Professional Documents
Culture Documents
1/2011
Report Required b), the Ethics in Government Act of 1978 (5 U.S.C. app. ~~ 101-111)
I. Person Reporting (last name, first, middle initial) Eagan, Claire V. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)
7. Chambers or Office Address United States Courthouse 333 W. 4th Street, Room 41 I Tulsa, Oklahoma 74103
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Resiewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
Trust #1 [See #4 in Part Vll and Note in Part VIII] Trust #2 [See #5 in Part VII and Note in Part VIII] Oklahoma Medical Research Foundation (non-profit medical research organization) Saint Francis of Assisi Tuition Assistance Trust (non-profit educational assistance organization) Saint Clare of Assisi Disadvantaged Schools Trust (non-profit educational assistance organization) University of Tulsa College of Law Deans Advisory Board (private educational institution)
4.
Trustee
5.
Trustee
6.
Member
DATE
Ea_qan, Claire V.
III. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions)
A. Filers Non-Investment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME
(yours, not spouses)
2. 3.
4.
B. Spouses No n-! nvestment Income - if you were married during any portion of the reportlng.Fear, complete this section.
(Dollar amount not required except for honoraria.)
~]
I. 2010 2. 3. 4.
~]
PURPOSE
2. 3. 4. 5.
V. GIFTS. a~cludes tho~e to spouse and dependent children; see pp. 28-3 ! of filing instructions.)
NONE (No reportable gifts.)
SOURCE I. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. ancludes tho~e o/~pou~e und depend, nt children; see pp. 32-33 of filing instructions.)
D NONE (No reportable liabilities.) CREDITOR
Chase Finance, LLC ( Previously thru Washington Mutual and Homeside Lending, Inc.)
VALUECODE L
3. 4. 5.
VII. INVESTMENTS and TRUSTS - income, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period O) (2) Value Value Code 2 Method
(J-P) Code 3
Transactions during reporting period (~) Type (.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I
(J-P) (A-H)
(Q-W) I. 2. 3. 4. 5. 6. 7. 8. 9. 10. I 1. 12. 13. 14. 15. 16. 17. Investor Fund / Bank of Oklahoma, N.A. Property # I - Tulsa, OK Property #2 - Highland Beach, FL Trust #1 (See Note VIII) Trust #2 (See Note VIll) Schwab #1 - IRA - Schwab Money Market Fund - Russell US Core Equity - Russell Emerging Markets Fund - Russell Global Equity Fund - Firsthand Technology Fund - Baron Partners Fund - Royce Premier Fund - PIMCO All Asset Fund - PlMCOTotal Return - Jensen Portfolio Class I - Loomis Sayles Global Markets D A B Dividend Dividend Dividend M L M T T T None None K T T Sold Sold (part) Buy (addl) 03/01/10 M 06/25/I 0 10/19/10 L L C A A A A Dividend Dividend Dividend Dividend K L T T Sold (part) Sold 03/01/10 03/01/10 K J K T Sold 10/18/10 M A Interest None None None None J L N J J T w w T T
I. Income Gain Codes: (See Colurans B I and D4) 2. Value Codes (see Colunms CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50.001 - $100.000 J =$15,000 or less N =$250.001 - $50(I,000 P3 =$25,00~.001 - $50.000.0~0 Q =Appraisal U =Book Value
=$1,001 - $2,500 =$100.0~1 - $1.0~0.0~0 =$15.001 - $50.000 =$500.001 - $ 1.00~.000 =Cosl (Real Estate Only) Other
C -$2,501 - $5,000 H I -$1.000.001 - $5.000.0~0 L $50,001 - $100.090 PI ~$1.000.001 - $5.00~.0~0 P4 ~More than $50.0(~.0(~ S = Assessment W =Estimated
=$5,001 - $15,000 H2 =More Ihan $5.0~0.000 M =$100.0~1 - $250.000 P2 =$5,0~0,0~1 - $25,00~.000 =Cash Market
E =$15,001- $50,0OO
VII. INVESTMENTS and TRUSTS - incomo, ,oi~e, ,,a.sac,io.~ ancl~de~ ,ho~e oI~pou~o a.d depe.de~, children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (i) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.)
Gross value at end of reporting p~riod Cl) C2) Value Value Code 2 Method
(J-P) Code 3
Transactions during reporting period (i) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 i Code l (J-P) i (A-H)
(5) Identity of buyer/seller (if private transaction}
18.
19.
A
A
Dividend
Dividend
K
K
20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
A A A
K L M
T T T Buy Buy Buy (addl) 10/19/20 I/I 1/10 3/2/10 6/25/10 03/02/10 L K L M M
- Managers Fixed Income - PIMCO All Asset All Auth Instit Schwab #2 - Investment Acct. - Schwab Money Market Fund - Exxon Corp. - Common - PE Corp-Celera Genomics -Genvec - Russell Emerging Markets Schwab#3 - IRA - Schwab Money Market - Rydex Biotechnology
B D
Dividend Dividend
M M
T T
Buy Buy
J J J J
T T T T
None None
J J
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (Sec Columns CI and D3) 3. Value Mclhod Codes (See Column C2)
=$1,000 or less =$50,001 =$ | 5,,000 or less ~$250.001 - $500,(X)0 P3 =$25.000.091 - $50.009.000 =Apprai~al =Book Value
B =$ 1,001 - $2,500 G =$100.0~1 . K=$1LO~l - $50,000 O -S500.001 - $1,000.000 R =Cost (Real Eslale Only) V =O~hcr
C =$2,501 - $5,000 H I =$ 1,0~0.001 - $5,000,000 L =$50,001 - $100,000 PI =$1.000.001 - $5,000,000 P4 =More than $50,000,000 S =Asscssmcm W =Estimaled
D ~ $ 5,001 - $15 H2 =More than $5.000.000 M =$100,001 - $250,000 P2 =$5,000,001 T =Cash Market
E =$15,001 - $50,000
VI I. 1NVESTMENTS and TRUSTS - income, value, transactionx ancludes those of spouse and dependent children; see pp. 34-60 offiling instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) Transactions during reporling period
(J)
Amount Code I (A-H)
(2)
Type (e.g., div., rent, or int.)
O)
Type (e.g., buy, sell, redemption)
(2)
Date mtrddd/yy
(3)
Value Code 2 (J-P)
35.
Dividend
I. Income Gain Codes: (See Columns BI and D-t) 2. Value Codes (See Column, CI and D3) 3. Value Method Codes (Sec Colunm C2)
A =21.000 or less F =$50.0OI - $100.000 J =215.0~ or less N =5250.001 - $500.000 P3 -$25.000.001 - 550.00(I.000 Q =Appraisal U =Book Value
B =$1.001 - 22.500 G =2100.0~1 K =$15.001 - $50.000 0 =2500.001 - $1.000,000 R =Cost (Real Estate Only) V -Other
C -$2,501 - $5,000 H I = $ 1,000,0~ I - 55 L =$50,001 - 2100,0~O PI =51,00~.001 P4 =More than $50,000,000 S =As:,cssmenl W =Estimaled
=25,001 - $15,000 H2 =More lhan M =5100,001 - $250,000 P2 =25,000,001 - $25,000,000 =Cash Market
E =215.0OI - $50.000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowiedge and belief, and that any information not reported was ~vithheld because it met applicable statutory provisions permi~ng non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts ~vhich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544