FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009

1. Person Reporting 0ast name, first, middle initial) Duncan, All)son g. 4. Title (Article iII judge~ indicate active or senior s~ams; magistrat~ judges iadi~ate f~- or part-time) Circuit Judge-Active 2. Court or Organization US Court of ApI~als, 4th Crct Sa. Report Type (check approptlate type) [] Nomination. [] Initial Dam [] Anaual _

Report Required by ~e Ethi~

in Government Act of1978

(5 us.c. a~p. ~ ~o~-~0

3..Date of Report 07/31/2010 6. Reporting geri~l 01/01/2009 to 12/31/2009

[] Final

7. Chamber~ or Office Addr~$ Glenlake One Building 1440 Parklake Ave, St~ 2~0 Raleigh, NC 27612

8. On the basil of the lnformatiou contained in this Report nnd any modifications pertaining thereto, it h, in my opinion, In compliance with applicable laws and Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checMng the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITIONS. morora~, ~,~v~,,t o~ty; ,,e ~ ~-~ J *f filin, instructions.)

NONE (No reportable positions.) POSITION
1.

NAME O_E ORGANIZATION/ENTITY

4o

II. AGREEMENTS. (ReportingindiviOualonly;septxld-16off!linginstruetion~-)

~-~ NONE (No reportable agreements.) DAT~
1.

~. :: . ~>

~PARTIES AND TERMS

~:-~

r.~

Duncan, Allyson K.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

[ Name ellcroon Reporting

l1 Duncan, Allyson K,

Date of Report 07/31/2010

III. NON-INVESTMENT INCOME. 0upo~.g

A. Filers Non-Investment Income NONE (No reportable non-investment income.) DATE 1. 2. 3. 4. SOURCE ANDTYPE INCOME
(.yours, not spouses)

B. Spouses Non-Investment Income - If you were married during any portion of the reporting ytar, complete thi~ section.
(Dollar amount not required except for honoraria.)

[~

NONE (No reportable non-investment income.) DA~ SOURCE ANO TYPE

1. 2. 3. 4.

IV. REIMBURSEMENTS (Include~ those to spouse and dependent children; see pp. 2.5.27 of fil~ng instructions.)

NONE (No reportable reimbursements.) SOURCE

1.

DATES

[~OCATION

ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT

~, of Person Reporting Duncan, Allyson K.

D.t, o1" Report 07131;2010

Page 3 of 7

NO~ ~o reportable g~s.) SOURCE ~ ~

I. 2. 3. 4. 5.

[~

NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

1. 2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT

Name of Person Reporllng

Date of Report

Page 4 of 7

[ Duncan, Allyson K.

07/31/2010

NONE ~o reportable income, ~sets, or tramactions.)

A. B. C. D.

~ion of Ass~

~ d~g
(I) (2)

Gross valu~ at
(I) (2) (I) (2) (3) (4) (5)

Ph~ "~" ~r ~ ~s~

Amo~I
(A-H)

T~I (e.g.,
or hL)

Value
(J-P)

V~e

T~ (,g.,

Date

V~u~

G~

ld~fi~ 0f

C~ 3

~emptlon)

(J-P)

(A-~

(~ pfivme

(Q-W) I.
2.

No~ S~tc B~co~, Co--on

Rescu US Gowmment A

None
Mt.~iv.

T
Sold 1/1~09 J

3.

~v~o~e Life limunnce C~m~ate

None

5.
6. 7. 8. 9.
10.

-~pfise Money
-~can C~ Emerging Marke~ F~f -Nati~s F~& Gatcway -Jo~ H~cock ~rgc Cap Equi~ Fund -Jo~ Hancock Small Cap In~nsic F~d
-MFS Vatuo Fund

I 1. 12.
13.

-Oppenheimer Strategic Income Fund -Pirate Total Return Fund

-Reserve U S Gov~ Fund Sold 01116/09 J

14. 15. 16. 17.

-RJversourc Midcap Value Fund -Van Eck Global Iiard Assets Funf -Virtus Real Estate Fund -Virtus Foreign Opportunities Fund

1. Income Grin Code,a: (See Columns B l and D4) 2. Value Ct~es (See Columm CI aml D3) 3. Val~te M~thod Code~ (See Coltm-m C2)

A -$1,000 of le*t F -$50.001 - $100,000 $ ~$15,000 or le~s N -$250,001 . $500,000 P3 =$25.030,001 - $50,0~,000 Q =Apprai~l U -Bo~k Value

B -$1,001 - $2,~00 G =$100,001 - $ I,O00.000 K =$15,001 - $50,000 O =$500.00! - $1.000,000 R "~,st (Real Esttte Only) V "Other

C =$2,501 - $5,000 HI -$ l .O00,00l - $5.000,000 L ~$50,001 - $100,000 PI =$1.000,001 - $5,000,000 P4 =More thaJa $ -At.~mcnt W -E~timat~l

D -$$.001 - $15D00 H2 ~More ~han 15.000,000 M -$100,001 - $250,000 P2 =$$,000,001 . $25,000.000 T

E -$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

r~,m. orr.r,oe aepo,~g

Dun~n, Allyson ~

]
]

Pat, 0r R,po~t
07131~010

NONE ~o repo~able income, ~se~, or tra~actio~.)

~ ~pfion of~ B. ~m~ d~g C. G~ss valu~ at ~d D. Tmnsa~io~ ~fing ~g ~

Pla~ "(~" afl~ ~h ~t

~o~t T~ (~.~,

Value ] V,lu~

T~ (e.g.,

Dam VMu~ [ G~ ]

IdmfiW of

18.
"19.

-Fi~t So~r ~on Stock

~C Co--on A Di~nd J T Sold 03~0/09 J

~)
20. ~ ~r~ Common Dupre NC Tax Free Short to Medium A Dividend ~ T

21.

Sed~s
22. I:M.pree NC Tax Free Income Series

Interest

Sold

03/30/09

(pan)
A Interest K T

(part)

Sold

02/17109

23.

North State Bank accounts

Interest

"~. 25.
26.

Spectra Energy Corp Suntrust Bank account (y)

UBS Pace lntl Equity Fund

Dividend

Dividend

Redeemed

04114/09

27,

IRA-#2

Dividend

28.
29.

-Davis New York Venture Fund

-Eagle Midcap Stock Fund -Hartford Capital Appreciation Fund

30.

31.

Sirius SX Radio [nc

None

Buy

08/19/09

32.

Amexiprise MM

IntdDiv.

33.

IUKA Dev Co (X)

Interest

Distributed

07114109

34.

FINANCIALDISCLOSURE REPORT Page 6 of 7

Name of Person Reporting

Date ef Report

[ Duncan, Allyson K.

07/3 ~0t0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Line 3 Riversouree Life Insurance Annuity. Since this is an annuity, there is no value assigned to it. Line 32 IUKA Development Company. This was a prior year Corp and the income was reported in Part III Non-Investment Income. In 2009 it became an S Corp and the property was sold, re~ulting in the gain reported and additona! distributions to b~ reported in zubsequant years.

FINANCIAL DISCLOSURE REPORT

Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting

07r~l/~010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 eL seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDMDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT 5L~Y BE SUBJECT TO CIVIL AND CRII~HNAL SANCYIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544