,~o to

~e~. t/2om

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organizalioa United Sta~es District Court - Texas So. Report Type ~chcck opprobrium lype) ~ Nominat io~, l)at ~ Ammal ~ Final

tC,po,t Requiredby the E#fics

in Government Act 0/1978

(~ u.sc app. ,~,~ mt-tt#

3. Dale of Re~fl 05110/2010 6. RepoSing Period 0110112009 to ,12/31/2009

I. Person Reporting (last name. first, middle tnilia[) llancn, Andre~ S. 4. Title l Anicle 111 judges i~dicate active or senior status;

United Slates Dislricl Judge- Active

~ Initial

5b. ~ Amended Rcpo~ 7, Chambers or Office Address Judge Andrew S. l lanen 600 Eust lla~ison St., #301 l]rownsvdlc, Texas 78520 8. On the basis of the information onlaln~d in this Report and any modifications perlainlng therlo, it is, in my opinion, in compliance ~ilh applicable la~s and r~ulalions. Revie%ing Officer Date

IMPOR TANT NO TES: Tl~e instructions accompanying this form must be followeg Complete all parts, checking the NONE box fi)r each part where.rou have no reportable information. Sign on last page.

I. POSITIONS. tR~,o,,;,,~ individual only; see pp. ~-13 of fiting in.structions.)

NON E (No reportable positions.)

_P~
I. 2.

NAME OF OR(5~~NIZATION/ENTITY

II. AGREEMENTS. (Reporli,~individ,,alonl);s,gpl.14-16offilinginslrucfinn~.)

[~l NONE (No reportable agreements.) DArE PARTIES AND TERMS --~c,o

Hanen, Andrew S.

FINANCIAL DISCLOSURE REPORT Page 2 of 16

Ill. NON-INVESTMENT INCOME. (Rworang indlvidual and.,p ....

A, Filcrs Non-investment Income NONE (No reportable non-investment income.) DATE I. 2. 3.

; see pp. l T-24 of filing insttuetions.)

SOURCE AND TYPE

INCOME (yours, not spouses}

B. Spollses Non-IlivestmeiR lnconle - If you were married during any portion of the reporting year, complete this section.
([)oJltJr ~rtlOt/~ll m;I required e~ctT~/.for ho~lot urhT.)

~
1. 200~ 2. 3. 4.

N ONE (No reportable non-investment income.) DATE SOURCE AND TyPE Self-employed~Attorney

IV. REIMBURSEMENTS -- Ira~portallon. Iodgittg, fi,od, enterttai .....

~ NONE (No r~7:,ortable reimbwwements.) ~Ol IRCE I 2. 3. 4. 5. State Bar of TX ~TES 5.114 - 5il 5

LOCATION Dallas

PURPOSE CLE Program

ITEMS PAID OR PROVIDED Airl~re, Ilolcl, Taxi, Parking

FINANCIAL DISCLOSURE REPORT Page 3 of 16

V. G I FTS. tnctuae., those to Wouse and dependent children; see pp. 2& 3 t of filing NONE (No reportable ~RCE
I. 2. 3. 4. 5.

DESCRIPTION

V~LUE

Vl. LIABILITIES. (Includes those of spouxe and dependent children; see pp. 3 2-33 ,~filing i~truction~)

~
I.

NONE (No reportable liabilities.)

CREDITOR

DESCRIPTION

VALUE COI)E

2. 3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 16

VI !. INVESTMENTS and TRUSTS - i ..........
A. Description of As~~s (including trust assets} Place "(X)" aft ...... ..... l l exempt flora prior disclosure

~. transactions In,lude~ ,ho~, of .~p,,use u,,d dependent uhildren; see pp. 34-60 ,~filing i~,lruction.~.)

NONE (No reportable income, assets, or transactions.)

B. t Income during r~o~ing ~ri~ A C~e I ~ div., rent. (A H) or ini.) ~]:. C :~ Gross value at end ] [ D. " " " Transactlo~s during reporlmg period

Code 2 (J-P} ......... N

Ii Mclhod

buy. sell.

mmi&Uyy[I (~e 2I, C{~IO I

[ rcdemp~ionl ~ Code(Q W)3 . ........ T

] {JP) II (A-It) ~ . , ....

buycr;sellet (ilpriva:e ,

I.

l RA - Account # I

Interest

2. 3. 4. 5. 6. 7.

-Treasury Strips -Chase Retiremen! Money Mkl. Resep.,es IRA - Account #2 -Aberdeen Developing (See Note I) -Aberdeen Natural -Aberdeen Op! -Aberdeen Int B Dividend J T Sold Sold Sold Sold Sold Sold Sold
Sold Sold

011;20.09 01120.09 01/20,09 01./20/09 01/20/09 01/20/09 01/20/09

01/20/09 01/20/09 01120."09

J ) J J J J J
J J

A A A A A A A
A

9. 10. 1 I.
12.

-Ivy Asset -Cohen & Steers Global -Januslnt

-Janos Ad -Jzln|~s Long,Shorl -Janus F,,rty

13. 141

A A

Sold

15. 16. 17.

-Janu:, Global -Thornburg Global -Blackro~:k (ilobal

Sold Sold So!d

01/20/09 01120,09 01/20"09

J J J

A A A

FINANCIAL DISCLOSURE Page 5 of 16

REPORT ..... .....

n ..... AndrewS.

I
D. Yran~ction~ duri~g repo~ieg ~c (e g., buy. sell, redemption) Gain Date ] Value ,mm?&L~, ~ Ct~e 2 C~e I ~ [ [ {J-P) : [A-H} [ ~ ~ 01/23/09 01/20/09 J J A A

05il0/2010

NONE (No reportable income, assets, or transactions.) A. Description of Asset~ [including t~st a~ets) Place "(X~" after each as~cl exempt from prior disclosure B. Income during
repomng period . Amount

C. Gro~s value at end o[repoaing peri~ Value Code 2 [J Pl Value ~ Method C~te 3 ~ IQ-WI

, Ct~e I ~ ~ (A-Ill [

T~e (e g, &v. rc:~t, or mr)

Identily of buyer/seller (if private ransaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 3 I. 32. 33. 34.

-Blackrock lnt -John Hancock Global -Merrill Lynch Money Mkt Reserves -Ivy Ltd Term Bond -Ivy LtdTcnn Bond -JPMorgan flighbridgc -J PMorgan Highbridg -Managers AMG FQGIobal -ManagersAMG FQGIobal -Loomis Sayles Invt. Grade -Loomis Saylcs Inst. Grade -Goldman Sachs Short Dur. -Goldman Sachs Short Dar. -DWS Short Term -DWS Short Term -I)WS Short Tcnn -Aberdeen Equily

Sold Sold

Buy Sold Buy Sold Buy Sold Buy Sold Buy Snld Buy Sold (part) Sold Buy

01/20/09 08/04/09 01/20109 08104109 01/20,09 08,,04/09 01]20,[)9 08/04109 01t20/09 08104/09 01/20/09 08/04/09 11t19/09 08/IM/09

J J J J J J J J J J J J J J A A A A A A A

FINANCIAL DISCLOSURE REPORT Page 6 of 1 6

~ .... fr ..... R~po,tin~

H,,nen, Andrew S.

05/10/2010 ]

t VI I. I NVESTM EN TS a n d TRUSTS - i,~ ......,,. t .....

NONE (No r~Tortab[e income, assets, or transactions.) A. I~cript~on of Assels (including l~st asset~) Place "(X)" after each asset exempt IT~m prior disclosure ~ ....
j

"ti,~,

(InUlUd$ tho,dependent children: see d ,~p ......

" D. Traa~ctions during repoamg perk~

B. tnco~e during r~ni~g period

C. Grus~ vatue at e~d of rc~ing peti~t Value Code 2

(J-P)

Amotmt [ Type (e.g.. } C~e I : div., re~t, : (A-H) or im )

; Value : Mclhod Code 3

T~e (eg., buy, ~ell. redempnon~

Gain Date [ Value ~mm,d~~y I Code 2 ~ Code I ~ (J-P) (A-II) [

ldenti~ of buyer]~ller (ifprt~at~

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47.
48.

-Aberdeen Equity -Putnam Diversified -Aberdeen Developing -Janus Forty -Janus Forty -Aberdeen Natural -Aberdeen Natural -Ivy Asset Slrategi -John Hancock Global -Johrl I lancl~ck Global -Lord Abbct~ Bond -Lord Abbott Bond -Calamos Convertible Bond -]ZlilU$ Overseas -Janus O~lsca~ -Loomis Saylcs Slratcgic -Loomis S:ty~es Strategic

Sold (pan) Buy Buy Buy Sold (part) Buy Sold Buy Buy Buy Buy ~ld (paUl Buy Buy Buy Buy Sold (part)

11/19/09 0g/04/09 08/04!09 08/~09

J J 3

11/19.09 J 08,04/09 11il9z09 08104109 08i04/09 11/19/09 08104/09 11119.09 08:04/09 : 08/~/09 I 1/19109 08/(Mi09 11/19/09 J J J J J J J J J J J

49. 50. 51.

FINANCIAL DISCLOSURE REPORT Page 7 of 16 VII. INVESTMENTS and TRUSTS -i,,- ........
~ A. Description nf Assets (including t~st assetsl
Place "(X)" after each assel

~,,.cofP .... aepor,l.g ~an~n, 0,,,dry,* S.

I I

O,,,otRr~or, 0~/~0/~0 ~0

,t,,.., ......

-,ion, (In,tudes those ,~ ...... d d,p#naentthildren; see pp. 34-60 of filing i~,ruction~.)

NONE 0~ reportable income, assets, or transactions.) B, h~come during repoaing ~ri~

. Amotm~ T~ (c.g.

C. Gross value at end of rep~ning ~riod

Value Valu~ T~e ( ~.g.. b~y. scH.

D T~ansactio~s during reposing ~riod

~ [)al~

Valu~

Gain

Id~n~ily of

exempt from prior disclosure ........... 52. 53. 54. 55. ,56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. -Blackrock Int. OFp. -Blackrock Int, Opp. -Blackrock Global -Blackrock Global -Jennison Nat. -RS Emerging Mkts -Putnam Voyager IRA Account #3 -Aberdeen Developing (See Nole 2) -Aberdeen Nalural -Aberdeeo Opt -Aberdeen Im -Ivy As~el -Cohen & Steers Global -Jt.tnu:~ lnl -Janus Advisor -Janus [.ong/Sh()rl

Code I div., rent, ,[ (A-H) ~ or i~t.) ~

Code 2 l J-P)

Method Code 3 (Q-W)

redemption)

~ m~td~yv ~ Code 2 " ~ O-P) i ~ 08/04109] 11!19/~ 08!04/09 11!19/09 11/19t09 I 1!19!09 11/19i09 J J J J J J J

Code I (A-H)

buy~r,"sdler [if private tran~ction) ~

Buy Sold Buy Sold Buy Buy Buy D Dividend L T Sold Sold Sold Sold Sold Sold Sold Sold Sold

01/20/09 01/20/09 01/20/09 01/20i09 01/20/09 0i,~0/09 111/20,09 01/20/09 01!20!(~9

J J J J J J J J J

A A A A A A A A A

FINANCIAl, DISCLOSURE REPORT Page 8 of 16

NONE (No reportable income, t~ssets, or trattsactio~s.) ~scription of A.ssels (including t~st assc~s~ Plac~ "(XY al~cr,each assel exempt from prior disch~sure Income during reposing period Amounl ~ T)~e re.g, Code I div,. rcnl, : (A-}II ~ or int.) , Gross value at end ~ of reposing perR~ Value (ode 2 (J-P) ~ Value Melhod ~ Code 3 T)pe ( g, buy, sell, redemption) Tr~sactions during reporting ~r~

Date ~ Value ] Gain ~mmdgy) Code 2 " Crude I (J-P) (A-I!) ~

Identiwof buyer/seller 0fprivate

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 8 I. 82. 83. 84. 85.

-Janus Forty -Janos Global -Thornburg Global -Blackrock Global -Hlackrock lnt -Jolltl Hancock Global -McrrilI Lynch Moncy Mkt Reserves -Ivy Lid Term [lond -Ivy Lid Term Bond -DWS Short Tcnn [:lond -DWS Short Term Fhmd -DWS Shortrenn Bond -DWS Sho~t Term [Iond -JPMorgan Ilighbrldge -JPMurgan I lighbridge -M:magt:rs AMG pQGIobal -Managers ,,\MG PQGIobat

Sold S~)Id Sold Sold Sold Sold

0[,20/09 01/20,09

J ]

A A A A A A

:01/20,.09 J 01/20/09 J

01/20,09 J 01/20/09 J

guy Sold Buy Sold (part)

01/20i09 08,04109 01i20109 08/04/09 10/o7/o9 11,q9/09 0 I,2(I,09 08.O409 01;20/09 08iPrl,09

J J J J j J J J J J A A A A A

t~uy
Sold Bu.~ Sold Buy Sold

Page 9 of 16
VI 1. INVESTMENTS and T RUSTS - i ............

t~n~n, Andr~,v S.
z,~. ,ra,,,actk, rt~ (In, ludes tho,e of ~p ........... transaction.5.) B. Income during rc~rting period ~Amouvt . Code I [ IA-tl) : fy~(eg., div.. tent. or int.I . Gross vah~c al end of rcpm fit~g Valoe Ct,dc 2 (J-P) Value Mcth(~ ~ ~ Code. 3 T~c{eg, buy, sell, r~empfion) D. Transactions duong reporting peri~M d dependent dffldren; xee pp. 34-60 of filing

NONE

(,Vo

inconw, assets,

A. Dcscripmm of A~els (including t~st a~ts} Place "(X)" al)cr each assel exempt from prior dt~clusure

~ Date , Value ~ Gain [ m~da"~ CMe 2 ! Code 1 ~ ~ (J-l) [ (A-II)

Idenfityof buycr/s~lle~ (if private

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

-Loomis Saylcs Ivl. Grade -Loomis Sayles Ivt. Grade -Goldman Sacks Short Dur. -Goldman Sacks Short Dur. -Aberdeen Equity -Aberdeen Equity -Aberdeen Equity -Aberdeen Developing -Aberdeen Developing -Aberdeen Developing -Putnam I)ivcrsilied -Pumam Db..ersilicd -Putnam Diversili~.d -Janus Fort)

Buy Sold 13uy Sold Buy Buy Sold (part Buy Sold (part) Sold (part~ Buy Sold [~;uy Buy Buy Sold (part) 13uy

01/20.~09 08/04Z09 01!20/09 )8/04/09 08/04/09 10/07/09 11/19/09 08/04/09 10/07/09 11119/09! 08i04/09 1(I/07/09 I 1/19/09 08/04/09 10/07/09 11/19/09 08/04/09 J J J J J J J J J J J J J J J J A A A A A A B

100. -Janus Forty 101. -Janus I"orty 102. -Aberdeen Natural

FINANCIAL DISCLOSURE REPORT

,~ .... fP ..... Reporting

Itancn, Andrew S.

Dale of Repor!
05/10i2010

Page l 0 of 16

V 1 i. INVEST M E NTS a n d T R U STS - i.,.o~.,.. ~..,, ....... .,i,,., (ln,ludes ,ho,e of~p ...... d dep, ndent thildren; ,ee pp. 34-60 o]filing imttuctio~,.)
NONE (i~) reportable income, assets, or transactions.) ~scriplion of Assets (ia~lutli~g t~st assets) Place "(X)" after each asset exempt frum ~rior disclozure ~ Income during reposing period ~ M~ -~. - (2) " ~ , ~ Amount T)~e (e.g.. ~ Code I ~ div., rent, r t,r ira.} ii (A.II} I ~ Gross value at end of reposing peri~ ~1) (~) Value Value Ct~e 2 Method (J-P~ Code 3 (Q-W) Transactions during repomng ~ri~ " ~) type (e.g., buy. sell, redemption) (2~ 13) (4) : Da~c [ Value Ga n lmm"d~Syy ~ C~e 2 Code I : (J-P) (A-It) ~ ~ ~ ~ 11!19!09 08/04!09 t0.."07/09 11/19/09 08/04/09 t0/07/091 11/19/09 08/04/09 11/19/09 08,<04/09 I 1/19.;09 08/04/09 08/04/09 10/I17/09 11119i09 08104109 10/07i09 J J J J J J J J J J J J J J J J J A A A A A A (5) Identi~ o~ buyer/seller 0fpfiva~e transaction)

103, 104.

-Aberdeen Nalural -Ivy Asset .Strategic

Sold Buy Buy Sold (pan) Bt~y Sold Buy Buy I Sold Ipart) Buy Buy Buy Buy Sold (patti gold (f)artl Buy Buy

105. -Ivy Assct Stracgic 106. 107. 108. -Ivy Assc~ Strategic -John Ilancock Global -John Hancock Global

109. -John Ihmcock Globa! 110. -Lord Abbet! Bond I I I. -Lord Abbott Bond 112. -Calamt)~; Convertible ~,311tl 113. -Calamos Convertible Bond I t4. -Janus O,erscas 15. -l.oomts Saylcs Slratck.ic 16. -Loomis Saylcs Str,~tegtc 17. -Loomis Saylcs Strategic 18. -Blackrock Int 119. -Blat:kmck hit

FINANCIAL DISCLOSURE REPORT Page I 1 of 16

In ....rP ..... ae~,o,,Ing ,a.+., A.dr+,,. S.

I t~.teoraepo. 05]~0/20t 0

NONE (~b reportable income, assets, or transactions.) Description o~ Assels (including tnLst assets) Place{X~" afler each asset exempt from prior disclosure lnolne during ~porting ~riod Amtmnt ~. T~{~.g. { Code ~ ~ div., rent,
i (A-H) : i t}r inl )

Gross v~luc at end o f ~poning perk~ Value Code 2

(J-P}

Transactions during reporting ~ri~

Val~e Method
Code 3

T~c(e.g., buy, sell.

redempfitm]

~ Date ~ Value Gain { ~mmdd>T ~ Code 2 ~ Code I ,

, ~ {J-P} ~ (A-H) i

ldenti~yof buyer/seller
{if private

120. -Blackrock Int 121. -Blackrock Global 122. -Blackrock Global

Sold {paa} Buy Sold Buy

11/19/09 08i~/09 11119/09 11/19/09

J J J J

123. -Janus Overseas

124. -Jennison Nat.

125. -P,.S Emerging Mkt 126. -Pulnam Voyager 127. Retirement Accotmt ttl 128. -Fidelity Short Term Bond Fund 129. -Marshall Bond Fund 130. -Pax [~alanced Fund 131. -Citizens Bank Flint Mich CD 132. -Stralegic Cap Bk CD 133. -Catapillar Bonds 134. -Duke Uni. Bonds 135. -Dartmouth College Bonds 136. -Fidelity Castt Rcser,es E Int.Div. N T

Buy
Buy Buy

I 1/19/09
11/19/09 11/19/09

J
J

Sold Redeemed Redeemed Buy Buy Buy

02/10/09 02/09/09 07/09/09 02/15/09 02/15109 07/21/09

K L L L J M

A A A

Name of Person Reporting

Date of Repor~

PageFINANCIAL12 of 16 DISCLOSURE REPORT

Itanen. Andrew S.

05;10!20|0

VII. INVESTMENTS and TRUSTS-i ......... t~<,, .....

NONE

(~

reportable income, assets, or transactions.)

" " A.
Description of Assets (including ~mst assets)

"

~.Income during repo~ieg period [Amount Ty~ [e.g. C~e I div.,rent, I (A-H} ; orint.I ;[ ~ Value Code 2 {J-P}

c. "
Gro~ value at end , [ "l)ge (e g., buy ~11. { redemption} } Transactions during reporting period ; Value Method Code3 ~ (Q-W) , } Dute], Value [mmidd.~ { Code 2 (J-PJ Gain Code I (A-II} Identity of buyer/seller {ifpri~ate transaction)

Place "(X}" after eadt asset e,erupt from prior disclosure

137.

Brokerage Acct ~1 H C C C C D D C C C C D Interest Interest Interest Interest Interest Interest Interest htlcrest Interest lnteresl Interest Interest M M M M I" 1" T T K M M M M M T T T T T T Redeemed 02!15109 L A Redecmed 02/15/091 (pan)

138. -tlouston tSD Municipal Bonds 139. -Pearland ISD Municipal Bonds 140. -Killeen Tcx. Muncipal Bonds 141, -Katy Tex. ISD Municipal Bonds 142. -Lubbock Tx. Tax & Wtrv.orks Municipal [~onds 143. -Univ. Tex. Revs. Fin. Municipal Bonds 144. -Souihlake rex I_[I Water Municipal [hinds 145. -Georgctov,,n ISD Municipal Bonds 146. -Ft. Worth Tex ISD Municipal [lunds 147. -Rk.hardscm Texas Municipal Bonds 148. -Allen texas Rfdg. Municipal Ilomls 149. -Pkmo ISD Municipal Bond.~

151. -Port Nechcs Gro~c ISD Municipal Bonds 152. -.Smith Barney Tax t"ice Money Malkct 153. BrokcrageAcct#2

C A

Interest Interest

M N

T T

FINANCIAL DISCLOSURE REPORT

Page 13 of 16

NONE

(No reportahle

income, assets, or transactions.) [ Gross value at end of repomng period V~lue Code 2 {J-P) Value Meth,,d Cod,: 3 O-W) T T~c~e g, buy, sell. redemptioni Transactions during reporting pcri~

Description of Assels [including I~51 as~ts~ Place "~X)" ~aereach a~set exempt from prior di~h,sux

Income dtlring

repomng period ~motmt T~Ve(e g.. . Code I [ di,. rent. (A-tl} ur i~t.) I lnleresl lnlercsl Inzerest hate.rest Interest Interest Intere~t Ir, tetest Interest Intcres! ]e.tcrest Interest I)ividend Di",idend Dividend I)ividend Di,idend

~ Date ~ Value G~in ~ ~ mm/dd,~ i Code 2 { Code 1 I ~ I (J-P) { (A-H) .. I ~ 02/17,09 09/I 1,09 bl M C D

lden6ty of buyer/seller (if private Imnsaction)

154. -Canadian Riv. Mun. blunicipal Bonds 155. -Houston Tcx Walcr Municipal Bonds 156 -Brownsville]ex Municipal Bonds

A C C C C D B B C A F A A A A C C

Redeemcd (pan} Redeemed

L M

T T Redeemed 02;17/09 M A

157. -Lower Coh Riv. Auth. Murticipal Bor~ds 15g. -AdingtonTexas ISDMunicipal Bonds 159. -!larris Counly Municipal Bonds 160. -UniversityofN.Tex Municipal Bonds 161. -tlouston Tex ISD Zero Coupon Municipal Bonds 162. -Sha~land IS[) Municipal .Bonds 163. -Lancaster ISD ,Municipal Bonds 164. -Merrill Lynch CMA Tax Exempt Mtmcy Market 165. Compass Bank !66. Northwestern Mutual EOL Life Ins ~117 !67. Noithwestcm Mutual EOL Lil~ Ins/,714 168. Northwestern Muhtal Whole l ire Ins ~:t042 169. Northwestern Mutual Whole Life Ins ;1817

M L

T T Redeemed 0WI 1/09 K B

M M K K J J J 1. L

T "1 T T T T T T T Buy 11:09/09 L

170. Northwestern Muttud \Vlnde Life Ins #Sit

FINANCIAL DISCLOSURE REPORT Page 14 of 16 Vi !. I NVESTM ENTS an d TRUSTS --i.,. .......

.~,,~, of Person Repor~i,g

Dale of

I,~,~n,A.,~r~,*S. ] ~ ............ ~o..~ a.~.~, ,~,,,,, qw ...... a a.p~..a..,,.,ua.~,~ ~o. ~4-~o q,i.~ ~,,.~,~,,.,.~

NONE (No rt~ortable income, assets, or transactions.)

Description of Assets (including t~st asscls) Place"(X~"a~lereacha~sel exempt from prior disclosure Income dt~ring reposing p~i~l Gross value a~ end of rc~[ng period Tran~cfions during report~g peri~

-~i~ ~ ~)
Amounl Typc(e.g, ~ Code I ~ div., rent, ~ {A-H) ~ or it~.) ~ ~

0~
~aluc C~e 2 (J-P)

~
Value Mc~h~d C~de 3 ,Q.W)

~)
Type(e.g., buy, sell, redemption)

~ Date Value .. Gain mm,"ddyy ! Code 2 ~ Code I (]-P~ (A-H) I~ ~

~ ~ O~ - j (4)

[denti~of buyeriseller (if private , ..... finn)

FINANCIAL DISCLOSURE REPORT

,~ .... fP ..... Reporting

Page ! 5 of 16

...~., Andrev~ S.

05/10/20

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

1. The Nationwide funds in IRA - Account #2 listed on Lines 7, 8, 10, I I, 12, 13. 16, 17, t8 and 19 of the 2008 report were all incorporated into the sarious Aberdeen funds. See 21308 Eplanatory Nolcs (See. VIII; I-5). 2. The Nationwide funds in IRA Account #3 listed on Lines 59.60, 6 I, 63, 64, 67, 68, 7 I, 72.73 and 74 of the 2008 report were all incorporaled into the ~ariuus Aberdeen funds. See 2008 Explanalory Notes (See. VIII: I-5).

FINANCIAL DISCLOSURE REPORT Page 16 of 16 IX. CERTIFICATION.

Name Hane., of Person Reporting

Date of Report

I certi~ that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and bellcf, and that any information not reported was ~ithheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income front outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions ors U.S.C. app. 501 et. scq., 5 U.S.C. 7353, and Jndicial Conference regulations.

NOTE: ANY INDIVll)UAL WIIO KNOWINGLY" AND WILFULLY FALSIFIES OR FALLS TO FILE Tills REPORT .NIAY BE SUBJECT TO CIVIL AND CRISIINAL SANCTIONS (5 U.S.C. app. I04)

FILING INSTRUCTIONS
Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbt,s Circle, N.E. Washington, D.C. 20544