FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Miner, Roger J.

4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

2. Court or Organization U.S. Court of Appeals

5a. Report Type (check appropriate type) Nomination, ] [] Initial Date [] Annual [] Final

3. Date of Report 05/04/2011

6. Reporting Period 01/01/2010 to 12/31/2010

U.S. Circuit Judge (Senior)

5b. [] Amended Report

7. Chambers or Office Address United States Courthouse 445 Broadway, Room 414 Albany, NY 12207

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions.)

~] NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of filing instructions.)

~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Miner, Ro_qer J.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting Miner, Roger J.

Date of Report 05/04/201 l

III. NON-INVESTMENT INCOME. (RepoSing i.divlduat a.dspouse; seepp. I7-24 of filing instructions.)
A. Filers Non-lnvestment Income

N ONE (No reportable non-investment income.) DATE SOURCE AND TYPE

N.Y.S. Employees Retirement System - Pension

INCOME (yours, not spouses)

$17,796.48

1. 12/31/2010 2. 3. 4.

B. Spouses Non-Investment Income - lf you were married during anyportlon of the reporting year, complete this section.
(Dollar amount not required except for honoraria,)

NONE (No reportable non-investment income.) DATE 1. 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS --transportation, Iodglng, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

NONE (No reportable reimbursements.) SOURCE 1. 2. 3. 4. 5. DATES LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

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Name of Person Reporting Miner, Roger J.

Date of Report 05/04/201 I

V. GIFTS. ancludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. aud.des those o~~po.se a.d dependent children; see pp. 32-33 of filing instructiong)
NONE (No reportable liabilities.)
CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting Miner, Roger J.

Date of Report 05/04/2011

VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type(e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 (J-P) Method Code 3 (Q-W) (1) Type(e.g., buy, sell, redemption) (2) (3) [ (4) Date Value I Gain mm/dd/yy Code 2 ! Code 1 (J P) (A-H) (5) Identityof buyer/seller (if private transaction) D. Transactions during reporting period

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16.

17.

American Electric Power Co. AT&T Inc. Bank of America CentutyLink (formerly Century Tel.) CH Energy Group, Inc. Comcast Exxon Mobil Corp. FairPoint Communications (Y) First Energy Frontier Comm. Gencorp Inc, (The) Hartford Financial Services Group, Inc. Hess Corp. (formerly Amerada Hess Corp.) Host Hotels and Resorts (Spinofffrom Starwood Corporation) I.B.M. ITT Corp. (formerly I.T.T. Industries, Inc. )
Key Corp.

A D A A A A E

Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J M K J K K O

T T T

T T T

B A

Dividend Dividend None

K J J

T T T Spinoff 07/01/10 J Verizon spinoff

A A A B A
A

Dividend Dividend Dividend Dividend Dividend

Dividend

K J L J
K

T T T
T

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes ( See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$ 1,000 or less F =$50,001 - $100,000 J =$15.000 or less N =$250,001 - $500,000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G -$100,001 - $1,000,000 K = $15,001 - $ 50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$ 50,001 - $ 100,000 P 1 =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 tt2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 -$5,000,001 - $25,000,000 T =Cash Market

E =$15,001- $50,000

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Name of Person Reporting Miner, Roger J.

Date of Report 05/04/201 I

VII. INVESTMEN TS and TRU STS - i.eo,.e, rot.e, tra.s.c,lo.s a.da,tes thos~ of spoa~ and ,t~p~ndem children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period Amount Code 1 (A-H) C. Gross value at end of reporting period D. Transactions during repomng period

I~1 ace "(X)" after each asset exempt from prior disclosure

(2) Type (e.g., div., rent, or int.)

(1) Value Code 2 (J-P)

(2) Value Method Code 3 (Q-W) T T T T T T T T T T T T T T T T T

(I) Type (e.g., buy, sell,

redemption)

(2) (3) Date Value mm/dd/yy Code 2

(J-P)

(4) Gain Code I (A-H)

(5) Identity of buyer/seller (i f private transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

MetLife National Grid Group NCR Omnova Solutions, Inc. P.S.E.G. Inc. Qwest Comm. International Inc. Rayonier Southern Co.(The) Sprint-Nextel SPX Corp. Starwo0d Hotels & Resorts Teradata Corp. Verizon Communications VodafoneAirtouch PLC Windstream Alliance Capital A -Growth & Income Fund Black Rock Large Cap. Equity Fund

A A

Dividend Dividend None None

J J J J J J K K J K J J M K J L L

A A B B

Dividend Dividend Dividend Dividend None

A A

Dividend Dividend None

D B A A A

Dividend Dividend Dividend Dividend Dividend

I. Income GainCodcs: (Se~ ColumnsB 1 and D4) 2. Value Codes (See Colunms C" I and D3) 3. Value Method Codes (See Colunm C2)

A =$1,000 or less " F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 o $2.500 G =$100,001 - $1,000,000 K =$15,001 o $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100.000 P 1 =$ 1,000,001 - $5,000,000 P4 -More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting Miner, Roger J.

Date of Report 05/04/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(x)" after each assel exempt from prior disclosure B, Income during reporting period (1) (2) Type (e.g., Amount Code l div., rent, (A-H) or int.) C. Gross value at end of reporting period (0 Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (l) Type (e.g., buy, sell, redemption)
Transactions during reporting period

(2) (3) (4) Gain Date Value mm/dd/yy Code 2 Code 1 (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47.

Century Shares Trust Fort Dearbom Income Securities (F.D.I.) Dreyfus Fund (KEOGH PLAN) Legg-Mason Midas Spec. Equities Fund Neuberger-Berman Mid Cap Growth Investors Class Fund, Inc. Oppenheimer Bond Fund Class A River Source (RVS Balanced Fund) Robeco WPG Large Cap Growth (form. Weiss Peck GreeroWPG Inc. Franklin blew York Tax Free A Income Fund Oppenheimer-Rochester Fund Municipals Key Bank, N.A. (various accounts, includin IRAs) U.S. Savings Bonds

A A C B

Dividend Dividend Dividend Dividend None None

K J N M J K J K K L K L M

T T T T T T T T T T T T T

A A B B A A "C

Dividend Dividend Dividend Interest Interest Interest . Interest

1. I ncome Gain Codes: (See Columns B I and D4) 2. Value Codes (See C~lumns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25.000,001 - $50,000,000 Q =Appraisal U =Book Value

B --$1,001 - $2,500 G =$100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estale Only) V -Other

C =$2,501 - $5,000 H 1 =$1.000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$ i ,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 tt2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting Miner, Roger J.

Date of Report 05/04/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. O~,t~ca,par, o/re~,o~t.~

Capital gains distributions from mutual funds are included with ordinary dividends and reported as "Dividend" in Part VIII Column B ("Income during reporting period").

FINANCIAL DISCLOSURE REPORT Page 8 of 8

Name of Person Reporting Miner, Roger J.

Date of Report 05/04/2011

IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Roger J. Miner

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544