,~o ~0

Rev. ~/2o10

I
[

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization Southern District of Texas 5a. Report Type (check appropriate type) [] Nomination, [] Initial D,ae [] Annual [] Final

.Report Required by the Ethics

in Government Act of 1978

(.~ u.s.c, opp. ,~ ~o~.~/)

3. Dale of Repor~ 08/04/2010 6. Reporting Period 01/0.1/2009 to 12/31 t2009

I. Person Reporting (last name, first, middle initial) Hughes, Lynn N. 4. TtOe (Article lI] judges iz~licate active or s~ior status; magistrate judges indicaze fail- or part-time) District Judge

7. Chambers or Office Address Suite I I 122 515 Rusk Avenue Houston, Texas 77002-2605

5b. [] Am~mded Report 8- On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Dat~

IMPORTANT NOTES: The instraaions accompanying this form must be followecL Complete all part~,
checking the NONE box for each part where you have no reportable information- Sign on last page.

I. POSITIONS. ~R,po,~i,g indh,idua! only; seepp. 9-13 offiling irt~tractionr.)

[~] NONE (No reportable positions.) POSITION
1. Independent Executor

NAME OF ,ORGANIZATION!ENTITY
Estate Four (no interest, no compensation)

5. ~7 -., ~: ~. L.,.J .~

II. AGREEMENTS. ~n,~,o,~i~ inaividaal one; see p~ 14-1~ of f!ting

NONE (No reportable agreements.)
p~TIES AND TERMS 1_

FINANCIAL DISCLOSURE REPORT Page 2 of 11

Name of Person Reporting ] Hughes, Lynn N.

Date of Repor!

08/0~0~0

II1. NON-INVESTMENT INCOME. o~,,;,o,,~,,g ~na~,~ua,,,dspouse; ~eepp. 17-24 O/f!llng instructions,)

A. Fliers Non-Investment Income NONE (No reportable non-investment income.) DATE
1. 2. 3. 4.

SOURCE AND TYPE

INC~)ME
(yo~s, not spouses)

B. Spouses Non-i nvestment Income - if you were married during any portion of the reposing year, complete this sectio~
(Dottar amount not required e, xcept for honororio0

~
I. 2. 3. 4.

NONE (No reportable non-investmen income.) DATE SO1JRCE AND TYPE

IV. REIMBURSEMENTS - t~.,~m.o,io.,

(]nchtdes those to spouse and dependent children; .see pp. 25.27 of f!ling instructions.) ~] NONE (No reportable reimbursements.)

SOURCE
1. Geo. Mason Univ. I.aw & Economics Center Geo. Mason Univ. Law & Economics Cenler American Assoc of Petroleum Geologists AAPG AAPG AAPG

DATES
10102-03

LOCATION
Alexandria, Virginia

PURPOSE
Advisory Board

ITEMS PAID OR PROVIDED

Partial travel, room, board

2.

10~1-24

San Diego, California

~;ymposium

Partial travel, room, board

3.

3/18-19

Wichita Falls, Texas

Lecture

Note Four

4. 5. 6-

4/13-14 4/20-21 05106-07

Dallas, Texas Billings, Montana Midland, Texas

Lecture l.ecturc Lecture

FINANCIAL DISCLOSURE

Page 3 of 1 !
7. 8. 9. AAPG AAPG UniversiE, of Georgia 10/28-29 1 I / 18-19 1/27-29

Name of Person Reporting

Date of Repor~

Midland, Texas Austin, Texas Athens, Georgia

Lecture Lectthe Lecture Series Partial travel, room, board

FINANCIAL DISCLOSURE REPORT

Page 4 of 1 1

Name of Person Reporting

Date of Report

1
I Hughes, Lynn N.

08/04/2010

V. G IFTS. a.~t~a~ ,nose to svo .... a dependent children; see pp. 28-31 of filing instructior~.)
NONE (No reportable gifis~) ~ DESCRIPTION VALUE

2.

3.
4. 5.

a VI. LIABILITIES. o.cl.a~ t~,os~ o/svo .... detmndent childre,; see pp. 32-33 of filing ig,truction.s.)
~

[
t_

NONE (No reportable liabilities.)

CREDITOR

DESCRI PTION

VALUE CODE

3.
4.

5.

FINANCIAL DIS(~LOSURE REPORT Page 5 of I 1

Hughes, Lynn N.

08t04/2010

VII. INVESTMENTS and TRUSTS - i.eo~, .a~e, ~,~.ct~,. a,,a,.tes ~o~

NONE ~o reportable income, ~sets, or ~ansactions.) D~ption of A s~s (~cluding ~ ~) Place exempt from prior di~lost~ ~me ~ng ~g ~fi~ C~ I (A-~ T~ (e.g., div., r~L or~t.) [ G~s ~lue at end ] of re~ng V~ue (J-P) Val~ C~e3 T~ (~.g., ! ~emption) T~ctions d~ng

~ Date

! V~ue 1 Gain ii (J-P) ~(A-H)

Identi~ of (il~vate

"**** Land ******* 2. Tract One, grazflag, Colorado County, Texas C 3. Tract Two, flee, Colorado & Wharton Counties, Texas E

******* Rent Rent M N R R

******* Devise Devise

******* 12/30/1991 $185,500 12/30/t991 $332,112

4. [no entry]

6.

FundSource

Distn-bnfon

8.

FundSource

Distribution

10.

SunMicro A C E

None Dividend Dividend Dividend

J L M PI

T T T T

l I. Prosperity Bancshares 12. 131 Chevron Wells Fargo & Co

15.
16.

Wells Fargo & Co

***** Estate Four*****

Dividend
*******

T
******** ******* Note One

17. UBS Cashfund

Interest

FINANCIAL DISCLOSURE REPORT

[ Name of Person Reporting

Date o1" Report

Page 6 of I I

[ Hughes, Lynn N.

08/04/2010

NONE (No reportable income, assets, or ~ansactions.)

D~eripti~ of A~m ~ome ~g G~oss value at end ~ Tm~cti~ during ~aing ~

ex~pl ~om prior ~1~

~ C~e I i (A-~

div., ~o~ or mr.)

C~ 2 {J-P)

Met~ Code 3

buy, ~11, ~dd/~ C~e 2 [ C~e l / md~pfion) (J-P) (A-~ J

b~eriseller (if pfivzte

18.

~am Global Equi~

A A

Dis~ution Dis~bufion

J L

T T

] 9. Templeton Gro~ah

21.
22.

AIM International Growth

AIM International Asia-Pacific

C Distribution : N
D D B C B B Distribution Distribution ; Distribution Dis~bution Distribution Distribution O O N O N N

T
T" T T T T T Sold 12/09 12108 N N Omitted h 2008 Sold 06/I 7/08 N Omitted in 2008

23. Belmar Capital Fund LLC 24. 25. 26. Jennison Equity Opportunity AIM Basic Value Jennison Mid Cap Growth Pioneer Mid Cap Pioner Fd Cl Columbia Value & Restore AIM Dev Markets

i27.
28. 29. 30.

A Distribution C Distribution D Distribution N O T T

Buy

06/18/08! N

32.

M]-03 A B

None Royalty Royalty J K W W

Shu!

Everest Minemls-~,Vhit Prod Gather SJ Basin Blue Door-acey

33. MI-10 34. MI-16

FINANCIAL DISCLOSURE REPORT Page 7 of 1 1

r~me of Person Reoorting

Date of Report

Bushes, Lynn N.

08/04/2010

36. 37.
38. 39. 40. 4ii 42.

MI-21 MI-22
M!-31 M1-33 M1-35 MI-36 MI-37

A A

Royalty Royalty.
None None

J J

W W
Shut Undrilled

Sun Oil Devon Energy

Wagner Oil Shier Dudley Land Co. Everest-Thoro-Brown ;Flint Hills-cml Exp ConocoPhillips

A A B

Royally Royalty Royalty

K J J

W W W

44.

Wells Fargo Advisors

lmerest

Note One

46. 47.

JPMorgan-Chase Compass Bank - T

A A A A

Interest lntcrest Interest Interest

K K

T T Closed 12/31 12/15 J TrtLst Accotmt Closed Replaces Compass

48. Compass Bank -G 49_ Wells Fargo- 1

Open

50. 51.

Wells Fargo - 2

Interest

I. income Gain (:odes:

A ~$1.0~0 0a less

B =$L001 - $2.500

C =$2.501 - $5.000

D ~5.~1 - $15.~

E =$15,~1 - $50,~

FINANCIALDISCLOSURE REPORT Page 8 of I 1

IN

ame of Person Reporting

Date of Report

I Hughes, Lynn N.

08/0a/2m0

NONE (No reportable income, assets, or transactions.) Description of Assets (including trust assets) Place "(X)" after each a.~et tncome during reporting period Amount I (A-IT) i ......... lype (.g., or int.) Gcoss alue at end ofreptn~ing period ValueE
lJ-p) i

Txansaclions during reporting period

Value

Type (e.g., n~ma~ption)

Date

Valt~ tJ-P)

Gain

Identity of

Code 3 ] CO-w)

53.

Delaware US Growth

None B Distribution A Distribution None A Distribufon

T Sold 2120 2/13 12108 L M N

54. Delaware International Eq~fity 55. 56. 57. 58. 59. 60. 61. 62. 63+ 64. 65. 66. 67. 68. Delaware Trend Van Kampen Emerging Markets Delaware Small Cap Value Jeanison Equity Opportunity, Delaware Diverse Value Delaware Global Value Dryden Global Real Estate [Prudential] Lord Abbotl Global Dev Mkt ***** Goverment Bonds ******* Houston Utility Lower Colorado River Hams County Health Roma ISD Arizona Student Housing

N I.+

T T T

Day (addl) Sold

D Distribution D i D~stnbut~on B B A Distribution Distribution Distribution ***$*** A A A A B Interest Inlerest Interest Interest Interest

M N L L M

T T T T T --

Buy (addt)

2/13

Buy Buy Buy ******** Buy Buy Buy Buy Redeemed

1/29 2113 12109

M M M ******* Name change to Prudential

K 1, L J

T T T T

10/9 10/9 2/29 12/22 9101

K L L J L

FINANCIAL DISCLOSURE REPORT

: t~m~ of~ .... ~po~i~

Hughes, Lynn

D~ of~p~r~

Page 9 of" ] 1 VII. INVESTMENTS and TRUSTS -

N.

08/04/2010

NONE ~o reportable income, assets, or ~a~actio~.)

A.
D~pfion of A~ts

~
]

B.
l~m~ d~ng

C.
Gro~ s~l~ at ~d

D.
T~fio~ d~g ~niog pe~d

(~clu~g ~st ~e~)

~ing ~

of ~ng ~

exempt ~om p~or ~1~

j (A-~li

Ce]

div., ~1,

~2

or ~t.)

(J-P)

Me~ ~d 3

buy ~

m~d~ , C~e 2 C~e I

~ption)

,~ (J-P)

(A-~

buyCd~ll~ (if ~vate

69.

Ca~olton, Tex~

B B

lnt~ Interest

K K

T T

70. New Braunfels - 2

72. 73. 74. 75.

bf]-38 M1-39 MI-01 ***** End*****

Royalq, None None

J J J

W W W

[ SW Operating Everest-Hiljc Land tRemainder now reportable i

I. Income Gain Co~s: ~Se Coluam$ BI and D4) 2. Valu~ Cod~1 (Sex Colurana CI and D3) 3, Value Method Codes (~ze Column C2)

A =$1.000 o less F =$50,001 - $100,0~0 J --$15,000 or |~,s N =$250.001 - $500.000 P3 *$25.000.001 - $50,000,000 Q =Appraisal U =Boo~ Value

B =$1.001 - $2.500 G =$100.801 - $1,090.000 K ~$| 5,001 - $50,000 O =$~0.001 - $1.000.(~0 R =Cos~ (R~I Eshate Only) V ~-~hct

C =$Z501 - $5,000 HI =$1,0~0.001 - $5,000.000 L =$50.001 - $100.00~ P! =$1 .~00,001 - $5.000.0~0 P4 =More than S =Assessmen! W ~Estimaled

D =$5.001 - $15,000 |12 =Mote than M =~100.001 P2 --%5.000.001 T ~Ca.Sh Markl

E =$15,001 -

FINANCIAL DISCLOSURE REPORT Page 10 of 1 1

N,~me of~,.rso~ Repo~i.g H,,ghes, Lynn N.

08/04/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Note One: Cash balances in brokerage and bank accounts are swept into money-markets funds or minuicipal money-market funds. Note Two: Capital gains in mutual funds are automatically reinvested. Note Three: [none] Note Four: The American Association of Petroleum Geologists has aplxfinled me its distinguished lecture for ethics. No fee or honorium. It partially reimburses me for room, board, and travel. The lectures are funded from its foundation. The AAPG has 3~.000 members around the world.

FINAN CIAL DISCLOSURE REPORT Page 11 of t l IX. CERTIFICATION.

r~an,e of Persorl Reporling

Date of Relaort 08/04/2010

Hughes, Lynn N.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and thal any information not reported was withheld because il met applicable statutory prnvisions permitling non-disclosure. I further cerlify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KJ~OV~TNG1.Y AND WILFULLY FALSIFIES OR ~AH~S TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAl., SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Commitlee on Financial Disc|osttre Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544