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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S. District Court, S.D.N.Y. 5a. Report Type (check approprla;c typcl ] Nonlmation, ]--] Initial Date l-if] A .... !

RelrlRcquirtdlotf~eEthica
m Go v~rnm~,nt A ct of 19 7,~

~s use. ,pv .0 tot-H~)

3. Dale of Rtporl 05/10/2010 6. Reporting Period 01/01/2009 to 12 31/2009

I, Person Reporting (last name, first, middle il!i!ial) Rakoff. Jed S. 4. Title (Arliclc III judge~ indi,.zatc aeu,e or scmor statu.,; magistrate )udg.~ indicate hJI- or part-time) U.S. Dislrict Judge (active)

~ Pinal

5b. [] Amended Report 7. Chambers or Office Addr~s~ 1340 U.S. Courthot;se 500 Pearl Street New York, NY 10007 8. On the basis of the information contained in lhis Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Revie~ing Officer Dale

IMPOR Z4NT NO TES: the in.~tructions accompanying this form must be followe,I Comptete all parts,
checking the NONE box for each part whetyou have no reportable information. Sign on lastpage.

NONE (No reportablepo,sitions) POSITION NAME OF ORGANIZATION/ENTITY

Columbia University Law School

1.

Part-time lecturer in law

!!. AGRE EM ENTS. ~a,,v,,,,i,.~ individual ,,,~r; ,tr pp. 1-16 ,,[filing instructiont.)
NONE (,Vo reportable ~Tgreements.) DATE
I.

PARIIES AND TERMS

Rakoff, Jed S.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

I N .... ]

[P ...... R~p~r, ing

DateofRcpor~

05/~ 0:20m R~k,,tT, J~ S.

; .~, pp. l ?-24 ,filing in .....tions.)

111. NON-INVESTMENT INCOME. (Reporting imlividuul and ~p .....

A. Filers Non-Investment Income
NONE (,Vo reportable non-investment income.) DATE I. 2009 2. 2009 3. 2009

SOURC~ ,~ND TyPE Lecturer in law, Columbia Law School Royalties from ALM Media, LLC Royalties from Matthew Bender & Co., Inc.

~ (yours, not spouses) $25,000.00 S14,613.74 $26.652.41

B. Spouses Non-lnvest merit Income - tfj,,.,. ,,,,re marHeal during an)ptprtia, n of the reporting j,ear, camplete this srctio~ ~ NONE L~to reportable non-investment income.) ~ I. 2009 SOURCE AND TYPE Fordham Law School -- sala~

IV. REIMBURSEMENTS -,,a,.,~,,r,~,i,,,. ~,,at.~,~.~,,,,a. ....... i ....~

(/nclt.ld~ tJlo~e to ~poust ond dep~ndtm ~hiidren; ~et pp 25-27 of l;ling ~tr~trtt( tions )

NONE (No reportab& reimbursements) ~URCE DATF~ lanua~ 6-I0 March 26-27 LOCATION Santa Monica. CA Ne~ lla~cn, ~T PURPOSE Speaker at conference Visiting speaker a~ ITEMS PAID OR PROVIDED Transponatton, lodging, food Transpo~anon

I.

MacArthur t:ottnda~on

2. Yale Uni~ e~>ily

National .-\cadem:, o;Sc!,:nce

March 29-31., judges manual on scientilqc e, ideate

FINANCIAL DISCLOSURE REPORT Page 3 of 7

.~ ...... f~. ..... Re~o~,~.~ Rakoff, Jed S.

investigation

[ oa,~ofa~po. 05/10/2010

7.

National Academy of Science

September 23-25

Washington. DC

Commitlee on use of scie~ce in FBIs anthrax investigation Committee on revising judges mamtal an scientific evidence Speaker at conference Committee on revising judges manual on scientific evidence

Transp;or~ation. lodging, food

S.

National Academy of Science

October 12-13

Washington, DC

Transportation, lodging, food

9. 10.

Federal Bar Council National Academy of Science

October 23-24 November 9-I I

Lenox, MA Washington. DC

Transportatint~. lodging, fnod Tra sporl i ion, lodging, fond

I1.

Name of Person Reporting

Date of Report

PageFINANCIAL4 of 7 DISCLOSURE REPORT [ Rakoff. aed S.

05/10/2010

V. GIFTS. a,,-~,,d~ a,,,.,, ,,, ,~,

~
1. 2. 3.
4.

NONE (A2~ reportable g~/is.) SOU~ DESCRIPTION VAL~

5.

V I. LIA BILITIES. a,,.t,~,, ~ho,, of,~ ......

~ NONE (No reportable liabilities,)

~ dependent children; seeplx 32.33 ~fjili,,g instruction.,.)

CREDITOR
1. Citibank

DESCRIPTION
Short-te~ loans (checking overdraft accounts)

VALUE ~ODE
j

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT

Page 5 of 7
VII. INVESTMENTS and TRUSTS -~,. ......
NONE (Ao reportable income, assets, or transactions.J
Dcscripfon of Assets lincluding I~$1 assels) Place "IX)" at~cr c~h as~cl exempt l~om prior disclos~sre Income during reposing period Amount Code I (A-H) Type d~v. ~nt, or int.) Gross value a~ end of repoomg period Tr~sactions during ~eporli~g period

Code 2 (.I-P)

Method Code 3 (Q-W)

buy, sell, redemption)

m~dd, yy Code 2 (I-P)

C;~e I (A-H)

kuyet,scller [if priwte transaction)

~1.
2.

WRC Imerstate Associates (Greenwich, CT)

D A

Distribution

Sold J T

09,.01/09

ln~esto~ Se~ices, LLC

Fide~i~ Growth & Income Fund

Dividend

10

14,

17

Page 6 of 7

uako~, ,;~d S.

05;t0:2010

%;1II. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT

!N .... fP ..... R.por, J.~

Rakoff,

I~,~tRe~,or,

Page 7 of 7 IX. CERTIFICATION.

Jcd S.

{)5110/2010

I certify that all information given above (including information pertaining to my spouse and minor nr d~pendent children, if any) is accurate, true, and complete to the best of my kno~vledge and belief, and that any information not reported was ~ithheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provision~ of 5 U.S.C. app. 501 el, seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND W1LFULI,Y FALSIFIES OR FAII,S TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additiona! copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washinglon, D.C. 20544