You are on page 1of 7

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009


It. Persen Reporting (ta~t name, ftr~t, middle* initial) GRAHAM, DONALD L. 4. Title (Article Ill judges indicate active or senior sta~u.~; mag~strat~ judges indicate full-or p~ua-time) U.S. DistrietJudge-Acdve 2. Court or O~ganizatioa Southern District of Florida So. Repor~ qype Ich~k a~propnate type.) [] Nomination, [] Initial Date [] Annual [] Final

~,oo~ t~equired by the thics


in Government Act of 1978

f5 u.s.c, app. ~ 1oI-111)


3. Dste of ReperI 7/13,2010 6. Repotflag Period 01/01;2009 to 12/31/2009

5b. [] Arae~d~l Kepon 7. Ch~tmbn or Office Addrex~ 400 North Miami Avenue Chambers 13-4 Miami, FL 33128-1812 8. On the b~i$ of th~ information eontatn~l in thi~ Report and any modifications pertMniog thereto, tt it, in ray opinion, in coraplitoce with aplal|~ble laws ~nd regulations. Reviewing Officer Date

IMPORTANT NOTES: r~e instructions accompanying this farm must be followed Complete all parts,
checking the ,NONE box far eaeh part where you have no reportable informallon. Sign on last,page.

I. POSITIONS. ~cror~in~i.a..~ o~y; ,,, r,. ~-~J of fding instructions.)


NONE (No reportable positions.) POSITION
1.

NAME OF ORGANqZATION/ENTIT

2.

NONE ~o reportable a~eements.)

PART~S AND TE~MS

Graham, Donald L.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

GRA~ DONALD L. }

7t13,2010

A. Filers Non-Investment Income NO~ ~o reportable non-inves~ent income.) ~ATE 1. 2. 3. 4. SO~CE A~ ~E (yore, not ~es)

B. Spouses Non-Investment Income - lf~u w~r~marr~dduringany~a~an


(Dollar amount not required ~ept for honoraria.)

NO~ ~o reportable non-inv~tment income.) SOURCE A~ ~PE


1. 2.

3. 4.

IV. REIMBURSEMENTS - .~ns~,,a,~,n, todt~.~./oo,~ ..,...~.~n~


(Includes those to spouse and depe~ent children: s~ pp. 25-27 of filing i~l~ction$.)

NONE ~o reportable reimbursemencs.) SOURCE ~


9~0~-9111~009

~OCAT]O~
Boston, MA T~ch

~MS PA~ OR PROVIDED


T~spo~tion ~d fo~

I.

Hazard ~w School

2. 3. 4. 5.

FINANCIAL DISCLOSUILE REPORT Page 3 of 7

,~ .... fPer,on Rtporting

Date afReporl

Ga~i~,.~a, DONALD L.

7/13~2010

[~

NONE (No reportable gifts.)


SOURCE ~DESQPdPTION V~LUE

I. 2. 3. 4. 5,

VI. LIABILITIES. (I,,audes


NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. DESCRIPTION VALUE CODE

Name of Pe~on Report~np

Date of Repor~

PageFINANCIAL4 of 7 DISCLOSURE REPORT

GRAHAM, DONALD L.

7/t 32010

VII. INVESTMENTS and TRUSTS - i.co.,,, ,a~e. t ..... =~ (Includ~ those af $;,ou~e and dependen! children; See pp, 34-60 of filing
NONE (No reportable income, assets, or transactions.)
A. Dnscriptmn of Assets (inc|uding trust assets) Place "(X)" after each asset exempt flmm prior disclosure B. Ineom~ during reporting period i (2) O) Amount Typ~ (e.g. Code ) ] div., r~at, (A-H) or int.) [ C. Gro~s value a.t end of reporting (t) 2) Value Value Code 2 M=~od (I-P) Code 3 D. Transactions during reponiog period O) Type (e.g., buy, sell, redemption) C2) ] 1~) (4) DateI Value f Gain ram/dd/.vy Cod= 2 Code l (J-P) (A-H) (5) Identity of buyer!s~ller (if private

I.

Miami Federal Credit Union

lnterest

~,
3.

Fidelity Ovcr The Counter


Fidelity ADessive Growth

A
A

Dividend
Dividend

M
K

T
T

4.

American Century 20th Century Ultra

Dividend

5. 6. 7. I 8.

T. Rowe Price Iml Stock Fund USAA Agressive Growth Four K~ngs, Inc. USAA S & P Index Fund

A A

Dividend Dividend None

L J K M M K K J
J

T T T T T T T T
T

C 13 B A A
A A

Dividend Dividend Dividend Dividend Dividend


Dividend

! 9. Columbia Management Excelsior Value & Restructuring Fund 101 I1, 12,
13.

Abbott Laboratories (Common) American Express (Common) Araeriprise Financial


Citigroup (Common)

t 14.

Hewletl-Packard (HP)(Common) EMC Corporation (Common)

Dividend None

J K

T T

15.

16. 17.

Home Depot {Common) Alcatel-Lucent (Common)

Dividend None

J J

T T

FINANCIAL DISCLOSURE REPORT

[ N,me of Per~un Reporting

D .... [Report

Page 5 of 7 ] GRAHAM, DONALD L.


NO~ ~o reportable income, ~sets, or tramactio~.)
D~ption of A~ (incl~ag ~ m~e~) P~e "(~" a~ ~ ~s:t ex~pt from prior ~sclosure ~me d~g ~on~g pe~od ~ount Code I (A-H) T~e (e.g., div., r~ or ~c) Gro~ value ~ end ~ of ~omng pan~ V~u~ Code 2 (J-P) Value Me~ C~e 3 T~e(~.g., buy, sen red.priori) Tramacfions d~ng ~omng p~fiod

7113,r2010

Date ~d~

Value] G~in~ Code 2 [ Code 1 ] (J-P) ] (A-~

Identity of buyo/~ell~ (ifp~va~

18,

Tex~ lns~men~ (Common)

Dividend Dividend

19,

~tional B~iness Mach~es (Co~on)

20.

Microsoft Co.option (Common)

Dh, idend

21.
22.

Altria Corp.
Walgreen Company (Common)

A
A

Dividend
Dividend

J
J

T
T

23.

E-Trade (Kemper ln~itution) Money Marke~ (JPM Mtmi) Bank of America Corp. (Common)

Dividend

24.

Dividend

25.

PG (Common)

Dividend

26.

Pfizer (Common)

Dividend

27.
28. 29. 30. 31.

TJX, Inc. (Common)


Lenovo Group Ltd. Ameriprise Cash Ameriprise Personal St. Paul Travelers Companies

A
A A A A

Dividend
Dividend Dividend Interest Dividend

K
K J K J

T.
T T T T

I hvzom = Gti= CoS:

A =$ I,CO~ or i~

B ~$1,~1 - ~,5~

C =~L$O1 - $5,~0

D =$5,001 - $15,~

E =115,~ I -

FINANCIAL DISCLOSURE.REPORT Page 6 of 7

Name of Person Reporting ] GRAIIAM, DONALD L.

Date of Repor~

7/13/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,,~i~,,~r~o~n,~,or~)

FINANCIAL DISCLOSURE ~PORT Page 7 of 7 ~. CER~ICATION.

Name of Person ]Reporting

a,,~ o~ ~po~ 7113~010

~ GR~AM, DONALD L.

I certify that all infomation given above (including information pertaining to my spouse and minor or dependent children, tf any) is accurate., true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. 501 eL seq., 5 U.S.C. 7353, and Judic ~a! Cnnference re~,u|alionx.

Signature

NOTE: ANY INDMDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT 5LAY BE SUBJECT TO CIVIL AND CRIMhNAL SANCTIONS (5 U.S,C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United Statcs Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

You might also like