AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization U.S. District CourL SDNY
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Aanual [] Final

Report Required by the Ethics in Go ~ernmen t Act of 1978 (5 U.S.C. app. I01-111)

I. Person Reporting (last name, first, middle initial) Stanlon, Louis L.

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or pan-time)

3. Date of Report 04/0712011

6. Reporting Period 01/01/2010 to 12/31/2010

Senior District Judge

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

U.S. Courthouse 500 Pearl Street New York, NY 10007

IMPORTANT NOTES: The instructions accompanying this form must be followed[ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITIONS. ~Repo,~ng individual only; seepp. 9-13 of f cling instructions.)

~] NONE (No reportable positions.)
POSITION
1. 2. 3. 4. 5. Trustee Trust #1

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. (e~po~ng individual only; see pp. 14-16 of filing instructions.)
[-~ NONE (No reportable agreements.) DATE

PARTIES AND TERMS

Stanton, Louis L.

FINANCIAL DISCLOOURE REPORT Page 2 of 7

Name of Person Reporting Stanton, Louis L.

Date of Report 04/07/201 I

111. NON-1NVESTM ENT INCOME. (Repor~ng indivldual andspouse; seepp. 17-24 offillng instructions.)
A, Filers Non-lnvestment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - t/you were married daring any portion of tlie reporting year, complete this section.
(Dollar amount not required except for honoraria.)

~
1. 2. 3. 4.

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

IV. REIMBURSEMENTS --transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~]

NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1.

2. 3. 4. 5.

PageFINANCIAL3 of 7 DISCLOSURE REPORT

II Stanto,, ~.o,,is L.

Name of Person Repor{ing

Date of Report

04/07/201 I

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31of filing instructionsO
NONE (No reportable g~s.) SOURCE
1. 2. 3.
4.

DESCRIPTION

VALUE

5.

V 1. L I A B I L I T I E S. ancludes those ol spouse and dependent children; see pp. 32-33 ofJ?llng instructlor~) NONE (]go reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting Stanton, Louis L.

Date of Report 04/07/201 I

VII. INVESTMENTS and TRUSTS - i,,eo,,e, v,,lue, ~ansactions ancludes those olspouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure

Income during reporting period (t) (2) Amount Type (e.g., Code I div., rent,
(A-H) or int.)

Gross value at end of reporting period (I) (2)

Value Value

Transactions during reporting period

(1) Type (e.g., buy, sell, redemption) (2) (3) (4) Gain Date Value mm/dd/yy Code 2 Code 1 (J-P) (A-H)

Code 2
(J-P)

Method
Code 3

(5) idenlity of buyer!seller

(if private

(Q-W) I. 2. ! 3. 4. 5. 6. 7. 8. 9. 10. I I. 12. 13. 14. 15. 16. 17. MS Active Assets Tax-free Trust MS Global Div. Growth A IRA-US Treas. Fed Strips zero coupon -Morgan Stanley Bank Chase Bank Pfizer, Inc. common Citibank accounts Vanguard Index 500 US Treasury Note due 2/15/10 Arlington NY Cent Schl Dist. Series B 4% due 12/15/13 NYS Twy Auth Hwy Bridge Rev B bonds 3.625% due 4/1/13 As Trustee of Trust #1 -Fed Strips -Morgan Stanley Bank -MS Global Div Growth A -Vanguard Index 500 NYC Genl Oblign Bonds Series M NYC Genl Oblign Bonds Series J D C Interest Interest M L T T Sold Buy 03/04/10 [04/15/10 K K B A C E C E D None Dividend Interest Dividend Interest Interest Interest Dividend L N O T T T K K M T T T Matured 02/15/10 N A A Int./Div. None Interest M
Sold 03/04/10 M

transaction)

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codc~ {S~e Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100.000 J =$15.000 or less N -$250.001 - $500,000 P3 =$25,000.001 - $50.0)0.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 - $1,000.000 K -$15.001 - $50.000 O = $50~.001 - $1.000.000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 III =$1.000,001 - $5.000,000 L =$50.001 - $10~.00~ pI -$ 1.000.001 - $5.000.000 P4 =More than $50.000.0~0 S =Assessment W -Estimated

D $5.001 . $15.000 112 =More than $5.09~.000 M =SI0~.00I - $250.000 P2 $5.000,001-$25.000.O0<) T =~h Markc~

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting Stanton, Louis L.

Date of Report 04/07/201 I

VII. INVESTMENTS and TRUSTS - i.co,.e, vat.e, ,ra.~ac,io.~ anaade, ,ho~e o/~vo.~e and devend.nt children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust asse~) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period 0) (2) Value Value Code 2 Method Code 3 (J-P) Transactions during relxwting period

(I)
, Amount ] Code I [ (A-H)

(2)
Type (e.g., div., rent, or int.)

(1)
Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value mm/dd/yy Code 2 (J-P)

Gain Code I (A-H)

(5) Identity of buyer!seller (if private transaction)

18. 19. 20. 21. 22. 23. 24. 25.

NYC MTA Rev B 11/15/33 LI NY l:Nvr Auth Elec Sys Bonds Series A zero coupon 6/1/23 NYC Trans Fin Auth C 2/I/33 NYC Genl Oblign Bonds Series L NYS Environtal Facs Corp. B 6/15/25 NYC Mun Water Fin Auth. Rev C 6/15/33 Fed Home Loan Bank 4.3% 2/26/20

Interest
None

N
M

D D D C B

Inlerest Interest Interest Interest Interest

N M M M

T T T T Buy Buy Buy Buy Redeemed 02/17/10 02/17/10 08/25/10 02/17/10 08/26/10 N M M M L

I. Income Gain Codes: (Scc Columns B I and IM) 2. Value Codes (Scc Columns CI and D3) 3. VaIoc Mcthod Codes (Sec Column C2)

A =$L000 or less F =550,001 - $ 100.000 J =515,000 or less N =$250.001 - 5500.000 P3 =$25,000.001 - $50,0~0,000 Q =Appraisal U =Book Value

B =$1,001 - 52,500 G =$100.001 - 51.000.000 K =$15.001 . 550.000 O =$50~.001 - 51,000.000 R =Cost (Real Estate Only) V =Olher

C $2,501 - $5.000 I I I =$ 1.000.001 - $5.000,000 L =$50.001 - $100.000 PI =$l.000.00l - $5.000,000 P4 =More than $50.0~).000 S =Asscssw, cnl W =Estimated

D =$5.001 - $15,000 112 =More than $5.000.000 M =5100.001 - $250.000 P2 =$5.1X~,001 - $25.0(~.000 T =Cash Markcl

E =$15,001- $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting Stanton, Louis L.

Date of Report 04/07/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lnctlcate part of report)

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting Stanton, Louis L.

Date of Reporl 04/07/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, Irue, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance ~vith the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Louis L. Stanton

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544