AOIO

Rev. 1/2010

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization Central District of California 5a. Report Type [check appropriate type) [] [] Nomination, Initial Date [] Annual [] Final

ReportRequi,edbytheEthics
in Government Act ofl978 ~5 u.s.c, app. lO1-111)

I. Person Reporting (last name, first, middle initial) Pregerson, Dean D. 4. Title (Article 11I judges indicate active or senior status; raagistratejudges indicate full- or part-time) U.S. District Judge, Active .. "

3. Date of Report 05/25/2010 6. Reporting Period 01/01/2009 to 12/31/2009

5b. [] Amended Report 7. Chambers or Office Address 312 N. Spring Street Los Angeles, CA 90012 8. On the basis of the information contained in this Report and any modifications pertaining theretn, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer . Date

IMPORTANT NOTES: the instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. PO SITI ON S. (Reporting individual only: see pp. 9-13 o filling instructions.)

[~] NONE (No reportable positions.)

POSITION
I. 2. 3. Advisory Board Member Custodian Custodian

NAME OF ORGANIZATION/ENTITY
Salvation Artny Los Angeles Metropolitan Smith Barney U/CAyUTMA Smith Barney U/CA/UTMA

5.

NON~ (No reportable agreemems.) DAT~ PARTIgS AND TE~S

Pregerson, Dean D.

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

Page 2 of 9

Pregers,,n, Dean D. ]

05/25/2010

IIL NON-INVESTMENT INCOME. n,,p,,,ti,.~ indi,.idual~a_,~,o,.,.e; ,,~,,p,. 17-240f filing instructions.)

A. Fliers Non-Investment Income NONE ~ reportable non-investment income) DATE SO~CE AND TYPE INCOME (yours, not spouses)

2, 3. 4.

B. Spouses Noil-lnvestment IllCOIII e - If you ~re married during an),porti~n of tlw reparting ,ear. complete this section
(Dollar amount not rt, quired tX(Lpt ]?~r hOtlOl"tJtigL.)

~-]

NONE (No reportable non-im~estment income.) DATE SOURCE AND TYPE Sett2Employed Consultant!Counselor

I. 12/31/09 2. 3.
4.

NONE (No reportable reimbursements.) SO~CE DATE~ LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4.

FINANCIAL DISCLOSURE REPORT Page 3 of 9

N .... fP ..... depot-ring Pregerson, Dean D. [

a~t,~ of R~,o~
05!25:2010

V. GIFTS. anct, de.,. ,h,,~ ,o ,r ........ a dependent children; see pp. 28-31 o/f!ling instructions.) NON E (No reportable g~fis.)
~
1.
2.

DESCRIPTION

VALUE

3. 4. 5.

[~

NONE (No reportable liabilities.)

CREDITOR
l. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT

~ ..... fPerson Reporting Pregerson, Dean D.

Date of Report

Page 4 of 9

05/25/2010

VII. INVESTMENTS an d TRUSTS - i, ........ ,,e, tr ..... tions (lnc,udes those of sp ...... d dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.) Description of Assels ] Income during Gross value at end [ of reporting period Transactions during repoaing permd

~ (~)
Code I ~mpt From prior disclosure [(A-H)

(2)
div., rcm, 2 ~ Method Code orint.) (J-P)

{5)

code3redemption) I

buy, sellm!d&~ : Code 2 , Code ] m ] : (J-P) . {A-H) i

buyer;seller (ifprivate

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 1 I. 12. 13. 14. 15.

16.

Stnith Barney - Citibank NA South Dakota Bank Deposit Program - Microsoft - Meflife Ins Co of Connccticuit Annuity Smith Barney U/CA/UTMA B - Money Market - lntel - Microsoft - Pfizer lnc -Tim Hortons lnc - Wal-Mart Stores INc - Wendys International lnc - Fidelity Spartan 500 -Janus Fund -Janus Orion
- Israel Due 2014 7th Dev B

A D

Interest Dividend None

J N M

T T T

Open Sold (part)

06/30/09 09/03/09

J M F

A A A A A A A A A A
A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
Dividend

K ] J J J J J ] J K
J

T T "1" T T T T T T T
T

17.

Smith Barney U/CA/UTMA D

[ I.IncomeGainCods: ! (See Columns BI anti D4) I 2. ValueCod-~ (See ColumnsCI andD3) 3. Value Method Codes (See Column C2)

A :SI.000orless F =550,001 - $100,000 J =$15,000 or less N =$250,001 - $500.000 P3 =S25,000,001 - $50.00U,000 O =Appraisal U ::Book Value

B=$1,O01-52,500 G =5100,001 - 51,000,000 K=$15,001 -S50,000 O =$500,(]01 -51.000,000 R =Cost (Real Estate Only) V =Other

C=S2,50t-$5,000 HI =5 h000,0OI - $5.000,0011 L=$50,001 -$100,000 PI =$1,(RIO,00t-55,000.000 P4 =More than $50,000,000 S =Assessment W =Estimated

D:55,001- $15,000 H2 =More than 1;5.000,000 M~S!00.001.$250.000 P2 =$5,(RR),on - $25.Jl0,0{30 T :Cash Market

E=$15,001 -SS0,OOn

FINANCIAL DISCLOSURE REPORT Page 5 of 9

VII. INVESTMENTS and TR U STS - i,+:o++, +:t:,. ~, ......

~a~e of ~ers~n Reporting Pregerson, Dean D.

Date of Repert 05/25/20

t~o,,+ ancludes those o/sp ...... d dependent children: .see pp. 34-60 of fiting ins~ucti,ms.)

~ NONE (No reportable income, assets, or transactions.) De~ription of Assels (intruding ~ust assets) ~ :: lncome during reporting period [ Gross value at end ] of reposing p~iod Transactions during rcporling peri(~d

~ [ .... ] buy, sell, redemption)

...... p~ from prior discl ....

Code I (A-H)

di ......t. orinl.)

:: Code 2 :. (J-P)

Method ; Code3

]mnVd~yy [ Code 2 ~ Code I [ (.l-P) ~(A-H) [

buyer/seller (ifprivatc

18. t9. 20. 2 I. 22. 23. 24. 25. 26, 27, 28. 29. 30. 31, 32, 33. 34.

- Cash & Moeny Market - IntelCarp - Microsoft Corp - Pfizer lr~c - WaI-Mart Stores Inc - Fidelity Spartan 500 Index - JanusFund lnc - Janus Invt Fd Twenty Fd - JanusOrion Fund Smith Barney IRA #2 - Alliancebernstein httenaational Growth I: - Legg Mason Partners Aggre.ssive Growth Fd - 2 l.egg Mason Parlners Appreciation Fund A Piduciary Cap Pension Prts DDP Smith Barney IRA #I - SB Money Market - Citibank Batik Deposit Prograro

A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

K J J J J J J J K

T T T T T T T T T

A A A

Dividend Dividend Dividend None

J J J J

T T T U

A A

Interest Interest

Closed Closed

04/01/09 04/01/09

K L

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name ot" Persnn Reporting Pregerson, Dean D.

l)a(e of Repot! 05/25!2010

VII. INVESTMENTS and TR USTS -- i,,. ....... t,,e, tr ...... tions Cinch, des th ....
~l NONE (No reportable income, assets, or transactions.)

)f sp ...... d dependent children: see pp, 34-60 of filing instruction.,;.)

............... ~ ...........
Description of Assels

~.
Income during

c.
Gross value at end

" ......................................

b~ ..........................................

Transactions during rcpo~fing

(including trust a~ets) Place "{X}~ after each ~set exempt from prior disctosure

rc~ming period Amour Ty~ (e.g., C~e t ~ div,. rent, {A-H} { or ira.) ~ A B A Interest Dividend Interest None C Dividend

olreporli~g period Value Code 2 {J-P) Value Method Code 3 (Q-W) Type (e.g., buy, sell, redemption) } Date Value ~mmldd/}T Code 2 (J-P) ~ [ 04/01/09 Gain Code I (A-H) Identity nf buyer/seller (ifprivnle transzction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49, 50. 51.

- Citicorp Trust Bank, FSB - Citibank NA South Dakota Bank Deposit Pr - GNMA MATY: 2015 - Fiduciat3, Cap Pension Prts (Y) - CG Capital Markets - Large Cap Value lay

Clos~l M J J M T T U T Buy (addIt Sold (part) Sold (part)

07/10/09 04/17/09 08/21/09 08~21/09 08/21/09 07/10/09 08/21/09 04/t 7109 07/10/09 04/17/09 07/10/09 08/2 I109 04117/09

J J t J J J J K J A A A A A

- CG Capital Markets - Small Cap Value Inv - CG Capital Markets- Emerging Markets hi

A A

Dividend Dividend

K L

T T

Buy (addIt Buy (addl) Sold (part)

- CG Capital Markets - tntematl Equity

Dividend

Buy (addl) Sold (pan) Sold (pat1)

- CG Capital Markets - Large Cap Growth

Dividend

Buy (addIt Buy (addl) Sold (part)

J K J A

- CG Capital Markets - Small Cap Growth

Dividend

Buy (addl)

FINANCIAL DISCLOSURE REPORT Page 7 of 9

.~.me of Person Reporting

Date

Pregerson, Dean D.

05/25/2010

VII. INVESTM ENTS and TRUSTS - i. ........ ~.~, ~ ....... tions (Includes those of sp ....... d depend .... hildren; .veepp. 34-60 of filing instructions.)
NON E (~ reportable income, assets, or transactions.)
Description of Assets (including trust a~scts) Place "(X)" aRcr each assel exempt from prior disclosure Income during ~ reporting period [Amount Type i.g., ]Code I ~ ally., rent. (A-H) or inL) Gross value at end ~ of reposing period Value Code 2 (J-P) Value ; Ty~ (e.g., Method buy. ~1!, ; Code3 ~ redemption ~ ~ ~Q~W) ...................... : Buy (addl) - Strips:fiat-US Treast~ MAD: 2010 -Money Market A A Interest lnIerest K T T "1 T T Open Open Transactions during r~po~ing perked

~ Date ~ Value mm!d~Lyy i Code 2 ~ (ode I ; : U-P~ [ ~A-H) : ...... 08/21/09 ~ .... [

buyer;seller transaclion)

........... . ............... 52. 53. 54.

1 L L L

55. 56. 57.

- American Express Centurion Bk CD - Capmad Bank CD - GN~,XC Bank CD

B B B A

Interest lutcrest Interest Interest

04/01109 04/0t.,"09 04/01.4)9 04/0t/09

L L L

Open Open

58.

- Keybank NatL Association CD

FINANCIAL DISCLOSURE REPORT

r~ ..... f P ..... Reporting Pregerson, Dean D.

Date of Report 05/25./2010

Page 8 of 9

VIii. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 9 of 9

IX. CERTIFICATION.

~a.,eofle ....aeporti~g
Pregerson, Dean D.

O~ of a~por,
05/25..2010

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accnraIe, true, and eomplete ~o the best of my knowledge and belief, and that any information not reporled was withheld because it met applicable statutory provisions permitting nou-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported art" in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY AND CRIMINAL SANCTIONS (5 [;.S.C. app. 104)

TO CIVIL

FI LING INSTRUCTION S Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544