SEC Fed Pay Docs 10/25/2011: Part2

Standard Form 50-B
Rev. 7/91
U.S. Office of Personnel Management
FPM Supp. 296-33, Subch. 4
1. Name (Last, First. Middlel
5-A. Code 5-B. Nature Of Action
002 CORRECTION
5-C. Code 5-0. Legal Authority
5-E. Code 5-F. Legal Authority
7. FROM: Position Title and Number
SPECIALITY UNIT CHIEF
40000000 OEN1032
NOTIFICATION OF PERSONNEL ACTION
2. Social Security Number 3. Date of Birth
... ......... ............................... ............................... ... ................ .......
6-A. Code 6-B. Nature of Action
890 MISC PAY ADJ
6-C Code 6-0. Legal Authority
ZLM P.L. 107-123
6-E. Code 6-F. Legal Authori ty
15. TO: Position Title and Number
(SEC SPECIALITY UNIT CHIEF (SEC
40000000 OEN1032
8. 1
10
. 1
113. 16;; Plan Step/Rate 1
21
.
12A. Basic Pay
11;. I;
11;. Other Pay
20A. Basic Pay
12;. A;i6
12;. Other Pay
$170966 0 0
14. Name and Location of Position's Organizat ion 22. Name and Location of Position's Organization
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION
DIVISION OF ENFORCEMENT DIVISION OF ENFORCEMENT
WASHINGTON, DC WASHINGTON, DC
:.:...;.' ...... : ......... '. . ....................................., ..............................' .... ..... ......... ......... ........ . .......................... ' ... ................................................................................... , ................... .. .............. ...... ,.,' .....,.,' .....'.' ....... ,
34. Position Occupied 35. FLSA Category 36. Appropriation Code 37. Bargai ning Unit Status
2
1 - Competit ive Service
2 - Excepted Service
38. Duty Station Code
40. Agency D
CLS
45. Remarks
E<_6_) _ _ _
46. Employing Department or Agency
3 - SES General
4 - SES Career Reserved
I
E - Exempt
N - Nonexempt
39. Duty Station (City - County - State or Overseas Location)
50. Signature/Authentication and Title of Approving Official
SE - SECURITIES AND EXCHANGE JEFFREY A RISINGER
47. Agency Code 48. Personnel Office 10
SEOO 1057
ASSOCIATE EXECUTIVE DIRECTOR
110671405
y opy
8888
Obtained by Judicial Watch October 3, 2011 through FOIA
Standard Form 50B
Rev. 7/91
FPM Supp. 29633, Subch. 4
1 . Name (last, First, Middle)
5A. Code 5B. Nature Of Action
721 REASSIGNMENT
5C. Code 5 0 . legal Authority
3. Date of Birth
6A. Code 6B. Nature of Action
6C Code 60. legal Authority
WDM SCH A/ 213.3102(D)
5E. Code 5 F. legal Authority 6E. Code 6F. legal Authority
7. FROM: Position Title and Number 15, TO: Position Title and Number
DIRECTOR DIRECTOR
40000000 OEN0679 40000100 OEN0679
8. 110.
113. ;;:asis 16;; Plan Step/Rate 121 . ;;:asis
12A. Basic Pay

11 $' Other Pay
20A. Basic Pay
12;.
12;. Other Pay
$187417 0 ?187417 0
14. Name and location of Position's Organization 22. Name and location of Position's Organization
SECURITIES AND EXCHANGE COMMISSION .sECURITIES AND EXCHANGE COMMISSION
OFFICE OF REGIONAL DIRECTOR (ARO)
DIVISION OF ENFORCEMENT .
WASHINGTON/DC
. .. ...........................................................................................................................................................
::::::::&:1\11' ::.:::.:::.:::.:::.:::.:::.:::.:::.:::.:::.:::.:::.:::.:::.:::.:::.:::.:::. :::.:::.:::.:::.:::.:::.:::.:::.:::.: .... . .................. :.:.. -:::. :-:-:-:-:-:-:.:.:.:-:::::::::::-::::::::::::;:: ::.:: .:::.:::.:.: ... :.:.' .:.::.... :.:.:.:.. :.:.:.:.:.:.:.:::.:::.::.::.:::.:.:.:.:.:.:.:.:.:.::::::: :::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::............. ....... :.:.:.:.:.:.:.:.:.:.:.:::::.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:-:-:.:-:.:-:.:.;.:.:.:.:.:.:.:.:.:.:.;.:.
::::::::.:: ........ ... :-:-:.'.;.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.::::: :.:.:.::::::: ..........-:-:-:-:.:.:.:.:.:.:-:.:.:.:.:-:-:-:.: I ?: ::::::::(:2: b:::
6
:):::(:::6:
v
:::)::e::: t::e:::r:::a:::n:::s:::::p::::r::e:::f:::e:::r::e::::n:::ci:::e:::::f:::o:':r':"' R"' I'F' . 23. Veterans Preference ........ .......................... . ................. .................. .................
l(b)(6)TI 1 . None 3 . 10Point/Disability 5 . 1 OPoint Other 2
I 2 5Point 4 , 10Point Compensable _ ---=6_ -'- 1 0=-,-,-- po""in",t:/c.::C..:::om""pc..::e""ns:=a::.:bl:::.e/.:.c30:..:,*.:.c0_-I-__ L-.;--.:...::cc.c::::.:::::.:.............::......;;===--L-_--.JL-__ ____ .L.
27. FEGLI I 28. Annuitant Indicator 29. Pay Rate Determinant
l(b)(6) ] (b)(6) I 0 I
34. Position Occupied
2
1 . Competitive Service 3 SES General
2 . Excepted Service 4 . SES Career Reserved
40, Agency D
CLS
45. Remarks
SE - SECURITIES AND EXCHANGE
SEOO 1057
37. Bargaining Unit Status
JEFFREY A RISINGER
101690200
y opy
8888
Standard Form 50-B
Rev. 7/91
1. Name (Last, First, Middle)
.....
. , ........... ...........' .... '.' . . ' ........... . ...................... . ..... .............................................................................. ............................................................. , .... , ..
5-A. Code 5-B. Nature Of Action 6-A. Code 6-B. Nature of Action
890 MISC PAY ADJ
5-C. Code 5-D. Legal Authority 6-C Code 6-D. Legal Authority
ZLM P.L. 107-123
5-E. Code 5-F. Legal Authority 6-E. Code 6-F. Legal Authority
7. FROM: Position Title and Number 15. TO: Position Title and Number
UNIT CHIEF (STR. & NEW PRO UNIT CHIEF (STR. & NEW
40900100 OEN1035 40900100 OEN1035
PRO

113. ;;:asis 16;; Plan Step/Rate 121. ;;:asis
1 2A. Basic Pay
11;.

11;. Other Pay
20A. Basic Pay
12$.
120D. Other Pay
$177401 0 $188045 $
14. Name and Location of Positions Organization 22. Name and Location of Positions Organization
OFFICE OF ASSOC DIRECTOR OFFICE OF ASSOCDIRECTOR
pg .. . ....... ................. ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
.:.:.:.:.:.:.:.:.:.:.:.:.::.,:::.:.:.:.:.:.:.:::.:.:.:.:.................................................... ','.',','.',:.:.:.:.:::.::::::::::::::::::::::::::::::::::::::"'.:.:.:.: :-:::::::::::::,:,:""".
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,',',',' ....:.:...: ...: ... .... :.:, .... :,:",:"",:,:,::,,:,,:::::,:,:,:,:,:
.................... ' ...' .......:.:.:.:.:::.:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::
0
24. Tenure 26. Veterans Preference for RIF
1 - Competitive Service 3 - SES General
2 - Excepted Service 4 - SES Career Reserved
40. Agency 0
CLS
45. Remarks
[(b)(6)
o
35. FLSA Category 36. Appropriation Code 37. Bargaining Unit Status
I (b) (6) E - Exempt
N - Nonexempt 8888
RI
47. Agency Code 48. Personnel Office ID
SEOO 1057
110120749
y opy
Standard Form 50-B
Rev. 7/91
170 EXC APPT
5-C. Code 5-D. Legal Authority
6-C Code 6-D. Legal Authority
WDM SCH A 213.3102(D)
7 _ FROM: Position Title and Number 15. TO: Position Title and Number
ASSOCIATE DIRECTOR
40000000 OEN0743
8. Pay Planl9. Occ. Code 110. Grade/Level 111. Step/Rate 112. Total Salary 113. Pay Basis
16;; Plan 17 r 8. b Step/Rate 1
21
. ;;:asis
12A. Basic Pay 1 12B. Locality Adj. 112C. Adj. Basic Pay /1 2D. Other Pay
20A. Basic Pay

120D. Other Pay
$182064
$ .
0
14. Name and Location of Position's Organization 22. Name and Location of Position's Organization
SECURITIES AND EXCHANGE COMMISSION
DIVISION OF ENFORCEMENT
..
:.:.:.;.' ................. :- .... .......... ....... ," , .. " ......... :.:.:.:. ........................................ ............... ', .. ',.,. ,',' ............. ............., N . .. . ..................................... , ...... ..........................................................
........ :.......................... ..... ..... ::::::::::::: :::::::::::::::::::::::::::::::::::::: ...... ::...: .. ::.:: ..:::.: ..::.:.:..::..::..::..::.. .... for RIF
::::/ ... ... .... :::::::::::::::::::::::::::::::::::;:.:.: ....... .
23. Veterans Preference
l(b)(6) tl None 3 - 10-PointiDisability 5 - 10-Point Other 2 I 0 - None 2 - Conditional I I I(bj(6) l
2 - 5-Point 4 - 10-Point Compensable 6 - 10-PointiCompensable/30% 1 - Permanent 3 - Indefinite
J Indicator 29. ;y Determinant
11-0010-001
40. Agency D
CLS
45. Remarks
1 -
35. FLSA Category 36. Appropriation Code 37. Bargaining Unit Status
l(b)(6) E - Exempt
N - Nonexempt 8888
WASHINGTON,DISTRICT OF COLUMBIA
SEOO 1057
101657284
y opy
Standard Form 50-B
Rev. 7/91
1 . Name (Last, First, Middle)
880 CHG IN TENURE
PKM REG 351. 502
DEPUTY DIRECTOR
40000000 OEN0675
I
GROUP
DEPUTY DIRECTOR
40000000 OEN0675
8. 110.
113. ;;:asis
16.Pay Plan 17. Occ. Code J8. Grade/Level Step/Rate 120. Total Salary/Award r1. Pay Basis
SO 0905 020 $230700 PA
12A. Basic Pay

I; ;C
3

11;. Other Pay
20A. Basic Pay
1
2
$'
12;. Other Pay
$187417 0 $187417 0
... .. ...... ................. , .. , .. , .......... '.' .' ................................... ..
27. FEGLI l(b)(6) I 28. Annuitant Indicator
lM_(6) - - -------'. i(b)(6)
29. Pay Rate Determinant
o I
34. Position Occupied 37. Bargaining Unit Status
1 - Competitive Service
38. Duty Station Code 39. Duty Station (City - County - State or Overseas Location)
11-0010-001 WASHINGTON, DISTRICT OF COLUMBIA
40. Agency D
CLS
45. _ _____ _ _
I (b)(6)
L. ____ __ ______ ____ __
SEOO 1057
JEFFREY A RISINGER
101304337
y opy
8888
Standard Form 50-B
Rev. 7/91
FPM Supp. 296-33, Subch. 4 NOTIFICATION OF PERSONNEL ACTION
1. Name (Last, First, Middle) 2. Social Security Number 3. Oate of Birth
::m::,i,i.\lii?tJlIi:iiiM::rmi ::::::::::::::::::::,:::;:;:;: .... : ..... .;.....:,,::::i .,t\:,::::.::::::: .....,::::=::::::::: .
................................ ....................................... . ............................................. . .......... .................................... .................... . ..........' ......... .............................. ' ....................... ,', . ........ ..... . , ...................... ....... .................. . . ..........................................
317 RESIGNATION
5-C. Code 5-0. Legal Authority 6-C Code 6-0. Legal Authority
RPM REG 715.202
UNIT CHIEF (FOREIGN C P)
40600100 OEN1033
8. 11 O. I ;tep/Rate 11 $ ;0;1 0
113. ;;:asls
16.Pay Plan 17. Occ. Code 118. Grade/Level 119. Step/Rate 120. Total Salary/Award r1 . Pay Basis
12A. Basic Pay
11 $'
;C
3

11 $' Other Pay
20A. Basic Pay 120B. Locality Adj . 120C. Adj. Basic Pay 1200. Other Pay
$187417 0
14. Name and LO\'ation of Position's Organization 22. Name and Location of Position's Organization
OFFICE OF ASSOC DIRECTOR
.... ...... , ..... " .......... ..................... ................... . .... , ............ ........ ....................... ....... .. ........ .......... . .................. ................. . ........ . ........
3 _ 10-Point/Disability 5 _ 10-Point Other Tenure 0 _ None 2 _ Conditional r

25
AgelnC
y
Use
25-Point 4 - 10-Point Compensable 6 - 10-Polnt/Compensable/30% I .1. I 1 - Permanent 3 -Indefinite I
27. FEGLI (b)(6)
l(b)(6) ]1'---
2
1 Competitive Service 3- SES General
11-0010-001
40. Agency D
CLS
45. Remarks
I (b)(6)
Annuitant Indicator 29. Pay Rate Determinant
(b)(6)
01
35. FLSA Category 36. Appropriation Code
l(b)(6) E - Exempt
N Nonexempt 8888
39. Duty Station (City - County State or Overseas Location)
50. Signature/Authentication and Title of Approving pfficial
SEOO ' 1057
110864196
y opy
.Standard Form 50B
Rev. 7/91
721 REASSIGNMENT
SC. Code SD. Legal Authority
N2M REG. 335.102
CHIEF ACCOUNTANT
40100000 OEN0757
14. Name and Location of Position's Organization
OFFICE OF CHIEF ACCOUNTANT
CHIEF ACCOUNTANT
40010100 OEN0757
OFFICE OF REGIONAL DIRECTOR (ARO)
OFFICE OF CHIEF ACCOUNTANT
.. 1?C ........................................... . .. . .. .. .
.. .. }:::;:........ ....... : ::::::::::::.::::::::::: ..... .
24. Tenure 26. Veterans Preference for RIF 23. Veterans Preference

2-5,Po'"t
3-10Point/Disability 5- 10Point Other O None 2- Conditional (b)(6)
4 10Point Compensable 6,_'..:.1 _+-:-:=--_L.:l_ . .:..p.:::er.:::m:.:;an.:::e:::nt:...-..:3:... ___ ___ -d. J_
FEGLI
(b)(6)
1 Competitive Service
2 Excepted Service
40. Agency D
CLS
45. Remarks
--J ' Indicator I 29. Rate Determinant
32. Work Schedule
8888
SEOO 1057
101639040
y opy
Standard Form 50-B
Rev. 7/91
FPM Supp. 29633, Subch. 4
.... SPORKIN ....... THOMAS.A ................ . ........................................... .. w -,," ----, J ..
.::.:'.':.:'.".:'.::.' F ... : ... :J.R ... : .... .... ,.:.:.... i\: ...... :.:,:.. .... :,.... .,.'., J :.,m..:,."..: N .... :...,:.:'.,:.:'.".:'.".:.:.. '.i.".:'.".:'.:'.'.:'.:'.".:'.:'.:.:.i.,'.:'.".:'.,'.:'.'.. : ... ".,:.::.,.,:.:'.".' :':':':':':':':':':':-:-:':':':"""':':-::::':':::"'".,"',. ::::':::::'::::::,:,:::,:::,:,:,:,:,:: ,:,:,:,:,:,:,:,:,:,:,:,:,:"",:,:"",::;: .:.'.. :.:.:.. ' .. :.' ..: . . ' .E.:.,.#!fI ."..:.A: ..".:... :ii; .... :' .. .. " ..... : .. :.:'A.: .. .. .. ,.:1. ' ..: .. : ... .
l(b)(6)
9.:=,:; w.: :.:.:.:.:.:-:.:.:.:.:.:.:.:.:.:.:.:.:.'.:.:.:::::::::::::::::::::::::::::::::::.:.:::::::::::::::::.:.:::.:.:.:.:.:.:.:.:.:.:.:::.:.:.:.:.::::;:::::.:. Q
890 MISC PAY ADJ
ZLM P.L. 107-123
CHIEF-MARKET INTELLIGENCE CHIEF-MARKET INTELLIGENCE
40120100 OEN1037 40120100 OEN1037
8. 19. 11 O. I 11 8
113. ;;:asis 16;; Plan 1
21
.;;:asis
12A. Basic Pay
11;.
11;- Other Pay
20A_ Basic Pay
12$'
12;. Other Pay
$177401 0 ?188045 0
14. Name and Location of Position's Organization 22_ Name and Location of Position's Organization
ASSOC DIRECTOR OF MARKET INTELLIGENCE ASSOC DIRECTOR OF MARKET INTELLIGENCE
.... . ..................... ',.,' ...., ...... '.', ......................................... . ................... . .......................... ........................
..
30. Retirement Plan J31. Service Camp. Date (Leave) 32. Work Schedule 33. Part-Time Hours Per
[(b)(6) l(b)(6) : F Biweekly
:
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r:::U ::1::: U w:r.t::I::M :.:.:.:.:.;.;.:.:.:-::::;:::::::::::::::::::::::::::::::::::::::::;:;;; ::::::::::::::::::::::;:::::::::::::::::;:;:::;:::::::::;:;:;:;:;:;:;:;:;:;:;:;:;:::;:;:;:;:;:;:;:;:;;;:;:::;:;::::::::.:.:......
2
11-0010-001
40. Agency D
CLS
4Ji ..
I (b)(6)
3 - SES General
35. FLSA Category 36. Appropriation Code 37 _ Bargaining Unit Status
I (b)(6) Eo' Exempt
N - Nonexempt 8888
39. Duty Station (City - County - State or Overseas Locationl
SEOO 1057
110120787
y opy
Standard Form 50-B
Rev. 7/91
:.:::iiijie.ltiii:::::::iiillii:
;:;:;:;::::::::::::: .:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.... ' ..... : ......... :.:.. ... : ....... : .. :.:.:... ... ... , .......
:::::::::::::::.:::.:.:.:.:.:.:::::::::::::::::::
890 MISCPAY ADJ
ZLM P.L. 107-123
7, FROM: Position Title and Number
SUPVY STAFF ACCOUNTANT
6-E. Code 6-F. Legal Aut hority
15, TO: Position Title and Number
SUPVY STAFF ACCOUNTANT
MANAGING EXECUTIVE FOR ENFORCEMENT MANAGING EXECUTIVE FOR ENFORCEMENT
40100200 OENOl12 40100200 OENOl12
8. Pay Planls. Occ. Code /10. Grade/Level/II . Step/Rate /12. Total Salary / 13. Pay Basis 16.Pay Plan 17. 0, cc. Code /18 . Grade/Level 119. ,Step/Rate 120. Total Salary/Award 121. Pay Basis
SO I 0510 01 00 $225333 PA SO 0510 02 pO I $230700 I PA
14. Name and Location of Position's Organization 22. Name and Location of Position' s Organization
OFFICE OF MANAGING EXECUTIVE OFFICE OF MANAGING EXECUTIVE
OFF OF MANAGING EXECUTIVE-BUSINESS/CO OFF OF MANAGING EXECUTIVE-BUSINESS/CO
DC . .... .................. ...................... ............ ..... .
:\:e.MRCQMIIHPlllA: .;: :\:\\:::::::;:; ;:;:;:;:;:;:::;:::;:;:;::;;:: /:t\:::::-:\\:::: : \;:::. (:: :.::..::................. ............ ........ .. ...:: :::::::::/\:/\:/ ::::/ :/:;.
2; Rl i
I- None
2 - 5-Polnt
3 - 10-PointlDlsability
4 - 10-Point Compensable
5 - 10-Point Other
6 - 10-Point/Compensable/30%
27. FEGLI l(b)(6)

I
28. Annuitant Indicator 2S. Pay Rate Determinant
(b)(6)
o I
34. Position Occupied 35. FLSA Category 37. Bargaining Unit Status
1 - Competitive Service 3 - SES General (b)(6) I E - Exempt 8888
___ ___ __ ____________________________________ -L __ ________ __
38. Duty Station Code 3S. Duty Station (City - County - State or Overseas Location)
11-0010-001
40, Agency D
CLS
SEOO 1057
JEFFREY A RISINGER
101985758
y opy
RI
Standard Form 50-B
Rev_ 7/91
2. Social Security Number 3. Oate of Birth
l(b)(6) l(b)(6)
.. F ....... .. .. .. ... .. : .. .. :,:::::::::::::::::::::::::: :::::::::::::::::,: .0 ::::::::':':'::::: : BlM;1HN,,:, .,.,."" :.:.:.:.:.:.:':. :.:::.:.:':.: ..................... ........................ : ...:.:::::. ... XXX.::-.XX::. r_ .. .. _ ... _ .. ........... . .
r. nO:I:: :.:.))...,. ))SSOONO:A:CmIIN .,:d\::rrr::.::.;:
890 MISC PAY ADJ
ZLM P.L. 107-123
SPECIAL COUNSEL
20000000 OES0602
14. Name and l.,ocation of Position's Organization
SPECIAL COUNSEL
20000000 OES0602
OFFICE OF EXECUTIVE STAFF
27. FEGU l(b)(6) 28. Annuitant Indicator 29. Pay Rate Determinant
l(b)(6) 0 I
1 - Competitive 3 - SES General
2 - Excepted Serif ice 4 - SES Career Reserved
11-0010-001
40. Agencv D
CLS
6 RlOm$:lr..!Lc::., _______ _ _
(b)(6)
35. FLSA Category
l(b)(6) E - Exempt
N - Nonexempt
36. Appropriation Code
8888
SEOO 1057
100875162
y opy
Standard Form 50B
Rev. 7/91
1. Name (Last, First, Middle,
....;.:.:.:.:.:.:.:.::::::.:::::;:.;.... : ..:\\ ......::":::.:.:.:.:::::.::::." ::..:.:. :. :. : ......:. ::.::::::: ::.:::.:....::::.:.:.:.:.:::.:::'.::::: :;:;: :;:;:::::; :.XXXS ... . ........ J
ttri: :::;:::::::(??::.:::\::::::::::::::: :.:\::...... ...::::::::::;:;:;({: : .. .:::
317 RESIGNATION
5C. Code 5-0. Legal Authority
RPM REG 715.202
DEPUTY CHIEF OF STAFF
20000000 OES0912
6A. Code 6B. Nature of Action
6C Code 6 0. Legal Authority
6E. Code 6F. Legal Authority
::;::):::::::::::::::
:.:-:.:.:.:.;.:.:...... .
8. Pay Plan 1 9. Occ. Code 110. Grade/Level 111 . Step/Rate 112. Total Salary 113. Pay Basis 16.Pay Plan 17. Occ. Code 118. G'rade/Level 119. SteplRate 120. Total Salary/Award 121. Pay Basis
SO 1 0905 02 00 $230700 PA 1 .
$185719
11;. Other Pay 0 20A. Basic Pay 1
20B
. Locality Adj. 1
20C
Adj . Basic Pay 1200. Other Pay
12A. Basic Pay
34. Position Occupied 35. FLSA Category
1 - Competitive Service 3 - SES General Ifb'f6' E - Exempt
2 - Excepted Service 4 - SES Career Reserved N - Nonexempt
29. Pay Rate Determinani
o I
8888
38. Duty Station Code 39. Duty Station (City - County State or Overseas Location)
11-0010-001
40. Agency 0
CLS
45. Remarks
(b)(6)
SEOO 1057
JEFFREY A RISINGER
110651703
y opy
Standard Form 50-B
Rev. 7/91
FPM Supp. 296-33, Subch. 4 NOTIFICA nON OF PERSONNEL ACTION
1 . Name ILast, First, Middle)
890 MISC PAY ADJ
ZLM P.L. 107-123
DIRECTOR OF COMMUNICATION
20000000 ES11011
_ J (b)(6) I l(b)(6)
:
:.: :xxxS: .: t!.' ..:n ::::::.:.n.:. :.:.:XX...N:: .. D.:.:.: .. !:.:::.:. ' ii;. :. .'. :.:n ..:.:...':.:.::. ::: . 1.:."' .... :::.::11 .: ...:.:. ::::::.::::::-:,..
W: .., ...... .
6-A . . Code 6-B. Nature of Action
DIRECTOR OF COMMUNICATION
20000000 ES11011
... t.i.:rs :.e:.m ..I ... e. 'T. ",..n.,t .. ," .. ...I" ... :.n::: N.:.. :: ..::::.:.::. D: .: :' . A ' "' : , :;r. , .... :.,' , .. I'I: .,., . ":' .::, .. ,','., ' ... :.:'., ','., .,'.::::.:::: .:.,' .,','.,','.,','.,','., ','.,','.,',' .. , . ' .. ' , .., .. .,.,.,.,.:.:.:.:.:.:.:.:.:.,.,.,....................................... ..... .
;:1:;: w: m ::J:::rt; ............: ... '::::::::::::::::::::"':::::::::::': :.;.::::::::::::::::::::::::::::::::::::;:;:;:;:;:;:;:;:;:;:;:;:::;:::;:;:;:;:::::::::::::::::;:::;:;: ::::::::.:::.:.:.:.:......... .
2
40. Agency D
CLS
45. Remarks
l(b)(6) -
L
35. FLSA Category 36. Appropriation Code 37. Bargaining Unit St atus
3 - SES General
I (b)(6) 1 8888
SEOO 1057
100875210
y opy
Standard Form 50-B
Rev. 7/91

894 GEN ADJ
ZLM P.L. 107-123
7_ FROM: Position Title and Number
CHIEF OF STAFF
20000000 OES6900
14. Name and LocatIon of Position's Organization
15_ TO: Position Title and Number
CHIEF OF STAFF
20000000 OES6900
22. Name and Location of Position's OrganIzation
..... . .' D<;........ ...... ....... . .'. J?g ..
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.... ...:::::::::::::;::::.;.;.:.:.:.:. ::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::),
23. Veterans Preference 24. Tenure 25. Agency Use 26. Veterans Preference for RIF
1 - 3 -10-Point/Disability 5 -10-Point Other I 0 - None 2 - Conditional, I i(b)(6)
2 - 5-POInt 4 - 1 O-Point Compensable 6 - 10-Point/Compensable/30% 3 1 - Permanent 3 - Indefinite , I
27. FEGLI 28. Annuitant Indicator 29. Pay Rate Determinant
-l j(b)(6)
o I
Plan Compo Date 32. Work Schedule 33. Per
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U ::1::: W: UM::I:::M :::::::::::::::::::::::::::::::::::::.:.:::::::::::::::::::::::::::::.:::::::::::::::::::.:::::::::::::::::::::::::::::::::::::::::::::::::::::;:;:;:;::::::::::::::.:.:....... .
34. Position OccupIed
2
38. Duty StatIon Code
40_ Agency 0
CLS
45. Remarks
3 - SES General
35. FLSA Category
(b)(6fI E - Exempt
,-,,-, I N - Nonexempt
SALARY INCLUDES A LOCALITY PAYMENT (OR OTHER GEOGRAPHIC ADJUSTMENT)
APPLICABLE IN THIS AREA.
46. Employing Department or Agency 50. Signature/Authentication and Title of Approving Official
SEOO 1057
AUTHORIZING OFFICIAL
100086131
y opy
8888
Standard Form 50-B
Rev. 7/91
894 GEN ADJ
5-C. Code 5-0 . Legal Authority
ZLM P.L. 107-123
7_ FROM: Position Title and Number
COUNSEL TO CHR./DIR./OLIA
20500000 OES0998
OFF/LEGIS & INT-GOVRNMTL AFFAIRS
3. Date of Birth
COUNSEL TO CHR./DIR./OLIA
20500000 OES0998
OFF/LEGIS & INT-GOVRNMTL AFFAIRS
I DS.. .... : .. :.:.:.:.::.. ....................... ..... ...... .... .
.
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I: U8:::I:::M ...... ........ ..........., .. ' ........... ' .., ...,' ..... :::::::::: :.:.:.:.:.:.:.:.:.:.:.'.:.:.:::::::::::::::::::::::::::::::::::::::::::::.:.:::.:.:.:.:.:.:.:.:::.:.:.:.:.:.::::::::::::::::::::::::::::::::::::::::;::::;::: :.:.;.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:...... ::::::::::::::::::::::::::::::::::::::::::::::::::::::;:::::::::::::::::::::::::::::::::;:::::;:;;;:::::::::::;:
3 - 10-Point/Disability
4 - 1 O-Point Compensable
2
11-0010-001
40. Agency 0
CLS
45. Remarks
3 - SES General
24. Tenure
5 - 1 O-Point Other
6 - 10-Point/Compensable/30% 1
0- None
1 - Permanent
2 - Conditional 1----,
3 - Indefinite
J
28_. _ ___ ---,
(b)(6) ]
E - Exempt
N - Nonexempt
SEOO 1057
100086500
y opy
26. Veterans Preference for RIF
(b)(6)
o
8888
Standard Form 50-B
Rev. 7/91
1 . Name (last, First, M iddlel
303 RETIREMENT-SPECIAL OPTION
5-C. Code 5-0. legal Authority 6-C Code 6-0. legal Authority
USM 5 U.S.C. CHAPTER 84
5-E. Code 5-F. legal Authority 6-E. Code 6-F. legal Authority
AZM 2009-049
REGIONAL DIRECTOR
06000000 OFW0345

113. ;;:asls
16.Pay Plan 17. Occ. Code r8. Grade/level 119. Step/Rate 120. Total Salary/Award 121. Pay Basis
12A. Basic Pay
11;.
11 ;. Other Pay
20A. Basic Pay 120B. locality Adj. 120C. Adj. Basic Pay 1200. Other Pay
$192193 0
14. Name and Location of Position's Organization 22. Name and location of Position's Organization
OFFICE OF REGIONAL DIRECTOR (FWRO)
FORT WORTH, TEXAS
..' ........ ....................... : ..... ; ................................................... ' ...................... .., ..' ............... ............................,.,............................................., ............'.' ............. .......... . ...... . ................................................ ......... .............'.' ......,' . .................................................... ...........' ..,' ... .................... ... , .......' .....', .......... . ............., . .................
1'(b)(6) II 1 - None 3 - 10-Point/Disability 5 - 10-Point Other 2 I 0 - None 2 - Conditional I I I (b)(6) I
I' II 2 - 5-Point 4 - 10-Point Compensable 6 - 10-Point/Compensable/30% 1 - Permanent 3 -Indefinite
27. FEGU (b)(6) I 28. Annuitant Indicator 29. Pay Rate Determinant
l(b)(6) I l(b)(6) I 0 I
48-2450-439
40. Agency 0
CLS
45. Remarks
l(b)(6)
46_ Emploving Department or Agency
SE - SECURITIES
SEOO 1057
35. FlSA Category
l(b)(6) 1 E - Exempt
36. Appropriation Code 37. Bargaining Unit Status
N - Nonexempt
39. Duty Station (City - County - State or Overseas locationl
FORT WORTH, TARRANT, TEXAS
JEFFREY A RISINGER
110512639
y opy
8888
Standard Form 50-B
Rev. 7/91
1. Name (Last, First, Middle) 2. Social Security Number 3. Oate of Birth
_ J (b)(6) =t J(b)(6)
... . L. S :. .L .. ... E.:.::.:.:,.: ,:,::. R. ".:- :li: .....l:::6... : .... ... : ...:: N.:. R ...:::.:::,.:, :Y.: :::.:::,.:,::.:,.: .. ::.,:.. ::,::.::.: D.:,:,.:':'.:':'.:": . :": . :':::: .;.;.;.;:::::::::: :::::::::::::.: .. :-:.:.:.:.:. .......... .......... ::,.:.:....... .:.:.:.:.:.:.;.;.;.;.: ................... :::jXXeifiib;XXN N .."'j{:li'ii!iI:tsN .. ..,:
f::: ::;1::: M:Q::J::: w: ...... ::::;: ::::;::::::::. :.::.:.:............. fft(Q .. .. :,:.. .:Q. :.:. tnf>
894 GEN ADJ
Soc. Code 5-0. Legal Authority 6-C Code 6-0. Legal Authority
ZLM P.L. 107-123
5-E. Code 5-F. Legal Authority 6-E. Code 6-F, Legal Authority
ASSOC DIRECTOR (LEGAL & DISCLOSURE) ASSOC DIRECTOR (LEGAL &
.
55400000 OIM0781 55400000 OIM0781
DISCLOSURE)
8. 110.
113. ;;:asis 16;; Plan Step/Rate 1
21
. ;;:asis
12A. Basic Pay
11;.

11;. Other Pay
20A. Basic Pay
12;.
12;. Other Pay
$188198 0 0
DIVISION OF INVESTMENT MANAGEMENT DIVISION OF INVESTMENT MANAGEMENT
OFF OF ASSOC DIR (LEGAL & DISCL) OFF OF ASSOC DIR (LEGAL & DISCL)
WASHINGTON, DC
.. ..
:,:,;.:,' .. , .. ,:..... ..... ..:.;. ...
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:::::: 111.1111:11:1:111111::::: :: <'::i: /:::::)::::\)\\::",}, ::: :.:.:.
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........ ' ......................................................................................:.:.:.:.:.::::::::::::::::::::::::::::::::::::::::::.:.:. :::.:.:::.:::::::::::::::::::::::::::::::::::::::::::::::.':':'"
23. Veterans Preference 24. Tenure 26. Veterans Preference for RIF
@(6 J 1:
3 -10-Point/Disability 5 -10-Point Other 0 -None 2 - Conditional /-'----, [Tb)(6_)__ l
'4 - lO-Point Coml1""e"" ns."a", bl", e _ ;--::..6.:.. - __ .....L ___
Indicator
r
b
)(6)
27. FEGLI l(b)(6)

33. Part-Time Hours Per
Biweekly
Pay Period
::::::::::::::::::::: .:':'.:':'.:':'.:'::.:'::.:.:'.:':'.:':'.:':'.:': ..:.:.:'.::'.:'
;::::::::::;:;:::::::
..
34. Position Occupied 36. Appropriation Code
1 -Competitive Service 3 -SES General
2 -Excepted Service 4 -SES Career Reserved
40. Agency D
CLS
45. Remarks
SEOO 1057
AUTHORIZING 'OFFICIAL
100065546
y opy
37. Bargaini ng Unit Status
8888
Standard Form 50-B
Rev. 7/91
U.S. Office of Personne(Management
1. Name (Last, First, Middle) 2. Social Security Number 3. Date of Birth
::::i\ ,::pc VmSI!lliO "'N:" :.:.:-:.: .....::::::::::.',., :::;: ::::::::::::::::..:.:::.:..' . .:...... ::::;:::::::::::::::::;:: ::::::::;.:;:::;:::: :::
.
'.:..'::.:::.':: :'.':.'.. :.: .... : ....'::.:.:::.'::.,.:., ...... ::... :, ..... ' ..... :: ., ::.: .. :, .: ........... ':':':':':':':-:"':'::::', :.:,'. :::.:::.:::.:::.:.'.:... :.::.:'.:' ........................, ..... ' ... :-.-:-:-:-:.:.:.:.:.;::.;::::::::::.::::::::::::
894 GEN ADJ
ZLM P.L. 107-123
ASSOCIATE DIRECTOR ASSOCIATE DIRECTOR
55500000 OIM0901 55500000 OIM0901
8. 19. 11 O. I ;tep/Rate 11 ;;1 0
113. ;;:asis Plan Step/Rate 121. ;;:asis
12A. Basic Pay
L;;t; I;
11;. Other Pay
20A. Basic Pay
12;.
12;. Other Pay
$188060 0 0
OFF OF ASSC DR (DISCL/INSR PRD RG) OFF OF ASSC DR (DISCL/INSR PRD RG)
......... ..... . ........... .................. ....... ....... ... . ... ............................................................ ................ ..
.
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l(b)(6) Jl 1:
I
28. Annuitant Indicator
i(b)(6)
o I
27. FEGLI l(b)(6)

30. Retirement Plan .,.1. , 31. Service Compo Date (Leave) 32. Work Schedule 33. Part-Time Hours Per
r.:.,. (.::,.b::.:: :pi.,( ... .. 6.: l'\ ... ... ..... :.'. Ii'I!!' ..':: .:,.,::I.n. : .. :.,:....: ..N ....... : .. . '. : .. . :" .. , .. : ..... , .,::A; ... : .... .. ",( "::::':::::: .. :::.:: .' .. :: ..::.' .. ': ..':.: ..::.' ..::'.,::.:.": .. .. b . .... :,.;.:.,.:.,.:.. : .. : .. : ... : ... : ... : .. :: ..: ... : .. : ..... ......... : ... :.:', ... ,:... ... . :.:' .. :.:' ... .. : ... .... . .
Ug:l::I ;:: Q 1iI#."':;I::;K :::::::;::::::::::::; ........... ;::::::;:::;:;:;:::;:::::::::::.:.::;:::::::::::::; :.:.:.:.:.:.:.:.:.:.:.:.:.:.;.;.;.:.:.:.:.:.:.: .....: .......:.:.:.:.:.:.:.:.:.: ...: ...; ...:.;.:................... ;':':';':';" ':':"':':':':':':':::::::::::::::::::::::::::::::::::::::::::::::::::::::::::.:.:.....: ....... .
34. Position Occupied 35. FLSA Category 36. Appropriation Code 37. Bargaining Unit Status
1 . Competitive Service 3 - SES General
2 - Excepted Service 4 . SES Career Reserved
11-0010-001
40. Agency D
CLS
45. Remarks
(b)(6)
E - Exempt
N - Nonexempt
SEOO 1057
100068412
y opy
8888
Standard Form 50-B
Rev. 7/91
894 GEN ADJ
ZLM P.L. 107-123
ASSOCIATE DIRECTOR
55200000 OIM0782
2. Social Security Number 3. Date of Bi rth
6-C Code 6-D. Legal Aut hority
ASSOCIATE DIRECTOR
55200000 OIM0782
22. Name and Location of Position' s Organization
DIVISION OF INVESTMENT MANAGEMENT
ASSOC DIR-EXEMPT APPS & SP PROJECTS
ASSOC DIR-EXEMPT APPS & SP PROJECTS
....... .... ..... ....... ........... .................... . ............ ........... I DC
.. .. ...... .................... . :.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.:.;.:.:."",,:.:.:.:.:.:.:.;.;.'.:.' .....................................................:.:.:.:.:.:.:.:.:.:.:.:.:.................... :.; ...... .............. :.;.;.:.:. ...... ............................................. . ....................................:.:.. ............ : .... . .
....:.: ...:.:.:... .... .. ;:;:;:;:;:;:;:;:;:;:::::::::::::;:;:;::::::::::::::::;:::;:::::::;::::::::::::::::::::::::::::::;:;:;:::::' :.:.:.:::::: :.:.:.:.:.:.:.:.:.:.:.:::::::::.:.:...... .. .. .........
I 1 - None 3 - 10-Point/Disability 5 - 10-Point Other I 0 - None 2 - Conditional I I (b)(6) I
I 2 - 5-Point 4 - 10-Point Compensable 6 - 10-Point/Compensabl e/30% 1 1 - Permanent 3 -Indefinite
[(b)(6) Indicator
IQJ
40_ Agency D
CLS
45. Remarks
35. FLSA Category 36. Appropri ation Code
(
b)(6) ] E - Exempt
N - Nonexempt
46. Employing Department or Agency 50. Signature/Authentication and Title of Approving Offi cial
47. Agency Code 48. Personnel Office I D
SEOO 1057
100063112
y opy
8888
Standard Form 50-B
Rev. 7/91
1. Name (last, First, Middle) 2. Social Security Number 3. Date of Birth
721 REASSIGNMENT
5-C. Code 5-0. legal Authority 6-C Code 6-0. legal Authority
V5M 5 U.S.C. 3395 (A)
5-E. Code 5-F. legal Authority 6-E. Code 6-F. legal Authority
ASSOCIATE DIRECTOR (REGULATION) DEPUTY DIRECTOR
DEPUTY DIRECTOR
55300000 OIM0419 55000000 OIM0905

113. ;;:asis Plan Step/Rate 121. ;;:asis
12A. Basic Pay

11;. Other Pay
20A. Basic Pay
12;.
12$' Other Pay
$193942 0 0
14. Name and Location of Position's Organization 22. Name and location of Position's Organization
OFF OF ASSOC DIR (REG POLlIA REG)
..
.... .. ....................... ..... ..... ...... .. .................. ' ..............................................................
.............:::</:::::::::::::::::::::::::?:::::::::::: ::::::: :::::::: :::::::::::::::::::::::::
24. Tenure I 25. Agency Use 26. Veterans Preference for RIF 23. Veterans Preference
(b)(6) 1 - None 3 - 10-Point/Disability
I\UI\VI II 2 - 5-Point 4 -10-Point Compensable
5 - 10-Point Other I 0 - None 2 - Conditional I I II (b)(6) J-'
6 - 10-PointiCompensable/300/0 1 _J 1 - Permanent 3 -Indefinite _1
29. Pay Rate Determinant, 27. FEGLI (b)(6) I 28. Annuitant Indicator
______________________ ____________ __ ______ ______ ___
Plan . 33 . ..

2
1 - Competitive Service 3 - .5ES General
40. Agency D
CLS
45. Remarks
35. FlSA Category 36. Appropriation Code 37. Bargaining Unit Status
(b)
E - Exempt
N - Nonexempt 8888
39. Duty Station (City - County - State or Overseas location)
SEOO 1057
111022673
y opy
Standard Form 50-B
Rev. 7/91
1. Name (Last , First. Middle) 2. Social Security Number 3. Date of Birth
l(b)(6) I j (b)(6)
.. ... .. ' .. 1 ...... 1.'\: . ... E.

N
. 1.,.,.,.,. L.,.,.,.'.,.,.,E""",'...... ",. E.,. ,.,'.,'. , . , .. . .. , ... , . ,.,.,'.,'.,'.,'.. ,',:,','. p .",.",.. ,,".,... ' .. ' .' """""",,:,:::::' " . ....... ,.,.,.,.,.,:,:,.,.,::,:. {"" ',,:::,:,:'.::": ,:,',:,F.'e..t!' ... .. ,. :.A ... :.
XX
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r.: n.O::,,:: Y. :::=:::::::::::::::.:.:::::::::::::::::' ..:.:.:.:.:.:.:.:.:.:.:.:.:...:.:.... MW;:=' =: :.:.:.:.:.;.:.:::::::::.:::::
....................................................................... .......................................
002 CORRECTION 101 CAREER-COND APPT
5-C. Code 5-0. Legal Authority 6-C Code 6-0 . Legal Authority
ZLM 5 USC 5376
DIRECTOR
55000000 OIM9999
8. Pay Planl9. Occ. Code 110. Grade/Levell 11. Step/Rate 112. Total Salary 113. Pay Basis
16;; Plan 1
21
. ;;:asis
12A. Basic Pay
I 12B. Locality Adj . 1 12C. Adj . Basic Pay 11 20. Other Pay
20A. Basic Pay
1 2$'
12;. Other Pay
0
14 .. Name and Location of Position's Organization 22. Name and Location of Position's Organization
'.' ....... .... ....... :.:... ............ .................... :.
.. ....
. .. .. .......... .............. ,.,...... " . ' .., ....:.:.:.:-:....... . ... . ' ..............,:...... .. ..
:::::::::::::::::::::;::::::::::::: ::::::::: ;:::;:;:;:;:;:;:::;:;:;:;:;:;:::::::::::::;:::;:::::;:;:;:;:;:;:;:;:;:::::::;:;::;:::::::::;::::::::;:;:
........:.:.:.......................... . 24. Tenure
l (h\ln b) ( 1 - None 3 - 10-Poi nt/Disability 5 - 10-Point Other I 0 - None 2 - Condit ional I I
I 2 - 5-Point 4 - 10-Point Compensable 6 - 10-PointiCompensable/30% 2 1 - Permanent 3 -Indefinite
23. Veterans Preference 26. Veterans Preference for RIF
i(b)(6) I
27. FEGLI l(b)(6) I r, 2", 8''fA", n"" nu",it ", a", nt""ln",d", ic", at ",, 0,-- r ____ __ _ 29. Pay Rate Det erminant
W
b
)(6) I
7 I
31. Service Compo Date (Leave) 32. Work Schedule 33. Part-Time Hours Per
.
':'.:.' ..:.' ... '.P ......... " ..::.:..:5' ...... . m., ... :'.:.:. I.m ...:.:..:.:. I\ ....I.:,.f. , ..f.,. ".:.:.... ::. .: "" ..: ...:::.:.,r. .: , , ,ft ... :.:,,:.:. , .. .."":'::" .. : : ..::: ....1, : .. ..... : ..:: .....:.:.,.,.,.,:,.: .... . ..... ...... :;.;.;.;.;.:.:::::::;.:::::: i : . ".,.:.,.,.. ,.F.:.:.:.::.:... ,:,:::,..... ...........
::1::: Iiii!f:n:::f:::M :.:.:.:.:.:.;.;.:.:.;.: :::::::::::.:.:........ " , ,",' ' .........','...... . ..:.:.:::::::::::-:::::::::::::::::::::::::::::':-:........... .
34. Position Occupied 35. FLSA Category
(b)(6) l Eo' Exempt
1
1 - Compet itive Service
2 - Except ed Servi ce
11-0010-001
40. Agency 0
CLS
45. Remarks
3 - SES General
4 - SES Career Reserved N - Nonexempt
39. Duty Station (City - County - State or Overseas Locati on)
50. Signature/Authenticat ion and Title of Approving Official
SEOO 1057
110679430
y opy
8888
Standard Form 50-B
Rev. 7/91
l(b)(6) J i(b)(6)
'":'",:"":'",:",,:',,,:",,:',,,: Sp ':,::',,:,C,'R:
H
,:,' ,", $,' :E ,' :'I ":":. I ,,:,,:,,:',,:',,,:',,:',,,: P:,,:", :,.T.':'",:'Q',':',:,',Il":,,:"',:',,:,,:'I',,,:Po.',',:,:,:.o,":'N':,U",'":'",:",:'"":,G,,:',,,:',,:',,,: '":'",:"":'",:lAS":'",:',,:',,,:',:',,,,:',,:',,,:'":'",:"":'",:'":'",:',,:',,,:',,:',,,:',,:',,,:,'":'",:"":',,,:",,:',,,:",,: J""":":"""""""""::"":",,,,,,,,,,' ":"'::"':"'::.":"'::,":"'::,":"'::,":"'::,":',,::,,,:' ' , " "" '''' " ... ""._ ... '" " ::::::::::::::::: ::::::::::::::::::::::;. ::::::::::': ":':':':':':':';':/// }: ;':';::::;:::::::'" " ,,,.:.:.:,:,:,:.:,:.,,,=,,,,,,,:::::::::::
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5-A. Code 5-B. Nature Of Action 6-A. Code 6B. Nature of Action
894 GEN ADJ
ZLM P.L. 107-123
7, FROM: Position Title and Number 15, TO: Position Title and Number
ASS.oCIATE DIRECT.oR (CHIEF C.oUNSEL) ASS.oCIATE DIRECT.oR (CHIEF C.oUNSEL)
55100000 OIM0533 55100000 OIM0533
SECURITIES AND EXCHANGE C.oMMISSI.oN
DIVISI.oN .oF INVESTMENT MANAGEMENT
.oFFICE .oF CHIEF C.oUNSEL
SECURITIES AND EXCHANGE C.oMMISSI.oN
DIVISI.oN .oF INVESTMENT MANAGEMENT
.oFFICE .oF CHIEF C.oUNSEL
',,', "
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I!;i; t;;i """"'" .. '.'," 26. Veterans Preference for RI F

l-None
I (b)(6jj 2 - 5-Point
3 - 10-Point/Disability 5 - 10-Point Other 0 - None 2 - Conditional I I (b)(6) _
4 - 1 O-Point Coml'ensable_ ---,.._6_-_1_0_-p_oi_nt.;.../C_o_m-'-pe_n_sa_b_le/ '-3_0'*_0_-+1_ J.._--,- 1_1 _-P_e_rm_a_ne_n_t_3_- l_nd_e_fin_lt_ e--'-__ --'-___ -+=====o<---'===_
27. FEGLI
1
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2
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CLS
45. Remarks
3 - SES General
(b)(6)
(b)(6) E - Exempt
N - Nonexempt
WASHINGT.oN,DISTRICT .oF C.oLUMBIA
SALARY INCLUDES A L.oCALITY PAYMENT (.oR .oTHER GE.oGRAPHIC ADJUSTMENT)
47. Agency Code 48. Personnel Office I D
SEOO 1057
AUTH.oRIZING .oFFICIAL
100069168
y opy
o I
8888
Standard Form 50B
Rev. 7/91
FPM Supp. 29633, Subch. 4 NOTIFICATION OF PERSONNEL ACTION
1. Name llast, First, Middle)
.:.:.:.:.:.:.:.:.:.:.:. ::::::::::::::::::::::::::;:::::::::: ::::::::::::::::::;::
::::::::::;;::::::::::;:::::::::::::::::;:::;:::::;:;::::::::
5A. Code 5 B. Nature Of Action
790 REALIGNMENT
SC. Code 5 0. legal Authority
UNM MOU DATED 03/05/10
5E. Code 5F. legal Authority
ASSOCIATE REGIONAL DIR. (ENF)
08300000 OLA0869
OFFICE OF REGIONAL DIRECTOR (LARO)
OFFICE OF ASSOC REG DIR (ENF) #1
SC Code 60. legal Authority
6E. Code 6F. legal Authority
15. TO: Position. Title and Number
ASSOCIATE REGIONAL DIR. (ENF)
08400100 OLA0869
22. Name and location of Position's Organization
OFFICE OF ASSOC REG DIR (ENF) #1
OFFICE OF ASSOC REG DIR (ENF)
LOS ..... ..... ....
. <::::::::::::::::
3 1 OPoint/Disability
4 10Point Compensable
l (b)(6)[L t
27.FEciLI l(b)(6)
tb)(6) I ------
34. Positi on Occupied
3 - SES General
24. Tenure

51 OPoint Other O None 2 Conditional 1-----, (b)(6) I
6 - 10-Point/Compensable/300/0 1 1 - Permanent 3 Indefinite L
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2 - Excepted Service 4 SES Career Reserved 8888
40. Agency D
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45. Remarks
SEOO 1057
JEFFREY A RISINGER
101212253
y opy
Standard Form 50-B
Rev. 7/91
1. Name ILast, First, Middlel 2. Soci al Security Number 3. Date of Birth
1(b)(6) I .. I(b)(6)
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S
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u. U MW::: I:: Y.
002 CORRECTION 702 PROMOTION
WDM SCH A 213.3102(D)
7, FROM: Position Title and Number 15_ TO: Position Title and Number
SUPERVISORY TRIAL ATTORNEY ASSOCIATE REGIONAL DIR. (ENF)
08350100 OLA0101 08300100 OLA0869
8. 19. 11 O. 1 ;tep/Rate 11 $ 5
113. Plan Step/Rate 121.
12A. Basic Pay
;i6 I;
11;. Other pa
y
_
o
20A .. Basic Pay
12;.
12;. Other Pay 0
$167359 $177401
DIVISION OF ENFORCEMENT SECURITIES AND EXCHANGE COMMISSION
OFFICE OF REGIONAL DIRECTOR (LARO) DIVISION OF ENFORCEMENT
OFFICE OF ASSOC REG DIR' (ENF) #1 OFFICE OF REGIONAL DIRECTOR (LARO)
OFFICE OF ASSOC REG DIR (ENF) #1 OFFICE OF ASSOC REG DIR (ENF) #1
TRIAL UNIT OFFICE OF ASSOC REG DIR (ENF) #1
.. .......... .. ... .. .... .. .....
...::::::::::::: .. :/::::::::::. ir::::U UUU:ii/ii:::i:i/:: :::: :\::rrr::rr
23. Vet erans Preference 24. Tenure 25. Agency Use 26. Veterans Preference for RIF

._ 4 -10-Point Compensable 6 - 10-Point/Compensable/30% 1 -Permanent 3 -Indefinite I
Annuitant Indicator 29. Pay Rate Determinant
(b)(6)
o
30. Retirement Plan 31 . Service Camp. Date (Leave) 32. Work Schedule 33. Part-Time Hours Per
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2
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2 -Excepted Service
40. Agency 0
CLS
45. Remarks
L
SE - SECURITIES
3 -SES General
4 -SES Career. Reserved
SEOO 1057
JEFFREY A RISINGER
101765120
y opy
8888
Standard Form 50-B
Rev. 7/91
1 . Name (Last, First, Middle) 2. Social Security Number 3. Date of Birth
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5-A. Code 5-8. Nature Of Action 6-A. Code 6-B. Nature of Action
(b)(6)
881
DPM 5 U.S.C. CHAPTER 87
ASSOC REGIONAL DIRECTOR (EXAM)
08200000 OLA0688
OFFICE OF ASSOC REG DIR (REG)
ASSOC REGIONAL DIRECTOR (EXAM)
08200000 OLA0688
OFFICE OF ASSOC REG DIR (REG)
.. / ......... .... .... . ... !J.()S ANGELES.' CALIFOru.'IIA
.
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26. Veterans Preference for RIF 23. Veterans Preference 24. Tenure
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40. Agency D
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3 - SES General
28. Annuitant Indicator 29. Pay Rate Determinant
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N - Nonexempt
LOS ANGELES/LOS ANGELES/CALIFORNIA
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Biweekly
........
8888
SEOO 1057
101453699
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Standard Form 50-B
Rev. 7/91
894 GEN ADJ
ZLM P.L. 107-123
REGIONAL DIRECTOR
08000000 OLA0686
6-C Code 6-D. Legal Authority
REGIONAL DIRECTOR
08000000 OLA0686
OFFICE OF REGIONAL DIRECTOR (LARO) OFFICE OF REGIONAL DIRECTOR (LARO)
1 - None 3 - 10-Point/Disability 5 - 1 O-Point Other
1
0- None 2 - Conditional f----, (b)(6)
2 - 5-Point 4 - 10-Point Compensable 6 - 10-Point/Compensable/30% 1 - Permanent 3 - Indefinite
(b)(6) 28. Annuitant Indicator
(b)(6)
34. Position Occupied 35. FLSA Category 36. Appropriation Code
2
1 - Competitive Service 3 - SES General --- E - Exempt
2 - Excepted Service 4 - SES Career Reserved ~ N - Nonexempt
38. Duty Station Code 39. Duty Station (City - County - State or Overseas Location)
06-1980-037
40. Agency D
CLS
45. Remarks
LOS ANGELES,LOS ANGELES,CALIFORNIA
SEOO 1057
100064434
y opy
8888
Standard Form 50-B
Rev. 7/91
1. Name (Last, First, Middlel 3. Date of Birth
890 MISC PAY ADJ
ZLM P.L. 107-123
REGIONAL DIRECTOR REGIONAL DIRECTOR
03000000 OAR0314 03000000 OAR0314

113. ;;:asls 16;; Plan Step/Rate 1
21
. ;;:asis
12A. Basic Pay
11;.
11;. Other Pay
20A. Basic Pay
12;.

1 2;. Other Pay
$182064 0 0
SECURITIES AND . EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION
OFFICE OF REGIONAL DIRECTOR (MIRO) OFFICE OF REGIONAL DIRECTOR (MIRO)
... .. .. ............ ,.,.,............. ,' .....' ................. ........................................................ .... .. ...
:
'.:::.::'.:::.:E ... : .. 'M ..: ..:.: ...b ...:: .. : ..:.i:=:.,.'.:tS ...:.,:..:.::v. .:..: ..... : ... :. i!!!E,:.'.:., .,A ........:'.rr..' .... '.':,.::.:A.: .. :.:.:'.':: :,)"::{{,)):,, .".':.".:'.".".".':.".". " .". ".':.': :.:.:.: .. :.:.:.:.:.:.:.:.: ............... :-:-:-::::::::,: ::::::::::-:::-::::::':::::::':::::':':':':':':':"" """"': :::::r:::::\.::-:::::::::::::: ,',',',',)))))))),,',:,',',,:,:,::::::.:.:........ ..... ':.=:.':.:'.::.:.::.'.:.:.'.'.:.:.'.'.'.:.'.'.:.:.:.:.'.:. :.::.:.:. :.'. :.:. : '.:.. '.:.. '., .. '.:.. :.:.. :.::.: .: ..
Uf!!\:,{:,M :-:-:-:':-:':::'::,:,':::",::,:::--:::::{':::'):': ,::::::::":""",,,:,:,:::,:,:,:,:,:,-: :.............. 26. Veterans Preference for RIF
5 - 10-Point Other I 0 - None 2 - Conditional I I l(b)(6)
r(O){Ofll 21 _- O-Point/Disability
6 - 10-Point/Compensable/300/0 1 1 - Permanent 3 - Indefinite
28. Annuitant Indicator 29. Pay Rate Determinant
' H L _ 4 - 1 O,-Point Compensable
27. FEGLI I
j(b)(6) -n
I (b)(6)
o I
34. Position Occupied 36. Appropriation Code 37. Bargaining Unit Status
, - Competitive Service 3 - SES General
40. Agency D
CLS
45. Remarks
L
SEOO 1057
JEFFREY A RISINGER
110120798
y opy
8888
Standard Form 50-8
Rev _ 7/91
FPM Supp_ 296-33, Subch. 4 NOTIFICATION OF PERSONNEL ACTION
894 GEN ADJ
ZLM P.L. 107-123
ASSOCIATE REGIONAL DIRECTOR (ENF)
01500000 ONY1094
OFFICE OF REGIONAL DIRECTOR (NYRO)
OFF OF ASSOC REG DIR (ENF) #3
ASSOCIATE REGIONAL DIRECTOR (ENF)
01500000 ONY1094
OFF OF ASSOC REG DIR (ENF) #3

3 - 10-PointJOisability
4 - 10-Point Compensable
2
3 - SES General
36-4170-061
40. Agency D
CLS
45. Remarks
5 - 1 O-Point Other
6 - 10-PointiCompensable/30%
o - None 2 - Conditional 1-----.
1 - Permanent 3 - Indefinite 1
i(b)(6)
NEW
SEOO 1057
100074870
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'(b)(6)
- 8888
RI
Standard Form 50-B
Rev_ 7/91
U_S_ Office of Personnel Management
FPM Supp_ 296-33, Subch_ 4 NOTIFICATION OF PERSONNEL ACTION
1_ Name (Last, First, Middle)
890 MISC PAY ADJ
5-C_ Code 5-0_ Legal Authority
ZLM P.L. 107-123
5-E_ Code 5-F _ Legal Authority
REGIONAL DIRECTOR
01000000 NY-1090
14_ Name and Location of Position's Organization
34. Position Occupied 35_ FLSA Category
2
3 - SES General
38_ Duty Station Code
36-4170-061
40. Agency
CLS 00
45. Remarks
46_ Employing Department or Agency
SE - SECURITIES AND E X C ~ G E
SEOO 1057
2 _ Social Security Number 3_ Date of Birth
6-C Code 6-0_ Legal Authority
6-E_ Code 6-F_ Legal Authority
REGIONAL DIRECTOR
01000000 NY-1090
.22. Name and Location of Position's Organization
50_ Signature/Authentication and Title of Approving Official
JEFFREY A RISINGER
101510240
y opy
8888

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