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FINANCIAL DISCLOSURE REPORT FOR CALEND~ YEAR 2009

2. Court or Organization U.S. District Cou~ 5,. Report Type (check appropriate type) [] Nomination, Date [] Annual [] Final

aepo,.~ Required b), ,Ire Ethic.*

in Government Act of1978

1. Person Reporting (Last name, first, middle initial) Dawson, Robert T. 4. Title (Article Ill judges indicate active or senior sta~as; magistrate judges indicate full- or pan-time) U.S. District Judge

3. Date of Report 0412812010 6. Reporting Period 01/01/2009 to 12/31/2009

[] Initial

5b. [] Amended Report 7. Chamber~ or Office Address P O Box 1624 Fort Smith, AR 72902-1624 8, On the basil of the Information contained in this Report and any modifications pertaining thereto, it is, in my opinion, In compliance with applicable laws and regulations. Date

Reviewing Officer

L~IPORTANT NOTES: The instructions accompanying this form must be followea~ Complete all parts,
checking the NONE box for each parf where you have ~o reportable information. Sign on lastpage.

I. POSITIONS. tRcpor,i.g ~.diad.a~ o~f~; soo p~. ~-, n~io~ instructions.)

~ NONE (No reportablepositions.) POSITION NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. meparting individual only; ,ee pp. 14-1a of filing Instruction~)
~ NONE (No reportable agreements.) DATE PARTIES AND TE~S

-~ i

Dawson, Robert T.

FINANCIAL DISCLOSURE REPORT Page 2 of 1 1

o4/28no~o

III. NON-INVESTMENT INCOME. (sopo.~.z individual and sp ....

A. Filers Non-lnvestment Income NONE (No reportable non-investment income.) DATE

; $e, pp. 17-24 of.filing in~troction~.)

~OURCE AND TYPE

INCOME (yours, not spouses)

1. 2. 3. 4.

B. Spouses Non-Investment Income - g~,ou ~ere martled durlng at~y po~tlon of the reportirtg year, complete this section
(Dollar amount not required except for honoraria.) ~]

[
1. 2. 3.

NONE (No reportable non-investment income.) DATE

SOURCE AND TYPE

4.

IV. REIMBURSEMENTS -,,o.spo-.,io., Io~gi.g,~oo~,..,en~ .... ~

(Includes tho~e to spouse and depend~nt children: s~e pp. 25.27 of filing instructions.) D NONE (No reportable reimbursements.) SOURCE 1. George Mason University DATES LOCATION pURPOSE Education ITEMS PAID OR PROVIDED Hotel and some meals

Oct 15, 2009 thru Oct San Diego, CA 18, 2009 April~r", 2009 thru April t~, 2009 Strasbourg, France

2.

Rene Cassio Seminar

Education

Hotel and some meals

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 11

r~,m, ot P ....a~por,~o*. Da,,son, Robert T.

D,,, ,,t )~,.por,

04/28/2010

NONE ~o reportable g~s.)

~ DESCRIPTION

1. 2. 3, 4. 5.

[~]

NONE (No reportable liabilities.) CREDITOR DESCRIPT|ON VALUE CODE

1. 2.

3.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 1 1

Name or P,rson Rrpart|ng

[ Dale of Report

Dawson, Robert T.

04/28/2010

---]

NONE (No reportable income, assets, or transactions.)

A. Descriptien of Assets {including trusl assets) Place(X)" after each ~sel e~mpl from prior disclosure B. Income during reporting period O) (2) Amoum Type(e.g., Code I di~,., rent, (A-H) or int.) C. Gross value at end of reporting period (1) ] (2) Value [! Value Code 2 i Method (JP) i Code 3 ] (Q-W) M J J J J J K K T T W W W W T T Sold Sold J K K J J J J T T T T T T T Sold 12/I 5109 J A Sold 03/09/09 J A Sold (part) 11/19/09 12/15/09 03103/09 J J J A A A D. Transactions daring reporting lxtiod (1) Type (e.g., buy, sell, redemption) (2) Date mm]dd]yy (3) i 1,~) Value i Gain Code 2 Code 1 ~A-H) | (J-P) l (~) Identity of buyer/seller (if private transaction)

I, 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. "16. 17.

TIAA-CREF Enterprise Growth Fund C1 A 215 Stephens Production Company (oil & gas) XTO Energy (oil & gas) Cypress Production (oil & gas) Tellus Operating (oil & gas) ACXIOM Simon Properly Group Alltel Corp Del Motorola Inc. USA Truck Arkansas St College Svgs B Arkansas St College Svgs A Cisco Sys Inc. Coca Cola Wachovla/Wells Fargo General Ekxt tic

C A A A A A A B B A A B B A A A A

Interest Dividend Royalty Royalty Royalty, Royalty Dividend Dividend Dividend Dividend Dividend Interest Interest Dividend Dividend Dividend Dividend

(part)

(part)

~ (s~ ~l~n c2)

o u =B~k Value

V ~h~

FINANCIAL DISCLOSURE REPORT Page 5 of 11

VII. INVESTMENTS and TRUSTS - i, .......
A. Description of Asse~s ~including ~sl ~sets) Place "(X)" afl ..... has~t

r~ ....~p .... R~porting Dawso., Robe,-tr.

I,o. t .......io,s (Includ, thos of ~fl ......

o.,~,r ~epor,

d depnd .... hildren; s-eg,C.p. 34-60 of filing in,tructlons.)

NONE (No reportable income, assets, or transactiom,) , .... ~urlng ~poaing period Amount (A-H) V~e(e.g.. or int.) C. Gross value at end of ~poa[ng peGod Vaue (J-P) ~ 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 3 I. 32. 33. Prater & Gamble Co, Johnson & Johnson McDonalds Corp Southwest Airlines Chevron Texaco Corp lntel Corp Walt Disney Alcatel-Lucent Technolo/~es Sun Microsystems American Small Cap World Vanguard 500 Index Fund NASDAQ 100 Unit Trust Series I/Power Sh~.res QQQ Vanguard 500 Index Fund Watson Chapel AR School Dist. Merck & Co. Univ of Ark A A A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend luterest Dividend Interest J J T T J J K M K T T T T T Sold 07/01109 08/17109 K J A A J K J J J J J Vaue Code 3 (Q-W) T T T T T T T Sold 107/03/09 J A Sold (~art) 10!14/09 K A Sold (part) Sold 03/06/09 03103/09 J J A C ~ ~ ] T~e{t.g., redemption) [ ; ~{J P) [ D~I~ [ Value i Gain (A It) ldentityof (if private tr~ction) D. Tr~cfions d~ng rc~iag ~ri~ [

(part)

Lvar~)
Matured

34.

Cincrgy Cotp/Duke Energy

Dividend

Sold (part)

03102109

I, lncon~ G,in Codes:

A -$1,000 or less

Name of Pcr$on Reporting

Date of Report

PageFINANCIAL6 of I 1 DISCLOSURE REPORT Oawson, Robert T.

04/28/2010

VII. INVESTMENTS an d TRUSTS - i, ........ t~,. tr ..... tion$ (Includes ,ho,e of spouse and dependent children; seepp. 34-60 of filing inxtructions.)
NONE (No reportable income, assets, or transactions.) A. Description of As~s (including ~st assc~) Place "(~" a~ each a~et ex~pt from prior ~selosurc B. C. ~ Income during Gross value at e~d ~po~ing period [ offering period 0) ~) ~ I O) ~ (~) Value Amounl T~e {e.g.,~ Value C~e I Melhod div., rent, 2 Code (A-H) or inL) (J-P)~ Code 3 D. Transactions during rcpo~ing ~riod (I) (~) T~e (e.g., Date buy, sell, mm~d~ redemp6on) (3) (4) Value Gain Code 2 Code I (J-P) (A-ll)

Idcnli~ of buyer!seller (if private

~ansaction)

(Q-W)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Ameren Co~ Coasoli~led Edison Bank of HapoaHm NY Progress Energy Inc. Pub Svc Ent Liule Rivet Cly AR Rev. Bank of America Entergy Corp Phoenix RisingfVirtus Growth Murphy Oil Bank of America Ark St Fed Hwy Grant Blackrock Global Windstream/Alltel Li.tle Rock AR New Pub Amer Funds Cap Inc. Amer Funds Euro Pacific

A A A A A A A A A A A A A A A A A

Dividend Dividend Interest Dividend Dividend Interest Dividend Dividend Dividend Dividend Dividend Interest Interest Dividend Int,rest Dividend Dividend

Sold (pa~) Sold Matured

12/15/09 01/20109 05/26./09

J J L

A A A

T Sold 03/06/09 J A

T Sold 12/15/09 $ A

J l J

T T T

K J J J J J

T T T T T T Sold (part) 03/03/09 K B

Name of Person Reporting

Dale of Reporl

PageFINANCIAL7 of I 1 DISCLOSURE REPORT Oa,*son, nob~t T.

04/28/2o10

[---]

NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Ptaca(~)" after each asset exempt from prior disclosure ~/ [ k B. Income during reporting period Type (e.8., di .... t. or int.) C. Gross value a~ end of reporting period Valu~ Code2 (J-P) Value Method Code 3 (Q-W) T T T T T T T T T Type (e.g., buy, sell. redemption) D. Transactions during reporting period

I Amount , Code 1 (A-H)

Date Value i Gain mm/dd!yy Code2 ,Code 1 _ (JP)

II [(AH)

Identity of buyer/seller (ifprivsle transaction)

52. 53. 54. 55. 56. 57. 58. 59. 60.

Amer funds Washington Mutual Janus Worldwide Fund (IRA) Spectra Goldman Sachs CD Bentonville, AR Sch Hartford Life Ins. Bond Crittenden County Bond Conway AR Sch Bond Nuveen Prem Ins.

A E A A A A A A A

Dividend Int./Div. Dividend Interest lnteres~ Interest Interest Interest Interest

J L J J K K J J .I

61.
62. 63. 64. 65. 66. 67. 68.

Kinder Morgan
Ark St Higher Educ J P Morgan Chase Hartford Growth bond Fed Kaufman Small Cap Matthews Asia John Hancock Large Cap Allianz NFJ

A
A A A A A A A

Interest
Interest Interest Interest Interest Interest Interest Inleresl

J
K J J l

T
T T T T Sold Sold Sold 04/15109 04/15/09 04115109 J J J A A A

(See Coltwara/B I and ~ )

F =S50,~ I - $ I ~,~0

G =$ ] 00,001 - $ I ,O ~,000

H I ~$ l ,~0.001 - $ $ .~,~0

H2 =Mo~ zh~n $ 5,0~,~

FINANCIAL DISCLOSURE REPORT Page 8 of I 1 VI I. I NVESTMENTS an d TRUSTS - i ........

N .... f Person Reporting

ID~wson, Robert T,

D,te of Repar! 04/28,~2010

~ ........... ~on~ a.c~uaes ,ho~e olsv ...... ~ ~o~,~ .... ~"~~; ~" r~ ~-~0 oZ~n.~ i .......

,~.~

NONE (No reportable income, assets, or transactions.) Description of As~ts (including ~l ~ts) Place "(X)" afl~ each a~ct exempt from prior disclosure ~ ~ In~ during repoaing period ~)~e (e.g., div., renq orint.) ~ 69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. Julius Baer IntVAnio lntl Mutual Discovery Davis New York Neuberg & Bermn AIM Intl Crocs Hillcrest CD Bank of Rogers CD Colonial Bank CD Van Kampen Buckeye Ohio Bond New York Ci~ Bond Bentonville AR Sales Little P, ock AR Sewer Baron Partners Cambiar Opp. Ivy Asset A A A A A A B B B A A A A A A A A Intense Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest lntJDiv. Interest J J K J J J J T T T T T T T J L T T Matured Matured Sold 05/06/09 08/25/09 02102/09 L L J A A A J T Sold 10/I)8/09 J A J Gross value al end of relning p~fiod Value Code~2 (~-P) Val~e Me~hod Code 3 (Q-W) T Sold Sold 10/08/09 04II5/09 J J A A Tran~ctions during rcpo~ng ~i~

~ ] T~ (e.g., ~ buy, roll, redemption) I~ i Date V~lue Gain m~d~ Code 2 Code I (J-P) (A-H) , , ldcmi~y of buyer/sellcr transaction)(ifPriva~e

Amount ~ C~e I (A-H)

FINANCIAL DISCLOSURE REPORT

Page 9 of I 1 VI I. INVESTMENTS and TRUSTS - i. .......

N,m, of Person Reporting

~..son,.b. ~"

OJteofR~port

I
: ..... fi. - ....................... Tran~cfion~ during reporting ~od

t~,., ......no~, anCld$ thO,t gS~ .....d dependent children; ~11 pp. 34"60 of filing

~ NONE ~o reporlable income, assets, or transaction.)

.......... A. Description of Asse~ (including ~st as~ts) B. Income du~ng ~ r~o~ing period C. Gro~ value at end ofrepo~ing period

o)
Place "(X)" afi~ each as~t e~cmpt from prior d~sci~re Amount ~ Code I ~ (A-H)

~2)
T~ {e.g., div., ren~ or int.)

o)
Value Code 2 O-P)

(2)
Val~e Method Code 3 (Q-W)

o)
T~e (e g., buy, sell redempti~)

(2) " ~-~ ~ ......... ~ ..........

Date ~ Valuc Gain m~d~ [ C~ 2 [ Co~ I (J-P) {A-HI : ldent~, of buyer/seller (if private Ir~sacti

~
86. DN Lehman Bro CD

lnte~st

87. 88. g9. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. 100.

General Elect~o Cap Verizon Amer Exp CD SunAmerica Citigroup 5.12.5% Franklin Mutual Growth Third Ave Value Fund "/homburg Intl Baxter CountyBond ArkState UnivRev Beaver Water Bond Little Rock Ark Libr White Hall Bond

A A B A C D D D D D D D D

Interest Interest Dividend Dividend Interest Dividend Dividend Dividend Interest Interest Interest Interest Interest

K J

T T

L J J J J J J J J

T T T T T T T T T

Buy Buy Buy Buy Buy Buy Buy Buy Buy

09/30/09 ] 1/27/09 10/08/09 10108/09 07/07/09 07/07/09 01/13/09 01/13/09 10130/09

L J J J J

J J J

(S~ Columcs CI ~nd D3) ~ 3. Val~ Cod~s

E -$250,001 - $500.0~ Q -Ap~l

O =$5~,001 - S 1,0~,0~ R ~t (Re~I Onl~)

PI =S 1,0~,~l - $5,0~,0~ S =Ass~ent

P2 =SS,~O,O01 T =Cash

FINANCIAL DISCLOSURE REPORT Page l0 of 1 1

D~wso., Ribber! T.

04/28;2010

\II11. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT

Page 1 1 of 1 1
IX. CERTIFICATION.

I N .... fP .....

Reporting

DaleofRepor~

04/2S/20~0 [I Da,~son, Robert T.

I cer{ify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable slatulory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULI.Y FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544