Professional Documents
Culture Documents
1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app..~ 101-111)
I. Person Reporting (last name, first, middle initial) Tilley, Jr., Norwood C. 4. Title (Article Ill judges indicate active or senior sialus; magistrate judges indicate full- or parl-time)
Date
[] Annual [] Final
5b. [] Amended Report 7. Chambers or Office Address ; 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
P. O. Box 3443, Room 303 324 West Market Street Greensboro, N.C. 27402
Reviewing Officer
Date
IMPORTANT NO TES: The instructions accompanying this form must be followe Complete ali parts,
checking the NONE box for each part where you have no reportable inforraation. Sign on last page.
I. POS ITI 0 N S. mepo~a.g indlvlduat only; ,e, t,~,. 943 of fillng instructions.)
~] NONE (No reportable positions.)
POSITION
I. 2. 3. 4. 5. Board of Visitors Director
NAME OF ORGANIZATION/ENTITY Wake Forest University School of Law Chief Justice Joseph Branch Inn (American Inns of Court)
II1. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of fillng instructions.)
A. Filers Non-Investment Income
NONE
(No reportable
DATE
non-investment income.)
2. 3. 4.
B. Spouses Non-Investment Income - If you were married during any portion of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)
NONE
1.2010
PURPOSE
V. GIFTS. anci,,d~,hose to ~,o~e and derendent children: see pp. 28o31 off!llng instructions.)
NONE (No reportable g~s.)
SOURCE
I. 2. 3.
4.
DESCRIPTION
VALUE
5.
VI. LIABILITIES. ancl~des ,hose of spouse and dependent children; see pl~ 32-33 of filing instruction~)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
V II. IN V ESTMENTS and TR U STS - inco,~e, vol,,e. ,~a~actio~ anclud,~ thoso o/spouse and doponde,t children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Asset~ (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (t) (2) Value Value Method Code 2
(J-P) Code 3
Type (e.g.,
buy, sell,
redemption)
3 liRAs (CDs) Wachovia Bank & Trust, Greensboro, NC 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. I IRA Putnam Fiduciary Trust Co WendyArbys Group
A A A A A A
K K K K J K
T T T T T T Closed 01/01/10
J J J M J
T T T T T
A A A A
Open Sold
02/01/10 J 02/03/10 J
None
Open Sold
02/01/10 J 03115/10 J
I. Income Gain Codes: (See Columns BI and 1)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000,000 Q =Ap~aisal U = Book Value
B =$1,001 - $2,500 G =$100.001 - $1.000,000 K =$15,001 - $50.000 O =$500.001 - SI.ODO.000 R =Cost (Real Estate Only) V =Olhcr
C -$2,501 - $5,000 I I I =$1,000,001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5,000.000 P4 =More than $50.000.000 S =Ass~ssnlen! W -Estimated
D = $5.001 - $ I 5,000 112 =More than $5.000.000 M =$100,001 - $250.000 P2 =$5.000,001 - $25.000.000 T =Cash Mi~kc~
E =$15.001 - $50.000
VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (I) (2) Value Code 2 (J-P) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
-Putnam Gmwlh & Income A -Putnam Multi-Cap Growth Fund A -Putnam International Equity A -putnam Research Fund A Davidson Federal S & L (Y) Edward Jones brokerage account # 1 -Cash -Torrance CA Uni Sch Dist B-2
A A A A
J J J J
T T T T
Open
02/01/10
A A
Interest Interest
J J
T T
08/10/10 08/10/10 08/10/10 08/10/10 08/10/10 i 08110110 08/10/10 08/10/10 108/10/10 08/10/10 08/10/10
J J J J J J J J J J J
Interest
A A
Dividend Dividend
J K
T T
-Comcast Corp CL A
Dividend
Dividend
Open
I. Income Gain Codes: (Sc Columns B 1 and D4) 2. Value Co~c~ (sex: Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $ 100,000 ,I =$15.000 ~ Ices N =$250.001 - $500.000 P3 =$25.0~.001 - 550.0~1.0~ Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =$ 100.001 - $ 1.000.000 K =$ I 5.001 - $50.000 O =550~.0OI - $1.000.0~ R =Cosl (Real Estate Only) V =Other
C =52.501 - $5,000 I 11 =$ 1.000,001 - 55.000.000 L :550.091 - $ 100.0~ P1-51.000.001 - $5.0~).000 P4 =More than $50.0(~.00~ S =Assessment W :Eslimaled
D =$5.001 - $15,000 112 = More tha n $5.000,000 M = $ 100.001 - $250.0~0 P2 =55.0~qO.001 - $25.000.000 T ~sh Markc!
E =515.001 - $50.000
e, value, transactions (Includes those ofsponse and dependent children; seepp. 34-60 of filing instructions.)
(i)
Value Code 2 (J-P)
(2)
Value Method Code 3 (Q-W)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. -Progress Energy Inc. -Spectra EnergyCorp -Stryker Corp Edward,lones brokerage account #2 -CiscoSystems~ Inc. -Home Depot -Pepsico -American High Income Trust -Bond Fund of America CLA -Capital Income Builder Fund CL A -Capital World Growth & Income Fund CI A -Fundamental Inveslors Fund CL A A A A A A A A None Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J .I J J J J J T T T T T T T T A A A Dividend Dividend Dividend J J J T T T -Newbridge Bancorp A Dividend K T -NC Cap Fac Fin Agy A Interest
Sold (part) Open Sold Open Sold (part) Open Open Open
J J J J J J J J
J J J J J
I. Income Gain Codes: ( See Columns B I and 134) 2. Value Codes (See Columns CI and D3) 3. Value Mclhod Codes (See Column C2)
A =$1.000 or less F = $50.001 - $ 100,000 J -515.0~O or Icss N =$250.001 - 5500.000 P3 =525.000.001 - $50,0~0.000 Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =$ 100.001 - $ 1.000.000 K =515.001 - $50.000 O $500.001 - $1.000.000 R -~:ost { Real Estate Only) V =Other
C =$2.501 - $5.000 ) I I =$ 1.000.001 - $5.000.000 L -$50.0OI - $100.000 p I =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Asscssm,mt W =Eslimaled
D =$5.001 . $15,000 112 =More than $5.000.000 M =$I00.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Markc~
E =515,001 - $50.000
V II. IN V ESTME NTS and TR U STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust asse~) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) C. Gross value at end of reporting period (I) (2) (1) D. Transactions during reporting period (2) (3) (4) (5) Identity of buyer/seller (if private aansaction)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
-Income Fund of America Fund CL A -New Economy Fund CL A -Putnam Multi Cap Growth Fund CI A Edward Jones IRA -Fundamental Investors Fund -New Perspective Fund CL A Lexington Womens Investment Club -Apple Inc -Abbott Laboratories -AFLAC Incorporated -Berkshire Hathaway lnc -Caterpillar, Inc -Cisco Systems, Inc -Chevron Corporation -Walt Disney Company -Duke Energy Corporation -eBay Inc
A A A A A A A A A A A
Dividend
Dividend
J
J
Open
Open
02/01/10
02/01/10 J
None
Open
02/01/10 J
A A
Dividend Dividend
J J
T T
Open Open
02/01/10
02/01/10 J
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J J J J J J J J J
T T T T T T T T T
Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy
07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10
J J J J J J J J J J
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes IScc Columns CI and D3) 3. Value Mclhod Codes (Scc Column C2)
A -$1.000 or less F =$50.001 - $100.000 J -115.000 or less N =$250.001 - $500.000 P3 =$25.000.001 . $50.0~0.000 Q =Appraisal U =Book Value
B =$1.001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =Olhcr
C =$2.501 - $5.000 III =$1.000.001 - $5.0~0.000 L =$50.001 - 1100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.0~:1 S =Assessment W =Estimated
D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250.1~0 P2 =$5.000.001 - $25.000.000 T ~Cash Markel
E =$15.001 - $50,0(}0
I (i)
(2~
(i)
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. -General Electric Company -Coming Incorporated -Google Inc -HCP, lnc -Johnson & Johnson -Lowes Companies, Inc -Allscripts-Misys Healthcare -Medtronic, Inc -Monsanto Company -Microsoft Corporation -Pepsico, Inc -Procter & Gamble Company -Potash Corporation of Saskatche -Royal Dutch Shell PLC Royal Dut A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J J J J J J J J J J J J J T T T T T T T T T T T T T T -Frontier Communications Corp A Dividend
Sold Buy Sold Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy
08/31/10 07/28/10 08/02/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/I0 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10 07/28/10
J J J J J J J J J J J .I J J J J J
1. Income Gain Codes: (See Columns B I and IM) 2. Value Codc~ (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50.001 - $100,000 J =$15.000 or less N -$250.001 - $500.000 P3 =$25.000.001 - $50.000.0~0 Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estalc Only) V =Other
C =$2.501 - $5,000 Ill =$1,000,001 - $5,000.000 L =$50,001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More Ihan $50.CO0.000 S =Assessment W =Estimated
D =$5,001. $15.000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000,001 - $25,000.000 T =Cash Market
E =$15,001- $50.000
VI I. INVESTME NTS and TRUSTS -Zn,-o.,e, ,,,,~,,e, ~a~a~io~ a.dud~ those a/spots. ~.d dependent children: see pp. 34-60 of filing instraction~)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust asse~)
Place "(X)" after each asset exempt from prior disclosure
Income during reporting period (2) (I) Amount Type (e.g., Code I div., rent, (A-H) or int.)
Gross value at end of reporting period (I) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) J J T T
Transactions during reporting period (I) Typ~ (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/ddiyy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private Wansaction )
86.
A A A
07/28/10 07128/10 07/28/10 11/02/10 07/28/10 07/28/10 07/28/10 07/28/10 07128/10 08/02/10 08/31/10 08/31/10 ! 11/02/10 [ 11/02/10
J J J J J J J J J J J J J J
87. -Spectra EnergyCorp 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. 100. -Verizon Communications, Inc -Wells Fargo & Company -MEMC Electronic Materials, lnc -Wal-Mart Stores, lnc -Wesco FinancialCorporation -Aeropostale Inc -Targacept Inc -Google Inc -Targacept Inc -Hatteras Finl Corp -AT&T Inc.
A A A A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J J J J J J J J J J
T T T T T T T T T T
Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes ~Scc Column C2)
A =$!.000 or less F =$50.001 - $100.000 J =$15.000 ~ less N =$250.001 - $500.(~0 P3 =$25.000.001 - $50.000,000 Q =Appraisal U =Hook Value
B -$1,001 - $2,500 G =$100.001 - $1,1900.000 K =$15,001 - $50.000 O =$500,001 - $1.000.000 R =Cost (Real Estate Only) V =Other
C =$2.501 - $5,000 III =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000,001 - $5.000.000 P4 =Morc than $50.000.000 S =Assessment W =Estimated
D =$5.001 - $15.000 H2 =More llmn $5.000.000 M =$100.001 - $250.000 P2 =$5,000.001 - $25.000.000 T -Cash Market
E =$15.001- $50.000
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts svhich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. scq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544