An 10

Rev, ]/2olo

]
[

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization United States District Court 5a. Report T~pe (check appropriate type) [] Nomination. Date ~ ~ Annual [] Final

tCeport Required by the Ethics

in Government Act of 1978

(5 u.s.c, app. fib" 101-t11)

3. Date of.Report 05/15/20 ] 0 6. Reporting Period 01/01/2009 to 12/31/2009

l. Person Reporting (last name, first, middle initial) KOLLAR-KOIELLY, COLLEEN 4, Title (Article III judges indicate active or senior status; magistrate judges indicate Fall- or part-time) Distriet3udge-Active

[] Initial

5b. [] Amended Report 7. Chambers or Office Address U.S. District Court 333 Constitution Avenue, NW Washington, D.C. 20001 8. On the basis of the information contained in this Report and any modifications perlatning thereto, it is, in my opinlon~ in compliance with applicable laws and regulations.

Reviewing Officer

Date,

IMPOR TANT NO TES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have na reportable information. Sign nit lastpage,

I. POSITIONS. t~e,o~n,,z
[~] NONE (No reportable positions.) POSITION
1. Director

NAME OF ORGANIZATION/ENTITY
Robert Shaker Scholarship Memorial Fund

1I. AGREEMENTS. ~n~po,n,g individuat only; see pp, 14-16 of filing instructions.)
~ NONE ~o reportable agreements.) DATE
1, 2009 D,C. Superior Cou~ Retirement Plan

PARTIES AND TE~S

Kollar-Kotelly, Colleen

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Nnme of Person Reporting

[ Date of Reporl

KOLLAR-KOTr~,V, CO~J,rrN

05/~ 5/20

1 II. NO~N-INVESTM ENT IN COME. (~or~.e ~ndi~u~ ~,~ Wo~; ~ ~ ~7-~ o/~lin~
A. Filers Non-Investment Income NONE (No reportable non-investment income.) DAT~
1. 2009 2.

SOURCE AND TYPE

D.C. Superior Court Retirement Fund

INCOME
(yours, not spouses) $115,596.00

4.

B, Spouses Non-Investment Income - If you were married during ~ny por~ion of ~he reporting yearo complet thi~ section.
(Dollar ~o~n! no~ r~quired except for honoraria:)

---]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

Self-Employed (Attorney)

1. 2009 2. 3, 4.

IV. REIMBURSEMENTS _
(Includes those to spouse and dependent children.- see pp. 25-27 of fitmg instruc~iona.)

NONE (No reportable reimbursements.) SOURCE

1. 2, 3. 4.

DATES

LOCAT|ON

pURPOSE

ITEMS PAID OR PROVIDED

5.

FINANCIAL DISCLOSURE REPORT

N ....

fP ....

Reporting

Date of Report

Page 3 of 9

KOLLAR-KOTELLY, COLLEEN

05115.:2010
]

V. GIFTS. (lnctuaes those to spouse aria dependent ct, itdren: see pp. 2#-~1 of filing instructions.)
NONE (No reportable gifts.) SOURCE 1. 2. 3. 4. 5. DESCRIPTION VALUE

v ~. ~:i~ ~ ~z ~ x v,~. (Incluaes e~ose a/sp ...... ~ ~epenaent chilaren; see ~. 3~-SS of filing ~struction~.) NONE ~o reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting

Date of Report

KOLLAR-KOTELLY, COLLEEN

05/!5!2010

VII. INVESTMENTS and TRUSTS - i.com~ ,,ot~e, t ..... dons (Include" those of sp ..... d dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions,) A. Desc~ption of Assets (including trust assets) Place "(X)" after each asset exempt from prier disclosure ! ] B. Income during reporting period {l) (2) iA ....... t[ Type(e.g., Code I div., rent. orint.) (A-H) ] C. :~ Gross value at end, of reporting period (1) ! (_) [ (1) Value ] Value [ Type(e.g. Code 2 i Methc, d | buy, sell, (J-P) i Code3 [ rederaption)

Transactions during reporting period ! {2) (3) (4) Date i Value Gain imm/dd/yy Code 2 Code 1 (J-P) (Adl) (5) Identity of buyer/seller (if private

I. 2. 3. 4. 5. 6. 7. 8. 9, t0, 11, 12, 13. 14, 15. 16. 17.

{}

Rent None

m J J

W T T Distributed Distributed 01/09/09 12/22/09 K J

PNC National Bank Bank of America Fidelity Investments Mortgage Securities Fund (IRA) Capital Real .ty Investors I1 L.P. DSM Poseidon L.L.C. Bank of New York Com. Stock Bank of New York Com. Stock Bank of New York Com. Stot~k General Electric Com, St, Schwab Money Market Fund DR Horton Notes Sterling One Industrial LLC Pfizer Com. St. Allied Capital Com. St. EMC Com. St. EMC Com. St. A A A A A A E A A A

Interest Dividend None None Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend None None None

J K K K K L

U T T T T T Matured 02/01109 K Sold Buy Buy (addl) Buy (a~dl) 02/25!09 04/13109 04/21/09 07/31/09 K

K K

U T Sold (part) Sold I0/01109 10/28/09 02/10/09 07/21/09

K K

T T

Buy (addI) Sold (pa~)

(See Column C2)

U =B~k Vah~

V ::Other

W =Estimated

FINANCIAL DISCLOSURE REPORT

Name of Person Reporling

Date of Reporl 05/15/2010

Page 5 of 9
[ KOLLAR-KOTELLY, COLLEEN [

VII. INVESTMENTS and TRUSTS-~. ....... ~.~, ,ra .... ~+.s a~ct.~+ ~os~ o/~vo .... d dependenr children; see pp. 34-60 of filing instructians.)
NO~E (No reportable income, assets, or ~ansactions.) D~cription of As~ts (including t~st assets)
Place r(X)"after each reset ..... ptt+onap~ordiscl .....

,[ Income during [ reposing pcfi~

Gro~ value at end ofr~ing period [ Va ue ~ Me~od + Cm~e 3 (Q-W) T T Sold ] T+c (e,g, buy sell + redemp on) [ Buy (addl)

T~s~tions during reporting ~d~

I Amoum [ T~ (e,g,,

Value t. Code2 +?~ ! di ...... (A-H) orint,) (J-P) ; , [ A Dividend None B

A

+ Date Value Gain ;mm:d+. l Code2 C~e, (J-P) :+ (A-H+ i [ ~ 03/16/09 D K J

Identity of buyer] .... ( fpr va e tran~ction)

18.

Apache Co~, Corn. St.

K K

~ t9. SPD~ Gold T~st Com. St. 20.

21.

12/11/09 J (~aa) Marred 07/29/~

Citigroup Inc. Notes

Watts Water Tech Com, St.

interest
Dividend K T

i 22, 23. 24. 25. 26. 27. 28, 29. 30. 31. 32. 33. 34.

Piotieer Natural Resource Corn, St. Pioneer Natural Resource Com. St. Pioneer Natural Resource Com. St. Wisdomtree IntL 3M Com. St. Schlumberger Com. St. Gilead Science Com. St Gilead Science Com. St. Gilead Science Com. St, Harris Corp. Com. St. Bear Steams Notes Capital One USA Notes McDonalds Com. St.

A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend None None None

K K K K K K K K K K K

T T T T T T T T T T T

Buy (addI)

01105/09 09/28/09i !0,r29/09 05/06/09 03/17/09 01/05109 02/04/09 02/23/09 ~l/24/09 10/01/09

J J J J J J K K J J C B B

(part)
Sold L~art) Buy Buy (addI) Bny (addl) Sold (pan) Buy taddl) Buy (addl) Buy (addI)

Sold

A B A B

Dividend Interest Interest Dividend

Matured K T Sold

04/09/09 11/24/09

K J B

I Income Gain Codes:

A =$1,000 or less

B =~1,0~t - $2,500

C =$2,501 - $5,000

D =$5,001 - $1

FINANCIAL DISCLOSURE REPORT Page 6 of 9

r~me of Person Reporting KOLLAR-KOTEI,LY, COLLEEN

Date of Repor~ 05/I 5/2010

VII. INVEST M ENTS and TRU STS - ~ .... ,, ~t,,,. , ..... t~o,,s , ~,,ct,,~s thos~ o.f ,t,o ..... d ,~e~,,,,~,,t ehU~t,e,,: ~ ~t. 34-60 oy~ti,,g
--] NONE (No reportable income, assets, or transactions.) A. Du~cription of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period , (I) ]Amount [ Code I (A-H) (2) Type (e.g., div., rent, or int.) C. D. Gross value at end Transactions during reporling period of reporting period (-i) ......................... (2) (I) !- -i2f ..... (3) (4) i - Value Value Type (e.g,, Date Value Gain :: Ctw3e 2 Method buy, sell, j mn~dd/yy Code 2 Code I [ (J-P) Code 3 redemption) (J-P) (Q-W) i (A-H) ....... L K K K T T T T Buy (addq) Buy (addl) Buy (addl) Matured J T Matured 09/17/09 K 03/16/09 03/10/09 06/02/09 07/17/09

(5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38, 39, 40. 41. 42. 43, 44. 45. 46. 47. 48. 49. 50. 51,

General Electric Capital Notes General Dynamics Com. St. Walt DisneyCom. St. Norfolk Southern Com. St. New York Community Bank Notes Caterpillar Financial Notes New South Fed. Bank Notes First Bank of Tennessee Notes ABB Limited Com. St. Fleet Boston Notes Morgan Stanley Bank Notes Goldmao Sachs Notes Nalional Rural Utility Notes Viaeom Notes CSX Notes CSX Notes Wilmington Trttst bonds

13 A A A B A B B A B B B A B B B A

Interest Dividend Dividend Dividend Interest Interest Interest Interest Dividend Interest Interest Interest Interest Interest Interest Interest Interest

Buy (addl) Matured Matured

01105/09 12t01/09 12./2-9/09 01/23/09 !01123/09 01/26/09 02/26/09 11!05109 09/18/09

J K K K K K K K K B

K K K

T T T

Buy Buy Buy Buy Sold

Buy

(See Columns CI

FINANCIAL DISCLOSURE REPORT Page 7 of 9

N ....

fPerson Reporting

Date of Report 05/I 5/2010

KOLLAR-KOTELLY, COLLEEN

VII. INVESTMENTS and TRUSTS -/,,co.,., ,,ol.e, ,.~,~ctio,,~ a.ct.de$ ,ho.~e ,.ro.~ ..a a~S~.* children; see pp. 34-60 o/f!l~g ins~uctions.)
NONE ~o reportable income, assets, or transactions.)
Description of Asse~s (includin8 t~st ~e~) Place "(X)" afl~ each m~t exem p from prior d~sclosure Income dnfing r~ng ped~ : Amount I T~e (e.~ Code I dlv,, renK (A-H) or int,) Gross value at end of repofling per od ~ ~ alue Me~ C~e 3 I T~n~ctions during ~salng ~ri~

[ Value : C~e 2 ~ ~ (J-P)

[ T~ (e g., : buy, sell ~ : redemption)

Da~ I Value ~dd/vy i C~c 2 " 0-P)

Gain ~ C~e I (A-H)

Identity of buyer/~ller ~ifprivate

5!. 53. 54. 55. 56. 57, 58.

D~onl B.I. N~o~r Com. St. Freepo~ McMoran Copper Com. St. Freeport McMoran Copper Com. St. CVS Caremark Com. St. Dominion Resource Com. St. Harris Stratex Com. St.(Spinoff) Harris Stratex Com. St,

Divid~a None None None None None None

Buy Buy Sold

04/20109 05121/09 07/21/09 1 I/11/09 12/04/09 05,r27/09 06/15/09 K K K K J J A C

K K

T T

Buy Buy Spinoff (from line 31) Sold

Name of Person Reporting

Date of Report

PageFINANCIAL8 of 9 DISCLOSURE REPORT

KOLLAR-KOTELLY, COLLEEN

05/15/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. and*a,e~,, olne~o,~

FINANCIAL DISCLOSURE REPORT Page 9 of 9 IX. CERTIFICATION.

Name of Person Reporting

KOLLAR-KOTELLY, COLLEEN

Dale of Report

05i15/20t0

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. i further certify that earned income from outside employment and honoraria and the acceptance of gifts which bare been reported are in compliance ~th the provisions of 5 U.S.C. app. S01 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL Wl!O KNOWINGLY AND WII,FULLY FAI,SIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIvqL AND CRIMINAL SANCTIONS (5 D.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure
Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544