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AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U.S. District Court, MDNC 5a. Report Type (check appropriate type) ] Nomination,
[] Initial

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app..~ 101-111)

I. Person Reporting (last name, first, middle initial) Tilley, Jr., Norwood C. 4. Title (Article Ill judges indicate active or senior sialus; magistrate judges indicate full- or parl-time)

3. Date of Report 07/12/2011 6. Reporting Period 01/01/2010 to 12/31/2010

Date
[] Annual [] Final

U.S. District Judge (Senior)

5b. [] Amended Report 7. Chambers or Office Address ; 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

P. O. Box 3443, Room 303 324 West Market Street Greensboro, N.C. 27402

Reviewing Officer

Date

IMPORTANT NO TES: The instructions accompanying this form must be followe Complete ali parts,
checking the NONE box for each part where you have no reportable inforraation. Sign on last page.

I. POS ITI 0 N S. mepo~a.g indlvlduat only; ,e, t,~,. 943 of fillng instructions.)
~] NONE (No reportable positions.)

POSITION
I. 2. 3. 4. 5. Board of Visitors Director

NAME OF ORGANIZATION/ENTITY Wake Forest University School of Law Chief Justice Joseph Branch Inn (American Inns of Court)

It. AGREEMENTS. mepom.g individual only; seepp. 14-1a of filing instructions.)


NONE (No reportable agreements.) DATE 1. 2. 3.

PARTIES AND TERMS

Tillev, Jr., Norwood C.

FINANCIAL DISCLOSURE REPORT Page 2 of 11

Name of Person Reporting Tilley, Jr., Norwood C.

Date of Report 07112/201 I

II1. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of fillng instructions.)
A. Filers Non-Investment Income

NONE

(No reportable
DATE

non-investment income.)

SOURCE AND TYPE

INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If you were married during any portion of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)

NONE

(No reportable non-investment income.)


DATE

SOURCE AND TYPE


Par~-time, Davidson County Community College; State retirement income from service as an administrator, Davidson County Community College

1.2010

IV. REIMBURSEMENTS -- transportaaon, lodging, food, entertalnmenL


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.) NONE (No reportable reimbursements.) SOURCE I. 2. 3. 4. 5. DATES LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 11

Name of Person Reporting Tilley, Jr., Nor~vood C.

Date of Report 07/12/201 I

V. GIFTS. anci,,d~,hose to ~,o~e and derendent children: see pp. 28o31 off!llng instructions.)
NONE (No reportable g~s.)

SOURCE
I. 2. 3.
4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. ancl~des ,hose of spouse and dependent children; see pl~ 32-33 of filing instruction~)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 11

Name of Person Reporting Tilley, Jr., Norwood C.

Date of Reporl 07/12/201 I

V II. IN V ESTMENTS and TR U STS - inco,~e, vol,,e. ,~a~actio~ anclud,~ thoso o/spouse and doponde,t children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Asset~ (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (t) (2) Value Value Method Code 2
(J-P) Code 3

Transactions during reporling period


(2) (3) Date Value mm/dd~,y Code 2 (J-P)

Type (e.g.,
buy, sell,

redemption)

Gain Code I (A-H)

Identity of buyer/seller (if private transaction)

3 liRAs (CDs) Wachovia Bank & Trust, Greensboro, NC 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. I IRA Putnam Fiduciary Trust Co WendyArbys Group

A A A A A A

Interest Interest Interest Interest Interest Interest None None

K K K K J K

T T T T T T Closed 01/01/10

2 IRAs First Citizens Bank & Trust, Greensboro, NC


I IRA (Mutual) MFS Capital Opporlunities Fund, MFS Heritage Savings Acct, First Citizens Bank & Trust, Greensboro, NC Checking Acct, Truliant Federal Credit Union Quest Acct, First Citizens Bank & Trust, Greensboro, NC General Motors - Old NewBridge Bank Bank of North Carolina Checking Acct, NewBridge Bank State Employees Credit Union, Money Market Bank of North Carolina Wendy Arbys Group

J J J M J

T T T T T

A A A A

Dividend Interest Interest Interest None

Open Sold

02/01/10 J 02/03/10 J

None

Open Sold

02/01/10 J 03115/10 J

I. Income Gain Codes: (See Columns BI and 1)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000,000 Q =Ap~aisal U = Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000,000 K =$15,001 - $50.000 O =$500.001 - SI.ODO.000 R =Cost (Real Estate Only) V =Olhcr

C -$2,501 - $5,000 I I I =$1,000,001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5,000.000 P4 =More than $50.000.000 S =Ass~ssnlen! W -Estimated

D = $5.001 - $ I 5,000 112 =More than $5.000.000 M =$100,001 - $250.000 P2 =$5.000,001 - $25.000.000 T =Cash Mi~kc~

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 11

Name of Person Reporting Tilley, Jr., Norwood C.

Date of Report 07/12/2011

VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (I) (2) Value Code 2 (J-P) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)

(including trust assets)


Place "(X)" after each asset exempt from prior disclosure

Gain Code I (A-H)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

-Putnam Gmwlh & Income A -Putnam Multi-Cap Growth Fund A -Putnam International Equity A -putnam Research Fund A Davidson Federal S & L (Y) Edward Jones brokerage account # 1 -Cash -Torrance CA Uni Sch Dist B-2

A A A A

Dividend Dividend Dividend Dividend

J J J J

T T T T

Open

02/01/10

Open Open Open

02/01/10 J 02/01/10 J 02/01/10 J

A A

Interest Interest

J J

T T

Open Open Sold (part)

08/10/10 08/10/10 08/10/10 08/10/10 08/10/10 i 08110110 08/10/10 08/10/10 108/10/10 08/10/10 08/10/10

J J J J J J J J J J J

-GE Capital Corp lnterNotes

Interest

Open Sold (part)

-BB&T Corp -Coca Cola Co

A A

Dividend Dividend

J K

T T

Open Open Sold (part)

-Comcast Corp CL A

Dividend

Open Sold (part)

-Duke Energy Corp

Dividend

Open

I. Income Gain Codes: (Sc Columns B 1 and D4) 2. Value Co~c~ (sex: Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $ 100,000 ,I =$15.000 ~ Ices N =$250.001 - $500.000 P3 =$25.0~.001 - 550.0~1.0~ Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$ 100.001 - $ 1.000.000 K =$ I 5.001 - $50.000 O =550~.0OI - $1.000.0~ R =Cosl (Real Estate Only) V =Other

C =52.501 - $5,000 I 11 =$ 1.000,001 - 55.000.000 L :550.091 - $ 100.0~ P1-51.000.001 - $5.0~).000 P4 =More than $50.0(~.00~ S =Assessment W :Eslimaled

D =$5.001 - $15,000 112 = More tha n $5.000,000 M = $ 100.001 - $250.0~0 P2 =55.0~qO.001 - $25.000.000 T ~sh Markc!

E =515.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 11 VII. INVESTMENTS and TRUSTS - i ....

Name of Person Reporting Tilley, Jr., Norwood C.

Date of Report 07/12/2011

e, value, transactions (Includes those ofsponse and dependent children; seepp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)


Description of Assets (including trust assets) Place "OO" after each asset exempt from prior disclosure Income during reporting period " O) i Amount i Code I i (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

(i)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. -Progress Energy Inc. -Spectra EnergyCorp -Stryker Corp Edward,lones brokerage account #2 -CiscoSystems~ Inc. -Home Depot -Pepsico -American High Income Trust -Bond Fund of America CLA -Capital Income Builder Fund CL A -Capital World Growth & Income Fund CI A -Fundamental Inveslors Fund CL A A A A A A A A None Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J .I J J J J J T T T T T T T T A A A Dividend Dividend Dividend J J J T T T -Newbridge Bancorp A Dividend K T -NC Cap Fac Fin Agy A Interest

Sold (part) Open Sold Open Sold (part) Open Open Open

08/10/10 08110/10 08/10/10 08/10/10 08/10/10 08/10/10 08/10/10 08/10/10

J J J J J J J J

Open Open Open Open Open

02/01/10 02/01/10 02/01/10 02/01/10 02/01/10

J J J J J

I. Income Gain Codes: ( See Columns B I and 134) 2. Value Codes (See Columns CI and D3) 3. Value Mclhod Codes (See Column C2)

A =$1.000 or less F = $50.001 - $ 100,000 J -515.0~O or Icss N =$250.001 - 5500.000 P3 =525.000.001 - $50,0~0.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$ 100.001 - $ 1.000.000 K =515.001 - $50.000 O $500.001 - $1.000.000 R -~:ost { Real Estate Only) V =Other

C =$2.501 - $5.000 ) I I =$ 1.000.001 - $5.000.000 L -$50.0OI - $100.000 p I =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Asscssm,mt W =Eslimaled

D =$5.001 . $15,000 112 =More than $5.000.000 M =$I00.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Markc~

E =515,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of I 1

Name of Person Reporting Tilley, Jr., Norwood C.

Date of Report 07/12/2011

V II. IN V ESTME NTS and TR U STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust asse~) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) C. Gross value at end of reporting period (I) (2) (1) D. Transactions during reporting period (2) (3) (4) (5) Identity of buyer/seller (if private aansaction)

Amount Code I (A-H)

Type (e.g., div., rent, or int.)

Value Code 2 (J-P)

Value Method Code 3 (Q-W) T


T

Type (e.g., buy, sell, redemption)

Date Value Gain mrrtldd~ Code 2 Code I (J-P) (A-H)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

-Income Fund of America Fund CL A -New Economy Fund CL A -Putnam Multi Cap Growth Fund CI A Edward Jones IRA -Fundamental Investors Fund -New Perspective Fund CL A Lexington Womens Investment Club -Apple Inc -Abbott Laboratories -AFLAC Incorporated -Berkshire Hathaway lnc -Caterpillar, Inc -Cisco Systems, Inc -Chevron Corporation -Walt Disney Company -Duke Energy Corporation -eBay Inc
A A A A A A A A A A A

Dividend
Dividend

J
J

Open
Open

02/01/10
02/01/10 J

None

Open

02/01/10 J

A A

Dividend Dividend

J J

T T

Open Open

02/01/10

02/01/10 J

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J J J J J J J J

T T T T T T T T T

Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy

07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10

J J J J J J J J J J

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes IScc Columns CI and D3) 3. Value Mclhod Codes (Scc Column C2)

A -$1.000 or less F =$50.001 - $100.000 J -115.000 or less N =$250.001 - $500.000 P3 =$25.000.001 . $50.0~0.000 Q =Appraisal U =Book Value

B =$1.001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =Olhcr

C =$2.501 - $5.000 III =$1.000.001 - $5.0~0.000 L =$50.001 - 1100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.0~:1 S =Assessment W =Estimated

D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250.1~0 P2 =$5.000.001 - $25.000.000 T ~Cash Markel

E =$15.001 - $50,0(}0

FINANCIAL DISCLOSURE REPORT Page 8 of 11

Name of Person Reporting Tilley, Jr., Nor~vood C.

Date of Report 07/12/2011

NONE (No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period (2> Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3> (4) Date Value Gain mm/dcl~y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

I (i)

Amount I Code I (A-H) [

Type (e.g., div., rent, or int.)

(2~

(i)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. -General Electric Company -Coming Incorporated -Google Inc -HCP, lnc -Johnson & Johnson -Lowes Companies, Inc -Allscripts-Misys Healthcare -Medtronic, Inc -Monsanto Company -Microsoft Corporation -Pepsico, Inc -Procter & Gamble Company -Potash Corporation of Saskatche -Royal Dutch Shell PLC Royal Dut A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J J J J J J J J J J J J T T T T T T T T T T T T T T -Frontier Communications Corp A Dividend

Sold Buy Sold Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy

08/31/10 07/28/10 08/02/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/I0 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10

J J J J J J J J J J J .I J J J J J

1. Income Gain Codes: (See Columns B I and IM) 2. Value Codc~ (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $100,000 J =$15.000 or less N -$250.001 - $500.000 P3 =$25.000.001 - $50.000.0~0 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estalc Only) V =Other

C =$2.501 - $5,000 Ill =$1,000,001 - $5,000.000 L =$50,001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More Ihan $50.CO0.000 S =Assessment W =Estimated

D =$5,001. $15.000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000,001 - $25,000.000 T =Cash Market

E =$15,001- $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 11

Name of Person Reporting Tilley, Jr., Norwood C.

Date of Report 07/12/2011

VI I. INVESTME NTS and TRUSTS -Zn,-o.,e, ,,,,~,,e, ~a~a~io~ a.dud~ those a/spots. ~.d dependent children: see pp. 34-60 of filing instraction~)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust asse~)
Place "(X)" after each asset exempt from prior disclosure

Income during reporting period (2) (I) Amount Type (e.g., Code I div., rent, (A-H) or int.)

Gross value at end of reporting period (I) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) J J T T

Transactions during reporting period (I) Typ~ (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/ddiyy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private Wansaction )

86.

-Sprint NextelCorporation Comm

A A A

Dividend Dividend Dividend

Buy Buy Buy Sold

07/28/10 07128/10 07/28/10 11/02/10 07/28/10 07/28/10 07/28/10 07/28/10 07128/10 08/02/10 08/31/10 08/31/10 ! 11/02/10 [ 11/02/10

J J J J J J J J J J J J J J

87. -Spectra EnergyCorp 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. 100. -Verizon Communications, Inc -Wells Fargo & Company -MEMC Electronic Materials, lnc -Wal-Mart Stores, lnc -Wesco FinancialCorporation -Aeropostale Inc -Targacept Inc -Google Inc -Targacept Inc -Hatteras Finl Corp -AT&T Inc.

A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J J J J J J J J J

T T T T T T T T T T

Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes ~Scc Column C2)

A =$!.000 or less F =$50.001 - $100.000 J =$15.000 ~ less N =$250.001 - $500.(~0 P3 =$25.000.001 - $50.000,000 Q =Appraisal U =Hook Value

B -$1,001 - $2,500 G =$100.001 - $1,1900.000 K =$15,001 - $50.000 O =$500,001 - $1.000.000 R =Cost (Real Estate Only) V =Other

C =$2.501 - $5,000 III =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000,001 - $5.000.000 P4 =Morc than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15.000 H2 =More llmn $5.000.000 M =$100.001 - $250.000 P2 =$5,000.001 - $25.000.000 T -Cash Market

E =$15.001- $50.000

FINANCIAL DISCLOSURE REPORT Page 10 of 11

Name of Person Reporting Tilley, Jr. Norwood C.

Date of Report 07/12/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 11 ofll

Name of Person Reporting Tilley, Jr., Norwood C.

Date of Report 07/12/201 I

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts svhich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. scq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Norwood C. Tilley, Jr.


NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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