AO I0 Rev: 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization U.S. District Court, NDNY 5a. Report Type (check appropriate type) ] Nomination,
[] Initial

Report Required b), the Ethics in Government Act of 1978 (5 U.S.C. app. ,~,~ 101-111)

I. Person Reporting (last name, first, middle initial) Sharpe, Gary L. 4. Title (Article III judge~ indicate active or senior status; magistrate judges indicate full- or part-time) District Court Judge, Active

3. Date of Report 05/11/2011 6. Reporting Period 01/01/2010 to 12/31/2010

Date
[] Annual [] Final

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

James T. Foley Courthouse 445 Broadway Albany, New York 12207

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followe~L Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. P 0 S I T I 0 N S. tReporan~ inaiviaual onty; se, pp. 9-13 of fillng instructions.) [-~ NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

I1. AGREEMENTS. ~S~po~ing ina~iauut on~y; see pp. 14-16 of filing instructions.)
~

NONE (No reportable agreements.) DATE

PARTIES AND TERMS

Shame, Gary L.

FINANCIAL DISCLOSURE REPORT Page 2 of 12

Name of Person Reporting Sharpe, Gary L.

Date of Report 05/11/201 I

III. NON-INVESTMENT INCOME. CXepo,~ng ~ndi,idu~l a,,d sp ....: see p~ 17-~ 4 of ~li, g ins,,uaion~ ~
A. Fliers Non-lnvestment Income
~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - if you were married during any portion of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

Realty USA - Independent Contractor - Commissions

I. 2010

2.

3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE

1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 12

Name of Person Reporting Sharpe, Gary L.

Date of Report 05/I 1/2011

V. GIFTS. anclude~,hose,o ~po~o ,,nd dependent a, ild, en; ~ee pp. 2s-3~ o/filing in~,r,,,ion~.~
NONE (No reportable gifts.) SOURCE
I. 2. 3.
4.

DESCRIPTION

VALUE

5.

V I. L I A B I L 1 T I E S. anel~des tho~e o/spo~e and dependent children; see pp. 32-33 of filing instruction&)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 12

VI I. INVESTMENTS and TRUSTS - i .......

Name of Pe~on Reporting Sharpe, Gary L.

Date of Repor~

05/I 1/2011

.or.e, transactions (Includes those of spouse and dependent children see plx 34-60 of filing instructlong)

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) (2) ! Amount Type (e.g., Code I div., rent, (A-H) or int.)
Gross value at end of reporting period O) (2) Value Value Code 2 (J-P) Method Code 3

D. Transactions during reporting period (i) Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)

Gain Code I (A-II)

(Q-W) New York College Tuition Savings # I (529) 2. 3.

4.

Dividend

Buy Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)

01/01/10: 02/01/10 03/01/10 04/01/10 05/01/10 06/01/10 07/01/10 08/01/10 09/01/10 10/01/10 11/01/I0 12/01/10 101/01/10

J J J J J J J J J J J J J

5. 6. 7. 8. 9. 10. 11. 12.

13.

New York College Tuition Savings #2 (529)

Dividend

Buy

14.

Buy (addl) Buy (addl)

Buy (addl)

!02/01/10 J 03/01/10
04/01/10 J

15.
16.

17.

Buy (addl)

05/01/10 J

I. Income Gain Codes: (See Columns BI and IM) 2. Value Codc~ (See Columns CI and D3) 3. Value Method Codes (S~e Cohlmn C2)

A =$1,000 or less F =$50,001 - $100,009 J =$15.000 o less N =$250.001 - $500.000 P3 =$25.009.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000,000 K =$15.001 - $50,000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =O~her

C =$2,501 - $5.000 III =$1.000.001 - $5.000,000 L =$50.001 - $10O.000 PI -$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =As~:$srlK~l W =Estimated

D =$5.001 - $15.0(~0 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.0~O.001 - $25,000.~O0

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 12

Name of Person Reporting Sharpe, Gary L.

Date of Report 05/I 1/2011

VII. INVESTMENTS and TRUSTS - income, vatue, tra,~aaio~, anaad~ those of st, ouse ~.a dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)

Place "(X)" after ~ach asset exempt from prior disclosure

Income during ~-poning period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)

Gross value at end of reporting period O) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) O) Type (e.g., redemption)

Transactions during reporting period

(2) (3) (4) Date Value Gain mm/dd~,y Code 2 Code I (J-P) (A-H)

(5) Identity of buyo!seller (if private transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. -Primerica Inc Common ("PRI") -Barclays Bk PLC lpath Dow Jones UBS Nickel ("JJN") -Direxion Commodity Bull 2X Fund ("DXCLX") -Petroleo Brasileiro Pelrobas ADR Common ("PBR") -Proshares TR II Ultrashort Euro ("EUO") Excel Securities IRA # 1 -John Hancock U.S. Global Leaders GrowFund Class A A Dividend

Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
Buy (addl)

06/01/10 07/01/10 08/01/10 09/01/10 10/01/10 11/01/10 12/01/10

J J J J J J J

Sold (part) Sold (part) Sold Sold Buy Sold Buy Buy Sold

02/25/10 04/22/10 02/04/10 02/25/I0 02/04/I 0 03/10/10 04/01/10 04/05/I0 05/05/10

J J J J J J J J J

A A A A

I. Income Gain Codes: (See Columns BI and IM) 2. Value Codc~ |See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15.000 o less N =$250.001 - $500.0~3 P3 =$25.0OO.0OI - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15.O01 - $50.000 O =$500.001 - $1.000,000 R =:Cost (Real Estate Only) V =Olhcr

C =$2,501 - $5,000 Ill =$1.000,001 - $5.000,000 L =$50,001 - $100.000 PI =$1.000.0~ I - $5.13OO.000 P4 =More than $50.00~,000 S =Assessment W Estimated

D =$5.1301 - $15,000 112 =More than $5,000.000 M =$10~.001 - $250.000 P2 =$5.O00.001 - $25.0~),00~ T =Cash Markcl

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 12

Name of Person Reporting Sharpe, Gary. L.

Date of Report 05/I 1/2011

V II. IN V ESTMENTS and TRU STS -i .... e, value, transactions (Includes those ofsp ......
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period I Ct) t Amount Code I (A-H) C2~ Type (e.g., div., rent, or int.) Gross value at end of reporting period Ct) Value Code 2 (J-P) Value Method Code 3

d dependent children; see pp. 34-60 offillng instructionrO

Transactions during rel~rting period (I} Type (e.g., buy, sell, redemption) (2} (3) (4) Dale Value Gain mm]dd~yy Code 2 Code I (J-P) (A-H) (5} Identity of buyer/seller (if private transaction)

35. 36.
37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

-Direxion SHS ETF TR Daily Real Estate Bull ("DRN")

Buy Sold

05/05110 05/06/10 05/19/10

J J A

-Direxion Small Cap Bull ("TNA") Excel Securities IRA #2 -Apple Inc Common ("AAPL") -Celgene Corp Common -Research in Motion LTD Common ("RIMM") -Southwestern Energy Co Common

Buy A Dividend N
Buy (addl) Buy (addl) Sold Sold Sold Sold Sold Sold Sold Sold Sold (part) Sold (part) Sold

10/20/10 07/13/10 03/23/10 05/06/10 05/06/10 05/19/10 05/19/10 05/19/10 05/06/10 04/16/10 01/25/10 02/18/10 03/31 / 10

K J J J J J J K J J J J J A A A A A A A A A A A

("SWN")
-United STS STL Corp New Common ("X") -Peabody Energy CorpCommon -Cosan Lid Shs A ("CZZ") Common -Chesapeake Energy Corp("CHK") Common -Vale SA ADR ("Vale") Common -Humana Inc. ("Hum") -Aberdeen Small Cap Fund Class A

("GSXAX")

I. Income Gain Codes: (S Columns BI and IM) 2. Value Codes (S~e Columns CI and D3) 3. Value Method Codes (See Cohlmn C2)

A =$1.000 or less F =$50.001 - $10~.000 J =$15.000 or less N =$250.001 - $500.000 P3 ~$25.009.001 . $50.000.000 Q =Appraisal 13 =Book Value

B =$1,001 - $2.500 G =$100.0~1. $1.0~0.000 K =$15.001 - $50.000 O -$500.001 . $l,000.O~) R =Cost (Real Estate Only) V =Other

C =$2.501 - $5.0~O I11 =$1.000.0~1 - $5.000.0~0 L =$50.0~1 - $100.000 PI =$1.000,001 - $5.000.000 P4 =More Ihan $50.000.000 S =Asscssnv.mt W -Estimated

D =$5.001 - $15.000 112 =More than $5.000.000 M =$10O.0Ol - $250.000 P2 =S5.000.001 - $25.000.000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 12

Name of Pecan Reporting Sharpe, Gary L.

Date of Report 05/I 1/2011

NONE (No reportable income, assets, or transactions.)

Description of Assets Income during Gross value at end of repotaing period Transactions during reporling period

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

~orting period

(1)
, Amount ii (A-H) i Code I

(2)
Type (e.g., div., rent,
or int.)

O)
Value Code 2 (J-P)

(2)
Value Method Code 3

(i) Type (e.g., buy, sell, redemption)

(2) (3) (4) Value Gain Date mm/dd?yy Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

52. 53. 54. 55. 56.

-Bamn Partners Fund ("BPTRX")

Sold (part) Sold (part) Sold

01/25/10 02/05/10 03/31/10

J J J

A A A

-Columbia Technology Fund ("CMTFX")

Sold (part) Sold

Sold (part) Sold

01/25/10 02/04/10;
01/25/10 02/05/10 01/25/10: 021041101 01/25/10 09124/I 0

J K
J L J J J J

A A
A A

57. -Eaton Vance Tax Managed Small-Cap ("ETMGX") 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. -Oppenheimer Gold & Special Minerals ("OPGSX") ("OPGSX") -John Hancock Large Cap Equity Fund Class A ("JLVIX") -John Hancock U.S. Global Leaders Growth Fund Class A -Gabelli Enterprise Mergers & Acquisitions Fd CI A ("EMAAX")

Sold (part) Sold Sold (part) Sold

A A A A A A A A A

Sold (part) Sold (part)

01/25/10 05/19/10 01/25/10 02/05/10 07/23/l 0

01/25/10

J J J J K
J

-Hartford Capital Appreciation Fund Class A

Sold (part) Sold (part) Sold Sold (part)

I. Income Gain Codes: (See Columns B 1 and IM) 2. Value Codes (See Columns CI and D3) .3. Value Method Codes (S~ Column C2)

A =$1.000 or less F =$50.0~1 - $ 100,009 J ~$15.0~O or less N =$250.0OI - $500.000 P3 =$25.000.0OI - $50.000.0~O Q =Ai.vcaisaI U =l::k~k Value

B -$1.001 - $2,500 G =$ 100.0Ol - $1.0~0.000 K O =$50~.0OL - $1.000.00~ R =Cost (Real I-state Only) V =Other

C =$2,501 - $5,000 I I I =51.000.001 - $5.000.000 PI $1,000.0~1 - $5.0OO.000 P4 =More than $50.00~.000 S =Asscssm~mt W =Estimated

D =$5,0~1 - $15,000 112 =More than $5,000.000 P2 -$5.000,001 - $25.0~3.~30 T =Cash Markel

E =$15,001 -

FINANCIAL DISCLOSURE REPORT Page 8 of 1 2

Name of Person Reporting Sharpe, Gary L.

Date of Report 05/11/201 I

V I I. I N V E S T M E N T S a n d T R U S T S - ine ...... rue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructlons.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

O)
Amount : Code I ~ (A-H)

(2)
Type (e.g., div., rent, or int.)

(i)
Value Code 2 (J-P)

(2)
Value Method Code 3

(t)
Type (e.g., buy, sell, redemption)

(2)

(3)

(4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if private transaction)

Date Value mm!dd.,~ Code 2 (J-P)

(Q-W)
69. 70. 71. 72. 73. 74.
75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. -Eaton vance tax managed ("EXG") -Bucyms Common ("BUCY") -Ford Common ("F") -Netapp Common ("NTAP") -American Strategic ("CSP") -Direxion Bull 2X ("DXCLX") -RS Value Fund Class A ("RSVAX") -Pimco Total Return Class A ("PTrAX") -Oppenheimer Developing Markets Class A ("ODMAX") Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Sold 01/25/10 05119110 01/25/10 ! 09/17/10 01/25/10 02104/10 J L J K J J A A A A A A

-Proshares Ulta FINLS ("UYG") -Baidu Common ("BIDU")

Sold Buy Buy (addl) Buy Buy Buy Buy Buy Sold (part) Buy Sold (part)

01/29/10 09/24/I 0 i 10/20/10 06/25/10 08/04/I 0 09/24/10 !09/17/10 06/21/10 12/23/10 09/03/10 09/24/I 0

J K J K K K K K J K J

1. Income Gain Codes: (See Columns BI and 134) 2. Value Codes (~c Columas CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less =$50,001 - $100.000 -$15.000 or kss N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 - $1,000,000 K =$15.0OI - 350.000 O =$500.001 - $ R =Cost {Real Estate Only) V =O~ hr

C =$2.501 - $5.000 It I =$ 1.000.001 - $5.000.000 L =$50.0OI - $100.000 PI =$1.000.001 - $5.000,000 P4 =/.tore than $50.~O0.000 S =Asscssmcnt W =Estimated

D = $5.001 - $ 15.000 112 =More than $5,000,000 M =$100.001 - $250.000 P2 =$5.000,001 - $25.000.00~ T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 12 VII. INVESTMENTS and TRUSTS - i ....

Name of Person Reporting Sharpe, Gary L.

Date of Report 05/11/2011

e, value, transactions (lncludex those of spouse and dependent children; seepp. 34-60 of fillng instructlonx.)

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Income during reporting p~dod

Gross value at end

of reporling period

Transactions during reporting period

[ O)
Place "(X)" after each asset exempt from prior disclosure I Amount Code I
(A-H)

Type (e.g., div., rent,

or int.)

(2)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3

(i)
Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value mm!dd,$y Code 2 (J-P)

Gain Code I (A-H)

(5) Identity of buyer/seller (if private

(Q-W)
86. 87. 88. 89. 90. 91. 92. 93. 94.

transaction) Buy Buy Buy (addl) 08/20/10 08/20/10 09/17/10 06/24/10 06/25/10 07/27/10 08/20/10 103/17/10 05/06/10 03/17/10 :04/16/10 03/17/10 !05/06/10 J J J J J K J K K K K K K A A A A

-Matthews Asia (MAPIX") -Annaly ("NLY")

-SPDR Gold ("GLD")

Buy Buy (addl) Sold (part) Buy (addl)

-Citigroup Common ("C")

Buy Sold

95. 96. 97. 98.

-Huntington Bancshares ("HBAN")

Buy Sold

-Qwest Communications ("Q")

Buy Sold Buy Sold Buy Sold

99. -Synovus Finl CSNV") I00.

101. -JP Morgan ("JPM") 102.

03/17/10 K : 05/06/10 J 04/12/10 05/06/10 J J

I. Income Gain Codes: (SCC Columns B I and D4) 2. Value Codcs (See Columns CI and D J) 3. Valu,: Method Codes ~Sce Column C2)

A =$1.000 or less F =$50,001 - $100.000 J N =$250.001 - $500.0~0 P3 =$25.000.001 - $50.0~).090 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 - $1.090.000 K =$ 15.1)01 - $50.000 O =$500,001 - $1.0~.0~0 R =Cosl (Real Estate Only) V -~her

C =$2.501 - $5.000 It I =$1,000.001 - $5,0(~.000 L =$50.0~1 - $109.00~ PI =$1.000.001 P4 =More lh~U $50.000.0~0 S =Assessment W =Estimated

D =$5.001 - $15.000 tl2 =More than $5,000.000 M =$100.001 - $250.0~) P2 =$5.000.001 - $25.000.000 T =Cash Markcl

E =$15,001 - $50.0~O

FINANCIAL DISCLOSURE REPORT Page 10 of 12

VII. INVESTMENTS and TRUSTS - in .......

Name of Person Reporting Sharpe, Gary L

Date of Report 05/I 1/2011

rue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructiong)

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including t~st assets) B. Income during reporting p~riod (I) (2) i Amount Type (e.g., Code I div., rent, (A-It) or int.) Gross value at end of reporling period D. Transactions during reporting period

(i)
Value Code 2 (J-P)

(2)
Value Method Code 3

(i)
Type (e.g., buy, sell, redemption)

Place "(X)" after each asset exempt from prior disclosure

(2) (3) (4) Date Value mm/dd~ Code 2 (J-P)

Gain Code I (A-H)

(5) Identity of buyer!seller (if private transaction)

(Q-W)
103. -Yahoo Inc Common ("YHOO" 104. 105. -Allergan Common ("AGN" 106. Buy Sold Buy Sold 05/17/10 09/24/10 07/13/10 09/24/10 K J K K A A

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Colum~-S CI and D3) 3. Value Method Codes (S~c Column C2)

A =$1,000 or less F =$50,001 - $100.000 J :$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =t~ok Value

B =$1,001 - $2,500 G =$100.001 - $1.000.0~) K =$15,001 - $50.000 O =$500.001 - $1.000.000 R =Cos~ (Real Estate Only) V =Olher

C =$2,501 - $5,000 III =$1.000.001 - $5.000.00(I L =$50.0OI - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Ass~ssmenl W =Estimated

D =$5.001 - $15,000 112 =More than $5.~,000 M =$100,001 - $250.000 P2 =$5.0~0.001 - $25.000.000 T =C~sh Markct

E :$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 11 ofl2

Name of Person Reporting Sharpe, Gary L.

Dale of Report 05/I I/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. andic~,epa,~of,epo,~)

VI Liabilities: The Merrill Lynch mortgage listed last year has been deleted because the property ts no !.___~.:~._S:~_.~ ~..j not rental property.

FINANCIAL DISCLOSURE REPORT Page 12 of 12 IX. CERTIFICATION.

Name of Person Reporting Sharpe, Gary L.

Date of Report 05/I 1/2011

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~vithheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S[ Gary L. Sharpe

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

,4010 Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization U.S. District Court, NDNY 5a. Report T.vpe (check appropriate q,pe) ] Nomination,
[] Initial

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ,~,~ I01-111)

I. Person Reporting (last name, first, middle initial) Sharpe, Gary L.

Title (Article I1! judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 07/28/201 I

6. Reporting Period 01/01/2010 to 12/31/2010

Date
[] Annual [] Final

District Court Judge, Active

5b. [] Amended Report

7. Chambers or Office Address

James T. Foley Courthouse 445 Broadway Albany, New York 12207

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance ,~ith applicable laws and regulations.

Revie,Mng Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followe,t Complete ali parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITIONS. ~Repor~.g i, ai,Sdunt o.ty; ,e, p~,. 9-1~ of filing instructions.)

~] NONE (No reportable positions.) POSITION

NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. ~R~,onl.g i.diviauat o.tr; ~,~,. 14-16 of fillng instructions.)

~] NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

Sharoe, Garv L. A

FINANCIAL DISCLOSURE REPORT Page 2 of 12

Name of Person Reporting Sharpe, Gary L.

Date of Report 07/28/201 I

I1 I. NON-INVESTMENT INCOME. t Repo,~.~ indi,.idual und spouse: see pp. 17-24 of filing instructiong)
A. Fliers Non-Investment Income
[~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - if you were married during any portion of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

Realty USA - Independent Contractor - Commissions

I. 2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~-I

NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 12

Name of Person Reporting Sharpe, Gary L.

Date of Report 07/28/201 I

V. GIFTS. anclud,~,ho,e to s, ...... d dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

V I. L I A B I L I T I E S. tlnel, des those oI,po~e *,d dependent children; see pp. 32-33 of filing instruction~)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 12

Name of Person Reporting Sharpe, Gary L.

Date of Report 07/28/201 I

V 1 I. 1 N V E S T M E N T S a n d T R U S T S - ~ncome, vol~e,. ..... tlo.~ (Includes those of spouse a .d dependent children; see ptx 34- 60 offillng instructlong)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including tatst assets) Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) (I) Transactions during reporting period (2) (3) (4) Value Date mm/dd~y Code 2 (J-P) (5) Gain Code I (A-H)

Place "(X)" after each asset exempt from prior disclosure

Type (e.g.,
buy, sell, redemption)

Identity of
buyer/seller (if private transaction)

New York College Tuition Savings # I (529) 2.

Dividend

Buy Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)

01/01/10 02/01/10 03/01/10 04/01110 05/01/10 06/01/10 07/01/10 08/01/10 09/01/10 10/01/10 11/01/10 12/01/10 01/01/10 02/01/10 03/01/10 04/01/10 05/01/10

-Vanguard Aggressive Age-Based Growth Fund

3.
4.

J
J

5. 6. 7. 8. 9. 10. 11. 12.

13.

J J
J

J J
J

J J J J
J

New York College Tuition Savings #2 (529) -Vanguard Agressive Age-Based Growth Fund

Dividend

Buy Buy (addl) Buy (addl) Buy (addl) Buy (addl)

14.

15.

16.

17.

i. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes ISce Column C2~

A =$ 1,000 or less F =$50,001 - $10O.00~ J =$15.000 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50,000.000 Q =Appraisal U =Book Value

B =$1,1201 - $2,500 G =$100.001 - $1,000,009 K =$15,001 - $50.000 O =$500,001 - $1,000.000 R =Cos! (Real Estate Only) V :O~her

C =$2,501 - $5 111 =$1.0~0,0~1 - $5.000,000 L =$50.tKII - $100,000 PI =$1.000,001 - $5.000.0~0 p4 =More Ihan $50.00~.000 S =Asscssmen! W =Estimated

E =$15,001 - $50.000 112 ~More than $5.000.000 M =$100.001 - $250.0~0 P2 =$5.000,001 - $25,000.000 T =Cash Markcl

FINANCIAL DISCLOSURE REPORT Page 5 of 12

Name of Person Reporting Sharpe, Gary L.

Date of Repor~ 07/28/201 I

VII. INV ESTMENTS and TRU STS -income. value, transactions (Includes those ofsp ......
NONE (No reportable income, assets, or transactions.)
IX-scfiption of Assets (including trust assetS) Income during reporting period (I) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period (D (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)

d dependent children; seeplx 34-60 of filing instructions.)

Transactions.during ~:~orting period O) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)

Place "(X)" after each asset exempt from prior disclosure

Gain Code I (A-H)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. -Direxion Commodity Bull 2X Fund ("DXCLX") -Petroleo Brasileiro Petrobas ADR Common ("PBR") -Proshares TR II Ultrashort Euro ("EUO")

Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Excel Securities IRA # 1 -John Hancock U.S. Global Leaders GrowFund Class A A Dividend T Sold (part) Sold (part) Sold Sold Buy Sold -Pdmerica Inc Common ("PRr) -Barclays Bk PLC Ipath Dow Jones UBS Nickel ("JJN") Buy Buy Sold

06/01/10 07/01/I0 08/01/10 09/01/10 10/01/10 11/01/10 12/01/10

J J J J J J J

02/25/10 04/22/I 0 02/04/10 02/25/10 02/04/10 03/10/10 04/01/10 04/05/10 05/05/10

J J J J J J J J

A A A A

I. Income Gain Codes: (Sc~: Columns BI and IM) 2. Value COdc~ (See Column CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $100,000 J ~$15.000 o~" less N =$250.001 - $500.0~0 P3 =525.000.001 - $50.000.000 Q =Appraisal U -Book Value

B =$1.001 - $2,500 G =$100,001 - $1,000.000 K =$15.001 - $50.000 O =5500.001 - 51.000.000 R =Cost (Real Estate Only) V =Olher

C =52.501 - $5,000 III =$1.000.001 - $5,1)00.000 L =$50.0~1 - $100.000 PI =$1,000,001 - 55.000,000 P4 =M~e than $50.000.000 S =Assessmenl W =Estimated

D =$5.001 - $15.1)00 112 =More than $5.00~.000 M =$100.001 - $250.1~O P2 =$5.000.001 - $25.000.000 T =~h Markd

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 12 V II. INVESTMENTS and TRUSTS - i. .......

Name of Pecan Reporting Sharpe, Gary L

Date of Report 07/28/2011

I.e, transactlom (Includes those of spa .....d dependent children; see pp. 34-60 of filing instructions.)
C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) (4) Value Gain Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

[]

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "IX)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45.

-Direxion SHS ETF TR Daily Real Eslate Bull ("DRN")

Buy Sold

05/05/10 05/06/10 05/19/10

J J J

-Direxion Small Cap Bull ("TNA") ExcelSecurities IRA #2 -Apple Inc Common ("AAPL") -CelgeneCorp Common -Research in Motion LTD Common ("RIMM") -Southwestern EnergyCo Common A Dividend N T

Buy

Buy (addl) Buy (addl) Sold Sold Sold Sold Sold Sold
Sold

10/20/10 07/13/10 03/23/10 05/06/10 05/06/10 05/19/10 05/19/10 05/19/10

05/06/10

K J J J J J J K"
J

A A A A A A
A

("SWN")

-United STS STL Corp New Common ("X") -Peabody Energy Corp Common -Cosan Ltd Shs A ("CZZ") Common

46. -Chesapeake Energy Corp ("CHK")

Common 47. -Vale SA ADR ("Vale") Common

48. 49. 50.

51.

-Humanalnc.("Hum") -Aberdeen Small Cap Fund Class A ("GSXAX")

Sold Sold (pata) Sold (part)

Sold

04/16/10 01/25/10 02/18/10

03/31/10

J J J
J

A A A
A

I. Income Gain Codes: (See Columm BI and D4) 2. Value Codc~ 1S~ Columns CI and D3) 3. Value Method Codes (S~e Column C2)

A =$1.000 or less F =$50,001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50,000.000 Q =Appraisal U = Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.1300.000 R =Cost (Real Estate Only) V =Otht+

C =$2.501 - $5.000 III :$1.000.0~1 - $5.000.000 L =$50.001 - $10~.000 PI =$1,000.001 - $5,000.000 P4 =More than $50.000.0~0 S =Assessment W ~Eslimatcd

D =$5.001 - $15.000 112 =More than $5.000.000 M =$10).001 - $250.000 P2 =$5.0~).001 - $25.000.00<) T =Cash Market

E =$15.0~1 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 12 VII. INVESTMENTS and TRU STS -

Name of Person Reporting Sharpe, Gary L.

Date of Report 07/28/2011

NONE (No reportable income, assets, or transactions.)

A.
Description of Assets (including trust assets) Place "CA)" after each asset exempt from prior disclosure

B.
Income during reporting period [ (I) I Amount [ Code I [ (A-H) (2) Type (e.g., div., rent, or int.)

C.
Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption)

D.
Transactions during r~-porfing period (2) (3) Date Value mm!dd!~,y Code 2 (J-P) (4) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction)

52. -Baron Partners Fund ("BPTRX") 53. 54. 55. -Columbia Technology Fund ("CMTFX") 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. -Oppenheimer Gold & Special Minerals ("OPGSX") ("OPGSX") -Hartford Capital Appreciation Fund Class A -John Hancock Large Cap Equi~Fund Class A ("JLVIX") -John Hancock U.S. Global Leaders Growth Fund Class A -Gabelli Enterprise Mergers & Acquisitions Fd CI A ("EMAAX") -Eaton Vance Tax Managed Small-Cap ("ETMGX")

Sold (pan)

01/25/10 02/05/10 03/31/I0

J J J

A A A A A A A A A A A A A A A A A

(pa~)

Sold Sold

Sold (part) Sold Sold (pail) Sold Sold (pan) Sold

Sold (pan) Sold

01/25/10 J 02/04/10 K 01/25/10 02/05/10 01/25/10 02/04/10 01/25/10 09/24/10 01/25/10 05/19/10 01/25/10 02/05/10 07/23/10 01/25/10 J L J J J J J J J J K J

Sold (part)
Sold

(part)
Sold

(part)

(part)
Sold Sold (part)

Sold

I. Income Gain Codes: (See Columns B I and 124) 2. Value Cock~ isle Columns CI and D3) 3. Value Method Codes (S~e Column C2)

A =$1.000 or less F =$50.001 - $ 100.000 J =$15.000 or le~s N =$250,001 - $500,000 P3 =$25,000.001 - $50,000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G = $ 100.001 - $ 1.000.000 K =$15,0OI - $50.000 O =SS00.0OI - $1.000.000 R =Cost (Real Estate Only) V =Other

C =$2.501 - $5.0~1 I I I = $ 1.0~).001 - $5.000.000 L =$50.0OI - $100.0OO PI -$1.O00.0OI - $5.0OO.000 P4 =M~e than $50.000.000 S =Assessmem W =Estimated

D =$5.0~1 - $15.0~0 112 = M ore than $5.0OO.00~ M =$10~.0Ol - $250.000 P2 =$5.000,001 - $25.000.0@~ T =Cash Markcl

E =$15,001 - SS0.0OO

FINANCIAL DISCLOSURE REPORT Page 8 of 12

Name of Person Reporting Sharpe, Gary L.

Date of Report 07/28/201 I

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) i Amount Code I (A-H) (2) Type (e.g., div., rent, or int.)

Gross value at end of reporting period (I) (2) Value Value Code 2 Method
(J-P) Code 3

D. Transactions during r~porting period

(1)
Type (e.g.,

buy, sell, ~:lemption)

(2) (3) (4) Date Value Gain mm/ddiyy Code 2 Code 1 (J-P) (A-It)

(5) Identity of buyer/seller (if private transaction)

69. 70. 71. 72. 73. 74. 75. 76. 77.

-Oppenheimer Developing Markets Class A ("ODMAX")

Sold (pan) Sold (part)

01/25110 05/19/10 01/25/10 09/17/10 01/25/10 02/04/10

J L J K J J

A A A A A A A

-Pimco Total Return Class A ("PTFAX")

Sold (part) Sold (part)

-RS Value Fund Class A ("RSVAX")

Sold (part) Sold

-Proshares Ulta FINLS ("UYG") -Baidu Common ("BIDU")

Sold Buy Buy (addl) Buy Buy Buy Buy Buy Sold (part) Buy Sold (part)

01/29/10 J 09/24/10 K 10/20/10 i J 06/25/10 K 08/04/10 K 09/24/10 K 09/17/10 K 06121/10 K 12/23/10 J 09/03/10 K 09/24/10 J

78. -Bucyrus Common("BUCY") 79. 80.

81.

-Ford Common CF") -Netapp Common("NTAP")

-American Strategic ("CSP")

82. 83.

-Direxion Bull2X ("DXCLX")

84. -Eaton vance tax managed ("EXG") 85.

I. Income Gain Codes: (,See Columns BI and D4) 2. Value Codes (Sc Columns CI and D3) 3. Value Method Codes lSce Column C2)

A -$ 1.00O or less f =$50.001 - $100.000 J =$15.000 or less N $250.001 - $500.000 P3 =$25.000.001 - $50.0(~.000 Q =Appraisal U -Book Value

B =$1,001 - $2.500 G=$100.001 - $1.000.000 K -$15.001 . $50.000 O=$500.001 - $1.000.000 R ~ost (Real Estate Only) V =O~hcr

C =$2.501 - $5,000 I I I =$ 1.000.001 - $5.000.000 L =$50.0OI - $10~.0~O PI =$I.000.001 - $5.000,000 P4 =More lhan $50.000.000 S =Ass~ssmcnl W =Estimated

D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =C~h Markel

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 12 VII. INVESTMENTS and TRUSTS - i ........

, NSa me of Person Reporting harpe, Gary L.

Date of Report 07/28/201 I

~e, tr ..... tlons (Includes those of spo ..... d dependent children: see pp. 34-60 of fillng instructions.)

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., ~nt, or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) Transactions during reporting period O) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mrn/ddhyy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

86. -Matthews Asia ("MAPIX) 87. -Annaly (NLY") 88. 89. 90. 91. 92. 93. -Citigroup Common ("C") 94. 95. 96. 97. 98. 99. 100. 101. -JP Morgan ("JPM") 102. -Synovus Finl ("SNV")
-Qwest Communications ("Q") -Huntington Bancshares ("HBAN")

Buy Buy Buy (addl)

08/20/10 08/20/10 09/17/10 06/24/10 06/25/10 07/27/10 08/20/10 03/17/10 05/06/10 03/17/10 04/16/10 03/17/10 05/06/10 03/17/10 05/06/10 04/12/10 05/06/10

J J J J J K J K K K K K K K J J J
A A A A

-SPDR Gold ("GLD")

Buy Buy (addl) Sold (part) Buy (addl) Buy Sold Buy Sold Buy Sold Buy Sold Buy Sold

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes I.%:c Columns CI and 3. Value Method Codes (~C Column C2)

A -$1,000 or less F =$50,001 - $100,000 J=$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.0<30.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100,001 - $1,000.000 K =$15.001 - $50.000 O =$500.001 - $1,000.000 R ~Cost (Real Estate Only) V

C =$2,501 - $5.000 Ill =$1.000.001 - $5.000.000 L =$50.001 - $100.0~ PI =$1.000.001 - $5.000,000 P4 =More than $50.00~.0~0 W =Estimated

D ~$5.001 - $15,000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.0~1.001 - $25,009.000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 10 of 12

Name of Person Reporting Sharpe, Gary L.

Date of Report 07/28/201 I

V I I. I N V E S T M E N T S a n d T R U S T S - inc ...... lue, transactions (Includes those ofsp ......d dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assetS) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (0 Amount ! Code I ! (A-H) [ (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/ddiyy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

103. -Yahoo Inc Common ("YHOO" 104. 105. -Allergan Common ("AGN" 106.

Buy Sold Buy Sold

05/17/10 09/24/10 07/13/10 09/24/10

.K J K K A A

I. [ncon,e Gain Codes: (See Columns BI and 134) 2. Value Codes (Sc Columns CI and D3) 3. Value Method Codes (.See Column C2)

A ~$t.O00 or less F =$50.001 i =$15.0~0 or less N =$250.001 P3 =$25,000.001 - $50.000.0(~1 Q =Appraisal U = Book Value

B -$ t ,00 L - $2.500 G =$100.001 - $1.000,090 K =$15.001 - $50.000 0 -$500.001 - $1,000.000 R =Cost (Real Estalc Ordy) V =O~ho"

C =$2,501 - $5,000 III =$1,000,0~1 . $5.000,000 L =$50.0~1 - $100.000 PI =$1,000.001 P4 =More than S =Ass~ssmem W =Eslimatcd

O =$5,001 - $15.000 112 =More than $5.009.00~ M =$100.001 - $250.000 P2 = $5,000,001 - $25,000,000 T =Cash Markc~

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 11 of 12

Name of Person Reporting

Date of Report

Sharpe, Gary L.

07/28/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report)

VI Liabilities: The Merrill Lynch mortgage listed last year has been deleted because the property ts~L....~,~_~.~ ~_~ not rental properly.

FINANCIAL DISCLOSURE REPORT Page 12 of 12 IX. CERTIFICATION.

Name of Person Reporting Sharpe, Gary L.

Dale of Report 07/28/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] Gary L. Sharpe

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544