AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization U. S. District Court, ND Fla. 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app..~.~ I01-111)

I. Person Reporting (last name, first, middle initial) Smoak, John R. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/09/2011 6. Reporting Period 01/01/2010 to 12/31/2010

Active District Judge

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance ~ith applicable laws and regulations. Reviewing Officer Date

U. S. Courthouse 30 West Government Slreel Panama City FL 32401

IMPORTANT NOTES: The instructions accompanying this form must be followed Complete ali parts,
checking the NONE box for each part where you have no reportable informatiom Sign on last pag~

I. POS ITI ONS. tReror~ng i, divl,tual o.ly; see e~. 9-13 of filing instructions.)
~ NONE (No reportable positions.)

POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. meponing individual only; seepp. 14-16 of filing instructions.)

NONE (No reportable agreements.) DATE
1. 2. 3.

PARTIES AND TERMS

Smoak, John R.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting Smoak, John R.

Date of Report 05/09/201 I

III. NON-INV ESTMENT INCOME. ( s,~o~ng indlvldaal and ,po,: see p~ I Z-2 4 of ~li~g i.~,ruction~.7
A. Filers Non-Investment Income

D
1.2010 2. 3. 4.

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

State of Florida-Pension

INCOME (yours, not spouses)

$28,960.98

B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (]go reportable non-investment income.) DATE

1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - ~an~portaaon, Iodglng, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)

SOURCE
1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting Smoak, John R.

Date of Report 05/09/2011

V. GIFTS. anclud~ those ,o s~o~e and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. aneludos those o/spo~e and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)

CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting Smoak, John R.

Date of Report 05/09/201 I

VII. INVEST MENTS and TRU STS - income, value, ~an5*c,lo~ a~ludos ,hose o/,p ......
D

~ dependent children; see pp. 34-60 o/filing instructions.)

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period i (I) (2) [ Amount Type (e.g., [ Code 1 div., rcn~,
(A-H) or int.)

C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method
(J-P) Code 3

D. Transactions during reporting period (I) Type (e.g., buy, sell,

redemption)

(2) (3) (4) Value Gain Date mm/dd/yy Code 2 Code I

(J-P) (A-H)

(5) Identity of buyer/seller

(if private

[ I. 2. 3. 4. 5. 6. 7. 8. 9. I0. II. 12. 13. 14. 15. 16. 17. Bay Bank & Trust account Equitable Life Policy SCBT Financia Corporation USAA Florida Tax-Free Money Market Fund USAA S&P Index Fund (IRA) USAA Balanced Strategy Fund (IRA) USAA Cornerstone Strategy Fund (IRA) USAA Emerging Markets Fund (IRA) USAA Extended Market Fund (IRA) USAANaasdaq-100 Fund (IRA) USAA Growth Fund (IRA) USAA High-Yield Opportunities Fund (IRA) USAAIncome Fund (IRA) USAA Intermediate-Term Bond Fund (IRA) USAA Intcrnation Fund (IRA) USAA Short-Term Bond Fund (IRA) USAA Small Cap Stock Fund (IRA) A A A Interest None Dividend Interest None None None None None None None None None None None None None J L K J L K J J K J K K K K J K J

(Q-W) T U T T T T T T T T T T T T T T T

transaction)

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See ColumnS CI and D3) 3. Value Method Codes {See Column C2)

A =$1.000 or less F =$50,001 - $100,000 J =$15,000 or loss N =$250,0OI - $500.000 P3 =$25,000,001 - $50.000.000 Q -Appraisal U -Book Value

B =$1,001 - $2.500 G =$100,001 - $1.000.000 K =$15,001 - $50.000 O =$500.0OI - $1.000.000 R ,::Cost IRcal Estate Only) V =Olhcr

C =$2.501 - $5,000 Ill =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI -$1.000.001 - $5.0D0.000 P4 =More than $50,000.0~0 S =Asscssmem W =Eslimatcd

D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250,000 P2 =$5.000.001 - $25,000.000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Report ng Smoak, John R.

Date of Report 05/09/201 I

VII. INVESTMENTS and TRUSTS - income, value, tran~actlons (lnclud~s those of sp ......
~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repoaing period C. Gross value at end of reporting period

d dependent children; see pp. 3 4-60 of filing instructlon&)

Transactions during reporting period

O)
Amount ! Code I

(2)
Type (e.g., div.. rent,

(i)
Value Code 2 (J-P)

(2)
Value Method

: (A-H)

or int.)

Code 3

(i) Type (e.g., buy, sell, redemption)

(2) Date mm/dd?yy

(3) (4) Value Gain Code 2 Code I (J-P) (A-H)

(5) Identi~y of buyer/seller (ifpdvate transaction)

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codc:s (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50,001 - $100.000 J =$15.000or less N =$250.001 - $500.(X)0 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 . $1.000,000 K =$15.001 - $50.000 O =$500.001 - $1.000.0~0 R =Cos! (Real Estate Only) V =O1ho"

C =$2.501 - $5,000 II I =$1.000,001 - $5.000.000 L =$50.001 - $100.000 PI =$1,000.(X)I - $5.0~0.000 P4 =More l~an S =Assessment W =Estimated

D =$5,001 - $15.000 112 =More lhan $5.(X)0.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25,000.000 T =Cash Markcl

E =$15,001 - $50.0~

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting Smoak, John R.

Date of Report 05/09/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicatt part of report.)

VII. INVESTMENTS and TRUSTS Sun Trust account closed 2009.

FINANCIAL DISCLOSURE REPORT Page 7 of 7

IX. CERTIFICATION.

Name of Person Reporting Smoak, John R.

Date of Report 05/09/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq-, 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S[ John R. Smoak

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544