % TO TOTAL NET % TO INVESTORS INVESTORS ASSETS TOTAL NET ACCOUNTS ACCOUNTS (RS.CRORE) ASSETS

Individuals NRIs FIIs Corporates/ Institutions/ Others TOTAL

16,285,824 155,691 5 66,474 16,507,994

98.65% 0.95% 0.00% 0.40% 100.00%

54,217.94 2,725.1 130.65 78,815.56 135,889.25

39.90% 2.00% 0.10% 58.00% 100.00%

Status of Mutual Funds for the period April 2011 (Figures in Rs. Crore) Private Sector Mutual Funds Public Sector Mutual Funds UTI (i) A Mobilization of Funds Repurchase / Re demption Amt. Net Inflow/ Outflow (-ve) of funds Cumulative Position of net assets as on Apr 30, 2011 628,601.0 9 478,538.7 7 150,062.3 3 638,839.8 4 81.3 4 73,641.5 7 56,228.0 0 17,413.5 6 70,156.2 1 8.9 3 72,750.0 2 55,894.9 1 16,855.1 1 76,378.0 4 9.7 3 Others (ii) Sub-total (i)+(ii) B 146,391.5 9 112,122.9 2 34,268.6 7 146,534.2 5 18.6 6 Grand Total A+B

774,992.6 8 590,661.6 8 184,331.0 0 785,374.0 9 100.0 0

Net assets of Rs.3883.24 crores pertaining to Funds of Funds Schemes for Apr' 2011 is not included in the above data

Trends in Transactions on Stock Exchanges by Mutual Funds (since January 2000)

Period Debt/Equity April 2008-Mar 2009 Equity Debt April 2007-Mar 2008 Equity Debt April 2006-Mar 2007 Equity Debt April 2005-Mar 2006 Equity Debt April 2004-Mar 2005 Equity Debt April 2003-Mar 2004 Equity Debt April 2002-Mar 2003 Equity Debt April 2001-Mar 2002 Equity Debt April 2000-Mar 2001 Equity Debt Jan 2000-Mar 2000 Equity Debt Gross Purchases(Rs Crores) 144068 327744 217578 298605 135948.16 153733.05 100435.90 109804.91 45045.25 62186.46 36663.58 63169.93 14520.89 46663.83 12098.11 33583.64 11375.78 13512.17 11070.54 2764.72 Gross Sales(Rs Crores) 137085 245942 201274 224816 126885.82 101189.59 86133.70 73003.67 44597.23 45199.17 35355.67 40469.18 16587.59 34059.41 15893.99 22624.42 20142.76 8488.68 11492.19 1864.29

Net Investment (Rs Crores) 6983 81803 16306 73790 9062.34 52543.46 14302.20 36801.24 448.02 16987.29 1307.91 22700.75 -2066.70 12604.42 -3795.88 10959.22 -2766.98 5023.49 -421.65 900.43

Risks involved in investing in Mutual Funds

Mutual Funds do not provide assured returns. Their returns are linked to their performance. They invest in shares, debentures and deposits. All these investments involve an element of risk. default in payment of The unit value on may vary their depending upon the performance of the company and companies may interest/principal debentures/bonds/deposits. Besides this, the government may come up with new regulation which may affect a particular industry or class of industries. All these factors influence the performance of Mutual Funds.