Manual Skoda Octavia 1,8 132kW AUQ

6HUYLFH
:RUNVKRS 0DQXDO
2&7$9,$
(GLWLRQ
@tvrpqr
O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP

$84
6HUYLFH 'HSDUWPHQW 7HFKQLFDO ,QIRUPDWLRQ
3ULQWHG LQ &]HFK 5HSXEOLF 6
6HUYLFH
7KH :RUNVKRS 0DQXDO LV LQWHQGHG RQO\ IRU XVH ZLWKLQ WKH 2UJDQLVDWLRQ NRGD ,W LV QRW SHUPLWWHG WR SDVV LW RQ WR RWKHU SHUVRQV .2'$ $872 D V
3ULQWHG LQ &]HFK 5HSXEOLF 6
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP
/LVW RI 6XSSOHPHQWV WR :RUNVKRS 0DQXDO
2&7$9,$
(GLWLRQ
6XSSOH PHQW
O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP

(GLWLRQ 6XEMHFW %DVLF (GLWLRQ $UWLFOH 1XPEHU 6
(GLWLRQ 6
/LVW RI 6XSSOHPHQWV
/LVW RI 6XSSOHPHQWV
(GLWLRQ 6
7DEOH RI &RQWHQWV
6HOIGLDJQRVLV
6HOIGLDJQRVLV , SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH SDJH
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
5HDGLQHVV FRGH
)XHO )RUPDWLRQ ,QMHFWLRQ
2YHUYLHZ RI ILWWLQJ ORFDWLRQ 'LVDVVHPEOLQJ DQG DVVHPEOLQJ IXHO GLVWULEXWRU ZLWK LQMHFWRUV 'LVDVVHPEOLQJ DQG DVVHPEOLQJ WKH DLU ILOWHU DQG DLU PDVV PHWHU 6DIHW\ PHDVXUHV 3DUWV RI LQMHFWLRQ V\VWHP 6XPPDU\ RI FRPSRQHQWV
5XOHV RI FOHDQOLQHVV 7HVWLQJ OLQHV DQG FRPSRQHQWV ZLWK WHVW ER[ $GDSWLQJ LGOLQJ VSHHG ,QVSHFWLQJ HOHFWURQLF SRZHU FRQWURO HOHFWURQLF WKURWWOH 7HVWLQJ WKURWWOH YDOYH FRQWURO XQLW 7HVWLQJ YROWDJH VXSSO\ IRU FRQWURO XQLW 7HVWLQJ WKH IXHO SUHVVXUH UHJXODWRU DQG KROGLQJ SUHVVXUH SUHVVXUH LQ V\VWHP 7HVWLQJ WKH LQWDNH V\VWHP IRU WLJKWQHVV XQPHWHUHG DLU &KHFNLQJ ODPEGD SUREHV
(GLWLRQ 6 7DEOH RI &RQWHQWV
7HVWLQJ FRPSRQHQWV DQG IXQFWLRQV
7HVWLQJ DFFHOHUDWRU SHGDO SRVLWLRQ VHQGHU
3URFHGXUH DIWHU YROWDJH VXSSO\ KDV EHHQ LQWHUUXSWHG
,QVSHFWLQJ WKH LQMHFWLRQ UDWH WLJKWQHVV DQG MHW IRUPDWLRQ RI WKH LQMHFWRUV
SDJH
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
,JQLWLRQ 6\VWHP
6DIHW\ PHDVXUHV 3DUWV RI LJQLWLRQ V\VWHP 6XPPDU\ RI FRPSRQHQWV 7HVWLQJ KDOO VHQGHU *
,,
7DEOH RI &RQWHQWV
(GLWLRQ 6

6HOIGLDJQRVLV

1RWH
6HOIGLDJQRVLV ,
7KH VHOIGLDJQRVLV PRQLWRUV RQO\ D SDUW RI WKH LQMHFWLRQ DQG LJQLWLRQ V\VWHP
3URSHUWLHV RI WKH VHOIGLDJQRVLV
7KH FRQWURO XQLW - IRU WKH LQMHFWLRQ DQG LJQLWLRQ V\V WHP 0RWURQLF LV HTXLSSHG ZLWK D IDXOW PHPRU\ 7KH IDXOW PHPRU\ LV GHVLJQHG DV D SHUPDQHQW PHPRU\ DQG DV D YRODWLOH PHPRU\
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
$IWHU WKH IDXOWV KDVKDYH EHHQ UHPRYHG WKH IDXOW PHP RU\ PXVW EH HUDVHG SDJH ,I WKH HQJLQH FRQWURO XQLW LV GLVFRQQHFWHG SHUIRUP ZRUN VHTXHQFH IRU YROWDJH LQWHUUXSWLRQ &KDS :KHQHYHU WKH IDXOW PHPRU\ LV HUDVHG LW LV QHFHVVDU\ WR JHQHUDWH D UHDGLQHVV FRGH &KDS 1RWH
7KH IROORZLQJ GHVFULSWLRQ RQO\ UHODWHV WR YHKLFOH V\V
7KH XVH RI WKH IDXOW WHVWHU 9$* ZLWK LQWHJUDW
WHP WHVWHU 9$6 RU 9$* XVLQJ WKH SUR JUDP FDUG YHUVLRQ RU KLJKHU HG SULQWHU LV VLPLODU $ PLQRU GHYLDWLRQ RQ WKH GLVSOD\ UHDGRXW LV SRVVLEOH
7HFKQLFDO GDWD RI VHOIGLDJQRVLV

(QJLQH FRGH OHWWHUV 6\VWHP GHQRPLQDWLRQ &RPSOLHV ZLWK (8 /DPEGD FRQWURO .QRFN FRQWURO 0RWURQLF ODPEGD SUREHV NQRFN VHQVRUV (8 $84
(GLWLRQ 6
6HOIGLDJQRVLV ,
SDJH

9DULDEOH LQWDNH PDQLIROG OHQJWK &DPVKDIW DGMXVWPHQW 6HFRQGDU\ DLU V\VWHP
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP QR
\HV
\HV
,QWHUURJDWLQJ FRQWURO XQLW YHUVLRQ
7KH FRQWURO XQLW YHUVLRQ LV GLVSOD\HG RQFH WKH YHKLFOH V\V WHP WHVWHU 9$* LV FRQQHFWHG DQG WKH HQJLQH HOHFWURQLFV FRQWURO XQLW VHOHFWHG SDJH
)XQFWLRQV DYDLODEOH ZKHQ XVLQJ WKH YHKLFOH V\V WHP WHVWHU 9$*
7KH SUHFRQGLWLRQV IRU VHOHFWLQJ WKH GHVLUHG IXQFWLRQV DUH JLYHQ LQ WKH IROORZLQJ WDEOH 2SHUDWLRQ )XQFWLRQ DW YHKLFOH V\VWHP WHVWHU 9$*
,QWHUURJDWLQJ IDXOW PHPR U\ ,QLWLDWLQJ EDVLF VHWWLQJ (UDVLQJ IDXOW PHPRU\ (QGLQJ RXWSXW )LQDO FRQWURO GLDJQRVLV
,QWHUURJDWLQJ FRQWURO XQLW YHUVLRQ
(QJLQH QRW UXQQLQJ LJ QLWLRQ VZLWFKHG RQ \HV \HV \HV \HV \HV
(QJLQH LGOLQJ \HV \HV \HV QR
&RQGLWLRQ
1RUPDO GULYLQJ \HV \HV \HV QR

5HDGLQJ PHDVXUHG YDOXH EORFN 5HDGLQHVV FRGH
&RGLQJ FRQWURO XQLW
\HV
\HV QR
\HV \HV
\HV
\HV \HV
\HV QR
\HV \HV
\HV
\HV
&RQQHFWLQJ YHKLFOH V\VWHP WHVWHU 9$* DQG VHOHFWLQJ WKH FRQWURO XQLW IRU HQJLQH HOHFWURQLFV
6SHFLDO WRROV WHVW DQG PHDVXULQJ HTXLSPHQW DQG DX[LOLDU\ LWHPV UHTXLUHG
9HKLFOH V\VWHP WHVWHU 9$* ZLWK FDEOH
9$* $ % RGHU &

V H 5 V H 5

V H 5
7HVW FRQGLWLRQV

%DWWHU\ YROWDJH DW OHDVW 9 )XVHV 1R DQG 2. (DUWK FRQQHFWLRQ DW JHDUER[ DQG RQ WKH OHIW EHORZ EDW
WHU\ 2.
V H 5
V H 5
1
SDJH
6HOIGLDJQRVLV ,
(GLWLRQ 6

3URFHGXUH
&RQQHFW YHKLFOH V\VWHP WHVWHU 9$* ZLWK FD

2QFH WKH YHKLFOH V\VWHP WHVWHU KDV EHHQ FRQQHFWHG EOH 9$* $ % RGHU &
1 4 7 C 2 5 8 O 3 6 9
HELP
V.A.G.1552
'HSHQGLQJ RQ WKH GHVLUHG IXQFWLRQ HLWKHU VZLWFK RQ
,I WKH UHDGRXWV DV VKRZQ LQ WKH ZRUN VHTXHQFH DUH QRW GLVSOD\HG UHIHU WR WKH IROORZLQJ QRWHV 1RWH
WKH LJQLWLRQ RU VWDUW WKH HQJLQH SDJH WDEOH $YDLODEOH IXQFWLRQV
V.A.G 1552 V.A.G 1551/3
,I (UURU LQ GDWD WUDQVPLVVLRQ LV GLVSOD\HG EHFDXVH RI ,I RQH RI WKH IROORZLQJ PHVVDJHV DSSHDUV LQ WKH GLV
DQ LQFRUUHFW HQWU\ XQSOXJ FDEOH IURP YHKLFOH V\VWHP WHVWHU SOXJ LQ DJDLQ DQG UHSHDW DOO WKH VWHSV
S01-0045
SOD\ FDUU\ RXW IDXOW ILQGLQJ DV VSHFLILHG LQ WKH IDXOW ILQGLQJ SURJUDP GLDJQRVWLF FDEOH &XUUHQW )ORZ 'LD JUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV LI QHFHVVDU\ 2SHUDWLQJ ,QVWUXFWLRQV RI YHKLFOH V\VWHP WHVWHU
9HKLFOH V\VWHP WHVW 7KH FRQWURO XQLW GRHV QRW UHVSRQG
+(/3
9HKLFOH V\VWHP WHVW )DXOW LQ FRPPXQLFDWLRQ VHWXS 9HKLFOH V\VWHP WHVW . FDEOH GRHV QRW FRQQHFW WR HDUWK
+(/3 +(/3
2SHUDWH WKH YHKLFOH V\VWHP WHVWHU E\ IROORZLQJ WKH LQGLFD WLRQ RQ WKH GLVSOD\ 5HDGRXW RQ GLVSOD\
1RWH
9HKLFOH V\VWHP WHVW +(/3 . FDEOH GRHVW QRW FRQQHFW WR SRV WHUP
(QWHU DGGUHVV ZRUG (QJLQH HOHFWURQLFV DQG FRQ

ILUP HQWU\ ZLWK WKH 4 NH\ 7KH FRQWURO XQLW LGHQWLILFDWLRQ DSSHDUV LQ WKH GLVSOD\ HJ
$% OWU
9HKLFOH V\VWHP WHVW (QWHU DGGUHVV ZRUG ;;
+(/3
3DUW 1R RI WKH FRQWURO XQLW IRU FXU UHQW FRQWURO XQLW YHUVLRQ VHH VSDUH SDUWV FDWDORJXH HQJLQH GLVSODFHPHQW
$%- O &RGLQJ
597
! :6&
597 *
(QJLQH YHUVLRQ F\O LQOLQH HQJLQH 9DOYH7XUER 3URJUDP VWDWXV QXPEHU RU ' VRIWZDUH YHUVLRQ RI FRQWURO XQLW *5$ QRW VZLWFKHG +6 JHDUER[ GDWD VWDWXV

&RGLQJ :6&
ZRUNVKRS FRGLQJ IURP WKH 9$* ZLWK ZKLFK WKH ODVW FRGLQJ ZDV FDUULHG RXW
&RGLQJ YDULDQW RI FRQWURO XQLW
(GLWLRQ 6
6HOIGLDJQRVLV ,
SDJH

1RWH
,I WKH FRQWURO XQLW YHUVLRQ GLVSOD\HG GRHV QRW FRUUH
,QFRUUHFW FRGLQJ RI WKH HQJLQH FRQWURO XQLW UHVXOWV LQ
VSRQG WR WKH YHKLFOH UHSODFH WKH FRQWURO XQLW &KDS
+DQGOLQJ SUREOHPV MHUN\ JHDU FKDQJH ORDG FKDQJH ,QFUHDVH LQ IXHO FRQVXPSWLRQ ,QFUHDVH LQ SROOXWLRQ 6WRUDJH RI QRQH[LVWHQW IDXOWV LQ IDXOW PHPRU\
MROWV HWF
&HUWDLQ IXQFWLRQV QRW EHLQJ SHUIRUPHG ODPEGD FRQ 5HGXFWLRQ RI WKH JHDUER[ OLIH
WURO DFWXDWLRQ RI DFWLYHG FKDUFRDO ILOWHU V\VWHP HWF
,I WKH FRGH GRHV QRW PDWFK WKH YHUVLRQ RI WKH YHKLFOH &KDS
NH\
&KHFN FRGH RI FRQWURO XQLWV FRGH HQJLQH FRQWURO XQLW 3UHVV

5HDGRXW RQ GLVSOD\
9HKLFOH V\VWHP WHVW 6HOHFW IXQFWLRQ ;; +(/3
)XUWKHU SURFHGXUH VHH UHSDLU VHTXHQFHV
,QWHUURJDWLQJ DQG HUDVLQJ IDXOW PHPRU\

9$* $ % RGHU &
3URFHGXUH
&RQQHFW YHKLFOH V\VWHP WHVWHU 9$* 6WDUW HQ

JLQH DQG VHOHFW DGGUHVV ZRUG (QJLQH HOHFWURQLFV SDJH 2QO\ LI WKH HQJLQH GRHV QRW VWDUW RII LJQLWLRQ
2SHUDWH VWDUWHU IRU DW OHDVW VHFRQGV GR QRW VZLWFK

5HDGRXW RQ GLVSOD\
(QWHU IRU WKH IXQFWLRQ ,QWHUURJDWH IDXOW PHPRU\

DQG FRQILUP HQWU\ ZLWK NH\ 4 7KH QXPEHU RI VWRUHG IDXOWV RU 1R IDXOW UHFRJQLVHG DS SHDUV LQ WKH GLVSOD\ ,I QR IDXOW LV VWRUHG
9HKLFOH V\VWHP WHVW 6HOHFW IXQFWLRQ ;;
+(/3
; IDXOWV GHWHFWHG
3UHVV
NH\
5HDGRXW RQ GLVSOD\ WU\ ZLWK NH\ 4
(QWHU IRU WKH IXQFWLRQ (QG RXWSXW DQG FRQILUP HQ

,I RQH RU VHYHUDO IDXOWV DUH VWRUHG
+(/3
SDJH
6HOIGLDJQRVLV ,
(GLWLRQ 6
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP 'LVSOD\ RI IDXOW QXPEHU HJ
)DXOW QXPEHU +DOO VHQVRU * 6KRUW FLUFXLW WR HDUWK 9HKLFOH V\VWHP WHVW 6HOHFW IXQFWLRQ ;; ! ! +(/3

3UHVV 3UHVV
NH\ NH\
)DXOW VRXUFH DQG IDXOW W\SH DSSHDU LQ WKH GLVSOD\ HJ 5HDGRXW RQ GLVSOD\ WU\ ZLWK NH\ 4
(QWHU IRU WKH IXQFWLRQ (QG RXWSXW DQG FRQILUP HQ 5HFWLI\ WKH IDXOWV GLVSOD\HG E\ UHIHUULQJ WR WKH IDXOW WD
EOH &KDS 1RWH
:KHQ FDUU\LQJ RXW WHVW DQG UHSDLU DQG LQVWDOODWLRQ RSHUD WLRQV IDXOWV VXFK DV FRQQHFWRUV XQSOXJJHG PD\ DOVR EH GHWHFWHG E\ RWKHU FRQWURO XQLWV )RU WKLV UHDVRQ ZKHQ WKH ZRUN LV FRQFOXGHG LW LV QHFHVVDU\ WR LQWHUURJDWH DQG HUDVH WKH IDXOW PHPRULHV RI DOO FRQWURO XQLWV )RU WKLV \RX PXVW SURFHHG DV IROORZV
(QWHU IRU DGGUHVV ZRUG $XWRPDWLF WHVW VHTXHQFH (UDVLQJ IDXOW PHPRU\ SDJH
DQG FRQILUP HQWU\ ZLWK NH\ 4 7KH 9$* VHQGV DOO NQRZQ DGGUHVV ZRUGV LQ VHTXHQFH
(UDVLQJ IDXOW PHPRU\

9$* $ % RGHU &
7HVW FRQGLWLRQ
:KHQHYHU WKH IDXOW PHPRU\ LV HUDVHG LW LV QHFHVVDU\ WR JHQHUDWH D UHDGLQHVV FRGH &KDS 1RWH
5HSDLU FRPSOHWHG
2QFH WKH IDXOW KDV EHHQ UHPRYHG SHUIRUP D WHVW
&RRODQW WHPSHUDWXUH PXVW ULVH WR PRUH WKDQ & ,Q FDVH RI IXOO ORDG WKH VSHHG VKRXOG EH LQFUHDVHG EH 2QFH WKLV WHPSHUDWXUH LV UHDFKHG WKH IROORZLQJ RSHU
DWLQJ VWDWHV PXVW EH VHW VHYHUDO WLPHV ,GOLQJ 3DUWLDO ORDG (QULFKPHQW 7UDLOLQJ WKURWWOH RYHUUXQ IXHO FXWRII
(GLWLRQ 6 6HOIGLDJQRVLV ,
GULYH 'XULQJ WKH WHVW GULYH WKH IROORZLQJ RSHUDWLQJ FRQGLWLRQV PXVW EH IXOILOOHG
\RQG USP
SDJH

3URFHGXUH EOH
&RQQHFW YHKLFOH V\VWHP WHVWHU 9$* ZLWK FD ,QWHUURJDWH IDXOW PHPRU\ RI FRQWURO XQLW DJDLQ )XQF
WLRQ SDJH
1 4 7 C 2 5 8 O 3 6 9
HELP
V.A.G.1552
V.A.G 1552 V.A.G 1551/3
S01-0045
5HDGRXW RQ GLVSOD\
,I WHVW DQG UHSDLU DQG LQVWDOODWLRQ RSHUDWLRQV KDYH RQO\
,I WKH WHVW DQG UHSDLU DQG LQVWDOODWLRQ RSHUDWLRQV KDYH DOVR DIIHFWHG RWKHU FRQWURO XQLWV LQWHUURJDWH DQG HUDVH WKH IDXOW PHPRULHV RI DOO FRQWURO XQLWV XSRQ FRPSOHWLRQ )RU WKLV \RX PXVW SURFHHG DV IROORZV
EHHQ SHUIRUPHG RQ WKH HQJLQH HOHFWURQLFV HQWHU IRU IXQFWLRQ ,QWHUURJDWH IDXOW PHPRU\ DQG FRQILUP HQ WU\ ZLWK NH\ 4
+(/3
(QWHU IRU DGGUHVV ZRUG $XWRPDWLF WHVW VHTXHQFH 7KH QXPEHU RI IDXOWV VWRUHG DSSHDUV RQ WKH GLVSOD\
,I RQH RU VHYHUDO IDXOWV DUH VWRUHG 7KH VWRUHG IDXOWV DUH GLVSOD\HG LQ VHTXHQFH EOH &KDS DQG FRQILUP HQWU\ ZLWK NH\ 4 7KH 9$* VHQGV DOO NQRZQ DGGUHVV ZRUGV LQ VHTXHQFH
1R IDXOW GHWHFWHG
5HFWLI\ WKH IDXOWV GLVSOD\HG E\ UHIHUULQJ WR WKH IDXOW WD (QWHU IRU WKH IXQFWLRQ (UDVH IDXOW PHPRU\ DQG
FRQILUP HQWU\ ZLWK NH\ 4 5HDGRXW RQ GLVSOD\ 1RWH
9HKLFOH V\VWHP WHVW )DXOW PHPRU\ HUDVHG !
,I WKH LJQLWLRQ LV VZLWFKHG RII EHWZHHQ ,QWHUURJDWH IDXOW PHPRU\ DQG (UDVH IDXOW PHPRU\ WKH IDXOW PHPRU\ LV QRW HUDVHG
3UHVV NH\ (QWHU IRU WKH IXQFWLRQ (QG RXWSXW DQG FRQILUP HQ
WU\ ZLWK NH\ 4

V H 5 V H 5

V H 5
)LQDO FRQWURO GLDJQRVLV

7HVW FRQGLWLRQV
V H 5

)XVHV 1R DQG 2.
V H 5
1
SDJH
6HOIGLDJQRVLV ,
(GLWLRQ 6
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP 6SHFLDO WRROV WHVW DQG PHDVXULQJ HTXLSPHQW DQG DX[LOLDU\ LWHPV UHTXLUHG

9$* $ % RGHU & 1RWH
7KH DFWXDWRU GLDJQRVLV FDQ RQO\ EH FDUULHG RXW ZKHQ
7KH ILQDO FRQWURO GLDJQRVLV LV DERUWHG ZKHQ WKH HQJLQH 'XULQJ WKH DFWXDWRU GLDJQRVLV WKH LQGLYLGXDO DFWXDWRUV 7KH DFWXDWRUV DUH WHVWHG DFRXVWLFDOO\ RU E\ FRQWDFW
WKH HQJLQH LV QRW UXQQLQJ DQG WKH LJQLWLRQ LV VZLWFKHG RQ
LV VWDUWHG RU ZKHQ D PRPHQW RI PRPHQWXP LV GHWHFW HG UHPDLQ DFWLYDWHG XQWLO WKH QH[W DFWXDWRU LV VHOHFWHG E\ SUHVVLQJ NH\
%HIRUH UHSHDWLQJ ILQDO FRQWURO GLDJQRVLV ZLWKRXW EULHIO\ 7KH HOHFWULF IXHO SXPS UXQV GXULQJ WKH HQWLUH ILQDO FRQ )LQDO FRQWURO GLDJQRVLV LV DERUWHG DIWHU PLQXWHV
UXQQLQJ WKH HQJLQH VZLWFK WKH LJQLWLRQ RII IRU DERXW VHFRQGV WURO GLDJQRVLV
7KH LGOLQJ VZLWFK PXVW EH 2.
:LWK WKH DFWXDWRU GLDJQRVLV WKH IROORZLQJ SDUWV DUH DFWL YDWHG LQ WKH VHTXHQFH LQGLFDWHG 7DQN YHQW YDOYH 1 6HFRQGDU\ DLU LQOHW YDOYH 1
6HFRQGDU\ DLU SXPS UHOD\ - &DPVKDIW DGMXVWPHQW ,QMHFWRU F\O 1 ,QMHFWRU F\O 1 ,QMHFWRU F\O 1
6ROHQRLG YDOYH IRU FKDUJH SUHVVXUH FRQWURO 1 $FWLYDWHG FKDUFRDO ILOWHU VROHQRLG YDOYH 1
,QMHFWRU F\O 1
3URFHGXUH
&RQQHFW YHKLFOH V\VWHP WHVWHU 9$* 6ZLWFK

(QWHU IRU WKH IXQFWLRQ $FWXDWRU GLDJQRVLV &RQILUP HQWU\ ZLWK NH\ 4
LJQLWLRQ RQ DQG VHOHFW DGGUHVV ZRUG (QJLQH HOHF WURQLFV SDJH
9HKLFOH V\VWHP WHVW 6HOHFW IXQFWLRQ ;; 9HKLFOH V\VWHP WHVW $FWXDWRU GLDJQRVLV
+(/3 4
$FWLYDWHG FKDUFRDO ILOWHU V\VWHP VROHQRLG YDOYH 1

7KH VROHQRLG YDOYH EHIRUH WKH FRRODQW UHVHUYRLU PXVW FOLFN ,I WKH LQMHFWRU LV QRW DFWXDWHG GRHV QRW FOLFN
(GLWLRQ 6
)LQDO FRQWURO GLDJQRVLV 7DQN YHQW YDOYH 1
!
6HOIGLDJQRVLV ,
SDJH

7HVW UHVLVWDQFH RI LQMHFWRU &KDS &KHFN ZLUHV WR LQMHFWRU IRU VKRUWFLUFXLW RU RSHQ FLUFXLW
&XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV
NH\
,I WKH VROHQRLG YDOYH FOLFNV RSHQV DQG FORVHV
3UHVV
6HFRQGDU\ DLU LQOHW YDOYH 1
7KH VHFRQGDU\ DLU LQOHW YDOYH 1 PXVW FOLFN XQWLO NH\ LV SUHVVHG ,I WKH LQMHFWRU LV QRW DFWXDWHG GRHV QRW FOLFN
)LQDO FRQWURO GLDJQRVLV 6HFRQGDU\ DLU LQOHW YDOYH1
!
,QVSHFW YDOYH SRZHU VXSSO\ &KHFN ZLUHV WR LQMHFWRU IRU VKRUWFLUFXLW RU RSHQ FLUFXLW 3UHVV
NH\
6HFRQGDU\ DLU SXPS UHOD\ -
)LWWLQJ ORFDWLRQ RI VHFRQGDU\ DLU SXPS UHOD\ - LQ KROGHU LQ SURWHFWLYH KRXVLQJ QH[W WR EUDNH VHUYR XQLW 7KH VHFRQGDU\ DLU SXPS UHOD\ - LV FRQWUROOHG E\ WKH VHFRQGDU\ DLU SXPS PRWRU WKH PRWRU UXQV DW LQWHUYDOV XQ WLO NH\ LV SUHVVHG
)LQDO FRQWURO GLDJQRVLV ! 6HFRQGDU\ DLU LQMHFWLRQ SXPS UHOD\ -
,I WKH VHFRQGDU\ DLU SXPS PRWRU GRHV QRW UXQ DW LQWHU 3UHVV
YDOV FKHFN WKH VHFRQGDU\ DLU SXPS PRWRU &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /R FDWLRQV
NH\
6ROHQRLG YDOYH IRU FKDUJH SUHVVXUH FRQWURO 1

7KLV LQMHFWRU LV DFWXDWHG FOLFNV XQWLO NH\ LV SUHVVHG ,I WKH LQMHFWRU LV QRW DFWXDWHG GRHV QRW FOLFN
)LQDO FRQWURO GLDJQRVLV ! &KDUJH SUHVVFRQWURO VROHQRLG YDOYH 1
7HVW UHVLVWDQFH RI LQMHFWRU &KDS &KHFN ZLUHV WR LQMHFWRU IRU VKRUWFLUFXLW RU RSHQ FLUFXLW 3UHVV
NH\
&DPVKDIW DGMXVWPHQW
)LQDO FRQWURO GLDJQRVLV &DPVKDIW DGMXVWPHQW
!
7HVW UHVLVWDQFH RI LQMHFWRU &KDS &KHFN ZLUHV WR LQMHFWRU IRU VKRUWFLUFXLW RU RSHQ FLUFXLW
SDJH
6HOIGLDJQRVLV ,
(GLWLRQ 6

3UHVV
NH\
$FWLYDWHG FKDUFRDO ILOWHU VROHQRLG YDOYH 1

)LQDO FRQWURO GLDJQRVLV ! $FWLYDWHG FKDUFRDO ILOWHU VROHQRLG YDOYH
,QVSHFW YDOYH SRZHU VXSSO\ &KHFN ZLUHV WR LQMHFWRU IRU VKRUWFLUFXLW RU RSHQ FLUFXLW 3UHVV
NH\
,QMHFWLRQ YDOYH
3UHVV NH\ WKH LQMHFWRU IRU F\OLQGHU FOLFNV UHSHDWHGO\
,I \RX ZDQW WR VZLWFK WR WKH QH[W LQMHFWRU SUHVV NH\
)LQDO FRQWURO GLDJQRVLV ,QMHFWRU F\OLQGHU 1
!
7HVW UHVLVWDQFH RI LQMHFWRU &KDS &KHFN ZLUHV WR LQMHFWRU IRU VKRUWFLUFXLW RU RSHQ FLUFXLW 3UHVV
NH\
,I RQH RI WKH LQMHFWRUV LV QRW DFWXDWHG GRHV QRW FOLFN
7HVW DOO WKH LQMHFWRUV RQH DIWHU WKH RWKHU LQ WKLV ZD\
6ZLWFKLQJ FDQ DOVR EH SHUIRUPHG ZLWKRXW WHVWLQJ WKH UHOHYDQW LQMHFWRU
5HDGRXW RQ GLVSOD\
(QG RXWSXW DQG VZLWFK RII LJQLWLRQ
)LQDO FRQWURO GLDJQRVLV (1'
!
(GLWLRQ 6
6HOIGLDJQRVLV ,
SDJH

SDJH
6HOIGLDJQRVLV ,
(GLWLRQ 6

6HOIGLDJQRVLV ,,
)DXOW WDEOH IDXOW FRGHV

7KH IDXOW VRXUFH WDEOH LV RUGHUHG DFFRUGLQJ WR WKH ([SODQDWLRQV FRQFHUQLQJ WKH W\SHV RI IDXOWV HJ ,QWHU ,I SDUWV DUH RXWSXW DV IDXOW\ )LUVW RI DOO WHVW DOO WKH FD
1RWH
GLJLW IDXOW FRGH RQ WKH OHIW
UXSWLRQ RU VKRUWFLUFXLW WR HDUWK 2SHUDWLQJ LQVWUXF WLRQV RI WKH YHKLFOH V\VWHP WHVWHU
:KHQ WHVWLQJ VHQGHUV DQG RWKHU FRPSRQHQWV RI WKH
EOHV DQG SOXJ FRQQHFWLRQV WR WKHVH FRPSRQHQWV DV ZHOO DV WKH HDUWK FDEOHV RI WKH V\VWHP DFFRUGLQJ WR WKH FXUUHQW IORZ GLDJUDP 5HSODFH FRPSRQHQW RQO\ LI WKHVH WHVWV GR QRW UHYHDO DQ\ IDXOW 7KLV DSSOLHV LQ SDU WLFXODU LI WKH IDXOW LV VKRZQ DV VSRUDGLF 63 IXHO LQMHFWLRQ V\VWHP DQG ZKHQ WHVWLQJ HOHFWULF FDEOHV SURFHHG DFFRUGLQJ WR DSSURSULDWH FXUUHQW IORZ GLD JUDP &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQG LQJ DQG )LWWLQJ /RFDWLRQV 1RWH

$LU PDVV PHWHU * 6LJQDO WRR VPDOO
)DXOW GHQRPLQDWLRQ
IHFWLYH
FXUUHQW SDWK RU IDXOW SRLQW GH IDXOW ZKLFK GRHV QRW RF 5HFWLI\LQJ IDXOW
VSRUDGLFDOO\ RFFXUULQJ IDXOW
GHVLJQDWH IDXOW W\SH ZLWK WH[W
FXU RIWHQ HJ ORRVH FRQWDFW
5HDGRXW RQ 9$*
%HQFK FDPVKDIW DG MXVWPHQW $LU PDVV PHWHU * $LU PDVV PHWHU *
%HQFK FDPVKDIW DG MXVWPHQW
0DOIXQFWLRQ 0DOIXQFWLRQ ,PSODXVLEOH VLJQDO 6LJQDO WRR ORZ 6LJQDO WRR KLJK ,PSODXVLEOH VLJQDO
7HVW FDPVKDIW DGMXVWPHQW &KDS )LQDO FRQWURO GLDJQRVLV 7HVW FDPVKDIW DGMXVWPHQW &KDS )LQDO FRQWURO GLDJQRVLV &KHFN VHQGHU * LQ PHDVXUHG YDOXH EORFN GLVSOD\ JURXS &KHFN ZLULQJ WR VHQGHU * &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO 5HSODFH DLU ILOWHU HOHPHQW &KHFN VHQGHU * LQ PHDVXUHG YDOXH EORFN GLVSOD\ JURXS &KHFN ZLULQJ WR VHQGHU * &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO &KHFN VHQGHU DQG ZLULQJ WR FKDUJH SUHVVXUH VHQGHU *
)DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFD WLRQV )DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV
$LU PDVV PHWHU * ,QWDNH PDQLIROG SUHV VXUHDLU SUHVVXUH *)
(GLWLRQ 6
6HOIGLDJQRVLV ,,
SDJH

5HDGRXW RQ 9$*
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP 5HFWLI\LQJ IDXOW 6LJQDO WRR ORZ 6LJQDO WRR KLJK ,PSODXVLEOH VLJQDO
,QWDNH PDQLIROG WHPSHU DWXUH VHQGHU *
,QWDNH PDQLIROG WHPSHU DWXUH VHQGHU * &RRODQW WHPSHUDWXUH VHQGHU *
&KHFN VHQGHU * LQ PHDVXUHG YDOXH EORFN GLVSOD\ JURXS 7HVW VHQGHU UHVLVWDQFH * &KDS
&RRODQW WHPSHUDWXUH VHQGHU * &RRODQW WHPSHUDWXUH VHQGHU *
7HVW VHQGHU UHVLVWDQFH * &KDS 6LJQDO WRR ORZ &KHFN FRRODQW UHJXODWRU O N: (QJLQH 0HFKDQLFDO &RPSR
QHQWV 5HS *U 6LJQDO WRR KLJK (OHFWU IDXOW LQ WKH FLUFXLW
&KHFN VHQGHU * LQ PHDVXUHG YDOXH EORFN GLVSOD\ JURXS
%HQFK3UREH %HQFK3UREH %HQFK3UREH %HQFK3UREH
%HQFK3UREH
7HVW ODPEGD SUREH * DQG ODPEGD FRQWURO XSVWUHDP RI FDWDO\WLF

FRQYHUWHU &KDS
9ROWDJH WRR ORZ 9ROWDJH WRR ODUJH 6LJQDO WRR VORZ 1R DFWLYLW\ (OHFWU IDXOW
%DQN SUREH KHDWLQJ FLUFXLW %HQFK3UREH %HQFK3UREH %HQFK3UREH %HQFK3UREH %HQFK3UREH
(OHFWU IDXOW LQ WKH FLUFXLW 9ROWDJH WRR ORZ 9ROWDJH WRR ODUJH 6LJQDO WRR VORZ 1R DFWLYLW\
7HVW ODPEGD SUREH * DQG ODPEGD FRQWURO GRZQVWUHDP RI FDWD

O\WLF FRQYHUWHU &KDS
,PSODXVLEOH &KDUJH SUHVVXUH VHQGHU VLJQDO *
&KHFN VHQGHU DQG ZLULQJ WR FKDUJH SUHVVXUH VHQGHU *
6LJQDO WRR ORZ &KDUJH SUHVVXUH VHQGHU * 6LJQDO WRR &KDUJH SUHVVXUH VHQGHU KLJK *
&XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFD WLRQV
SDJH
6HOIGLDJQRVLV ,,
(GLWLRQ 6
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP 5HDGRXW RQ 9$* 5HFWLI\LQJ IDXOW &RPEXVWLRQ PLVILULQJ GH WHFWHG

&KHFN FRPEXVWLRQ PLVILULQJ LQ PHDVXUHG YDOXH EORFN GLVSOD\ JURXS

DQG )LOO XS ZLWK IXHO DQG FKHFN KROGLQJ SUHVVXUH &KDS 7HVW LQMHFWRUV &KDS )LQDO FRQWURO GLDJQRVLV 7HVW LQMHFWHG TXDQWLW\ DQG WLJKWQHVV &KDS 7HVW LJQLWLRQ FDEOHV DQG VSDUN SOXJV
&\O &\O &\O &\O (QJLQH VSHHG VHQGHU * (QJLQH VSHHG VHQGHU *
&RPEXVWLRQ PLVILULQJ GH WHFWHG &RPEXVWLRQ PLVILULQJ GH WHFWHG &RPEXVWLRQ PLVILULQJ GH WHFWHG &RPEXVWLRQ PLVILULQJ GH WHFWHG ,PSODXVLEOH VLJQDO 1R VLJQDO 6LJQDO WRR ORZ 6LJQDO WRR KLJK 6LJQDO WRR KLJK
7HVW LJQLWLRQ FRLO &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV
7HVW UHVLVWDQFH RI HQJLQH VSHHG VHQGHU * &KDS &KHFN ZLULQJ WR VHQGHU * &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO
)DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV
.QRFN VHQVRU *
.QRFN VHQVRU * .QRFN VHQVRU * .QRFN VHQVRU * &DPVKDIW SRVLWLRQ VHQ VRU VHQGHU *
&KHFN NQRFN VHQVRU LQ PHDVXUHG YDOXH EORFN GLVSOD\ JURXS &KHFN ZLULQJ WR NQRFN VHQVRU &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO 6ODFNHQ NQRFN VHQVRU DQG WLJKWHQ DJDLQ WR 1P WLJKWHQLQJ WRUTXH
)DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV
6LJQDO WRR ORZ
,PSODXVLEOH VLJQDO 6LJQDO WRR ORZ 6LJQDO WRR KLJK )ORZ IDXOW\
7HVW FDPVKDIW SRVLWLRQ VHQVRU &KDS
&DPVKDIW SRVLWLRQ VHQ VRU VHQGHU *
&DPVKDIW SRVLWLRQ VHQ VRU VHQGHU * 6HFRQGDU\ DLU V\VWHP
7HVW VHFRQGDU\ DLU LQMHFWRU 1 &KDS )LQDO FRQWURO GLDJ ,QVSHFWLQJ DLU LQWDNH V\VWHP IRU WLJKWQHVV XQPHWHUHG DLU &KDS
7HVW UHOD\ - &KDS ILQDO FRQWURO GLDJQRVLV 7HVW VHFRQGDU\ DLU SXPS 7HVWLQJ FRPELQDWLRQ YDOYH QRVLV
,QVSHFW KRVHV DQG FRQQHFWLRQ SLSHV WR LQGLYLGXDO FRPSRQHQWV DQG EHWZHHQ FRPSRQHQWV O N: (QJLQH 0HFKDQLFDO &RPSR QHQWV 5HS *U
(GLWLRQ 6
6HOIGLDJQRVLV ,,
SDJH

5HDGRXW RQ 9$*
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP 5HFWLI\LQJ IDXOW (IILFLHQF\ WRR ORZ
%DQN FDWDO\VW V\VWHP %DQN PDLQ FDWDO\WLF FRQYHUWHU
(IILFLHQF\ WRR ORZ )ORZ UDWH LQ FRUUHFW ,PSODXVLEOH VLJQDO
*HQHUDWH UHDGLQHVV FRGH &KDS LI WKH VDPH IDXOWV DUH GLVSOD\HG FKHFN HPLVVLRQ OHYHOV ,QVSHFWLRQ
DQG 0DLQWHQDQFH
7DQN YHQWLODWLRQ V\VWHP 9HKLFOH VSHHG VLJQDO ,GOLQJ FRQWURO
7HVW YDOYH 1 &KDS ILQDO FRQWURO GLDJQRVLV &KHFN FRQQHFWLRQ RI IXHO V\VWHP WR WKURWWOH YDOYH O N: (1
JLQH 0HFKDQLFV 5HS *U 7HVW YHKLFOH VSHHG VLJQDO LQ PHDVXUHG YDOXH EORFN GLVSOD\ JURXS 7HVW YHKLFOH VSHHG VLJQDO &KDS 7HVW WKURWWOH YDOYH FRQWURO XQLW &KDS
,GOLQJ FRQWURO 9ROWDJH VXSSO\
6SHHG XQGHU QRPLQDO YDOXH

6SHHG DERYH QRPLQDO YDOXH ,PSODXVLEOH VLJQDO 9ROWDJH WRR ORZ 9ROWDJH WRR ODUJH
,QVSHFWLQJ DLU LQWDNH V\VWHP IRU WLJKWQHVV XQPHWHUHG DLU &KDS ,QVSHFW HQJLQH FRQWURO XQLW SRZHU VXSSO\ &KDS

7HVW VHFRQGDU\ DLU LQMHFWRU 1 &KDS )LQDO FRQWURO GLDJ QRVLV
9ROWDJH VXSSO\ 9ROWDJH VXSSO\ %UDNH OLJKW VZLWFK ) FRQWURO XQLW GHIHFWLYH 0DLQ UHOD\ -
,PSODXVLEOH VLJQDO
&KHFN EUDNH OLJKW VZLWFK DQG EUDNH SHGDO VZLWFK LQ PHDVXUHG YDOXH 5HSODFH HQJLQH FRQWURO XQLW &KDS
EORFN GLVSOD\ JURXS
0DLQ UHOD\ -
2SHQ FLUFXLW 6KRUW FLUFXLW WR HDUWK
7HVW YROWDJH VXSSO\ UHOD\ - IRU HQJLQH FRQWURO XQLW &XUUHQW
)ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV
%HQFK SUREH KHDW LQJ FLUFXLW %HQFK SUREH KHDW LQJ FLUFXLW
%HQFK SUREH KHDW LQJ FLUFXLW
0DLQ UHOD\ -
0DLQ UHOD\ -
2SHQ FLUFXLW
6KRUW FLUFXLW WR SRVLWLYH
6KRUW FLUFXLW WR SRVLWLYH 2XWSXW WRR ORZ 6KRUW FLUFXLW WR SRVLWLYH

FRQYHUWHU &KDS

SDJH
6HOIGLDJQRVLV ,,
(GLWLRQ 6
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP 5HDGRXW RQ 9$* 5HFWLI\LQJ IDXOW 6\VWHP WRR OHDQ 6\VWHP WRR ULFK ,QWHUQDO UHVLVW DQFH WRR JUHDW ,QWHUQDO UHVLVW DQFH WRR JUHDW 6KRUW FLUFXLW WR HDUWK

/DPEGD FRQWURO %HQFK %HQFK SUREH %HQFK SUREH
/DPEGD FRQWURO %HQFK

FRQYHUWHU &KDS
7HVW ODPEGD SUREH * DQG ODPEGD FRQWURO GRZQVWUHDP RI FDWD 7HVW ODPEGD SUREH * DQG ODPEGD FRQWURO XSVWUHDP RI FDWDO\WLF
FRQYHUWHU &KDS O\WLF FRQYHUWHU &KDS
%HQFK SUREH KHDW LQJ FLUFXLW %HQFK SUREH KHDW LQJ FLUFXLW
2SHQ FLUFXLW 6KRUW FLUFXLW WR HDUWK 2SHQ FLUFXLW 6\VWHP WRR ULFK 6\VWHP WRR OHDQ

%HQFK PL[WXUH DGDS WDWLRQ PXOW %HQFK PL[WXUH DGDS WDWLRQ PXOW
%HQFK PL[WXUH DGDS WDWLRQ DGG %HQFK PL[WXUH DGDS WDWLRQ DGG /RDG GHWHFWLRQ
6\VWHP WRR OHDQ 6\VWHP WRR ULFK $ERYH OLPLW
7HVWLQJ IXHO SUHVVXUH UHJXODWRU DQG V\VWHP SUHVVXUH &KDS 7HVW LQMHFWHG TXDQWLW\ DQG WLJKWQHVV &KDS 7HVW YDOYH 1 &KDS ILQDO FRQWURO GLDJQRVLV
7HVW LQMHFWRUV &KDS )LQDO FRQWURO GLDJQRVLV 7HVW LQMHFWHG TXDQWLW\ DQG WLJKWQHVV &KDS 7HVWLQJ LQWDNH V\VWHP IRU OHDNV &KDS &KHFNLQJ WKH H[KDXVW V\VWHP IRU OHDNV
7HVWLQJ IXHO SUHVVXUH UHJXODWRU DQG V\VWHP SUHVVXUH &KDS
7HVW VHFRQGDU\ DLU V\VWHP IRU OHDNV O N: (QJLQH 0HFKDQ LFDO &RPSRQHQWV 5HS *U ,QVSHFW YDFXXP OLQHV IRU OHDNV 7HVWLQJ IXHO SUHVVXUH UHJXODWRU DQG V\VWHP SUHVVXUH &KDS 7HVW LQMHFWHG TXDQWLW\ DQG WLJKWQHVV &KDS 7HVW YDOYH 1 &KDS ILQDO FRQWURO GLDJQRVLV
LPSODXVLEOH /DPEGD FRQWURO %HQFK FRQWURO YDOXH
7HVW WKURWWOH YDOYH FRQWURO XQLW &KDS 7HVW ODPEGD SUREH * DQG ODPEGD FRQWURO XSVWUHDP RI FDWDO\WLF
FRQYHUWHU &KDS
&KHFN VHQGHU * LQ PHDVXUHG YDOXH EORFN GLVSOD\ JURXS &KDS
(GLWLRQ 6
6HOIGLDJQRVLV ,,
SDJH

5HDGRXW RQ 9$*
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP 5HFWLI\LQJ IDXOW ,PSODXVLEOH VLJQDO 6LJQDO WRR ORZ 6LJQDO WRR KLJK 5HJXODWLQJ OLPLW UHDFKHG (OHFWU IDXOW 6KRUW FLUFXLW WR SRVLWLYH 6KRUW FLUFXLW WR SRVLWLYH 6KRUW FLUFXLW WR SRVLWLYH 6KRUW FLUFXLW WR SRVLWLYH 6KRUW FLUFXLW WR HDUWK 6KRUW FLUFXLW WR HDUWK 6KRUW FLUFXLW WR HDUWK 6KRUW FLUFXLW WR HDUWK 2SHQ FLUFXLW 2SHQ FLUFXLW 2SHQ FLUFXLW 2SHQ FLUFXLW WRR ORZ
$QJOH VHQGHU IRU 79 GULYH *
&KHFN DQJOH VHQGHU LQ PHDVXUHG YDOXH EORFN GLVSOD\ JURXS 7HVW WKURWWOH YDOYH FRQWURO XQLW &KDS
&KDS
$QJOH VHQGHU IRU 79 GULYH * $QJOH VHQGHU IRU 79 GULYH *
%DQN ODPEGD FRUUHF WLRQ GRZQVWUHDP RI FDW %HQFK SUREH KHDW LQJ FLUFXLW ,QMHFWRU F\O 1 ,QMHFWRU F\O 1 ,QMHFWRU F\O 1 ,QMHFWRU F\O 1 ,QMHFWRU F\O 1 ,QMHFWRU F\O 1 ,QMHFWRU F\O 1 ,QMHFWRU F\O 1 ,QMHFWRU F\O 1 ,QMHFWRU F\O 1 ,QMHFWRU F\O 1 ,QMHFWRU F\O 1 )XHO OHYHO
7HVWLQJ LQWDNH V\VWHP IRU OHDNV XQPHWHUHG DLU &KDS 7HVW ODPEGD SUREH * DQG ODPEGD FRQWURO GRZQVWUHDP RI FDWD 7HVW ODPEGD SUREH * DQG ODPEGD FRQWURO GRZQVWUHDP RI FDWD
O\WLF FRQYHUWHU &KDS O\WLF FRQYHUWHU &KDS
7HVW LQMHFWRUV &KDS )LQDO FRQWURO GLDJQRVLV
7HVW LQMHFWRUV &KDS )LQDO FRQWURO GLDJQRVLV
)LOO XS ZLWK IXHO HUDVH IDXOW PHPRU\ &KDS 5HDG LQ IDXOW PHPRU\ RI GDVK SDQHO LQVHUW (OHFWULFDO 6\VWHP 7HVW WXUERFKDUJHU GLYHUW DLU YDOYH 1 &KDS ILQDO FRQWURO
GLDJQRVLV 5HS *U
7XUERFKDUJHU GLYHUW DLU YDOYH 1 7XUERFKDUJHU GLYHUW DLU YDOYH 1
7XUERFKDUJHU GLYHUW DLU YDOYH 1
2SHQ FLUFXLW 6KRUW FLUFXLW WR SRVLWLYH 6KRUW FLUFXLW WR HDUWK
SDJH
6HOIGLDJQRVLV ,,
(GLWLRQ 6
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP 5HDGRXW RQ 9$* 5HFWLI\LQJ IDXOW 3UHVVXUH GURS 5HJXODWLQJ OLPLW UHDFKHG

.QRFN FRQWURO F\O .QRFN FRQWURO F\O .QRFN FRQWURO F\O
.QRFN FRQWURO F\O
&RPSUHVVRU WKURWWOH YDOYH FRQQHFWLRQ
&KHFN KRVH FRQQHFWLRQV O N: (QJLQH 0HFKDQLFDO &RP

SRQHQWV 5HS *U
5HJXODWLQJ OLPLW UHDFKHG 5HJXODWLQJ OLPLW UHDFKHG 5HJXODWLQJ OLPLW UHDFKHG 5HJXODWLQJ OLPLW H[FHHG HG
)LOO ZLWK IXHO RI PLQLPXP 521 &KHFN NQRFN FRQWURO ZLWK PHDVXUHG YDOXH EORFN GLVSOD\ JURXS &KHFN ZLULQJ WR NQRFN VHQVRU &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO 7LJKWHQ NQRFN VHQVRU ZLWK 1P
SRQHQWV 5HS *U )DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV &KDS
(QJLQH WRUTXH PRQLWRU LQJ
&KHFN KRVH FRQQHFWLRQV O N: (QJLQH 0HFKDQLFDO &RP

7HVW VHQGHU UHVLVWDQFH * &KDS 7HVW VHQGHU UHVLVWDQFH * &KDS ,QVSHFWLQJ KDOO VHQGHU &KDS &KHFN VHQGHU * LQ PHDVXUHG YDOXH EORFN GLVSOD\ JURXS
(QJLQH WRUTXH PRQLWRU LQJ &DPVKDIW SRVFUDQN VKDIW SRV VHQVRU
5HJXODWLQJ OLPLW H[FHHG HG ,QFRUUHFW DV VLJQPHQW
,JQLWLRQ FRQWURO F\O ,JQLWLRQ FRQWURO F\O ,JQLWLRQ FRQWURO F\O ,JQLWLRQ FRQWURO F\O ,JQLWLRQ FRQWURO F\O 1RWH
,JQLWLRQ FRQWURO F\O
2SHQ FLUFXLW 6KRUW FLUFXLW WR SRVLWLYH 6KRUW FLUFXLW WR HDUWK 2SHQ FLUFXLW 6KRUW FLUFXLW WR SRVLWLYH 6KRUW FLUFXLW WR HDUWK
&KHFN LJQLWLRQ FRLO ZLWK SRZHU DPSOLILHU &XUUHQW )ORZ 'LDJUDPV

(OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV
UHJDUGLQJ IDXOW FRGH
)DXOW VLJQDO WRR ORZ LV VWRUHG DIWHU HQJLQH VWDUW DIWHU UHJDUGLQJ IDXOW FRGH
DSSUR[ PLQXWHV LGOLQJ
7KH WHPSHUDWXUH VHTXHQFH LQ WKH UDQJH & WR
UHJDUGLQJ IDXOW FRGHV
& LV FRPSDUHG WR D PRGHO VHTXHQFH VWRUHG LQ WKH FRQWURO XQLW 7KH ULVH LQ WKH PRGHO VHTXHQFH LV VORZHU WKDQ WKH UHDO YDOXH ,I WKH UHDO YDOXHV EHFRPH WRR VORZ DV D UHVXOW RI D IDXOW WKH\ ZLOO HYHQWXDOO\ FRLQFLGH ZLWK WKH PRGHO YDOXHV 7KH HQJLQH FRQWURO XQLW UHFRJQLVHV VXFK IDXOWV DV LPSODXVLEOH FRQWURO XQLW XVHV WKH LQWDNH PDQLIROG WHPSHUDWXUH DV D UHSODFHPHQW YDOXH WR VWDUW WKH HQJLQH 7KHQ WKH WHP SHUDWXUH ULVHV DFFRUGLQJ WR D PRGHO VHTXHQFH VWRUHG LQ WKH HQJLQH FRQWURO XQLW & HYHU\ VHF ,I WKH
6HOIGLDJQRVLV ,,
$V VRRQ DV RQH RI WKHVH IDXOWV LV GHWHFWHG WKH HQJLQH
(GLWLRQ 6
SDJH

HQJLQH LV ZDUP DIWHU D FHUWDLQ SHULRG D IL[HG UHSODFH PHQW YDOXH LV GLVSOD\HG 7KLV IL[HG VXEVWLWXWH YDOXH GHSHQGV RQ WKH LQWDNH DLU WHPSHUDWXUH QDOV
%XUU RQ WKH VHQVRU ERG\ FDQ JHQHUDWH DX[LOLDU\ VLJ )DXOW LPSODXVLEOH VLJQDO LV VWRUHG LI WKH QXPEHU RI
FUDQNVKDIW VLJQDOV WDNHQ E\ WKH UHIHUHQFH PDUN GRHV QRW FRUUHVSRQG 1RWH
UHJDUGLQJ IDXOW FRGHV DQG
,I WKH FOHDUDQFH EHWZHHQ WKH URWRU DQG WKH VHQVRU LV ,I WKH URWRU LV ORRVH WKH VLJQDOV PD\ EHFRPH LUUHJXODU 7KH DX[LOLDU\ VLJQDOV FDQ EH GHWHFWHG E\ LQWHUIHUHQFH
JUHDWHU WKDQ UHFRPPHQGHG WKH VLJQDOV QHHG QRW EH UHFRJQLVHG VLJQDOV
UHJDUGLQJ IDXOW FRGHV DQG
1RWH
,I WKLV IDXOW LV GLVSOD\HG GXULQJ WKUHH FRQVHFXWLYH HQ
JLQH RSHUDWLQJ F\FOHV HQJLQH UXQV DW OHDVW VHFRQGV WKH HQJLQH FRQWURO XQLW DFWLYDWHV WKH H[KDXVW ZDUQLQJ OLJKW RQ WKH GDVK SDQHO LQVHUW 1RWH
UHJDUGLQJ IDXOW FRGHV
JLQH RSHUDWLQJ F\FOHV HQJLQH UXQV DW OHDVW VHFRQGV WKH HQJLQH FRQWURO XQLW DFWLYDWHV WKH H[KDXVW ZDUQLQJ OLJKW RQ WKH GDVK SDQHO LQVHUW 1RWH
,I WKLV IDXOW RFFXUV WKH HQJLQH FRQWURO XQLW VZLWFKHV RQ
WKH (3& ZDUQLQJ ODPS RQ WKH GDVK SDQHO LQVHUW 1RWH
,I WKLV IDXOW RFFXUV WKH HQJLQH FRQWURO XQLW VZLWFKHV RQ
JLQH RSHUDWLQJ F\FOHV HQJLQH UXQV DW OHDVW VHFRQGV WKH HQJLQH FRQWURO XQLW DFWLYDWHV WKH H[KDXVW ZDUQLQJ OLJKW RQ WKH GDVK SDQHO LQVHUW WKH (3& ZDUQLQJ ODPS RQ WKH GDVK SDQHO LQVHUW 1RWH
:KHQ DWWHPSWLQJ WR VWDUW ZLWK D QRQDGDSWHG NH\ D VWDWLF IDXOW LV VWRUHG LQ WKH PHPRU\ ,I WKH HQJLQH LV VXEVHTXHQW O\ VWDUWHG ZLWK DQ DGSDWHG NH\ WKH IDXOW LV FRQYHUWHG WR D VSRUDGLF IDXOW
SDJH
6HOIGLDJQRVLV ,,
(GLWLRQ 6

6HOIGLDJQRVLV ,,,
5HFWLI\LQJ IDXOW 2SHQ FLUFXLW 6KRUW FLUFXLW WR SRVLWLYH 6KRUW FLUFXLW WR HDUWK 2SHQ FLUFXLW 6KRUW FLUFXLW WR SRVLWLYH 6KRUW FLUFXLW WR HDUWK
)DXOW WDEOH IDXOW FRGHV

5HDGRXW RQ 9$*
,JQLWLRQ FRQWURO F\O ,JQLWLRQ FRQWURO F\O ,JQLWLRQ FRQWURO F\O ,JQLWLRQ FRQWURO F\O ,JQLWLRQ FRQWURO F\O
,JQLWLRQ FRQWURO F\O
&KHFN LJQLWLRQ FRLO ZLWK SRZHU DPSOLILHU &XUUHQW )ORZ 'LDJUDPV

(OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV
FRQWURO XQLW GHIHFWLYH
5HSODFH HQJLQH FRQWURO XQLW &KDS 7HVW YDOYH 1 &KDS ILQDO FRQWURO GLDJQRVLV 7HVW VHFRQGDU\ DLU LQOHW YDOYH 1 &KDS ILQDO FRQWURO GL
DJQRVLV
6HFRQGDU\ DLU LQMHFWLRQ YDOYH 1
7DQN YHQWLODWLRQ YDOYH 1
6KRUW FLUFXLW WR SRVLWLYH 6KRUW FLUFXLW WR HDUWK 6KRUW FLUFXLW WR SRVLWLYH /HDN GHWHFWHG 6KRUW FLUFXLW WR HDUWK 2SHQ FLUFXLW 2SHQ FLUFXLW
%HQFK VHFRQGDU\ DLU V\VWHP
7HVW KRVH OLQHV DQG FRPSRQHQWV RI WKH VHFRQGDU\ DLU V\VWHP O
N: (QJLQH 0HFKDQLFDO &RPSRQHQWV 5HS *U
7HVW YDOYH 1 &KDS ILQDO FRQWURO GLDJQRVLV
7HVW YDOYH 1 &KDS ILQDO FRQWURO GLDJQRVLV 7HVW UHOD\ - &KDS ILQDO FRQWURO GLDJQRVLV
6HFRQGDU\ DLU SXPS UH OD\ - 6HFRQGDU\ DLU SXPS UH OD\ - 6HFRQGDU\ DLU SXPS UH OD\ -
2SHQ FLUFXLW 6KRUW FLUFXLW WR SRVLWLYH 6KRUW FLUFXLW WR HDUWK
(GLWLRQ 6
6HOIGLDJQRVLV ,,,
SDJH

5HDGRXW RQ 9$*
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP 5HFWLI\LQJ IDXOW (OHFWU IDXOW LQ WKH FLUFXLW
)XHO SXPS UHOD\ -
7HVW IXHO SXPS UHOD\ - &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW
)LQGLQJ DQG )LWWLQJ /RFDWLRQV
)XHO SXPS UHOD\ - )XHO SXPS UHOD\ - %HQFK FDPVKDIW DG MXVWPHQW &UDVK VLJQDO IURP DLU EDJ &8 &DPVKDIW DGMXVWPHQW &DPVKDIW DGMXVWPHQW &DPVKDIW DGMXVWPHQW &OXWFK SHGDO VZLWFK )
6KRUW FLUFXLW WR HDUWK 6KRUW FLUFXLW WR SRVLWLYH 0DOIXQFWLRQ ,PSODXVLEOH VLJQDO 6KRUW FLUFXLW WR SRVLWLYH 2SHQ FLUFXLW ,PSODXVLEOH VLJQDO ,PSODXVLEOH VLJQDO 6LJQDO WRR ORZ 6LJQDO WRR KLJK 0DOIXQFWLRQ
7HVW VROHQRLG YDOYH IRU FDPVKDIW DGMXVWPHQW &KDS ILQDO FRQ
WURO GLDJQRVLV
7HVW DLUEDJ %RG\ )LWWLQJ :RUN 5HS *U 7HVW VROHQRLG YDOYH IRU FDPVKDIW DGMXVWPHQW &KDS ILQDO FRQ
WURO GLDJQRVLV
6KRUW FLUFXLW WR HDUWK
&KHFN FOXWFK SHGDO VZLWFK ) LQ PHDVXUHG YDOXH EORFN GLVSOD\

JURXS
$QJOH VHQGHU IRU 79 GULYH *
&KHFN WKURWWOH YDOYH FRQWURO XQLW LQ PHDVXUHG YDOXH EORFN GLVSOD\ 7HVW WKURWWOH YDOYH FRQWURO XQLW - &KDS
JURXS
$QJOH VHQGHU IRU 79 GULYH * $QJOH VHQGHU IRU 79 GULYH *
7KURWWOH YDOYH FRQWURO
&KHFN WKURWWOH YDOYH FRQWURO XQLW LQ PHDVXUHG YDOXH EORFN GLVSOD\ 7HVW WKURWWOH YDOYH FRQWURO XQLW - &KDS
JURXS
SDJH
6HOIGLDJQRVLV ,,,
(GLWLRQ 6
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP 5HDGRXW RQ 9$* 5HFWLI\LQJ IDXOW 6KRUW FLUFXLW WR SRVLWLYH 6KRUW FLUFXLW WR HDUWK 2SHQ FLUFXLW

6ROHQRLG YDOYH IRU FKDUJH SUHVVXUH FRQWURO 1
7HVW YDOYH 1 &KDS ILQDO FRQWURO GLDJQRVLV &KHFN FKDUJH SUHVVXUH FRQWURO O N: (QJLQH 0HFKDQLFDO
&RPSRQHQWV 5HS *U
6ROHQRLG YDOYH IRU FKDUJH SUHVVXUH FRQWURO 1 6ROHQRLG YDOYH IRU FKDUJH SUHVVXUH FRQWURO 1 &KDUJH SUHVVXUH PD[LPXP FKDUJH SUHV VXUH H[FHHGHG
&RQWURO GLIIHU HQFH
5HJXODWLQJ &KDUJH SUHVVXUH FRQWURO OLPLW QRW UHDFKHG
5HJXODWLQJ &KDUJH SUHVVXUH FRQWURO OLPLW H[FHHG HG 7KURWWOH YDOYH GULYH *
(OHFWU IDXOW LQ WKH FLUFXLW ,QFRUUHFW ED VLF VHWWLQJ
7HVW WKURWWOH YDOYH FRQWURO XQLW &KDS $GDSW HQJLQH FRQWURO XQLW WR WKURWWOH YDOYH FRQWURO XQLW &KDS ,QVSHFW HQJLQH IRU PHFKDQLFDO GDPDJH DQG HUDVH IDXOW PHPRU\
0D[LPXP HQJLQH VSHHG H[FHHGHG 7KURWWOH YDOYH FRQWURO XQLW - 8QGHUYROWDJH RQ EDVLF VHW WLQJ
7KURWWOH YDOYH FRQWURO XQLW -
7KURWWOH YDOYH FRQWURO XQLW - &&6 VZLWFK (
7KURWWOH YDOYH FRQWURO XQLW -
%RWWRP OLPLW QRW UHDFKHG 0HFKDQLFDO IDXOW ,PSODXVLEOH VLJQDO
&KHFN WKURWWOH YDOYH IRU GDPDJH DQG GLUW
7HVW UHVLVWDQFH RI HQJLQH VSHHG VHQGHU &KDS &KHFN EDWWHU\ YROWDJH LI QHFHVVDU\ UHFKDUJH $GDSW HQJLQH FRQWURO XQLW WR WKURWWOH YDOYH FRQWURO XQLW &KDS
&KDS
7HVW WKURWWOH YDOYH FRQWURO XQLW &KDS &KHFN WKURWWOH YDOYH IRU GDPDJH DQG GLUW
JURXS
&KHFN FUXLVH FRQWURO V\VWHP &&6 LQ PHDVXUHG YDOXH EORFN GLVSOD\ $GDSW HQJLQH HOHFWURQLFV FRQWURO XQLW WR HOHFWURQLF LPPRELOLVHU
(OHFWULFDO 6\VWHP 5HS *U
(QJLQH FRQWURO XQLW LQ KLELWHG 7KURWWOH YDOYH FRQWURO XQLW -
$GDSWLRQ QRW VWDUWHG 9ROWDJH WRR ORZ
9ROWDJH VXSSO\ WPO
7HVW HOHFWURQLF LPPRELOLVHU (OHFWULFDO 6\VWHP 5HS *U $GDSW HQJLQH FRQWURO XQLW WR WKURWWOH YDOYH FRQWURO XQLW &KDS 7HVW WKURWWOH YDOYH FRQWURO XQLW &KDS ,QVSHFW HQJLQH FRQWURO XQLW SRZHU VXSSO\ &KDS 3HUIRUP SURFHGXUH IRU YROWDJH LQWHUUXSWLRQ &KDS
(GLWLRQ 6
6HOIGLDJQRVLV ,,,
SDJH

5HDGRXW RQ 9$*
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP 5HFWLI\LQJ IDXOW
&RQWURO XQLW GHIHFWLYH
5HSODFH HQJLQH FRQWURO XQLW &KDS ,QWHUURJDWH DQG HUDVH IDXOW PHPRU\ IRU DLUEDJ FRQWURO XQLW
%RG\ :RUN 5HS*U
&UDVK GLVFRQQHFW DFWL YDWHG (QJLQH FRQWURO XQLW &RQWURO XQLW GHIHFWLYH ,QFRUUHFWO\ FRGHG
5HSODFH HQJLQH FRQWURO XQLW &KDS &RGH HQJLQH FRQWURO XQLW &KDS &KHFN DFFHOHUDWRU SHGDO SRVLWLRQ VHQGHU LQ PHDVXUHG YDOXH EORFN 7HVW DFFHOHUDWRU SHGDO SRVLWLRQ VHQGHU &KDS
GLVSOD\ JURXS &KDS
6HQGHU IRU DFFHOHUDWRU SHGDO SRVLWLRQ *
6HQGHU IRU DFFHOHUDWRU SHGDO SRVLWLRQ *
6LJQDO WRR ORZ
6LJQDO WRR KLJK 6LJQDO WRR ORZ 6LJQDO WRR KLJK
6HQGHU IRU DFFHOHUDWRU SHGDO SRVLWLRQ * 6HQGHU IRU DFFHOHUDWRU SHGDO SRVLWLRQ *
,PSODXVLEOH 6HQGHU IRU DFFHOHUD VLJQDO WRU SHGDO SRVLWLRQ * * &RQWURO XQLW GHIHFWLYH 'DWDEXV GULYH 'DWDEXV GULYH 'DWDEXV GULYH GHIHFWLYH 0LVVLQJ PHV VDJH IURP $%6 &8 0LVVLQJ PHV VDJH IURP FRPELLQVWUX PHQW
5HSODFH HQJLQH FRQWURO XQLW &KDS ,QVSHFW GDWDEXV &KDS 5HDG RXW IDXOW PHPRULHV RI DOO FRQWURO XQLWV DXWRPDWLF WHVW VH 7HVW $%6 FRQWURO XQLW 5XQQLQJ *HDU 5HS *U ,QVSHFW GDWDEXV &KDS 7HVW GDVK SDQHO LQVHUW (OHFWULFDO 6\VWHP 5HS *U 7HVW IDXOW ODPS IRU HOHFWU DFFHOHUDWRU FRQWURO &KDS ,QVSHFW GDWDEXV &KDS 7HVW $%6 FRQWURO XQLW 5XQQLQJ *HDU 5HS *U ,QVSHFW GDWDEXV &KDS
TXHQFH &KDS
6KRUW FLUFXLW WR )DXOW ODPS IRU HOHFWU DF SRVLWLYH FHOHUDWRU FRQWURO . 'DWDEXV GULYH 0LVVLQJ PHV VDJH IURP $%6 &8
'DWDEXV GULYH 'DWDEXV GULYH
LPSODXVLEOH PHVVDJH IURP $%6 &8 GHIHFWLYH
SDJH
6HOIGLDJQRVLV ,,,
(GLWLRQ 6
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP 1RWH

:KHQ DWWHPSWLQJ WR VWDUW ZLWK D QRQDGDSWHG NH\ D VWDWLF IDXOW LV VWRUHG LQ WKH PHPRU\ ,I WKH HQJLQH LV VXEVHTXHQW O\ VWDUWHG ZLWK DQ DGSDWHG NH\ WKH IDXOW LV FRQYHUWHG WR D VSRUDGLF IDXOW
(GLWLRQ 6
6HOIGLDJQRVLV ,,,
SDJH

SDJH
6HOIGLDJQRVLV ,,,
(GLWLRQ 6

2SHUDWLRQ
6HOIGLDJQRVLV ,9
5HDGLQHVV FRGH
7KH UHDGLQHVV FRGH LV DQ GLJLW QXPHULFDO FRGH WKDW SUR YLGHV LQIRUPDWLRQ RQ WKH VWDWXV RI WKH HPLVVLRQUHOHYDQW GLDJQRVLV
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
7KH UHDGLQHVV FRGH LV HUDVHG HDFK WLPH WKH IDXOW PHPRU\ LV HUDVHG RU LI WKHUH LV DQ LQWHUUXSWLRQ WR WKH YROWDJH VXS SO\
5HDGLQJ UHDGLQHVV FRGH

9$* $ % RGHU &
3URFHGXUH
&RQQHFW YHKLFOH V\VWHP WHVWHU 9$* VZLWFK
(QWHU IXQFWLRQ 5HDGLQHVV FRGH DQG FRQILUP HQWU\

$IWHU VXFFHVVIXOO\ FRPSOHWLQJ DOO WKH GLDJQRVHV WKH IRO ORZLQJ UHDGRXW PXVW DSSHDU LQ WKH GLVSOD\ 6SHFLILHG YDOXH 0HDQLQJ SDJH ,I WKH VSHFLILHG YDOXH LV UHDFKHG ZLWK WKH
4 NH\ 5HDGLQHVV FRGH 7HVW FRPSOHWH
LJQLWLRQ RQ DQG HQWHU DGGUHVV ZRUG (QJLQH HOHF WURQLFV &KDS
,QWHUURJDWH IDXOW PHPRU\ &KDS *HQHUDWH UHDGLQHVV FRGH SDJH
,I WKH VSHFLILHG YDOXH LV QRW UHDFKHG
5HDGLQHVV FRGH 7HVW QRW FRPSOHWH
(GLWLRQ 6
6HOIGLDJQRVLV ,9
SDJH

0HDQLQJ RI WKH GLJLW QXPHULFDO EORFN RI WKH UHDGLQHVV FRGH

7KH 5HDGLQHVV FRGH LV RQO\ JHQHUDWHG ZKHQ DOO GLVSOD\ SRVLWLRQV DUH &DWDO\WLF FRQYHUWHU DOZD\V 'LDJQRVLV IXQFWLRQ
6HFRQGDU\ DLU V\VWHP /DPEGD SUREHV DOZD\V DOZD\V
$FWLYDWHG FKDUFRDO ILOWHU V\VWHP WDQN YHQWLODWLRQ V\VWHP
/DPEGD SUREH KHDWHU
*HQHUDWLQJ UHDGLQHVV FRGH
,I WKH IDXOW PHPRU\ KDV EHHQ HUDVHG RU LI WKH FRQWLQXRXV YROWDJH VXSSO\ IURP WKH HQJLQH FRQWURO XQLW ZDV LQWHUUXSW HG LW LV WKHQ QHFHVVDU\ WR UHJHQHUDWH WKH UHDGLQHVV FRGH 6SHFLDO WRROV WHVW DQG PHDVXULQJ HTXLSPHQW DQG DX[LOLDU\ LWHPV UHTXLUHG
9$* $ % RGHU &
7HVW FRQGLWLRQV
9HKLFOH VWRSSHG DOO HOHFWULFDO FRQVXPHUV VXFK DV OLJKWV DQG UHDU ZLQ $LU FRQGLWLRQLQJ VZLWFKHG RII &RRODQW WHPSHUDWXUH DW OHDVW & GLVSOD\ JURXS
GLVSOD\ ILHOG &KDS GRZ KHDWHU PXVW EH VZLWFKHG RII
3URFHGXUH
&RQQHFW YHKLFOH V\VWHP WHVWHU 9$* VZLWFK

LJQLWLRQ RQ DQG HQWHU DGGUHVV ZRUG (QJLQH HOHFWURQLFV &KDS 1RWH
,W LV HVVHQWLDO WR FDUU\ RXW WKH LQGLYLGXDO VWHSV LQ WKH FRU UHFW RUGHU RWKHUZLVH WKH UHDGLQHVV FRGH FDQQRW EH VXF FHVVIXOO\ JHQHUDWHG
(QWHU IXQFWLRQ IRU ,QWHUURJDWH IDXOW PHPRU\ DQG

FRQILUP HQWU\ ZLWK NH\ 4 7KH QXPEHU RI VWRUHG IDXOWV RU 1R IDXOW UHFRJQLVHG DS SHDUV LQ WKH GLVSOD\ ,I D IDXOW LV VWRUHG LQ WKH PHPRU\
; 1R IDXOW UHFRJQLVHG
VWHS ,QWHUURJDWLQJ IDXOW PHPRU\
SDJH
6HOIGLDJQRVLV ,9
(GLWLRQ 6

5HFWLI\ WKH IDXOWV GLVSOD\HG E\ UHIHUULQJ WR WKH IDXOW WD

EOH &KDS
NH\
,I QR IDXOW LV VWRUHG
3UHVV
VWHS (UDVLQJ IDXOW PHPRU\ HQWU\ ZLWK WKH 4 NH\ 1RWH
6HOHFW IXQFWLRQ (UDVH IDXOW PHPRU\ DQG FRQILUP
7KH UHDGLQHVV FRGH LV UHVHW RU HUDVHG HDFK WLPH WKH IDXOW PHPRU\ LV HUDVHG 5HDGRXW RQ GLVSOD\ 1RWH
9HKLFOH V\VWHP WHVW )DXOW PHPRU\ HUDVHG
!
,I WKH LJQLWLRQ LV VZLWFKHG RII EHWZHHQ ,QWHUURJDWLQJ IDXOW PHPRU\ DQG (UDVLQJ IDXOW PHPRU\ WKH IDXOW PHPRU\ LV WKHQ QRW HUDVHG
3UHVV
NH\
VWHS $GDSWLQJ WKURWWOH YDOYH FRQWURO XQLW WR HQJLQH FRQWURO XQLW
6HOHFW IXQFWLRQ ,QLWLDWH EDVLF VHWWLQJ DQG GLVSOD\

JURXS &KHFN YDOXHV LQ GLVSOD\ ILHOGV DQG 6SHFLILHG YDOXH GLVSOD\ ILHOG ,I WKH VSHFLILHG YDOXHV DUH UHDFKHG 6SHFLILHG YDOXH GLVSOD\ ILHOG $'3 UXQV $'3 RN
6\VWHP LQ EDVLF VHWWLQJ
! $'3 UXQQLQJ
3UHVV
& NH\
VWHS &KHFN RSHUDWLQJ FRQGLWLRQV RI WKH ODPEGD FRQWURO WURQLFV &KDS ZLWK NH\ 4
6WDUW HQJLQH DQG VHOHFW DGGUHVV ZRUG (QJLQH HOHF 6HOHFW IXQFWLRQ IRU %DVLF VHWWLQJ DQG FRQILUP HQWU\
)RU YHKLFOHV USP
7KH HQJLQH VSHHG PXVW LQFUHDVH WR PRUH WKDQ

)RU YHKLFOHV
'HSUHVV EUDNH SHGDO DQG DFFHOHUDWRU VLPXOWDQHRXVO\

(QJLQH VSHHG LV UDLVHG WR USP E\ HQJLQH FRQWURO XQLW )RU DOO YHKLFOHV 1RWH
(GLWLRQ 6
6HOIGLDJQRVLV ,9
SDJH

ZLWK NH\ 4 DQG
(QWHU GLVSOD\ JURXS QXPEHU DQG FRQILUP HQWU\ &KHFN RSHUDWLQJ VWDWH RI ODPEGD FRQWURO GLVSOD\ ILHOGV
6SHFLILHG YDOXH GLVSOD\ ILHOG 6SHFLILHG YDOXH GLVSOD\ ILHOG 1RWH
6\VWHP LQ EDVLF VHWWLQJ !
7KLV PD\ WDNH D IHZ POQXWHV
7KH ILUVW SRVLWLRQ LQ WKH GLJLW QXPHULFDO EORFN IOXFWX 7KH ODPEGD FRQWURO RI ODPEGD SUREH GRZQVWUHDP RI
DWHV LQLWLDOO\ EHWZHHQ DQG ODPEGD SUREH KHDWHU RII DQG RQ FDWDO\VW LV QRW DFWLYH ZLWKRXW HQJLQH ORDG DQG WKH WKLUG SRVLWLRQ LQ GLVSOD\ ILHOG LQGLFDWHV
,I WKH VSHFLILHG YDOXHV DUH QRW UHDFKHG
,QWHUURJDWH IDXOW PHPRU\ &KDS 3UHVV

& NH\
,I WKH VSHFLILHG YDOXHV DUH UHDFKHG DW OHDVW RQFH VWHS 'LDJQRVLV RI ODPEGD SUREH DJHLQJ XSVWUHDP RI FDWDO\VW
(QWHU GLVSOD\ JURXS QXPEHU DQG FRQILUP HQWU\

ZLWK NH\ 4
5XQ HQJLQH DW KLJK VSHHG WKH GLVSOD\ LQ GLVSOD\ ILHOG
ZLOO WKHQ VZLWFK IURP 7HVW 2)) WR 7HVW 21 &DWD O\WLF FRQYHUWHU WHPSHUDWXUH LQ GLVSOD\ ILHOG PXVW EH DW OHDVW & 1RWH
6\VWHP LQ EDVLF VHWWLQJ USP &

! 7HVW 2))
5XQ HQJLQH DW KLJK VSHHG XQWLO GLVSOD\ ILHOG LQGLFDWHV

,I WKH VSHFLILHG YDOXH LV QRW UHDFKHG ,I WKH VSHFLILHG YDOXH LV UHDFKHG VSHFLILHG YDOXH %6 2.

& NH\
VWHS &KHFN ODPEGD SUREH SUHSDUDWLRQ GRZQ VWUHDP RI FDWDO\WLF FRQYHUWHU ZLWK NH\ 4
(QWHU GLVSOD\ JURXS QXPEHU DQG FRQILUP HQWU\ 5XQ HQJLQH DW KLJK VSHHG WKH GLVSOD\ LQ GLVSOD\ ILHOG 5XQ HQJLQH DW KLJK VSHHG XQWLO GLVSOD\ ILHOG LQGLFDWHV
VSHFLILHG YDOXH %6 2. ,I WKH VSHFLILHG YDOXH LV QRW UHDFKHG ZLOO WKHQ VZLWFK IURP 7HVW 2)) WR 7HVW 21
6\VWHP LQ EDVLF VHWWLQJ 9 7HVW 2)) !
SDJH
6HOIGLDJQRVLV ,9
(GLWLRQ 6


,I WKH VSHFLILHG YDOXH LV UHDFKHG
& NH\
VWHS 'LDJQRVLV RI ODPEGD FRQWURO V\VWHP ZLWK NH\ 4
(QWHU GLVSOD\ JURXS QXPEHU DQG FRQILUP HQWU\ .HHS UXQQLQJ HQJLQH DW KLJK VSHHG WKH GLVSOD\ LQ GLV 5XQ HQJLQH DW KLJK VSHHG XQWLO VSHFLILHG YDOXH 6\VW
2. LV GLVSOD\HG LQ GLVSOD\ ILHOG ,I WKH VSHFLILHG YDOXH LV QRW UHDFKHG ,I WKH VSHFLILHG YDOXH LV UHDFKHG
& NH\
SOD\ ILHOG ZLOO WKHQ VZLWFK IURP 7HVW 2)) WR 7HVW 21
6\VWHP LQ EDVLF VHWWLQJ 9
! 7HVW 2))
VWHS 'LDJQRVLV RI ODPEGD SUREH DJHLQJ GRZQ VWUHDP RI FDWDO\WLF FRQYHUWHU ZLWK NH\ 4
(QWHU GLVSOD\ JURXS QXPEHU DQG FRQILUP HQWU\ 5XQ HQJLQH DW KLJK VSHHG WKH GLVSOD\ LQ GLVSOD\ ILHOG
ZLOO WKHQ VZLWFK IURP 7HVW 2)) WR 7HVW 21 &DWD O\WLF FRQYHUWHU WHPSHUDWXUH LQ GLVSOD\ ILHOG PXVW EH DW OHDVW & VSHFLILHG YDOXH %6 2.
6\VWHP LQ EDVLF VHWWLQJ ! USP & 9 7HVW 2))
5XQ HQJLQH DW KLJK VSHHG XQWLO GLVSOD\ ILHOG LQGLFDWHV

,I WKH VSHFLILHG YDOXH LV QRW UHDFKHG ,I WKH VSHFLILHG YDOXH LV UHDFKHG
& NH\
VWHS &DWDO\VW GLDJQRVLV ZLWK NH\ 4
(QWHU GLVSOD\ JURXS QXPEHU DQG FRQILUP HQWU\ .HHS UXQQLQJ HQJLQH DW LGOLQJ VSHHG 7KH YDOXH LQ GLVSOD\ ILHOG LQLWLDOO\ VZLWFKHV IURP 7HVW
2)) WR 7HVW 21 &DWDO\WLF FRQYHUWHU WHPSHUDWXUH LQ GLVSOD\ ILHOG PXVW EH DW OHDVW & 1RWH
6\VWHP LQ EDVLF VHWWLQJ USP & ! 7HVW 2))
5XQ HQJLQH DW LGOLQJ VSHHG XQWLO GLVSOD\ ILHOG LQGL

FDWHV VSHFLILHG YDOXH &DW% 2. ,I WKH VSHFLILHG YDOXH LV QRW UHDFKHG ,I WKH VSHFLILHG YDOXH LV UHDFKHG
,QWHUURJDWH IDXOW PHPRU\ &KDS
(GLWLRQ 6
6HOIGLDJQRVLV ,9
SDJH

3UHVV
& NH\
VWHS 'LDJQRVLV RI DFWLYDWHG FKDUFRDO ILOWHU V\V WHP WDQN YHQWLODWLRQ V\VWHP

ZLWK NH\ 4
.HHS UXQQLQJ HQJLQH DW LGOLQJ VSHHG WKH GLVSOD\ LQ
/HDYH HQJLQH UXQQLQJ DW LGOLQJ VSHHG XQWLO 799 RN

LV GLVSOD\HG LQ GLVSOD\ ILHOG 1RWH
GLVSOD\ ILHOG ZLOO WKHQ VZLWFK IURP 7HVW 2)) WR 7HVW 21
! 7HVW 2))
,I WKH WHVW LV QRW LQLWLDWHG RU LI WKH GLVSOD\ MXPSV IURP 7HVW 21 WR 7HVW 2)) SUHVV DFFHOHUDWRU SHGDO EULHIO\ DQG WKH WHVW ZLOO VWDUW DJDLQ ,I WKH VSHFLILHG YDOXH LV QRW UHDFKHG ,I WKH VSHFLILHG YDOXH LV UHDFKHG

& NH\
VWHS 'LDJQRVLV RI VHFRQGDU\ DLU LQMHFWLRQ V\VWHP 1RWH
(QJLQH LGOLQJ
'XULQJ GLDJQRVLV WKH VHFRQGDU\ DLU LQMHFWLRQ V\VWHP

ZLWK NH\ 4 USP
WKH VHFRQGDU\ DLU SXPS ZLOO UXQ IRU D IHZ VHFRQGV
6XGGHQO\ SUHVV DQG UHOHDVH EULHIO\ DFFHOHUDWH WR PLQ &KHFN YDOXH LQ GLVSOD\ ILHOG WKH PHVVDJH ZLOO WKHQ /HDYH HQJLQH LGOLQJ XQWLO WKH IROORZLQJ UHDGRXW DS
SHDUV LQ GLVSOD\ ILHOG 6\VW 2. 1RWH VZLWFK IURP 7HVW 2)) WR 7HVW 21
6\VWHP LQ EDVLF VHWWLQJ USP JV ! 7HVW 2))
7KLV GLDJQRVLV ZLOO ODVW DSSUR[LPDWHO\ VHFRQGV ,I WKH VSHFLILHG YDOXHV DUH QRW UHDFKHG VWHS 5HDGLQJ 5HDGLQHVV &RGH
,QWHUURJDWH IDXOW PHPRU\ &KDS 5HDG UHDGLQHVV FRGH SDJH
SDJH
6HOIGLDJQRVLV ,9
(GLWLRQ 6

6HOIGLDJQRVLV 9
0HDVXUHG YDOXH EORFNV

6DIHW\ PHDVXUHV
,I WHVW DQG PHDVXULQJ GHYLFHV DUH UHTXLUHG GXULQJ WHVW GULYHV REVHUYH WKH IROORZLQJ
$OZD\V VHFXUH WKH WHVW DQG PHDVXULQJ GHYLFHV RQ WKH
,I WKH WHVW DQG PHDVXULQJ GHYLFHV DUH RSHUDWHG IURP WKH SDVVHQJHU VHDW WKH SDVVHQJHU FRXOG EH LQMXUHG E\ WKH UH OHDVH RI WKH SDVVHQJHU DLUEDJ LQ WKH HYHQW RI DQ DFFLGHQW
UHDU VHDW DQG KDYH D VHFRQG SHUVRQ RSHUDWH WKHP WKHUH
5HDGLQJ PHDVXUHG YDOXH EORFN ,QLWLDWLQJ EDVLF VHWWLQJ RI V\VWHP

9$* $ % RGHU &
7HVW FRQGLWLRQV
7KH FRRODQW WHPSHUDWXUH PXVW EH DW OHDVW & GLV $OO HOHFWULFDO FRPSRQHQWV HJ OLJKWV DQG UHDU ZLQGRZ ,I WKH YHKLFOH LV HTXLSSHG ZLWK DLU FRQGLWLRQLQJ WKH V\V 1R IDXOW PXVW EH SUHVHQW LQ WKH IDXOW PHPRU\ &KDS
LQWHUURJDWH IDXOW PHPRU\ DQG HUDVH WHP PXVW EH VZLWFKHG RII KHDWHU PXVW EH VZLWFKHG RII SOD\ JURXS GLVSOD\ ILHOG
3URFHGXUH
&RQQHFW YHKLFOH V\VWHP WHVWHU 9$* 6WDUW HQ

JLQH DQG VHOHFW DGGUHVV ZRUG (QJLQH HOHFWURQLFV &KDS
6HOHFW SHU UHTXLUHG IXQFWLRQ

FRQILUP HQWU\ ZLWK NH\ 4
IRU WKH IXQFWLRQ 5HDG PHDVXUHG YDOXH EORFN DQG

RU
IRU WKH IXQFWLRQ ,QLWLDWH EDVLF VHWWLQJ DQG FRQILUP 5HDGRXW RQ GLVSOD\ 5HDGRXW RQ GLVSOD\
RU HQWU\ ZLWK NH\ 4
5HDG PHDVXUHG YDOXH EORFN (QWHU GLVSOD\ JURXS QXPEHU 6\VWHP LQ EDVLF VHWWLQJ (QWHU GLVSOD\ JURXS QXPEHU +(/3 ;;; !
;;;
(GLWLRQ 6
6HOIGLDJQRVLV 9
SDJH

1RWH
'LVSOD\ JURXS QXPEHU LV DQ H[DPSOH WR UHSUHVHQW WKH VHTXHQFH
(QWHU IRU GLVSOD\ JURXS QXPEHU DQG FRQILUP

HQWU\ ZLWK NH\ 4 5HDGRXW RQ GLVSOD\ HJ GLVSOD\ ILHOGV RU
5HDGLQJ PHDVXUHG YDOXH EORFN
!
5HDGRXW RQ GLVSOD\ (QGLQJ RXWSXW
!
7KH PHDVXUHG YDOXHV LQ WKH UHDG PHDVXUHG YDOXH EORFN DQG EDVLF VHWWLQJ IXQFWLRQV DUH GHVFULEHG LQ WKH LQGLYLGXDO FRPSRQHQW WHVWV 1RWH
3URFHHG DFFRUGLQJ WR WKH IROORZLQJ WDEOH WR VZLWFK WR DQ RWKHU GLVSOD\ JURXS 'LVSOD\ JURXS KLJKHU ORZHU VNLS 9$*
3UHVV NH\ 3UHVV NH\ & 3UHVV NH\
9$*
3UHVV NH\ 3UHVV NH\ & 3UHVV NH\
,I WKH VSHFLILFDWLRQV DUH DFKLHYHG LQ DOO WKH GLVSOD\ 6HOHFW IXQFWLRQ (QG RXWSXW DQG VZLWFK LJQLWLRQ RII
ILHOGV SUHVV NH\

'LVSOD\ JURXSV

0HDVXUHG YDOXH EORFNV GLVSOD\ JURXSV 'LVSOD\ JURXS LQ LGOH FRRODQW WHPSHUDWXUH QRW EHORZ &
'LVSOD\ ILHOG 'LVSOD\HG VSHFL ILHG YDOXH &RUUHVSRQGV WR PHDVXUHG YDOXH & 'HQRPLQDWLRQ &RRODQW WHPSHUDWXUH 3UHFRQGLWLRQ IRU EDVLF VHWWLQJ (QJLQH VSHHG ZLWKRXW FRQVXPHUV 7KURWWOH YDOYH DQJOH %DWWHU\ YROWDJH (QJLQH ORDG ZLWKRXW FRQVXPHUV

USP 9

/RDG PRPHQW DW LGOLQJ VSHHG
,QLWLDOLVDWLRQ YDOXH LGOLQJ DLU PDVV
SDJH
6HOIGLDJQRVLV 9
(GLWLRQ 6
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP 'LVSOD\ ILHOG 'LVSOD\HG VSHFL ILHG YDOXH &RUUHVSRQGV WR PHDVXUHG YDOXH 'HQRPLQDWLRQ

&RQWURO YDOXH RI WKH IXHO SUHSDUDWLRQ ODPEGD FRQWURO YDOXH LI RXWVLGH WROHUDQFH SHUIRUP WHVW GULYH
,QLWLDOLVDWLRQ YDOXH RI WKH IXHO SUHSDUDWLRQ ODPEGD LQL WLDOLVDWLRQ YDOXH LI RXWVLGH WROHUDQFH SHUIRUP WHVW GULYH
,QLWLDOLVDWLRQ YDOXH RI WKH IXHO SUHSDUDWLRQ ODPEGD LQL WLDOLVDWLRQ YDOXH PXOWLSOLFDWLYH LI RXWVLGH WROHUDQFH SHUIRUP WHVW GULYH
7HVW WDEOH 'LVSOD\ JURXS

'LVSOD\ ILHOG 5HDGRXW RQ 9$* OHVV WKDQ )DXOW FDXVH
6HQGHU IRU FRRODQW WHPSHUDWXUH )DXOW LQ ZLULQJ WR HQJLQH FRQWURO XQLW &RRODQW UHJXODWRU WKHUPRVWDW UH
5HFWLI\LQJ IDXOW
* GHIHFWLYH
7HVW VHQGHU IRU FRRODQW WHPSHUDWXUH

* GLVSOD\ JURXS
PDLQV RSHQ
&KHFN FRRODQW UHJXODWRU O 7HVW VHQGHU IRU FRRODQW WHPSHUDWXUH
* GLVSOD\ JURXS
DERYH OHVV WKDQ
6HQGHU IRU FRRODQW WHPSHUDWXUH )DXOW LQ ZLULQJ WR HQJLQH FRQWURO XQLW 8QPHWHUHG DLU GRZQVWUHDP RI DLU 8QPHWHUHG DLU WR WKURWWOH YDOYH 9DFXXP KRVH UHOHDVHG )XHO SUHVVXUH UHJXODWRU
N: (QJLQH 0HFKDQLFDO &RPSRQHQWV 5HS *U
* GHIHFWLYH PDVV PHWHU
(OLPLQDWH XQPHWHUHG DLU
DERYH
$LU FRQGLWLRQLQJ VZLWFKHG RQ (OHFWULFDO FRQVXPHUV RQ
VZLWFK RII HO FRQVXPHUV /DPEGD FRQWURO RQ ULFK RU OHDQ ORDG &KHFN ODPEGD FRQWURO &KDS $& FRPSUHVVRU FRQWLQXHV RSHUDW ,QVSHFWLQJ $& FRPSUHVVRU GLVFRQQHF
LQJ HYHQ WKRXJK WKH DLU FRQGLWLRQLQJ V\VWHP LV VZLWFKHG RII WLRQ &KDS
$LU FRQGLWLRQLQJ VZLWFKHG RII
OHVV WKDQ
(QJLQH ORDGHG E\ DX[LOLDU\ HTXLS 7KURWWOH YDOYH FRQWURO XQLW -
PHQW
(OLPLQDWH ORDG DLU FRQGLWLRQLQJ SRZHU 7HVW WKURWWOH YDOYH FRQWURO XQLW - (OLPLQDWH XQPHWHUHG DLU 7HVW WKURWWOH YDOYH FRQWURO XQLW -
&KDS &KDS VWHHULQJ HWF
DERYH
ODUJH XQPHWHUHG DLU YROXPH FDQ 7KURWWOH YDOYH FRQWURO XQLW -
EORFNV RU LV GHIHFWLYH
QRW EH FRPSHQVDWHG E\ LGOH VWDEL OL]HU EORFNV RU LV GHIHFWLYH
(GLWLRQ 6
6HOIGLDJQRVLV 9
SDJH

'LVSOD\ ILHOG 5HDGRXW RQ 9$* OHVV WKDQ
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP )DXOW FDXVH
*HQHUDWRU GHIHFWLYH EDWWHU\ KHDYL 9HKLFOH YROWDJH KHDYLO\ ORDGHG MXVW
5HFWLI\LQJ IDXOW
O\ GLVFKDUJHG
7HVW YROWDJH UHFKDUJH EDWWHU\ ,QFUHDVH HQJLQH VSHHG VOLJKWO\ IRU D

IHZ PLQXWHV DQG VZLWFK RII DGGLWLRQDO FRQVXPHUV
7UDQVLWLRQ UHVLVWDQFH LQ WKH SRVLWLYH &XUUHQW FRQVXPSWLRQ ZLWK LJQLWLRQ
DIWHU VWDUW E\ D KLJK FKDUJH FXUUHQW RU E\ DX[LOLDU\ HTXLSPHQW
SRZHU VXSSO\ RU HDUWK FRQQHFWLRQ IRU HQJLQH FRQWURO XQLW
,QVSHFW HQJLQH FRQWURO XQLW SRZHU VXS

SO\ &KDS
DERYH
9ROWDJH UHJXODWRU RQ JHQHUDWRU GH 2YHUYROWDJH GXH WR VWDUWLQJ DLG RU
RII
(OLPLQDWH FXUUHQW FRQVXPSWLRQ 7HVW YROWDJH UHSODFH UHJXODWRU LI QHF ,QWHUURJDWH IDXOW PHPRU\ &KDS
HVVDU\
IHFWLYH
OHVV WKDQ DERYH
QRW SRVVLEOH
TXLFN FKDUJHU
%DVLF VHWWLQJ RI WKH WKURWWOH YDOYH 7KURWWOH YDOYH SRWHQWLRPHWHU LQ
FRQWURO XQLW QRW FDUULHG RXW
3HUIRUP EDVLF VHWWLQJ RI WKH WKURWWOH ,QWHUURJDWH IDXOW PHPRU\ &KDS (OLPLQDWH FDXVH LI QHFHVVDU\ UHSODFH
FRQVXPHUV YDOYH FRQWURO XQLW &KDS
WKURWWOH YDOYH FRQWURO XQLW GHIHFWLYH
OHVV WKDQ DERYH
8QPHWHUHG DLU WR WKURWWOH YDOYH
7KURWWOH YDOYH PHFKDQLVP MDPV
(OLPLQDWH XQPHWHUHG DLU LQFUHDVHG HQJLQH ORDG GXH WR DX[LO HOLPLQDWH ORDG VZLWFK RII DGGLWLRQDO
LDU\ HTXLSPHQW
OHVV WKDQ DERYH
8QPHWHUHG DLU WR WKURWWOH YDOYH
(OLPLQDWH XQPHWHUHG DLU LQFUHDVHG HQJLQH ORDG GXH WR DX[LO HOLPLQDWH ORDG VZLWFK RII DGGLWLRQDO
LDU\ HTXLSPHQW
OHVV WKDQ
0L[WXUH WRR ULFK ODPEGD FRQWURO
OHDQV RII
3UHVV DFFHOHUDWRU DW VHFRQG LQWHU

YDOV XQWLO OHDUQLQJ SURFHVV LV SHU IRUPHG
FRQVXPHUV
D ORW RI IXHO IURP WKH DFWLYDWHG FKDU 9DFXXP KRVH IRU IXHO SUHVVXUH UHJ /DPEGD OHDUQHG YDOXHV RQ OLPLW
FRDO ILOWHU QRW LQ EDVLF VHWWLQJ XODWRU OHDNV
5HSODFH YDFXXP KRVH &KHFN ODPEGD OHDUQHG YDOXHV LQ GLV 7HVW IXHO LQMHFWLRQ UDWH &KDS (OLPLQDWH XQPHWHUHG DLU 7HVWLQJ LQMHFWLRQ YDOYHV &KHFN ODPEGD OHDUQHG YDOXHV LQ GLV $GG IXHO WR DW OHDVW OWU
SOD\ JURXS &KDS SOD\ JURXS &KDS
DERYH
0L[WXUH WRR OHDQ ODPEGD FRQWURO 8QPHWHUHG DLU
HQULFKHV
/DPEGD OHDUQHG YDOXHV RQ OLPLW
,QMHFWLRQ YDOYHV GHIHFWLYH

'LVSOD\ )XHO OHYHO WRR ORZ VZLWFKHV RU UH /DPEGD FRQWURO LV LQ RSHUDWLRQ PDLQV FRQWDFW DW EHORZ RU DERYH
6HOIGLDJQRVLV 9
EHORZ RU DERYH
'LVSOD\ JURXS &KDS 'LVSOD\ JURXS &KDS
(GLWLRQ 6
SDJH

'LVSOD\ JURXS %DVLF IXQFWLRQV
(QJLQH LGOLQJ
[[[[ USP
5HDGLQJ PHDVXUHG YDOXH EORFN [[[ & [[[
[[[[[[
5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV 2SHUDWLQJ FRQGLWLRQV 6SHFLILFDWLRQ $QDO\VLV SDJH SDJH SDJH
(QJLQH VSHHG LGOLQJ VSHHG
&RRODQW WHPSHUDWXUH
/DPEGD UHJXODWRU XSVWUHDP RI FDWD O\WLF FRQYHUWHU
& USP
$QDO\VLV RI GLVSOD\ JURXS GLVSOD\ ILHOG HQJLQH VSHHG LGOLQJ VSHHG
5HDGRXW RQ 9$* OHVV WKDQ USP
JUHDWHU WKDQ USP
,QVSHFW LQWDNH V\VWHP IRU OHDNV
7HVW WKURWWOH YDOYH FRQWURO XQLW &KDS
5HFWLI\LQJ IDXOW
,QWHUURJDWH IDXOW PHPRU\ &KDS ,QVSHFW LQWDNH V\VWHP IRU OHDNV 7HVW WKURWWOH YDOYH FRQWURO XQLW &KDS
$QDO\VLV RI GLVSOD\ JURXS GLVSOD\ ILHOG FRRODQW WHPSHUDWXUH

5HDGRXW RQ 9$* EHORZ &
DERYH &
&RQGXFW WHVW GULYH LI QHFHVVDU\ &OHDQ UDGLDWRU
5HFWLI\LQJ IDXOW
7HVW FRRODQW WHPSHUDWXUH VHQGHU &KDS 7HVW IXQFWLRQ RI WKH UDGLDWRU IDQ
7HVW FRRODQW WHPSHUDWXUH VHQGHU &KDS

$QDO\VLV RI GLVSOD\ JURXS GLVSOD\ ILHOG RSHUDWLQJ VWDWHV
0HDQLQJ LI GLVSOD\ SRVLWLRQ 6SHHG EHORZ USP /DPEGD FRQWURO RN &RRODQW WHPSHUDWXUH PRUH WKDQ &
7HVW FRRODQW WKHUPRVWDW UHSODFH LI QHFHVVDU\ O N: (Q JLQH 0HFKDQLFDO &RPSRQHQWV 5HS *U
7KURWWOH YDOYH FORVHG ,GOLQJ GHWHFWHG
$& FRPSUHVVRU GLVFRQQHFWHG
1R IDXOW GHWHFWHG E\ VHOIGLDJQRVLV

6HOIGLDJQRVLV 9
&DWDO\WLF FRQYHUWHU WHPSHUDWXUH DERYH &
(GLWLRQ 6
SDJH

(QJLQH LGOLQJ
[[[[ USP [[[
5HDGLQJ PHDVXUHG YDOXH EORFN [[ PV
[[ JV
5HDGRXW RQ GLVSOD\
'LVSOD\ ILHOGV 'UDZQ LQ DLU PDVV
6SHFLILFDWLRQ JV PV
SDJH SDJH SDJH
$QDO\VLV
,GOLQJ VSHHG
(QJLQH ORDG
$YHUDJH LQMHFWLRQ SHULRG


'LVSOD\ ILHOG 5HDGRXW RQ 9$* OHVV WKDQ )DXOW FDXVH
KLJK IXHO YROXPH IURP WKH DFWLYDWHG
5HFWLI\LQJ IDXOW
FKDUFRDO ILOWHU V\VWHP JUHDW IORZ UDWH ILWWHG
7HVW VROHQRLG YDOYH IRU DFWLYDWHG FKDU 7HVW LQMHFWHG TXDQWLW\ &KDS (OLPLQDWH ORDG (OLPLQDWH XQPHWHUHG DLU
LQFRUUHFW LQMHFWLRQ YDOYH ZLWK WRR
FRDO ILOWHU &KDS ILQDO FRQWURO GL DJQRVLV
DERYH
,QFUHDVHG HQJLQH ORDG GXH WR HOHF
OHVV WKDQ DERYH
ODUJH YROXPH RI XQPHWHUHG DLU EH (QJLQH ORDGHG E\ DX[LOLDU\ HTXLS
WULF FRQVXPHUV DLU FRQGLWLRQLQJ V\V WHP HQJDJHG GULYLQJ SRVLWLRQ RU SRZHU VWHHULQJ WR WKH VWRS WZHHQ LQWDNH PDQLIROG DQG DLUPDVV PHWHU PHQW
(OLPLQDWH ORDG DLU FRQGLWLRQLQJ SRZHU

VWHHULQJ HWF
'LVSOD\ JURXS EDVLF IXQFWLRQV DLU PDVV PHWHU
(QJLQH LGOLQJ
[[[[ USP
5HDGLQJ PHDVXUHG YDOXH EORFN [[ JV [[
[[[ %7'&
5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV ,JQLWLRQ DQJOH 6SHFLILFDWLRQ %7'& JV $QDO\VLV
'UDZQ LQ DLU PDVV
7KURWWOH YDOYH DQJOH
SDJH
SDJH
6HOIGLDJQRVLV 9
(GLWLRQ 6

$QDO\VLV RI GLVSOD\ JURXS GLVSOD\ ILHOG WKURWWOH YDOYH DQJOH

5HDGRXW RQ 9$* DERYH
$GDSW HQJLQH FRQWURO XQLW WR WKURWWOH YDOYH FRQWURO XQLW &KDS ,QWHUURJDWH IDXOW PHPRU\ &KDS 7HVW WKURWWOH YDOYH FRQWURO XQLW &KDS
5HFWLI\LQJ IDXOW
(QJLQH LGOLQJ
[[[[ USP
5HDGLQJ PHDVXUHG YDOXH EORFN [[[[[ 9 [[[[ &
[[[[ &
5HDGRXW RQ GLVSOD\
'LVSOD\ ILHOGV
,GOLQJ VSHHG 1RWH
6XSSO\ YROWDJH RI WKH HQJLQH FRQWURO XQLW
&RRODQW WHPSHUDWXUH
,QWDNH PDQLIROG WHPSHU DWXUH
& 9 &
6SHFLILFDWLRQ
SDJH SDJH SDJH
$QDO\VLV
SDJH
7KH GLVSOD\HG YDOXH PXVW FRUUHVSRQG WR WKH DPELHQW WHP SHUDWXUH

'LVSOD\ ILHOG 5HDGRXW RQ 9$* EHORZ 9 )DXOW FDXVH
*HQHUDWRU GHIHFWLYH EDWWHU\ KHDYLO\ 9HKLFOH YROWDJH KHDYLO\ ORDGHG MXVW 7UDQVLWLRQ UHVLVWDQFH LQ WKH SRZHU
5HFWLI\LQJ IDXOW
GLVFKDUJHG
7HVW JHQHUDWRU DQG EDWWHU\ YROWDJH ,QFUHDVH HQJLQH VSHHG VOLJKWO\ IRU D IHZ ,QVSHFW HQJLQH FRQWURO XQLW SRZHU VXS
SO\ &KDS PLQXWHV DQG VZLWFK RII DGGLWLRQDO FRQ VXPHUV FKDUJH EDWWHU\
DIWHU VWDUW E\ D KLJK FKDUJH FXUUHQW RU E\ DX[LOLDU\ HTXLSPHQW
DERYH 9
9ROWDJH UHJXODWRU RQ JHQHUDWRU GH 2YHUYROWDJH GXH WR VWDUWLQJ DLG RU
&XUUHQW FRQVXPSWLRQ ZLWK LJQLWLRQ RII
VXSSO\ RU HDUWK FRQQHFWLRQ IRU HQ JLQH FRQWURO XQLW
IHFWLYH
(OLPLQDWH FXUUHQW FRQVXPSWLRQ 7HVW YROWDJH UHSODFH UHJXODWRU LI QHFHV ,QWHUURJDWH IDXOW PHPRU\ &KDS
VDU\
TXLFN FKDUJHU
(GLWLRQ 6
6HOIGLDJQRVLV 9
SDJH

'LVSOD\ ILHOG 5HDGRXW RQ 9$* EHORZ &
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP )DXOW FDXVH
(QJLQH WRR FROG
5HFWLI\LQJ IDXOW
6HQGHU IRU FRRODQW WHPSHUDWXUH RU
ZLULQJ WR HQJLQH FRQWURO XQLW
,I QHFHVVDU\ SHUIRUP WHVW GULYH 7HVW VHQGHU UHVLVWDQFH * &KDS &KHFN ZLULQJ WR VHQGHU DQG VHQGHU &OHDQ UDGLDWRU
* &XUUHQW )ORZ 'LDJUDPV (OHF WULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFD WLRQV
DERYH &
5DGLDWRU GLUW\
5DGLDWRU IDQ QRW RSHUDWLRQDO
,QVSHFW SURSHU RSHUDWLRQ &RRODQW UHJXODWRU GHIHFWLYH WKHUPR ,QVSHFW FRRODQW UHJXODWRU WKHUPRVWDW
VWDW ZLULQJ WR HQJLQH FRQWURO XQLW
6HQGHU IRU FRRODQW WHPSHUDWXUH RU
7HVW VHQGHU UHVLVWDQFH * &KDS &KHFN ZLULQJ WR VHQGHU DQG VHQGHU
FRQVWDQW 6KRUW FLUFXLW EHWZHHQ ZLUHV DQG & FRQVWDQW &
/LQH LQWHUUXSWLRQ
FRQVWDQW &
/LQH LQWHUUXSWLRQ
,QWHUURJDWH IDXOW PHPRU\ &KDS 7HVW VHQGHU UHVLVWDQFH * &KDS &KHFN ZLULQJ WR VHQGHU DQG VHQGHU
FRQVWDQW 6KRUW FLUFXLW EHWZHHQ ZLUHV DQG &
(QJLQH LGOLQJ 'ULYLQJ

[[[[ USP [[[
5HDGLQJ PHDVXUHG YDOXH EORFN [ NPK
7H[W
5HDGRXW RQ GLVSOD\
'LVSOD\ ILHOGV
(QJLQH VSHHG
(QJLQH ORDG
'ULYLQJ VSHHG
2SHUDWLQJ VWDWH LGOLQJ SDUW ORDG IXOO ORDG HQ ULFKPHQW RYHUUXQ
6SHFLILFDWLRQ
$QDO\VLV
NPK USP

SDJH

SDJH
6HOIGLDJQRVLV 9
(GLWLRQ 6

UHJDUGLQJ GLVSOD\ ILHOG
7KH VRXUFH RI WKH VSHHG VLJQDO LV VSHHGRPHWHU VHQG 7KH SURFHVVHG VLJQDO SDVVHV WR WKH FRQWDFW RI WKH HQ
HU * 7KH VLJQDO LV IXUWKHU UHJXODWHG LQ WKH GDVK SDQHO LQVHUW
JLQH FRQWURO XQLW DQG LV XVHG IRU LGOLQJ VSHHG VWDELOLVD WLRQ DQG IRU GDPSLQJ ORDG FKDQJH MROWV GXULQJ JHDUVKLIWV
(QJLQH LGOLQJ
[[[[ USP
5HDGLQJ PHDVXUHG YDOXH EORFN [[[ [[[[ &
[[
5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV /HYHO FRUUHFWLRQ IDFWRU 6SHFLILFDWLRQ

D
$QDO\VLV

D
(QJLQH ORDG
,QWDNH PDQLIROG WHPSHUDWXUH
&
SDJH
9vyhrqhyrhyvrsurrhrhyrryrt20$2$
5HJDUGLQJ GLVSOD\ ILHOG
1RWH
6SHFLILFDWLRQ LV D UDQGRP WHPSHUDWXUH ZLWKLQ WKH WHP
SHUDWXUH UDQJH 7KH UHDGRXW PXVW EH KLJKHU WKDQ WKH WHPSHUDWXUH RI WKH DPELHQW DLU
'LVSOD\ JURXS LJQLWLRQ
(QJLQH LGOLQJ
[[[[ USP
5HDGLQJ PHDVXUHG YDOXH EORFN [[[ [[
[[[ %7'&
5HDGRXW RQ GLVSOD\
'LVSOD\ ILHOGV ,JQLWLRQ DQJOH
6SHFLILFDWLRQ %7'&
$QDO\VLV
(QJLQH ORDG
SDJH
(GLWLRQ 6
6HOIGLDJQRVLV 9
SDJH

'LVSOD\ JURXS LJQLWLRQPLVILULQJ GHWHFWLRQ
(QJLQH LGOLQJ
[[[[ USP [[[
5HDGLQJ PHDVXUHG YDOXH EORFN [
7H[W
5HDGRXW RQ GLVSOD\
'LVSOD\ ILHOGV
,GOLQJ VSHHG
(QJLQH ORDG
7RWDO RI LJQLWLRQ PLVILULQJV
6WDWXV PLVILULQJ GHWHFWLRQ DFWLYDWHG GHDFWLYDWHG
6SHFLILFDWLRQ DFWLYDWHG
$QDO\VLV SDJH SDJH

'LVSOD\ JURXS LJQLWLRQ F\OLQGHU PLVILULQJ
'ULYLQJ
[
5HDGLQJ PHDVXUHG YDOXH EORFN [ [
7H[W
5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV 6SHFLILFDWLRQ DFWLYDWHG $QDO\VLV
,JQLWLRQ PLVILULQJ F\OLQGHU
6WDWXV PLVILULQJ GHWHF WLRQ DFWLYDWHG GHDFWLYDW HG
SDJH SDJH SDJH
'LVSOD\ JURXS LJQLWLRQ F\OLQGHU PLVILULQJ
1RUPDO GULYLQJ
[
7H[W
5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV 6SHFLILFDWLRQ DFWLYDWHG $QDO\VLV
6WDWXV PLVILULQJ GHWHF WLRQ DFWLYDWHG GHDFWLYDW HG
SDJH
SDJH
6HOIGLDJQRVLV 9
(GLWLRQ 6

$QDO\VLV RI GLVSOD\ JURXS GLVSOD\ ILHOG DQG GLVSOD\ JURXSV DQG GLVSOD\ ILHOGV DQG
5HDGRXW RQ 9$* DERYH 3RVVLEOH FDXVH RI IDXOW
6SDUN SOXJ GHIHFWLYH ,JQLWLRQ FDEOH WHUPLQDWLRQ GHIHFWLYH ,JQLWLRQ FRLO GHIHFWLYH 3RZHU VWDJHV LI LJQLWLRQ FRLO GHIHFWLYH ,QMHFWLRQ YDOYH GHIHFWLYH
5HFWLI\LQJ IDXOW
7HVW VSDUN SOXJV DQG LJQLWLRQ FDEOH 7HVW LJQLWLRQ FRLO &XUUHQW )ORZ 'L 7HVW LQMHFWRUV &KDS )LQDO 7HVW LQMHFWHG TXDQWLW\ DQG WLJKWQHVV
&KDS FRQWURO GLDJQRVLV DJUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV JXLGH ZLWK WHUPLQDWLRQ
'LVSOD\ JURXS LJQLWLRQ NQRFN FRQWURO
1RUPDO GULYLQJ
[[[ .:
5HDGLQJ PHDVXUHG YDOXH EORFN [[[ .:
[[[ .:
[[[ .:
5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV 6SHFLILFDWLRQ $QDO\VLV SDJH
,JQLWLRQ DQJOH UHOLHI F\OLQGHU WKURXJK NQRFN FRQWURO 1RWH
,JQLWLRQ DQJOH UHOLHI F\OLQGHU WKURXJK NQRFN FRQWURO
,JQLWLRQ DQJOH UHOLHI F\OLQGHU WKURXJK NQRFN FRQWURO
,JQLWLRQ DQJOH UHOLHI F\O LQGHU WKURXJK NQRFN FRQWURO
&$ &$ &$ &$
SDJH
SDJH
SDJH
$W LGOLQJ VSHHG WKH GLVSOD\HG YDOXH LV &$
'LVSOD\ JURXS GLVSOD\ ILHOGV ,JQLWLRQ DQJOH UHOLHI

5HDGRXW RQ 9$* 3RVVLEOH FDXVH RI IDXOW
.QRFN VHQVRU GHIHFWLYH 3OXJ FRQQHFWLRQ FRUURGHG
5HFWLI\LQJ IDXOW
DOO F\OLQGHUV JUHDWHU WKDQ &$
7HVWLQJ NQRFN VHQVRU &XUUHQW

.QRFN VHQVRU QRW FRUUHFWO\ WLJKWHQHG (QJLQH SDUWV ORRVH
6ODFNHQ NQRFN VHQVRU DQG WLJKWHQ 7LJKWHQ ORRVH SDUWV &KDQJH W\SH RI IXHO
DJDLQ WR 1P
SRRU IXHO TXDOLW\
(GLWLRQ 6
6HOIGLDJQRVLV 9
SDJH

5HDGRXW RQ 9$*
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP 3RVVLEOH FDXVH RI IDXOW
3OXJ FRQQHFWLRQ FRUURGHG (QJLQH GDPDJHG (QJLQH SDUWV ORRVH
5HFWLI\LQJ IDXOW
RQH F\OLQGHU GLIIHUV VLJQLILFDQWO\ IURP WKH RWKHUV
7HVWLQJ NQRFN VHQVRU &XUUHQW 7HVWLQJ FRPSUHVVLRQ SUHVVXUH 7LJKWHQ ORRVH SDUWV
O N: (QJLQH 0HFKDQLFDO &RPSRQHQWV 5HS *U
'LVSOD\ JURXS LJQLWLRQ WHVWLQJ NQRFN VHQFRU
1RUPDO GULYLQJ
[[[[ USP
5HDGLQJ PHDVXUHG YDOXH EORFN [[[[
7H[W
5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV 7HVW NQRFN VHQVRU 7HVW 2)) 7HVW 21 6\VW 2. 6\VW 12. 6SHFLILFDWLRQ 6\VW 2. $QDO\VLV
[[[[ &
(QJLQH VSHHG
(QJLQH ORDG
&RRODQW WHPSHUDWXUH
& USP
'LVSOD\ JURXS /DPEGD FRQWURO
(QJLQH LGOLQJ
[[[
5HDGLQJ PHDVXUHG YDOXH EORFN [[[

5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV 6SHFLILFDWLRQ $QDO\VLV
6WDWXV ODPEGD FRQWURO XSVWUHDP RI FDWDO\WLF FRQYHUWHU 1RWH
6WDWXV ODPEGD FRQWURO GRZQVWUHDP RI FDWDO\WLF FRQYHUWHU

SDJH SDJH
7KH VSHFLILHG YDOXHV DUH UHDFKHG IDVWHU E\ LQFUHDVLQJ 7KH ILUVW SRVLWLRQ LQ WKH GLVSOD\ QXPEHU EULHIO\ VZLWFK /DPEGD SUREH GRZQVWUHDP RI FDWDO\WLF FRQYHUWHU LV LQ
WKH HQJLQH VSHHG
HV EHWZHHQ DQG ODPEGD SUREH KHDWHU RQRII DFWLYH ZLWKRXW HQJLQH ORDG
SDJH
6HOIGLDJQRVLV 9
(GLWLRQ 6

0HDQLQJ RI GLJLW QXPHULFDO EORFN LQ GLVSOD\ ILHOGV DQG

0HDQLQJ LI GLVSOD\ SRVLWLRQV /DPEGD FRQWURO DFWLYH /DPEGD SUREH RSHUDWLRQDO
/DPEGD SUREH KHDWHU VZLWFKHG RQ
(GLWLRQ 6
6HOIGLDJQRVLV 9
SDJH

SDJH
6HOIGLDJQRVLV 9
(GLWLRQ 6

6HOIGLDJQRVLV 9,
'LVSOD\ JURXSV

'LVSOD\ JURXS ODPEGD FRQWURO ODPEGD OHDUQHG YDOXHV
6\VWHP LQ EDVLF VHWWLQJ [[ [[[
(QJLQH LGOLQJ &RQWURO XQLW LQ IXQFWLRQ ,QLWLDWH EDVLF VHWWLQJ

5HDGRXW RQ GLVSOD\ 6SHFLILFDWLRQ $QDO\VLV
'LVSOD\ ILHOGV
/DPEGD OHDUQHG YDOXH LQ LGOLQJ DGGLWLYH 1RWH
/DPEGD OHDUQHG YDOXH XQGHU SDUWLDO ORDG PXOWL SOLFDWLYH

SDJH SDJH
/RZ UHDGRXWV LQGLFDWH WKDW WKH HQJLQH LV UXQQLQJ WRR +LJK UHDGRXWV PHDQ WKDW WKH HQJLQH LV UXQQLQJ WRR
ULFK DQG WKH ODPEGD FRQWURO WKHUHIRUH SURGXFHV D OHDQ HU PL[WXUH OHDQ DQG WKH ODPEGD FRQWURO WKHUHIRUH SURGXFHV D ULFK HU PL[WXUH VHW DGGLWLYH 7KH IDXOW HJ XQPHWHUHG DLU KDV DQ LQFUHDVLQJO\ UHGXFHG HIIHFW DV HQJLQH VSHHG ULVHV ,Q WKH FDVH RI DQ DGGLWLYH LQLWLDOLVDWLRQ YDOXH WKH LQMHFWLRQ SHULRG LV FKDQJHG E\ D IL[HG UDWH 7KLV UDWH LV LQGH SHQGHQW RI WKH EDVLF LQMHFWLRQ SHULRG
,I WKH FRQWURO XQLW LV GHDG DOO LQLWLDOLVDWLRQ YDOXHV DUH UH DGG
PXO
,QLWLDWH OHDUQLQJ SURFHVV &RQWURO XQLW LQ EDVLF VHWWLQJ ,QLWLDOLVDWLRQ FRQGLWLRQV IRU LGOLQJ ,GOLQJ FRRODQW WHP ,QLWLDOLVDWLRQ FRQGLWLRQV DW SDUWLDO ORDG &RRODQW WHP
PXOWLSOLFDWLYH 7KH IDXOW HJ IDXOW\ LQMHFWRU KDV DQ LQFUHDVLQJO\ LQWHQVH HIIHFW DV HQJLQH VSHHG ULVHV 7KH PXOWLSOLFDWLYH OHDUQHG YDOXH LV D SHUFHQWDJH FKDQJH LQ WKH LQMHFWLRQ SHULRG 7KLV FKDQJH LV GHSHQG HQW RQ WKH EDVLF LQMHFWLRQ SHULRG DGGUHVV ZRUG
SHUDWXUH DW OHDVW & LQWDNH DLU WHPSHUDWXUH PD[ & SHUDWXUH DW OHDVW & LQWDNH DLU WHPSHUDWXUH PD[ &
(GLWLRQ 6
6HOIGLDJQRVLV 9,
SDJH

$QDO\VLV RI GLVSOD\ JURXS GLVSOD\ ILHOGV DQG ODPEGD OHDUQHG YDOXHV
ORZ OHDUQHG YDOXHV LQ LGOLQJ DW QRUPDO ODPEGD ,QMHFWLRQ YDOYH OHDNV
5HFWLI\LQJ IDXOW
ORZ OHDUQHG YDOXHV
SDUWLDO ORDG OHDUQHG YDOXHV 2LO GLOXWLRQ KLJKHU IXHO FRQWHQW LQ WKH RLO SRVVLEOH
'LVDSSHDUV DIWHU GULYLQJ RQ PRWRU

ZD\ RU FKDQJLQJ RLO
)XHO SUHVVXUH WRR KLJK 6ROHQRLG YDOYH IRU DFWLYDWHG FKDUFRDO ILOWHU FRQ $LUPDVV PHWHU GHIHFWLYH /DPEGD SUREH KHDWLQJ GHIHFWLYH RU ODPEGD
7HVW LQMHFWLRQ YDOYHV &KDS 7HVW IXHO SUHVVXUH UHJXODWRU DQG 7HVW YDOYH 1 &KDS IL &KHFN VHQGHU * LQ PHDVXUHG 7HVW ODPEGD SUREH * DQG
YDOXH EORFN GLVSOD\ JURXS ODPEGD FRQWURO XSVWUHDP RI FDWDO\W LF FRQYHUWHU &KDS &KDS QDO FRQWURO GLDJQRVLV KROGLQJ SUHVVXUH &KDS
VWDQWO\ RSHQ
SUREH GLUW\
KLJK OHDUQHG YDOXHV
KLJK LGOLQJ OHDUQHG YDOXHV DW OHVV KLJK ODPEGD ,QMHFWLRQ YDOYH OHDNV
SDUWLDO ORDG OHDUQHG YDOXHV 8QPHWHUHG DLU LQ LQ WDNH PDQLIROG UHJLRQ SRVVLEOH
7HVWLQJ LQWDNH V\VWHP IRU OHDNV
7HVW LQMHFWHG TXDQWLW\ DQG WLJKWQHVV &KHFN VHQGHU * LQ PHDVXUHG 7HVW IXHO SUHVVXUH UHJXODWRU DQG (OLPLQDWLQJ XQPHWHUHG DLU &KDS (OLPLQDWH OHDN 7HVW ODPEGD SUREH * DQG
KROGLQJ SUHVVXUH &KDS YDOXH EORFN GLVSOD\ JURXS &KDS
'LVSOD\ ILHOGV DQG $LUPDVV PHWHU GHIHFWLYH )XHO SUHVVXUH WRR ORZ 8QPHWHUHG DLU EHWZHHQ DLUPDVV PHWHU DQG 8QPHWHUHG DLU DW WKH PDQLIROG JDVNHW
WKURWWOH YDOYH
/DPEGD SUREH KHDWLQJ GHIHFWLYH RU ODPEGD
SUREH GLUW\
ODPEGD FRQWURO XSVWUHDP RI FDWDO\W LF FRQYHUWHU &KDS
'LVSOD\ JURXS ODPEGD FRQWURO ODPEGD OHDUQHG YDOXHV

6\VWHP LQ EDVLF VHWWLQJ [[[ [[[[ 9
'LVSOD\ ILHOGV
/DPEGD FRQWUROOHU XSVWUHDP RI FDWDO\WLF FRQYHUWHU
/DPEGD SUREH YROWDJH XSVWUHDP RI FDWDO\WLF FRQYHUWHU
9
SDJH
SDJH
6HOIGLDJQRVLV 9,
(GLWLRQ 6

9ROWDJH VLJQDO LV JHQHUDWHG DQG VPRRWKHQHG E\ WKH ,I WKH VSHFLILHG YDOXHV DUH QRW UHDFKHG &RQGXFW D WHVW
HQJLQH FRQWURO XQLW
GULYH LQ RUGHU WR HOLPLQDWH DQ\ UHVLGXHV RQ WKH ODPEGD SUREH DQG UHSHDW WKH WHVW
$QDO\VLV RI GLVSOD\ JURXS GLVSOD\ ILHOG ODPEGD SUREH YROWDJH XSVWUHDP RI FDWDO\WLF FRQYHUWHU
/LQH VKRUWFLUFXLW WR SRVLWLYH LQ WKH OLQH IURP /DPEGD SUREH GHIHFWLYH
5HFWLI\LQJ IDXOW
DERYH 9 EHORZ 9
WKH HQJLQH FRQWURO XQLW WR WKH ODPEGD SUREH
&KHFN ODPEGD SUREH ZLUH XSVWUHDP 5HSODFH ODPEGD SUREH XSVWUHDP RI

FDWDO\WLF FRQYHUWHU
/LQH VKRUWFLUFXLW WR HDUWK LQ WKH OLQH IURP /DPEGD SUREH GHIHFWLYH
WKH HQJLQH FRQWURO XQLW WR WKH ODPEGD SUREH
RI FDWDO\WLF FRQYHUWHU &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQG LQJ DQG )LWWLQJ /RFDWLRQV
'LVSOD\ JURXS ODPEGD FRQWURO GLDJQRVLV RI ODPEGD SUREH DJHLQJ
9HKLFOH VWDWLRQDU\ HQJLQH UXQQLQJ DW IDVW LGOLQJD %UDNH SHGDO DQG DFFHOHUDWRU GHSUHVVHGE &RQWURO XQLW LQ IXQFWLRQ ,QLWLDWH EDVLF VHWWLQJ
6\VWHP LQ EDVLF VHWWLQJ [[[[ USP [[[[ &
&DWDO\WLF FRQYHUWHU WHPSHUDWXUH LQ GLVSOD\ ILHOG PXVW EH DW OHDVW & [[[ 7H[W 5HDGRXW RQ GLVSOD\
'LVSOD\ ILHOGV
(QJLQH VSHHG
D E
&DWDO\WLF FRQYHUWHU WHPSHUDWXUH
3HULRG RI ODPEGD SUREH XSVWUHDP RI FDWDO\WLF FRQYHUWHU
5HVXOW RI WHVW RI ODPEGD SUREH DJHLQJ XSVWUHDP RI FDWDO\WLF FRQYHUWHU 7HVW 2))7HVW 21% 6 2.%6 12.
6SHFLILFDWLRQ %6 2. USP &
$QDO\VLV
Aruvpyr
#
Aruvpyr$
@tvrrrqvhvrq
'!!irtvrpyv
1RWH
9DOXH GHWHUPLQHG E\ HQJLQH VSHHG DQG HQJLQH ORDG
(GLWLRQ 6
6HOIGLDJQRVLV 9,
SDJH

1RWH
UHJDUGLQJ GLVSOD\ ILHOGV DQG
7KH SHULRG LQGLFDWHV WKH WLPH EHWZHHQ WZR MXPSV HJ
PL[WXUH ULFK OHDQ ULFK DQG LV WKXV D PHDVXUH RI WKH DJHLQJ RI WKH ODPEGD SUREH ,I WKH SUHVFULEHG WLPH LV H[FHHGHG WKH GLVSOD\ LQ GLVSOD\ ILHOG %6 12. 1RWH
7KLV GLDJQRVLV SURFHVV PD\ WDNH D IHZ PLQXWHV
'LVSOD\ JURXS ODPEGD FRQWURO SUHSDUDWLRQ GRZQVWUHDP RI FDWDO\WLF FRQYHUWHU
9HKLFOH VWDQGLQJ HQJLQH UXQQLQJ DW KLJK VSHHG %UDNH SHGDO DQG DFFHOHUDWRU GHSUHVVHG &RQWURO XQLW LQ IXQFWLRQ ,QLWLDWH EDVLF VHWWLQJ
E
6\VWHP LQ EDVLF VHWWLQJ [[[[ 9 7H[W

'LVSOD\ ILHOGV
/DPEGD SUREH YROWDJH GRZQVWUHDP RI FDWDO\WLF FRQYHUWHU

D E
7HVW ODPEGD SUREH GRZQVWUHDP RI FDWDO\WLF FRQ YHUWHU 7HVW 2))7HVW 21%6 12.
%6 2. 9

Aruvpyr
SDJH
#
Aruvpyr$
@tvrrrqvhvrq
'!!irtvrpyv
7KH YROWDJH VLJQDO PL[WXUH ULFK OLWWOH UHVLGXDO R[\JHQ 9ROWDJH VLJQDO 0L[WXUH OHDQ KLJK OHYHO RI UHVLGXDO R[ $ YROWDJH MXPS IURP 9 WR 9 ,Q YLHZ RI WKH VWHHS YROWDJH MXPS WKH ODPEGD FRQWURO
1RWH
LV DW DSSUR[ 9
\JHQ LV DW DSSUR[ 9
RU YLFH YHUVD WDNHV SODFH DW WKH WUDQVLWLRQ IURP ULFK WR OHDQ DQG YLFH YHUVD l LV QRW DEOH WR PDLQWDLQ FRQVWDQW WKH LGHDO PL[WXUH FRP SRVLWLRQ ZKLFK FRUUHVSRQGV WR l 7KH FRQWURO FRQVWDQWO\ IOXFWXDWHV EDFN DQG IRUZDUG EHWZHHQ WKH VOLJKWO\ WRR OHDQ DQG VOLJKWO\ WRR ULFK VWDWHV LV DSSUR[ 9
A
mV 800 600 400 200 0 0,80 0,90 1,00
7KH FRQWURO YDOXH UDWLR EHWZHHQ ULFK DQG OHDQ PL[WXUH
9ROWDJH RI WKH SLQ ODPEGD SUREH LQ P9 1RWH
$ /DPEGD SUREH YROWDJH KLJK KLJK &2 YDOXH
ULFK PL[WXUH IXHO VXUSOXV RU DLU VKRUWDJH
1,10
1,20
A24-0074
SDJH
6HOIGLDJQRVLV 9,
(GLWLRQ 6
% /DPEGD SUREH YROWDJH ORZ ORZ &2 YDOXH OHDQ PL[WXUH IXHO VKRUWDJH RU DLU VXUSOXV

$QDO\VLV RI GLVSOD\ JURXS GLVSOD\ ILHOG ODPEGD SUREH YROWDJH ODPEGD SUREH GRZQVWUHDP RI FDWDO\WLF FRQYHUWHU
'LVSOD\ ILHOG FRQVWDQW 9
6KRUW FLUFXLW WR SRVLWLYH WKURXJK /DPEGD SUREH /LQH LQWHUUXSWLRQ WKURXJK /DPEGD SUREH ODPEGD
3RVVLEOH FDXVH RI IDXOW
FRQVWDQW 9 FRQVWDQW 9
ODPEGD SUREH FDEOH HDUWK OHDG HQJLQH FRQWURO XQLW SUREH FDEOH HDUWK OHDG HQJLQH FRQWURO XQLW
7HVW ODPEGD SUREH * DQG ODPE 7HVW ODPEGD SUREH FDEOH GRZQ
GD FRQWURO GRZQVWUHDP RI FDWDO\WLF FRQYHUWHU &KDS VWUHDP RI FDWDO\VW &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV
5HFWLI\LQJ IDXOW
6KRUW FLUFXLW WR HDUWK WKURXJK /DPEGD SUREH
ODPEGD SUREH FDEOH HDUWK OHDG HQJLQH FRQWURO XQLW
'LVSOD\ JURXS GLDJQRVLV RI ODPEGD FRQWURO V\VWHP
9HKLFOH VWDQGLQJ HQJLQH UXQQLQJ DW KLJK VSHHG DSSUR[ USP %UDNH SHGDO DQG DFFHOHUDWRU GHSUHVVHG &RQWURO XQLW LQ IXQFWLRQ ,QLWLDWH EDVLF VHWWLQJ
E
6\VWHP LQ EDVLF VHWWLQJ [[[ [[[[ 9
[[[[

7H[W
5HDGRXW RQ GLVSOD\
'LVSOD\ ILHOGV
(QJLQH ORDG
D E
&RUUHFWLRQ YDOXH EHWZHHQ ODPEGD SUREH XSVWUHDP DQG GRZQVWUHDP RI FDWDO\WLF FRQYHUWHU
/DPEGD SUREH 7HVW 21 7HVW 2)) 6\VW 2. 6\VW 12.
6SHFLILFDWLRQ 6\VW 2.
$QDO\VLV
9

SDJH
Aruvpyr
#
Aruvpyr$
@tvrrrqvhvrq
'!!irtvrpyv
,I WKH VSHFLILHG YDOXHV DUH QRW UHDFKHG &RQGXFW D WHVW GULYH LQ RUGHU WR HOLPLQDWH DQ\ UHVLGXHV RQ WKH ODPEGD SUREH DQG UHSHDW WKH WHVW 1RWH
1RWH
/DPEGD SUREH YROWDJH GRZQVWUHDP RI FDWDO\WLF FRQ
YHUWHU PD\ UHPDLQ FRQVWDQW
(GLWLRQ 6
6HOIGLDJQRVLV 9,
SDJH

1RWH
,I WKH ODPEGD SUREH YROWDJH LV 2. DIWHU D WHVW GULYH
DQG LI WKH FRUUHFWLRQ YDOXH EHWZHHQ ODPEGD SUREH XS VWUHDP DQG GRZQVWUHDP RI WKH FDWDO\WLF FRQYHUWHU LV DERYH YDOXH WKLV PHDQV WKDW WKH ODPEGD SUREH XSVWUHDP RI WKH FDWDO\WLF FRQYHUWHU KDV DJHG
$QDO\VLV RI GLVSOD\ JURXS GLVSOD\ ILHOG

5HDGRXW RQ 9$* FRQVWDQW 9 DERYH 9 3RVVLEOH FDXVH RI IDXOW
/LQH LQWHUUXSWLRQ LQ OLQH IURP WKH HQJLQH FRQWURO /LQH LQWHUUXSWLRQ LQ OLQH IURP WKH HQJLQH FRQWURO 6KRUWFLUFXLW WR SRVLWLYH LQ OLQH IURP WKH HQJLQH 6KRUWFLUFXLW WR HDUWK LQ OLQH IURP WKH HQJLQH FRQ
5HFWLI\LQJ IDXOW
XQLW WR WKH ODPEGD SUREH
7HVW ODPEGD SUREH * DQG ODPE

GD FRQWURO GRZQVWUHDP RI FDWDO\WLF FRQYHUWHU &KDS VWUHDP RI FDWDO\VW &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV
XQLW WR WKH ODPEGD SUREH
EHORZ 9
FRQWURO XQLW WR WKH ODPEGD SUREH
7HVW ODPEGD SUREH FDEOH GRZQ
WURO XQLW WR WKH ODPEGD SUREH
'LVSOD\ JURXS GLDJQRVLV ODPEGD SUREH KHDWHU
&RRODQW WHPSHUDWXUH PLQLPXP & &RQWURO XQLW LQ IXQFWLRQ ,QLWLDWH EDVLF VHWWLQJ
6\VWHP LQ EDVLF VHWWLQJ 7H[W [[ 2KPV 7H[W
5HDGRXW RQ GLVSOD\ 6SHFLILFDWLRQ +WJ G&2)) +WJ G&21 NW +WJX&2)) +WJX&21 $QDO\VLV
'LVSOD\ ILHOGV
/DPEGD SUREH KHDWHU XSVWUHDP RI FDWDO\WLF FRQ YHUWHU
5HVLVWDQFH RI ODPEGD SUREH KHDWHU GRZQVWUHDP RI FDWDO\WLF FRQYHUWHU
/DPEGD SUREH KHDWHU GRZQVWUHDP RI FDWDO\WLF FRQYHUWHU
'HSHQGLQJ RQ WKH HQJLQH RSHUDWLQJ FRQGLWLRQ WKH ODPEGD SUREH KHDWHU LV VZLWFKHG RQ RU VZLWFKHG RII
1RWH
SDJH
6HOIGLDJQRVLV 9,
(GLWLRQ 6

'LVSOD\ JURXS GLDJQRVLV ODPEGD SUREH DJHLQJ GRZQVWUHDP RI FDWDO\WLF FRQYHUWHU
E
[[[[ 9

7H[W
5HDGRXW RQ GLVSOD\ 6SHFLILFDWLRQ %6 2. 9 USP & $QDO\VLV
'LVSOD\ ILHOGV
(QJLQH VSHHG
D E
7HVW ODPEGD SUREH 7HVW 2)) 7HVW 21 %6 2. %6 12.
Aruvpyr
#
Aruvpyr$
@tvrrrqvhvrq
'!!irtvrpyv
'LVSOD\ JURXS ODPEGD FRQWURO GLDJQRVLV RI FDWDO\WLF FRQYHUWHU
E
[[[

7H[W
5HDGRXW RQ GLVSOD\ 6SHFLILFDWLRQ &DW % 2. & $QDO\VLV
'LVSOD\ ILHOGV
(QJLQH VSHHG
D E
&DWDO\WLF FRQYHUVLRQ
7HVW UHVXOW RI FDWDO\WLF FRQYHUVLRQ 7HVW 2)) 7HVW 21 &DW % 2. &DW % 12.
Aruvpyr
USP

#
Aruvpyr$
@tvrrrqvhvrq
'!!irtvrpyv
(GLWLRQ 6
6HOIGLDJQRVLV 9,
SDJH

SDJH
6HOIGLDJQRVLV 9,
(GLWLRQ 6

6HOIGLDJQRVLV 9,,
'LVSOD\ JURXSV

'LVSOD\ JURXS HQJLQH VSHHG FRQWURO RSHUDWLQJ FRQGLWLRQV
(QJLQH LGOLQJ
[[[[ USP
5HDGLQJ PHDVXUHG YDOXH EORFN [[[[ USP 7H[W
7H[W
5HDGRXW RQ GLVSOD\
'LVSOD\ ILHOGV
(QJLQH VSHHG DFWXDO YDOXH 1RWH
(QJLQH VSHHG VSHFLILHG YDOXH
2SHUDWLQJ FRQGLWLRQ RI DLU FRQGLWLRQ LQJ V\VWHP
2SHUDWLQJ FRQGLWLRQV DLU FRQGLWLRQLQJ FRPSUHV VRU 212))
6SHFLILFDWLRQ &RPSU 21 &RPSU 2)) $& +LJK $& /RZ USP
$QDO\VLV &KDS
$& FRPSUHVVRU GHDFWLYDWLRQ ,I IXOO HQJLQH SRZHU LV UH
6KRUWO\ EHIRUH DFWLYDWLQJ WKH $& FRPSUHVVRU WKH YROW
TXLUHG GXULQJ YHKLFOH DFFHOHUDWLRQ WKH HQJLQH FRQWURO XQLW ZLOO GLVFRQQHFW WKH FRPSUHVVRU RQ WKH VWDQGLQJ YHKLFOH RU DW ORZ VSHHG VW JHDU IRU DSSUR[ VHF RQGV ,I WKH DFFHOHUDWRU SHGDO LV EULHIO\ SUHVVHG WKH GH DFWLYDWLRQ WLPH GURSV WR DW OHDVW VHFRQGV
DJH LV DSSOLHG WR WKH HQJLQH FRQWURO XQLW 7KLV VLJQDO HQVXUHV WKH HQJLQH FRQWURO XQLW PDLQWDLQV WKH LGOLQJ DW D FRQVWDQW VSHHG JLYHQ ORDG GLIIHUHQFHV LQ WKH DLU FRQ GLWLRQLQJ V\VWHP
'LVSOD\ JURXS VSHHG LQFUHDVH ZLWK UDLVHG JHQHUDWRU ORDG
(QJLQH LGOLQJ
[[[[ USP
5HDGLQJ PHDVXUHG YDOXH EORFN [[[[ USP [[ 9
[[[
5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV *HQHUDWRU ORDG 6SHFLILFDWLRQ 9 $QDO\VLV
(QJLQH VSHHG DFWXDO YDOXH
(QJLQH VSHHG VSHFLILHG YDOXH
9HKLFOH YROWDJH
USP
USP

(GLWLRQ 6
6HOIGLDJQRVLV 9,,
SDJH

'LVSOD\ JURXS HQJLQH VSHHG FRQWURO LGOLQJ VSHHG VWDELOLVDWLRQ
(QJLQH LGOLQJ
[[[[ USP
5HDGLQJ PHDVXUHG YDOXH EORFN [[[[ USP [[[
[[[[[
5HDGRXW RQ GLVSOD\
'LVSOD\ ILHOGV
,GOLQJ VSHHG 1RWH
,GOLQJ VSHHG VSHFLILHG YDOXH
,GOLQJ UHJXODWRU
2SHUDWLQJ FRQGLWLRQV
6SHFLILFDWLRQ
$QDO\VLV
USP
&KDS

:KDW LV GLVSOD\HG LV WKH VSHFLILFDWLRQ IRU WKH HQJLQH
VSHHG ZKLFK LV IL[HG E\ WKH HQJLQH FRQWURO XQLW LQWHU QDO FRPSXWHG YDOXH LQ FRQWURO XQLW
0HDQLQJ RI WKH GLJLW QXPHULFDO EORFN GLVSOD\ ILHOG

0HDQLQJ LI GLVSOD\ SRVLWLRQV $& FRPSUHVVRU RQ RII RQ 0HDQLQJ
DLU FRQGLWLRQLQJ V\VWHP UHDG\ 6WHHULQJ ZKHHO SRVLWLRQ DOZD\V
*HDUER[ DOZD\V
RII RQ VWRS ZKLOH WXUQLQJ
VWUDLJKW DKHDG OLJKWO\ DJDLQVW VWRS
'LVSOD\ JURXS HQJLQH VSHHG FRQWURO DGDSWLQJ WKURWWOH YDOYH FRQWURO XQLW
,JQLWLRQ RQ HQJLQH VWRSSHG &RQWURO XQLW LQ IXQFWLRQ ,QLWLDWH EDVLF VHWWLQJ
6\VWHP LQ EDVLF VHWWLQJ [[ [[ [ 7H[W
5HDGRXW RQ GLVSOD\ 6SHFLILFDWLRQ $'3 RN $QDO\VLV
'LVSOD\ ILHOGV
7KURWWOH YDOYH DQJOH SRWHQWLRPHWHU * 1RWH
7KURWWOH YDOYH DQJOH SRWHQWLRPHWHU *
/HDUQHG VWDJH FRXQWHU
$GDSWDWLRQ VWDWXV $'3 UXQQLQJ $'3 2. RU $'3 (5525

:KHQ GLVSOD\ JURXS LV VHOHFWHG LQ IXQFWLRQ ,Q
LWLDWH EDVLF VHWWLQJ WKH WKURWWOH YDOYH FRQWURO XQLW LV DGDSWHG WR WKH HQJLQH FRQWURO XQLW 7KLV DGDSWDWLRQ
SDJH
6HOIGLDJQRVLV 9,,
(GLWLRQ 6
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP PXVW EH FDUULHG RXW LI DQRWKHU WKURWWOH YDOYH FRQWURO XQLW RU FRPSOHWH HQJLQH RU DQRWKHU HQJLQH FRQWURO XQLW KDV EHHQ LQVWDOOHG FRXQWV WR 1RWH

'XULQJ DGDSWDWLRQ WKH FRXQWHU LQ WKH GLVSOD\ ILHOG
,I (5525 DSSHDUV RQ WKH GLVSOD\ LQWHUURJDWH IDXOW
PHPRU\ &KDS
'LVSOD\ JURXS (OHFWURQLF WKURWWOH V\VWHP
,JQLWLRQ RQ HQJLQH VWRSSHG

[[ [[ [[
[[
5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV 6HQGHU IRU DFFHOHUDWRU SHGDO SRVLWLRQ * 6SHFLILFDWLRQ $QDO\VLV
7KURWWOH YDOYH DQJOH SRWHQWLRPHWHU * 1RWH
6HQGHU IRU DFFHOHUDWRU SHGDO SRVL WLRQ *
7KH HQJLQH FRQWURO XQLW FRQYHUWV WKH YROWDJH YDOXHV RI WKH DFFHOHUDWRU SHGDO SRVLWLRQ VHQGHU LQ SHUFHQWDJH LQ UH ,I WKH DFFHOHUDWRU SHGDO LV IXOO\ SUHVVHG GRZQ WKH VSHFLILHG YDOXH UDQJH FKDQJHV
ODWLRQ WR 9ROWV $ 9 YROWDJH VXSSO\ FRUUHVSRQGV WR
7KH YDOXH GLVSOD\HG LQ GLVSOD\ ILHOG PXVW DOZD\V EH DSSUR[LPDWHO\ GRXEOH WKH YDOXH LQ GLVSOD\ ILHOG
'LVSOD\ JURXS &UXLVH &RQWURO 6\VWHP
(QJLQH LGOLQJ
[[[ NP K
5HDGLQJ PHDVXUHG YDOXH EORFN [[[[[[[[
[[[[[[[[
5HDGRXW RQ GLVSOD\
[[[ NPK
'LVSOD\ ILHOGV
'ULYLQJ VSHHG
6ZLWFK SRVLWLRQ RI &&6 EUDNH DQG FOXWFK
6SHFLILHG YHKLFOH VSHHG YDOXH ODVW VWRUHG E\ &&6
&&6 VZLWFK SRVLWLRQ
6SHFLILFDWLRQ [[[[ NPK
SDJH SDJH
$QDO\VLV
[[[[ NPK
(GLWLRQ 6
6HOIGLDJQRVLV 9,,
SDJH

1RWH
:LWK WKH H[FHSWLRQ RI DQ RSHUDWLQJ VZLWFK WKH &&6 GRHV QRW KDYH DQ\ FRPSRQHQWV RI LWV RZQ $OO IXQFWLRQV DUH SHUIRUPHG E\ WKH HQJLQH FRQWURO XQLW 7KH PLQLPXP YHKL FOH VSHHG IRU WKH &&6 IXQFWLRQ LV NPK
0HDQLQJ RI GLJLW QXPHULFDO EORFN GLVSOD\ JURXS GLVSOD\ ILHOG

0HDQLQJ RI WKH GLJLWV LQ WKH GLJLW QXPHULFDO EORFN 'LDJQRVLV IXQFWLRQ
%UDNH SHGDO GHSUHVVHG EUDNH OLJKW VZLWFK &OXWFK SHGDO GHSUHVVHG &&6 DFWXDWHG
1R PHDQLQJ 1R PHDQLQJ 1R PHDQLQJ
%UDNH SHGDO GHSUHVVHG EUDNH OLJKW VZLWFK
1R PHDQLQJ
A
0HDQLQJ RI WKH GLJLWV LQ WKH GLJLW QXPHULFDO EORFN 'LDJQRVLV IXQFWLRQ
N23-0199

6ZLWFK % RQ 21
6ZLWFK % RQ 5(6 6ZLWFK $ RSHUDWHG 6ZLWFK % WR 2)) EHIRUH RSHUDWLQJ SRLQW 6ZLWFK % ORFNHG WR 2))
1R PHDQLQJ
SDJH
6HOIGLDJQRVLV 9,,
(GLWLRQ 6

'LVSOD\ JURXS H[KDXVW JDV UHGXFWLRQ GLDJQRVLV RI DFWLYDWHG FKDUFRDO ILOWHU V\VWHP
6\VWHP LQ EDVLF VHWWLQJ [[ [[[
(QJLQH LGOLQJ &RRODQW WHPSHUDWXUH PLQLPXP & &RQWURO XQLW LQ IXQFWLRQ ,QLWLDWH EDVLF VHWWLQJ
7H[W
5HDGRXW RQ GLVSOD\ 6SHFLILFDWLRQ 799 2. $QDO\VLV
'LVSOD\ ILHOGV
5HVXOW RI GLDJQRVLV 7HVW 21 7HVW 2))799 2. 799 12. RU LQWHUUXS WLRQ
2QRII UDWLR RI DFWLYDWHG FKDUFRDO ILOWHU VROHQRLG YDOYH 1RWH
/DPEGD FRQWUROOHU YDULDWLRQ GXULQJ 799 GLDJQR VLV
799 PHDQV 7DQN 9HQW 9DOYH DFWLYDWHG FKDUFRDO ILOWHU VR OHQRLG YDOYH 'LDJQRVLV FDQ RQO\ EH LQLWLDWHG RQFH HDFK WLPH WKH HQJLQH LV VWDUWHG
'LVSOD\ JURXS GLDJQRVLV RI VHFRQGDU\ DLU LQMHFWLRQ V\VWHP
6\VWHP LQ EDVLF VHWWLQJ [[[[ USP [[ JV

[[[ 7H[W
5HDGRXW RQ GLVSOD\ 6SHFLILFDWLRQ 6\VW 2. JV $QDO\VLV &KDS
'LVSOD\ ILHOGV
(QJLQH VSHHG LGOLQJ VSHHG 1RWH
$LU PDVV
$LU PDVV UDWLR VHFRQGDU\ DLU LQMHF WLRQ V\VWHP
7HVW UHVXOW 7HVW 21 7HVW 2)) 6\VW 2. 6\VW 12. LQWHUUXSWLRQ
,I 6\VW 12. DSSHDUV RQ WKH GLVSOD\ LQWHUURJDWH IDXOW PHPRU\ &KDS
(GLWLRQ 6
6HOIGLDJQRVLV 9,,
SDJH

'LVSOD\ JURXS 5HDGLQHVV FRGH
,JQLWLRQ RQ HQJLQH VWRSSHG

[[[[[[[ [

5HDGRXW RQ GLVSOD\
[[[[[[[ [
'LVSOD\ ILHOGV
6SHFLILFDWLRQ [[[[[[[[
$QDO\VLV
5HDGLQHVV FRGH WH[W FRPSOHWHG 1RWH
'LDJQRVLV VWDWXV
'LDJQRVLV VWDWXV

[[[[[[[[
SDJH

'LVSOD\ ILHOG LQGLFDWHV V\VWHPV RQ ZKLFK D WHVW PXVW EH SHUIRUPHG LI WKH GLVSOD\ LQGLFDWHV LQVWHDG RI

5HDGLQHVV FRGH LV RQO\ JHQHUDWHG LI D LV VKRZQ DW DOO SODFHV &DWDO\WLF FRQYHUWHU DOZD\V 'LDJQRVLV IXQFWLRQ
6HFRQGDU\ DLU V\VWHP /DPEGD SUREHV DOZD\V DOZD\V
$FWLYDWHG FKDUFRDO ILOWHU WDQN YHQW V\VWHP
/DPEGD SUREH KHDWHU
'LVSOD\ JURXS &KDUJH SUHVVXUH FRQWURO
'ULYLQJ
[[[[ USP
5HDGLQJ PHDVXUHG YDOXH EORFN [[[ [[[
[[[[ PEDU
5HDGRXW RQ GLVSOD\
'LVSOD\ ILHOGV $WPRSVKHULF SUHVVXUH
6SHFLILFDWLRQ PEDU
$QDO\VLV
(QJLQH VSHHG
(QJLQH ORDG
USP
SDJH
6HOIGLDJQRVLV 9,,
(GLWLRQ 6

$QDO\VLV RI GLVSOD\ JURXS GLVSOD\ ILHOG

0HDQ VHD OHYHO P P $LU SUHVVXUH PEDU PEDU
P P P P P P 1RWH P
PEDU PEDU PEDU
PEDU PEDU
PEDU
PEDU
7KH YDOXH PD\ GHYLDWH GHSHQGLQJ RQ WKH ZHDWKHU FRQGL WLRQV
'ULYLQJ
[[[
[[[
5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV 2QRII UDWLR DFWXDWLRQ RI VROHQRLG YDOYH IRU FKDUJH SUHVVXUH FRQWURO 6SHFLILFDWLRQ $QDO\VLV
0D[ ILOOLQJ
0D[ ILOOLQJ IRU WXUER RSHUDWLRQ
(QJLQH ORDG

'ULYLQJ
[[[[ USP
5HDGLQJ PHDVXUHG YDOXH EORFN [[[
[[[ PEDU
5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV &KDUJH SUHVVXUH PR PHQWDU\ YDOXH 6SHFLILFDWLRQ $PELHQW SUHV VXUH PEDU $QDO\VLV
[[[ PEDU
&KDUJH SUHVVXUH VSHFLILHG YDOXH (QJLQH ORDG
$PELHQW SUHV VXUH PEDU
(QJLQH VSHHG
USP
(GLWLRQ 6
6HOIGLDJQRVLV 9,,
SDJH

'ULYLQJ
[[[[ USP
[[[ PEDU
5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV &KDUJH SUHVVXUH VSHFL ILHG YDOXH 6SHFLILFDWLRQ $PELHQW SUHV VXUH PEDU $QDO\VLV
(QJLQH VSHHG
6HQGHU IRU DFFHOHUDWRU SHGDO SRVLWLRQ
USP
'ULYLQJ
[[[[ USP
5HDGLQJ PHDVXUHG YDOXH EORFN [[[ & [[[
[[[ PEDU
5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV &KDUJH SUHVVXUH PR PHQWDU\ YDOXH 6SHFLILFDWLRQ $PELHQW SUHV VXUH PEDU PD[ & $QDO\VLV
(QJLQH VSHHG
,QWDNH PDQLIROG WHPSHUDWXUH
2QRII UDWLR DFWXDWLRQ IRU VROHQRLG YDOYH RI WKH FKDUJH SUHVVXUH FRQWURO
USP
'LVSOD\ JURXS WUDFWLRQ FRQWURO V\VWHP 7&6
'ULYLQJ
[[[[ USP
5HDGLQJ PHDVXUHG YDOXH EORFN [[[ 1P
7H[W
5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV 6WDWXV 6SHFLILFDWLRQ 6WDWXV 7&6 DF WLYH 7&6 QRW DF WLYH 1P 1P $QDO\VLV
[[[ 1P
(QJLQH VSHHG
1RPLQDO HQJLQH ORDG
$FWXDO HQJLQH ORDG
USP
SDJH
6HOIGLDJQRVLV 9,,
(GLWLRQ 6

'LVSOD\ JURXS *HDUER[
'ULYLQJ
[[[[ USP
5HDGLQJ PHDVXUHG YDOXH EORFN [[[ 1P
7H[W
5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV 6WDWXV HQJDJHGQRW HQ JDJHG 6SHFLILFDWLRQ 7H[W 1P USP 1P $QDO\VLV
[[[ 1P
(QJLQH VSHHG
6SHFLILHG JHDUER[ ORDG
$FWXDO HQJLQH ORDG
'LVSOD\ JURXS FRPPXQLFDWLRQ GDWDEXV PHVVDJHV
(QJLQH LGOLQJ

5HDGLQJ PHDVXUHG YDOXH EORFN 7H[W 7H[W
5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV 6SHFLILFDWLRQ &RPEL $%6 $QDO\VLV
6WDWXV $%6
6WDWXV RI FRPELLQVWUXPHQW
'LVSOD\ JURXS FRPPXQLFDWLRQ GDWDEXV PHVVDJHV
(QJLQH LGOLQJ

5HDGLQJ PHDVXUHG YDOXH EORFN 7H[W
5HDGRXW RQ GLVSOD\ 'LVSOD\ ILHOGV 6SHFLILFDWLRQ $LUEDJ $QDO\VLV
6WDWXV DLUEDJ
$QDO\VLV RI GLVSOD\ JURXSV DQG

&$%%86 ZLULQJ GHIHFWLYH &$1%86 GDWDEXV QRW XVHG FRQWURO XQLW
5HFWLI\LQJ IDXOW
LQVWHDG RI LV
3HUIRUP DOO DXWRPDWLF WHVW VHTXHQFH

RI DOO IDXOW PHPRULHV
&$%%86 GDWDEXV GHIHFWLYH FRQWURO XQLW
(GLWLRQ 6
6HOIGLDJQRVLV 9,,
SDJH

SDJH
6HOIGLDJQRVLV 9,,
(GLWLRQ 6

)XHO )RUPDWLRQ ,QMHFWLRQ

5HSDLULQJ WKH LQMHFWLRQ V\VWHP
5HSDLULQJ WKH LQMHFWLRQ SDUW

1RWH
5HSDLULQJ WKH LJQLWLRQ SDUW 5HS *U
7KH FRQWURO XQLW IRU WKH LQMHFWLRQ DQG LJQLWLRQ V\VWHP LV
'R QRW XVH VHDODQWV FRQWDLQLQJ VLOLFRQH 7UDFHV RI VLO &RPSRQHQWV PDUNHG ZLWK DQ DUH FKHFNHG E\ VHOIGL &RPSRQHQWV PDUNHG ZLWK DQ DUH FKHFNHG E\ DFWX $ PLQLPXP YROWDJH RI 9 LV UHTXLUHG IRU WKH SHUIHFW ,I DIWHU WKH WURXEOHVKRRWLQJ UHSDLU RU LQVSHFWLRQ RI
HTXLSSHG ZLWK D IDXOW PHPRU\ %HIRUH UHSDLUV VHWWLQJ RSHUDWLRQV DQG IDXOW ILQGLQJ LQWHUURJDWH WKH IDXOW PHP RU\ DQG LQVSHFW WKH YDFXXP FRQQHFWLRQV XQPHWHUHG DLU LFRQH HOHPHQWV GUDZQ LQ E\ WKH HQJLQH DUH QRW EXUQW LQ WKH HQJLQH DQG GDPDJH WKH ODPEGD SUREH
DJQRVLV &KDS LQWHUURJDWH IDXOW PHPRU\ DWRU GLDJQRVLV &KDS
IXQFWLRQLQJ RI WKH HOHFWULF FRPSRQHQWV
&HUWDLQ LQVSHFWLRQV PD\ FDXVH WKH FRQWURO XQLW WR GH
FRPSRQHQWV WKH HQJLQH VWDUWV EULHIO\ DQG WKHQ VWRSV LW LV SRVVLEOH WKDW WKH LPPRELOLVHU EORFNV WKH $9 FRQ WURO XQLW 7KHQ LQWHUURJDWH WKH IDXOW PHPRU\ DQG LI QHF HVVDU\ DGDSW WKH FRQWURO XQLW (OHFWULFDO 6\VWHP 5HS *U WHFW DQG VWRUH D IDXOW ,W LV WKHUHIRUH QHFHVVDU\ WR LQWHU URJDWH WKH IDXOW PHPRU\ DIWHU KDYLQJ FRPSOHWHG DOO LQVSHFWLRQV DQG UHSDLUV DQG LI QHFHVVDU\ HUDVH &KDS LQWHUURJDWH DQG HUDVH IDXOW PHPRU\
6DIHW\ PHDVXUHV SDJH &OHDQOLOHVV UXOHV SDJH
:KHQHYHU WKH IDXOW PHPRU\ LV HUDVHG LW LV QHFHVVDU\ WR JHQHUDWH D UHDGLQHVV FRGH &KDS
7HVW LQWDNH V\VWHP IRU WLJKWQHVV XQPHWHUHG DLU &KDS
(GLWLRQ 6
SDJH

2YHUYLHZ RI ILWWLQJ ORFDWLRQ

$FWLYDWHG FKDUFRDO ILOWHU V\V WHP VROHQRLG YDOYH 1 q $FWLYDWHG FKDUFRDO ILOWHU V\V WHP O N: (QJLQH 0HFKDQLFDO &RPSRQHQWV 5HS *U q UHTXLUHG UHVLVWDQFH W +DOO VHQGHU * q &KDS SLQ SOXJ DQG VRFNHW FRQQHF WRU q EODFN IRU ODPEGD SUREH XS VWUHDP RI FDWDO\WLF FRQYHUWHU * DQG ODPEGD SUREH KHDWHU = q RQ XQGHUVLGH RI YHKLFOH RQ WKH ULJKW XQGHU D FRYHU SLQ SOXJ FRQQHFWRU q EURZQ IRU ODPEGD SUREH GRZQVWUHDP RI FDWDO\WLF FRQ YHUWHU * DQG ODPEGD SUREH KHDWHU = q RQ XQGHUVLGH RI YHKLFOH RQ WKH ULJKW XQGHU D FRYHU $9 &RQWURO XQLW - ,JQLWLRQ FRLOV ZLWK SRZHU RXW SXW VWDJH 1 1 1 DQG 1 6ROHQRLG YDOYH IRU FKDUJH SUHVVXUH FRQWURO 1 q GHVLUHG UHVLVWDQFH W $LU PDVV PHWHU * 6HFRQGDU\ DLU SXPS UHOD\ - &OXFWK SHGDO VZLWFK ) EUDNH OLJKW VZLWFK ) DQG EUDNH SHGDO VZLWFK ) 6HQGHU IRU FRRODQW WHPSHUDWXUH * 6ROHQRLG YDOYH IRU FDPVKDIW DGMXVWPHQW q GHVLUHG UHVLVWDQFH W ,QMHFWRU 11 )XHO SUHVVXUH UHJXODWRU (QJLQH VSHHG VHQGHU * q LQGXFWLYH SLFNXS q GHVLUHG UHVLVWDQFH W .QRFN VHQVRU * $FWLYDWHG FKDUFRDO ILOWHU VROHQRLG YDOYH 1 7ULSOHSLQ SOXJ DQG VRFNHW FRQQHFWRU * q IRU HQJLQH VSHHG VHQGHU 6HFRQGDU\ DLU SXPS 9 6HFRQGDU\ DLU LQOHW YDOYH 1 .QRFN VHQVRU * 3$6 SUHVVXUH VZLWFK ) q GHVLUHG UHVLVWDQFH W q 6WHHULQJ ZKHHO DW OLPLW VWRS DSSUR[ W ,QWDNH DLU WHPSHUDWXUH VHQGHU *

6
SDJH
(GLWLRQ 6
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP 7KURWWOH YDOYH FRQWURO XQLW - &KDUJH SUHVVXUH VHQGHU *

3DUWV RI LQMHFWLRQ V\VWHP 6XPPDU\ RI FRPSRQHQWV

$LU ILOWHU q GLVDVVHPEOLQJ DQG DVVHP EOLQJ SDJH 1P 1P 9DFXXP KRVH q WR LQWDNH PDQLIROG &RQQHFWLQJ SOXJ q SLQ q LQVHUW RU UHPRYH SOXJ ZKHQ WKH LJQLWLRQ LV VZLWFKHG RII q XQORFN WR UHPRYH &RQQHFWLQJ SOXJ q SLQ q LQVHUW RU UHPRYH SOXJ ZKHQ WKH LJQLWLRQ LV VZLWFKHG RII q XQORFN WR UHPRYH 0RWURQLF FRQWURO XQLW - q )LWWLQJ ORFDWLRQ DW FHQWUH RI SOHQXP FKDPEHU q WHVWLQJ YROWDJH VXSSO\ &KDS q SURFHGXUH LI YROWDJH LQWHU UXSWHG &KDS q DIWHU UHSODFLQJ SHUIRUP EDVLF VHWWLQJ &KDS q UHSODFLQJ &KDS SLQ SOXJ FRQQHFWRU q EURZQ IRU ODPEGD SUREH GRZQVWUHDP RI FDWDO\WLF FRQ YHUWHU * DQG ODPEGD 6 SUREH KHDWHU = q )LWWLQJ ORFDWLRQ SDJH 2YHUYLHZ RI ILWWLQJ ORFDWLRQV &RQQHFWLQJ SOXJ q SLQ q EODFN IRU ODPEGD SUREH XSVWUHDP RI FDWDO\WLF FRQYHUWHU * DQG ODPEGD SUREH KHDWHU = q )LWWLQJ ORFDWLRQ SDJH 2YHUYLHZ RI ILWWLQJ ORFDWLRQV /DPEGD SUREH XSVWUHDP RI FDWDO\WLF FRQYHUWHU * 1P q )LWWLQJ ORFDWLRQ H[KDXVW WXEH IURQW q RQO\ JUHDVH WKUHDG ZLWK KRW VFUHZ SDVWH * $ KRW VFUHZ SDVWH PXVW QRW JHW LQWR WKH VORWV RI WKH SUREH ERG\ q 7HVW ODPEGD SUREH * DQG ODPEGD FRQWURO XSVWUHDP RI FDWDO\WLF FRQYHUWHU &KDS q YROWDJH IRU SUREH KHDWHU VXSSO\ WKURXJK IXHO SXPS UHOD\ - /DPEGD SUREH GRZQVWUHDP RI FDWDO\WLF FRQYHUWHU * 1P q )LWWLQJ ORFDWLRQ GRZQVWUHDP RI FDWDO\WLF FRQYHUWHU q RQO\ JUHDVH WKUHDG ZLWK KRW VFUHZ SDVWH * $ KRW VFUHZ SDVWH PXVW QRW JHW LQWR WKH VORWV RI WKH SUREH ERG\ q 7HVW ODPEGD SUREH * DQG ODPEGD FRQWURO GRZQVWUHDP RI FDWDO\WLF FRQYHUWHU &KDS q YROWDJH IRU SUREH KHDWHU VXSSO\ WKURXJK IXHO SXPS UHOD\ -
(GLWLRQ 6 5HSDLULQJ WKH LQMHFWLRQ V\VWHP
SDJH

2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP %UDFNHW 1P 1P (QJLQH VSHHG VHQGHU * q GHVLUHG UHVLVWDQFH W 7ULSOHSLQ SOXJ DQG VRFNHW FRQQHFWRU q JUH\ q IRU HQJLQH VSHHG VHQGHU q )LWWLQJ ORFDWLRQ SDJH 2YHUYLHZ RI ILWWLQJ ORFDWLRQV 2ULQJ q UHSODFH LI GDPDJHG 1P 1P 6XSSRUW q EHWZHHQ LQWDNH PDQLIROG DQG HQJLQH EORFN 1P &KDUJH SUHVVXUH VHQGHU * *DVNHW q UHSODFH 7R DFWLYDWHG FKDUFRDO ILOWHU VROHQRLG YDOYH 1 q &RQQHFW DFWLYDWHG FKDUFRDO ILOWHU O N: (QJLQH 0HFKDQLFDO &RPSRQHQWV 5HS *U ,QWDNH PDQLIROG 7KURWWOH YDOYH FRQWURO XQLW - q LQVSHFWLQJ &KDS q DIWHU UHSODFLQJ WKH HQJLQH FRQWURO XQLW SHUIRUP DGDSWDWLRQ &KDS 5HWXUQIORZ OLQH q VHFXUH ZLWK VSULQJ EDQG FODPV q FKHFN WLJKWQHVV q WR IXHO SXPS O N: (QJLQH 0HFKDQLFDO &RPSRQHQWV 5HS *U )HHG OLQH q VHFXUH ZLWK VSULQJ EDQG FODPV q WR IXHO ILOWHU O N: (QJLQH 0HFKDQLFDO &RPSRQHQWV 5HS *U 1P )XHO UDLO ZLWK LQMHFWLRQ YDOYHV q GLVDVVHPEOLQJ DQG DVVHPEOLQJ SDJH ,QWDNH DLU WHPSHUDWXUH VHQGHU * q LQVSHFWLQJ &KDS 7R WXUERFKDUJHU GLYHUW DLU YDOYH 1 q LWHP LQ SDJH WR WXUERFKDUJHU 7R FUDQNFDVH KRXVLQJ YHQWLODWLRQ 7R FDPVKDIW KRXVLQJ YHQWLODWLRQ 6HQGHU IRU FRRODQW WHPSHUDWXUH * q EOXH q ZLWK FRRODQW WHPSHUDWXUH JDXJH VHQVRU * q EHIRUH UHPRYLQJ UHGXFH SUHVVXUH LQ FRROLQJ V\VWHP LI QHFHVVDU\ q 6SHFLILHG UHVLVWDQFH YDOXHV )LJ LQ SDJH SLQ SOXJ FRQQHFWRU q EODFN q 6HQGHU IRU FRRODQW WHPSHUDWXUH * 5HWDLQLQJ FOLS q FKHFN WLJKWQHVV 7R WXEH EHWZHHQ WXUERFKDUJHU DQG FKDUJH DLU FRROHU
5HSDLULQJ WKH LQMHFWLRQ V\VWHP (GLWLRQ 6

SDJH
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP 7R WXEH EHWZHHQ WXUERFKDUJHU DQG FKDUJH DLU FRROHU 7R SUHVVXUH XQLW RQ WXUERFKDUJHU O N: (QJLQH 0HFKDQLFDO &RPSRQHQWV 5HS *U 6ROHQRLG YDOYH IRU FKDUJH SUHVVXUH FRQWURO 1 ,QWDNH KRVH O N: (QJLQH 0HFKDQLFDO &RPSRQHQWV 5HS *U $LU PDVV PHWHU * q SLQ FRQQHFWRU

'LVDVVHPEOLQJ DQG DVVHPEOLQJ IXHO GLVWULEXWRU ZLWK LQMHFWRUV

)XHO GLVWULEXWRU 5HWDLQLQJ FOLS q FKHFN WLJKWQHVV 2ULQJ q UHSODFH LI GDPDJHG )XHO SUHVVXUH UHJXODWRU q 7HVW SUHVVXUH UHJXODWRU DQG KROGLQJ SUHVVXUH &KDS 9DFXXP KRVH 1P &RQQHFWLRQ UHWXUQIORZ OLQH &RQQHFWLRQ IHHG OLQH 5HWDLQLQJ FOLS q FKHFN WLJKW FRQQHFWLRQ RI LQ MHFWRUV LQ IXHO UDLO ,QMHFWRU 11 q GHVLUHG UHVLVWDQFH W DW D WHPSHUDWXUH RI DSSUR[ & q LI WKH HQJLQH LV ZDUP WKH UH VLVWDQFH LQFUHDVHV E\ DS SUR[ W

6
(GLWLRQ 6
SDJH

$LU PDVV PHWHU * *DVNHW $LU ILOWHU WRS SDUW 1P )LOWHU LQVHUW $LU ILOWHU ERWWRP SDUW $LU GHIOHFWRU q WR ORFN FDUULHU $LU GHIOHFWRU q LQ DLU ILOWHU WRS SDUW
'LVDVVHPEOLQJ DQG DVVHPEOLQJ WKH DLU ILOWHU DQG DLU PDVV PHWHU

6
)LJ
7KH GLDJUDP LV GLYLGHG LQWR WZR WHPSHUDWXUH UDQJHV $ & % & ([DPSOH
6SHFLILHG UHVLVWDQFHV IRU FRRODQW WHPSHUD WXUH VHQGHU * DQG LQWDNH DLU WHPSHUDWXUH VHQGHU *
$
( ' & &
%
$
#
DW D WHPSHUDWXUH RI & WKH VSHFLILHG YDOXH LQ ILHOG $ DW D WHPSHUDWXUH RI & WKH VSHFLILHG YDOXH LQ ILHOG % FRQQHFW D PXOWLPHWHU EHWZHHQ FRQWDFWV WR PHDV
"
"
LV NW
!

LV DSSUR[ W
!
"
#
$
$
%
&
'
(
8
1
XUH WKH UHVLVWDQFH RI VHQGHU *
SDJH
(GLWLRQ 6

6DIHW\ PHDVXUHV
&DXWLRQ
7KH IXHO V\VWHP LV XQGHU SUHVVXUH 3ODFH FOHDQLQJ FORWKV DURXQG WKH FRQQHFWLRQ SRLQW EHIRUH GHWDFK LQJ KRVH FRQQHFWLRQV 5HGXFH SUHVVXUH E\ FDUHIXO O\ UHOHDVLQJ WKH FRQQHFWLRQ SRLQW 6DIHW\ PHDVXUHV LJQLWLRQ V\VWHP 5HS*U
5XOHV RI FOHDQOLQHVV
&DUHIXOO\ REVHUYH WKH IROORZLQJ UXOHV IRU FOHDQOLQHVV ZKHQ ZRUNLQJ RQ WKH IXHO VXSSO\LQMHFWLRQ V\VWHP
7KRURXJKO\ FOHDQ WKH FRQQHFWLRQ SRLQWV DQG WKHLU VXU 3ODFH UHPRYHG SDUWV RQ D FOHDQ VXUIDFH DQG FRYHU 'R &DUHIXOO\ FRYHU RU FORVH RSHQHG FRPSRQHQWV LI WKH UH 2QO\ LQVWDOO FOHDQ SDUWV 5HPRYH VSDUH SDUWV IURP
URXQGLQJV EHIRUH UHOHDVLQJ QRW XVH IX]]\ FORWKV
SDLU LV QRW FRPSOHWHG LPPHGLDWHO\
:KHQ WKH V\VWHP LV RSHQ $YRLG XVLQJ FRPSUHVVHG
WKHLU ZUDSSLQJ LPPHGLDWHO\ EHIRUH ILWWLQJ 'R QRW XVH DQ\ SDUWV ZKLFK KDYH EHHQ VWRUHG XQZUDSSHG HJ RQ D VKHOI DLU $YRLG PRYLQJ WKH YHKLFOH
7HVWLQJ OLQHV DQG FRPSRQHQWV ZLWK WHVW ER[

7HVW ER[ 9$*
7KH WHVW ER[ 9$* LV GHVLJQHG LQ VXFK D
1RWH
7KH DGYDQWDJH EHLQJ WKDW WKH HOHFWURQLF HQJLQH FRQ
ZD\ WKDW LW FDQ EH VLPXOWDQHRXVO\ FRQQHFWHG WR WKH ZLULQJ ORRP RI WKH HQJLQH FRQWURO XQLW DQG WR WKH DFWXDO HQJLQH FRQWURO XQLW WURO UHPDLQV IXOO\ RSHUDWLRQDO ZLWK WKH WHVW ER[ FRQ QHFWHG HJ PHDVXULQJ VLJQDOV ZKLOH WKH HQJLQH LV UXQQLQJ
5HIHU WR WKH UHOHYDQW WHVW SURFHGXUHV WR GHWHUPLQH
)RU FRQQHFWLQJ PHDVXULQJ HTXLSPHQW HJ GLRGH WHVW
ZKHWKHU WKH FRQWURO XQLW LV FRQQHFWHG WR WKH WHVW ER[ RU QRW ODPS 9$* % KDQGKHOG PXOWLPHWHU 9$* $ HWF DOZD\V XVH WKH DGDSWHU FDEOH VHW HJ 9$* $
7KH FRQWDFW QXPEHUV RI WKH FRQQHFWRU RI WKH FRQWURO
XQLW DQG WKH VRFNHW QXPEHUV RI WKH WHVW ER[ DUH LGHQ WLFDO
(GLWLRQ 6
SDJH

&DXWLRQ
7R DYRLG GDPDJLQJ WKH HOHFWURQLF FRPSRQHQWV VZLWFK RQ WKH UHOHYDQW PHDVXULQJ UDQJH EHIRUH FRQQHFWLQJ WKH PHDVXULQJ FDEOHV DQG FRPSO\ ZLWK WKH WHVW FRQGLWLRQV
6ZLWFK RII LJQLWLRQ 8QVFUHZ ZLQGVFUHHQ ZLSHU DUPV DQG UHPRYH FRYHU RI 5HOHDVH WKH FRQQHFWRU ORFNV DQG XQSOXJ WKH FRQWURO
XQLW FRQQHFWRUV SOHQXP FKDPEHU %RG\ )LWWLQJ :RUN 5HS *U
&RQQHFW WHVW ER[ 9$* WR FRQQHFWRU RI ZLU

LQJ ORRP 7KH HDUWK FOLS VKRXOG EH FRQQHFWHG WR WKH WHVW ER[ DQG WR EDWWHU\ :KHWKHU WKH HQJLQH FRQWURO XQLW UHPDLQV FRQQHFWHG WR WKH WHVW ER[ RU QRW LV GH VFULEHG LQ WKH UHOHYDQW WHVW SURFHGXUHV TXHQFHV 1RWH
3HUIRUP WHVW DV GHVFULEHG LQ WKH UHOHYDQW UHSDLU VH
$IWHU UHFRQQHFWLQJ WKH HQJLQH FRQWURO XQLW SHUIRUP WKH $GDSW HQJLQH FRQWURO XQLW WR WKURWWOH YDOYH FRQWURO XQLW ,QWHUURJDWH DQG LI QHFHVVDU\ HUDVH IDXOW PHPRU\
V.A.G 1598/31
IROORZLQJ
&KDS
N24-0943
:KHQHYHU WKH IDXOW PHPRU\ LV HUDVHG LW LV QHFHVVDU\
&KDS ,QWHUURJDWH DQG HUDVH IDXOW PHPRU\ WR JHQHUDWH D UHDGLQHVV FRGH &KDS
SDJH
(GLWLRQ 6

$GDSWLQJ LGOLQJ VSHHG
,Q H[FHSWLRQDO FDVHV HJ LQ WKH HYHQW RI FXVWRPHU FRP SODLQWV DERXW GURQLQJ QRLVHV YLEUDWLRQV GXULQJ LGOLQJ LW LV SHUPLVVLEOH WR VOLJKWO\ DGMXVW WKH LGOLQJ VSHHG 0DNH VXUH \RX GR QRW H[FHHG RU IDOO EHORZ WKH LQGLFDWHG VSHHG IRU H[KDXVWHPLVVLRQ DQDO\VLV LW LV TXLWH SRVVLEOH WKH HPLV VLRQ OHYHOV ZLOO EH H[FHHGHG DW WKH QH[W H[KDXVWHPLVVLRQ DQDO\VLV 6SHFLDO WRROV WHVW DQG PHDVXULQJ HTXLSPHQW DQG DX[LOLDU\ LWHPV UHTXLUHG
9$* $ % RGHU &
&RRODQW WHPSHUDWXUH PLQLPXP & 1R IDXOW LQ IDXOW PHPRU\

7HVW VHTXHQFH
7HVW FRQGLWLRQV
(QWHU IXQFWLRQ $GDSWDWLRQ DQG FRQILUP HQWU\ ZLWK

5HDGRXW RQ GLVSOD\ (QWHU IRU FKDQQHO DQG FRQILUP HQWU\ ZLWK NH\ 4 5HDGRXW RQ GLVSOD\ NH\ 4
LJQLWLRQ RQ DQG VHOHFW DGGUHVV ZRUG (QJLQH HOHF WURQLFV &KDS
9HKLFOH V\VWHP WHVW $GDSWDWLRQ $GDSWDWLRQ (QWHU FKDQQHO QXPEHU ;; &KDQQHO $GDSWDWLRQ USP USP $&/RZ
(QWHU GHVLUHG VSHHG LQ GLVSOD\ ILHOG ZLWK WKH RU

NH\V LQ PLQ MXPSV 1RWH
! &RPSU2))
7KH LGOLQJ VSHHG PXVW QRW EH DGMXVW WR DERYH WKH DXWKRU LVHG VSHHG UDQJH $FWXDO YDOXH RI WKH LGOLQJ VSHHG ,QVSHFWLRQ DQG 0DLQWHQDQFH ([KDXVWHPLVVLRQ $QDO \VLV &RQILUP WKH HQWU\ ZLWK NH\ 4 3UHVV NH\
&KDQQHO $GDSWDWLRQ 6WRUH FKDQJHG YDOXH" &KDQQHO $GDSWDWLRQ &KDQJHG YDOXH VWRUHG
4 !
(QG RXWSXW DQG VZLWFK RII LJQLWLRQ
(GLWLRQ 6
SDJH

,QVSHFWLQJ HOHFWURQLF SRZHU FRQWURO HOHFWURQLF WKURWWOH

)XQFWLRQ RI WKH (OHFWURQLF 7KURWWOH 6\VWHP
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
0HDQLQJ RI WKH (3& ZDUQLQJ ODPS IDXOW ODPS IRU HOHFWULF SRZHU FRQWURO LQ WKH GDVK SDQHO LQVHUW
(3& LV WKH DEEUHYLDWLRQ RI (OHFWURQLF 3RZHU &RQWURO )LWWLQJ ORFDWLRQ RI WKH (3& ZDUQLQJ ODPS $IWHU VZLWFKLQJ RQ WKH LJQLWLRQ WKH HQJLQH FRQWURO XQLW FKHFNV DOO WKH FRPSRQHQWV WKDW DUH UHOHYDQW WR WKH RSHUD WLRQ RI WKH (3&
,QVSHFWLQJ IDXOW ODPS IRU (3& .

7KH (3& IDXOW ODPS . LV DOVR FDOOHG (3& ZDUQLQJ ODPS 6SHFLDO WRROV WHVW DQG PHDVXULQJ HTXLSPHQW DQG DX[LOLDU\ LWHPV UHTXLUHG
$GDSWHU FDEOH VHW HJ 9$* $ 7HVW ER[ 9$*
1RWH

6
)XQFWLRQDO WHVW RI WKH ZDUQLQJ ODPS
6ZLWFK RQ LJQLWLRQ
7KH (3& ZDUQLQJ ODPS PXVW OLJKW XS
6WDUW HQJLQH DQG UXQ LQ LGOH
7KH (3& ZDUQLQJ ODPS PXVW JR RXW LI QR IDXOW UHODWHG WR WKH (3& KDV EHHQ VWRUHG LQ WKH IDXOW PHPRU\
,I WKH (3& ZDUQLQJ ODPS GRHV QRW JR RXW FKHFN WKH HO ZLU LQJ &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV ,I WKH (3& ZDUQLQJ ODPS GRHV QRW OLJKW XS DW DOO FKHFN WKH GDVK SDQHO LQVHUW RU HO ZLULQJ (OHFWULFDO 6\VWHP
SDJH
(GLWLRQ 6
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP 5HS *U &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV

7HVWLQJ WKURWWOH YDOYH FRQWURO XQLW
7KH WKURWWOH YDOYH KRXVLQJ LQFOXGHV WKH WKURWWOH YDOYH GULYH * DQJOH VHQGHU IRU WKURWWOH YDOYH GULYH * DQJOH VHQGHU IRU WKURWWOH YDOYH GULYH * 1RWH
,I WKH WKURWWOH YDOYH FRQWURO XQLW LV UHSODFHG LW LV WKHQ
2Q YHKLFOHV ZLWK DQ DXWRPDWLF JHDUER[ WKH JHDUER[
HVVHQWLDO WR DGDSW WKLV QHZ WKURWWOH YDOYH FRQWURO XQLW WR WKH HQJLQH FRQWURO XQLW &KDS
FRQWURO XQLW PXVW DOVR EH UHSODFHG $XWRPDWLF JHDU ER[ 5HS *U
+DQGKHOG PXOWLPHWHU HJ 9$* $ $GDSWHU FDEOH VHW HJ 9$* $
7HVW FRQGLWLRQV
VRLOHG
7KH WKURWWOH YDOYH PXVW QHLWKHU EH GDPDJHG QRU

7HVW VHTXHQFH
0HDVXUH UHVLVWDQFH RI WKURWWOH YDOYH GULYH EHWZHHQ

6SHFLILHG YDOXH W FRQWDFWV
5HSODFH WKURWWOH YDOYH FRQWURO XQLW -

,I WKH VSHFLILHG YDOXH LV UHDFKHG
7HVW YROWDJH VXSSO\ DQG FDEOHV WR WKURWWOH YDOYH FRQWURO

XQLW &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQG LQJ DQG )LWWLQJ /RFDWLRQV 3D\ VSHFLDO DWWHQWLRQ WR WKH SOXJ FRQQHFWLRQV WKDW PD\ EH ORRVH RU FRUURGHG
,I WKH SRZHU VXSSO\ DQG ZLULQJ RI WKH WKURWWOH YDOYH FRQWURO XQLW LV 2.
A24-0139
5HSODFH HQJLQH FRQWURO XQLW &KDS
7HVWLQJ DFFHOHUDWRU SHGDO SRVLWLRQ VHQG HU

+DQGKHOG PXOWLPHWHU HJ 9$* $ $GDSWHU FDEOH VHW HJ 9$* $
7KH WZR DFFHOHUDWRU SHGDO SRVLWLRQ VHQGHUV * DQG * DUH ORFDWHG DW WKH DFFHOHUDWRU SHGDO DQG SDVV RQ
(GLWLRQ 6 7HVWLQJ FRPSRQHQWV DQG IXQFWLRQV
SDJH

WKH GULYHU LQSXW WR WKH HQJLQH FRQWURO XQLW FRPSOHWHO\ LQGH SHQGHQWO\ RI HDFK RWKHU ZKHQ DFFHOHUDWRU LV GHSUHVVHG %RWK VHQGHUV DUH ORFDWHG LQ D KRXVLQJ
7HVW VHTXHQFH
5HDG PHDVXUHG YDOXH EORFN DQG GLVSOD\ JURXS

,I WKH GLVSOD\ GRHV QRW RFFXU DV GHVFULEHG
7HVW WKH YROWDJH VXSSO\ DQG WKH ZLULQJ RI WKH DFFHOHU

DWRU SHGDO SRVLWLRQ VHQGHU SDJH
7HVWLQJ WKH SRZHU VXSSO\ RI WKH DFFHOHUDWRU SHG DO SRVLWLRQ VHQGHU
5HPRYH ERWWRP SDUW RI GDVK SDQHO LQVHUW %RG\

:RUN 5HS *U SRVLWLRQ VHQGHU
'LVFRQQHFW WKH FRQQHFWRUV RI WKH DFFHOHUDWRU SHGDO 6ZLWFK RQ LJQLWLRQ &RQQHFW WKH PXOWLPHWHU IRU PHDVXULQJ WKH YROWDJHV LQ
WKH IROORZLQJ PDQQHU HDUWK HDUWK &RQWDFW RQ FRQQHFWRU 6SHFLILFDWLRQ DSSUR[ 9 DSSUR[ 9 DSSUR[ 9 DSSUR[ 9
&KHFN WKH ZLULQJ IURP WKH HQJLQH FRQWURO XQLW WR WKH DF
FHOHUDWRU SHGDO SRVLWLRQ VHQGHUV &XUUHQW )ORZ 'LD JUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV

0
7HVWLQJ YROWDJH VXSSO\ IRU FRQWURO XQLW

9HKLFOH V\VWHP WHVWHU 9$* ZLWK FDEOH 7HVW ER[ 9$*
9$* $ % RGHU &
+DQGKHOG PXOWLPHWHU HJ $
$GDSWHU FDEOH VHW HJ 9$* $

V H 5 V H 5

V H 5
7HVW FRQGLWLRQV
)XVHV 1RV DQG IRU HQJLQH FRQWURO XQLW 2. %DWWHU\ YROWDJH DW OHDVW 9 $OWHUQDWRU RN
V H 5
V H 5
1
SDJH
(GLWLRQ 6

7HVW VHTXHQFH
5HDG PHDVXUHG YDOXH EORFN DQG GLVSOD\ JURXS

,I WKH VSHFLILHG YDOXH LV QRW UHDFKHG &KDS &KDS
&RQQHFW WHVW ER[ WR ZLULQJ ORRP WR HQJLQH FRQWURO XQLW

7HVWLQJ YROWDJH RI WHUPLQDO
&RQQHFW WKH PXOWLPHWHU DQG PHDVXUH WKH YROWDJH EH

WZHHQ EXVKHV DQG RI WKH WHVW ER[ 6SHFLILHG YDOXH PLQLPXP 9
,QVSHFW ZLULQJ WR UHOD\ SODWH DFFRUGLQJ WR WKH &XUUHQW
)ORZ 'LDJUDP DQG UHSDLU LI QHFHVVDU\ &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFD WLRQV
7HVWLQJ YROWDJH RI WHUPLQDO
&RQQHFW WKH PXOWLPHWHU DQG PHDVXUH WKH YROWDJH EH 6ZLWFK RQ LJQLWLRQ
WZHHQ EXVKHV DQG RI WKH WHVW ER[ 6SHFLILHG YDOXH PLQLPXP 9
,QVSHFW ZLULQJ WR UHOD\ SODWH DFFRUGLQJ WR WKH &XUUHQW
)ORZ 'LDJUDP DQG UHSDLU LI QHFHVVDU\ &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFD WLRQV
3URFHGXUH DIWHU YROWDJH VXSSO\ KDV EHHQ LQWHUUXSWHG
,I WKH YROWDJH VXSSO\ KDV EHHQ LQWHUUXSWHG WKH HQJLQH FRQ WURO XQLW IRUJHWV DOO WKH OHDUQHG DQG EDVLF YDOXHV $V LQ WKLV FDVH WKH FRQWURO XQLW RSHUDWHV GLIIHUHQWO\ YDULRXV GULYLQJ FRQGLWLRQV FDQ RFFXU ZKLOH GULYLQJ 6SHFLDO WRROV WHVW DQG PHDVXULQJ HTXLSPHQW DQG DX[LOLDU\ LWHPV UHTXLUHG
9$* $ % RGHU &
3URFHGXUH
$IWHU D YROWDJH LQWHUUXSWLRQ SHUIRUP WKH IROORZLQJ WDVNV
6ZLWFK LJQLWLRQ RQ IRU DW OHDVW VHFRQGV 6ZLWFK RII LJQLWLRQ $GDSW HQJLQH FRQWURO XQLW WR WKURWWOH YDOYH FRQWURO XQLW 7HVW LGOLQJ
&KDS
(GLWLRQ 6
SDJH

1RWH
'XULQJ WKH LGOLQJ WHVW WKH DFWLYDWHG FKDUFRDO ILOWHU VROHQRLG YDOYH LV GLVFRQQHFWHG DQG WKH OHDUQLQJ SURFHVV RI WKH ODPEGD FRQWURO LV LQLWLDWHG
3HUIRUP D ORQJ WHVW GULYH GXULQJ ZKLFK WKH UHOHYDQW
YDOXHV DUH OHDUQW DQG LI QHFHVVDU\ GULYLQJ EHKDYLRXU VKRUWFRPLQJV FDQ EH HOLPLQDWHG
'XULQJ WKLV WHVW GULYH WKH IROORZLQJ FRQGLWLRQV PXVW EH IXO ILOOHG
7KH FRRODQW WHPSHUDWXUH VKRXOG ULVH EH\RQG & 2QFH WKLV RSHUDWLQJ WHPSHUDWXUH LV UHDFKHG WKH IRO
,GOLQJ
ORZLQJ RSHUDWLQJ VWDWHV PXVW EH UHSHDWHG VHYHUDO WLPHV
3DUWLDO ORDG (QULFKPHQW 7UDLOLQJ WKURWWOH 8QGHU IXOO ORDG WKH HQJLQH VSHHG PXVW H[FHHG USP
7HVWLQJ WKH IXHO SUHVVXUH UHJXODWRU DQG KROGLQJ SUHVVXUH SUHVVXUH LQ V\VWHP
6SHFLDO WRROV WHVW HTXLSPHQW DQG DLGV UHTXLUHG
3UHVVXUH JDXJH HJ 9$* $GDSWHU HJ 9$* 3UHVVXUH KRVH ZLWK FRQQHFWLRQV HJ 9$* $GDSWHU HJ 9$*
7HVW FRQGLWLRQV
'HOLYHU\ RI IXHO SXPS 2. WHVWLQJ O N: (Q )XHO SXPS UHOD\ 2. )XHO ILOWHU 2. %DWWHU\ YROWDJH RN
7HVW VHTXHQFH
7KH IXHO SUHVVXUH UHJXODWRU UHJXODWHV WKH IXHO SUHVVXUH LQ OLQH ZLWK WKH LQWDNH PDQLIROG SUHVVXUH &DXWLRQ 1RWH JLQH 0HFKDQLFDO &RPSRQHQWV 5HS *U
7KH IXHO V\VWHP LV XQGHU SUHVVXUH 3ODFH FOHDQLQJ FORWKV DURXQG WKH FRQQHFWLRQ SRLQW EHIRUH GHWDFK LQJ KRVH FRQQHFWLRQV 5HGXFH SUHVVXUH E\ FDUHIXO O\ UHPRYLQJ WKH KRVHV
SDJH
(GLWLRQ 6

'LVFRQQHFW WKH IXHOLQWDNH KRVH IURP WKH IHHG OLQH
$
&RQQHFW SUHVVXUH JDXJH ZLWK WKH DGDSWHUV WR WKH IHHG 2SHQ VKXWRII FRFN RI WKH SUHVVXUH JDXJH 7KH OHYHU 6WDUW HQJLQH DQG UXQ LQ LGOH 0HDVXUH IXHO SUHVVXUH
SRLQWV LQ WKH GLUHFWLRQ RI IORZ OLQH DUURZ
V.A.G 1318/9 V.A.G 1318 V.A.G 1318/8
6SHFLILHG YDOXH DSSUR[ 03D EDU RYHUSUHVVXUH
V.A.G 1318/17
S24-0509
'HWDFK YDFXXP KRVH DUURZ IURP IXHO SUHVVXUH UHJX 6ZLWFK RII LJQLWLRQ
ODWRU 7KH IXHO SUHVVXUH PXVW ULVH WR DSSUR[ 03D EDU
7HVW IRU OHDNV DQG KROGLQJ SUHVVXUH 2EVHUYH SUHV

,I WKH SUHVVXUH GURSV EHORZ 03D EDU
VXUH GURS DW JDXJH $IWHU PLQXWHV WKHUH PXVW VWLOO EH DW OHDVW 03D EDU RYHUSUHVVXUH
1
(GLWLRQ 6
SDJH

6WDUW HQJLQH DQG UXQ LQ LGOH $IWHU WKH SUHVVXUH KDV EHHQ EXLOW XS VZLWFK LJQLWLRQ 2EVHUYH SUHVVXUH GURS DW JDXJH
,I WKH SUHVVXUH GRHV QRW GURS
RII 6LPXOWDQHRXVO\ FRQQHFW WKH VKXWRII FRFN DUURZ WR WKH SUHVVXUH JDXJH 9$*
7HVW QRQUHWXUQ YDOYH RI IXHO SXPS O N: (Q

JLQH 0HFKDQLFDO &RPSRQHQWV 5HS *U
V.A.G 1318
,QVSHFW SUHVVXUH PHDVXULQJ GHYLFH IRU OHDNV &KHFN OLQH FRQQHFWLRQV 2 ULQJV RQ IXHO UDLO DQG LQ
MHFWRUV IRU OHDNV
N24-0618
,I WKH SUHVVXUH VWLOO GRHV QRW GURS
,I QR OHDNV DUH IRXQG
5HSODFH IXHO SUHVVXUH UHJXODWRU

%HIRUH UHPRYLQJ WKH SUHVVXUH JDXJH DSSOLDQFH UHGXFH IXHO SUHVVXUH E\ RSHQLQJ WKH VKXWRII FRFN :KLOH GRLQJ VR JULS YHVVHO EHIRUH WKH FRQQHFWLRQ 1RWH
,QVSHFWLQJ WKH LQMHFWLRQ UDWH WLJKWQHVV DQG MHW IRUPDWLRQ RI WKH LQMHFWRUV
9HKLFOH V\VWHP WHVWHU 9$* ZLWK FDEOH $GDSWHU FDEOH VHW HJ 9$* $ 0HDVXULQJ JODVVHV HJ 9$*
9$* $ % RGHU & FDEOH 9$*
5HPRWH FRQWURO HJ 9$* $ ZLWK DGDSWHU
7HVW FRQGLWLRQ
)XHO SUHVVXUH 2. FKHFN SDJH

7HVW VHTXHQFH
8QSOXJ FRQQHFWRUV DW DOO WKH LQMHFWRUV 5HPRYH WKH FRPSOHWH IXHO UDLO 'HWDFK YDFXXP KRVH IURP IXHO SUHVVXUH UHJXODWRU
5HPRYH IXHO UDLO WRJHWKHU ZLWK LQMHFWRUV IURP LQWDNH PDQLIROG DQG VXSSRUW
&KHFN WLJKWQHVV
SDJH
(GLWLRQ 6

,QLWLDWH ILQDO FRQWURO GLDJQRVLV DQG GULYH LQMHFWRU F\O

WKH IXHO SXPS PXVW UXQ 1RWH
7KLV VHTXHQFH LV LQWHQGHG WR HQVXUH WKDW WKH IXHO SXPS UXQV ZKHQ WKH HQJLQH LV VZLWFKHG RII 7KH LGOLQJ VSHHG OLPLW VZLWFK PXVW EH LQ FORVHG SRVLWLRQ DV RWKHUZLVH WKH VHOHFWHG LQMHFWRU ZLOO VSUD\ ILYH WLPHV
7HVW WKH WLJKWQHVV RI WKH LQMHFWRUV YLVXDO LQVSHFWLRQ
,I WKH IXHO ORVV LV JUHDWHU DGMXVW WKH IXHO SXPS HQG ILQDO
FRQWURO GLDJQRVLV DQG UHSODFH GHIHFWLYH LQMHFWRU 1RWH
:LWK WKH IXHO SXPS UXQQLQJ SHU YDOYH RQO\ GURSV RI IXHO PD\ HVFDSH SHU PLQXWH
5HSODFH VHDOV DW WKH VDPH WLPH
,I QHFHVVDU\ UHSHDW ILQDO FRQWURO GLDJQRVLV

7KH ILQDO FRQWURO GLDJQRVLV FDQ RQO\ EH LQLWLDWHG DJDLQ RQFH WKH LJQLWLRQ KDV EHHQ EULHIO\ VZLWFKHG RII 1RWH
7HVWLQJ LQMHFWLRQ UDWH
,QVHUW LQMHFWRU WR EH WHVWHG LQ D PHDVXULQJ JODVV &RQQHFW RQH FRQWDFW RI LQMHFWRU WR HDUWK &RQQHFW WKH VHFRQG FRQWDFW RI WKH LQMHFWRU ZLWK UH
6
,QLWLDWLQJ ILQDO FRQWURO GLDJQRVLV 7KH IXHO SXPS PXVW

UXQ
PRWH FRQWURO DGDSWHU FDEOH DQG DX[LOLDU\ FDEOH WR SRV WHUP
V.A.G 1348/3-2
2SHUDWH UHPRWH FRQWURO IRU VHFRQGV 3HUIRUP WKH PHDVXUHPHQW RQ DOO LQMHFWRUV 2QFH DOO IRXU LQMHFWRUV KDYH EHHQ GULYHQ SRVLWLRQ WKH
JUDGXDWHG PHDVXULQJ JODVVHV RQ DQ HYHQ EDVH 6SHFLILHG YDOXH PO
,I WKH PHDVXUHG YDOXH RI RQH RU PRUH LQMHFWRUV LV RXW
,I WKH PHDVXUHG YDOXHV DUH RXWVLGH WROHUDQFH IRU DOO LQ

MHFWRUV FKHFN IXHO SUHVVXUH 1RWH
VLGH WKH WROHUDQFH YDOXH GLVFRQQHFW WKH IXHO SXPS WHUPLQDWH ILQDO FRQWURO GLDJQRVLV DQG UHSODFH WKH GH IHFWLYH LQMHFWRU
V.A.G 1348/3A
A24-0079
:KHQ WHVWLQJ WKH LQMHFWLRQ UDWH DOVR FKHFN WKH MHW IRUPD WLRQ 7KH MHW PXVW EH WKH VDPH IRU DOO YDOYHV 3D\ DWWHQWLRQ WR WKH IROORZLQJ SRLQWV EHIRUH ILWWLQJ WKH LQ MHFWRUV
(GLWLRQ 6
SDJH
5HSODFH 2ULQJV RQ DOO RSHQHG FRQQHFWLQJ SRLQWV WR 0RLVWHQ 2ULQJV ZLWK FOHDQ HQJLQH RLO 3D\ DWWHQWLRQ WR FRUUHFW SRVLWLRQLQJ RI WKH LQMHFWRUV &KHFN SHUIHFW ILW RI WKH UHWDLQLQJ FOLSV ,QVWDOODWLRQ RFFXUV LQ UHYHUVH RUGHU

UHSODFH WKH IURQW 2ULQJ GR QRW UHPRYH WKH SODVWLF YDOYH KHDG FDS GUDZ WKH 2ULQJ RYHU WKH SODVWLF FDS
7HVWLQJ WKH LQWDNH V\VWHP IRU WLJKWQHVV XQPHWHUHG DLU

9HKLFOH V\VWHP WHVWHU 9$* ZLWK FDEOH (QJLQH OHDN VHDUFK VSUD\ * $
9$* $ % RGHU &
7HVW VHTXHQFH
%HFDXVH RI WKH YDFXXP LQ WKH LQWDNH V\VWHP WKH OHDN
1RWH
<RX PXVW FRPSO\ ZLWK WKH VDIHW\ LQVWUXFWLRQV RQ WKH
VHDUFK VSUD\ LV VXFNHG LQ ZLWK WKH XQPHWHUHG DLU 7KH OHDN VHDUFK VSUD\ UHGXFHV WKH LJQLWLRQ SHUIRUPDQFH RI WKH PL[WXUH 7KLV UHVXOWV LQ D GURS LQ HQJLQH VSHHG DQG D FKDQJH LQ WKH ODPEGD SUREH YDOXH ER[
5HDG PHDVXUHG YDOXH EORFN DQG GLVSOD\ JURXS 6\VWHPDWLFDOO\ VSUD\ SDUWV RI WKH LQWDNH V\VWHP ZLWK
HQJLQH OHDN VHDUFK VSUD\ ,I WKH HQJLQH VSHHG GURSV DQG WKH ODPEGD FRQWURO FKDQJ HV
(QG RXWSXW DQG VZLWFK RII LJQLWLRQ &KHFN WKH VSUD\HG ORFDWLRQ RI WKH LQWDNH V\VWHP IRU
OHDNV DQG HOLPLQDWH WKH IDXOW
SDJH
(GLWLRQ 6

&KHFNLQJ ODPEGD SUREHV
&KHFNLQJ ODPEGD FRQWURO

9HKLFOH V\VWHP WHVWHU 9$* ZLWK FDEOH +DQGKHOG PXOWLPHWHU HJ 9$* $ 'LRGH WHVW ODPS HJ 9$* % $GDSWHU FDEOH VHW HJ 9$* $
9$* $ % RGHU &
7KH ODPEGD SUREH FRPSDUHV WKH R[\JHQ FRQWHQW RI WKH DLU ZLWK WKH UHVLGXDO R[\JHQ LQ WKH H[KDXVW JDV DQG VXS SOLHV D YROWDJH VLJQDO WR WKH HQJLQH FRQWURO XQLW
$ VRFDOOHG UHIHUHQFH YROWDJH RI DSSUR[ WR 9 KDV EHHQ SURJUDPPHG LQWR WKH HQJLQH FRQWURO XQLW WR DQDO\VH WKH ODPEGD SUREH VLJQDO 7KH FRQWURO FRQVWDQWO\ IOXFWX DWHV EDFN DQG IRUZDUG EHWZHHQ WKH VOLJKWO\ WRR OHDQ DQG VOLJKWO\ WRR ULFK VWDWHV $W LGOLQJ VSHHG DQG ZLWK D ZDUP HQJLQH WKH FRQWURO RQ ODPEGD SUREH GRZQVWUHDP RI FDWDO\WLF FRQYHUWHU PXVW RSHUDWH DW OHDVW WLPHV SHU PLQXWH ,I WKH YROWDJH FKDQJH GRHV QRW RFFXU RU LI LW LV WRR VORZ WKH IROORZLQJ IDXOWV PD\ KDYH RFFXUUHG
7KH VORWV RU KROHV LQ WKH ODPEGD SUREOH KHDG DUH
7KH YHQWLODWLRQ KROH RQ WKH SUREH QHDU WKH FRQQHFW 7KH SUREH ZDV RYHUKHDWHG
FORJJHG XS
LQJ FDEOH LV FORVHG
7KH SUREH ZDV GDPDJHG E\ OHDGHG IXHO 7UDQVLWLRQ UHVLVWDQFH LQ WKH VLJQDO OLQH 3UREH WRR FROG ODPEGD SUREH KHDWHU QRW RSHUDWLQJ /DPEGD FRQWURO RII HQJLQH FRQWURO XQLW GHWHFWHG D
3UREH GDPDJHG E\ FRQWDFW VSUD\ RU VLPLODU EHFDXVH
IDXOW LQ WKH LQMHFWLRQ V\VWHP ,QWHUURJDWH IDXOW PHP RU\ RI WKH WKHUPDO IOXFWXDWLRQV DQG WKH FDSLOODU\ HIIHFW WKH FRQWDFW VSUD\ LV VXFNHG LQWR WKH SUREH YLD WKH ILQH KRO ORZ VSDFHV LQ WKH HOHFWULFDO OLQHV LFRQH VHDODQWV WUDFHV RI VLOLFRQH SDUWLFOHV DUH VXFNHG LQWR WKH HQJLQH 7KHVH VLOLFRQH SDUWLFOHV DUH QRW FRP EXVWHG DQG GDPDJH WKH ODPEGD SUREH IURP WKH FUDQNFDVH KRXVLQJ YHQWLODWLRQ RU E\ HQJLQH OHDNV
3UREH GDPDJHG E\ VLOLFRQH YDSRXUV :KHQ XVLQJ VLO
7KH SUREH ZDV GDPDJHG E\ RLO SDUWLFOHV HVFDSLQJ
(GLWLRQ 6
SDJH

7HVWLQJ ODPEGD SUREH * DQG ODPEGD FRQWURO XSVWUHDP RI FDWDO\WLF FRQYHUWHU
9HKLFOH V\VWHP WHVWHU 9$* ZLWK FDEOH +DQGKHOG PXOWLPHWHU HJ 9$* $ $GDSWHU FDEOH VHW HJ 9$* $
9$* $ % RGHU &
7HVW FRQGLWLRQV
)XVH RN
%DWWHU\ YROWDJH DW OHDVW 9 )XHO SXPS UHOD\ 2. &RRODQW WHPSHUDWXUH PLQLPXP &
,QVSHFW SURSHU RSHUDWLRQ

DQG &KDS
&KHFN GLVSOD\ JURXSV DQG &KDS 7HVW UHVLVWDQFH RI KHDWLQJ HOHPHQW EHWZHHQ WKH FRQ
WDFWV YROWDJH VXSSO\ IRU KHDWHU DQG FDEOHV WR = &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQG LQJ DQG )LWWLQJ /RFDWLRQV 1RWH
+HDWLQJ HOHPHQW UHVLVWDQFH DSSUR[ W DW & ,I WKH VSHFLILHG UHVLVWDQFH LV UHDFKHG DQG WKH YROWDJH VXS SO\ IRU KHDWHU DQG FDEOHV WR = DUH RN
6ZLWFK RQ LJQLWLRQ 8VH KDQGKHOG PXOWLPHWHU WR PHDVXUH YROWDJH EHWZHHQ

6SHFLILHG YDOXH 9 WKH FRQWDFWV DQG RI FRQQHFWRU DW WKH ZLULQJ ORRP
6ZLWFK RII LJQLWLRQ
,I WKH VSHFLILHG YDOXHV DUH UHDFKHG
5HSODFH ODPEGD SUREH *
7HVW FDEOHV WR ODPEGD SUREH * &XUUHQW )ORZ

,I WKH ZLULQJ LV 2. UHSODFH HQJLQH FRQWURO XQLW &KDS 'LDJUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFD WLRQV
A24-0139
SDJH
(GLWLRQ 6

7HVWLQJ ODPEGD SUREH DJHLQJ XSVWUHDP RI FDWDO\WLF FRQYHUWHU

7HVW FRQGLWLRQ
&RRODQW WHPSHUDWXUH PLQLPXP &

5HDG GLVSOD\ JURXS
&RQGXFW D WHVW GULYH LQ RUGHU WR HOLPLQDWH DQ\ UHVLGXHV

RQ WKH ODPEGD SUREH DQG UHSHDW WKH WHVW ,I WKH VSHFLILHG YDOXH LV DJDLQ QRW UHDFKHG *
5HSODFH ODPEGD SUREH XSVWUHDP RI FDWDO\WLF FRQYHUWHU
7HVWLQJ ODPEGD SUREH * DQG ODPE GD FRQWURO GRZQVWUHDP RI FDWDO\WLF FRQ YHUWHU
9HKLFOH V\VWHP WHVWHU 9$* ZLWK FDEOH +DQGKHOG PXOWLPHWHU HJ 9$* $ $GDSWHU FDEOH VHW HJ 9$* $
9$* $ % RGHU &
7HVW FRQGLWLRQV
WLJKW
([KDXVW V\VWHP EHWZHHQ FDWDO\VW DQG F\OLQGHU KHDG &RRODQW WHPSHUDWXUH DW OHDVW & GLVSOD\ JURXS
GLVSOD\ ILHOG &KDS

DQG &KDS
&KHFN GLVSOD\ JURXSV DQG &KDS 7HVW UHVLVWDQFH RI KHDWLQJ HOHPHQW EHWZHHQ WKH FRQ
WDFWV YROWDJH VXSSO\ IRU KHDWHU DQG FDEOHV WR = &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQG LQJ DQG )LWWLQJ /RFDWLRQV 1RWH
+HDWLQJ HOHPHQW UHVLVWDQFH DSSUR[ W DW & ,I WKH VSHFLILHG UHVLVWDQFH LV UHDFKHG DQG WKH YROWDJH VXS SO\ IRU KHDWHU DQG FDEOHV WR = DUH RN
(GLWLRQ 6
SDJH

&RQQHFW WKH PXOWLPHWHU IRU YROWDJH PHDVXUHPHQW XV 6WDUW HQJLQH DQG PHDVXUH EDVLF YROWDJH VSHFLILHG YDO 6ZLWFK RII LJQLWLRQ
XH 9 ,I WKH VSHFLILHG YDOXH LV UHDFKHG YHUWHU * LQJ DGDSWHU FDEOHV WR FRQWDFWV DQG SOXJ FRQQHF WLRQ WR HQJLQH FRQWURO XQLW
5HSODFH ODPEGD SUREH GRZQVWUHDP RI FDWDO\WLF FRQ

7HVW FDEOHV WR ODPEGD SUREH &XUUHQW )ORZ 'LD 5HSODFH HQJLQH FRQWURO XQLW &KDS
,I WKH ZLUHV DUH QRW IRXQG WR EH IDXOW\
JUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV
M24-0013
7HVW H[KDXVW HPLVVLRQV ZDUQLQJ ODPS .

2SHUDWLRQ
,I WKH FRQWURO XQLW GHWHFWV D IDXOW ZLWK D PDMRU LQFLGHQFH RQ WKH HPLVVLRQ OHYHO WKH H[KDXVW HPLVVLRQV ZDUQLQJ ODPS ZLOO OLJKW XS RU VWDUW IODVKLQJ 7KH H[KDXVW HPLVVLRQV ZDUQLQJ ODPS PD\ HLWKHU IODVK RU UHPDLQ OLW ,Q DQ\ FDVH WKH IDXOW PHPRU\ PXVW EH LQWHUUR JDWHG &KDS
([KDXVW HPLVVLRQV ZDUQLQJ ODPS IODVKHV WKHUH LV D
([KDXVW HPLVVLRQV ZDUQLQJ ODPS OLJKWV XS WKHUH LV D
IDXOW RQ WKH YHKLFOH WKDW PD\ GDPDJH WKH FDWDO\WLF FRQ YHUWHU 'ULYH RQ XQGHU UHGXFHG HQJLQH SRZHU IDXOW RQ WKH YHKLFOH WKDW QR ORQJHU JXDUDQWHHV ORZ H[ KDXVW JDV HPLVVLRQV ,QWHUURJDWH IDXOW PHPRU\ RI WKH HQJLQH FRQWURO XQLW RU RI WKH DXWRPDWLF JHDUER[ FRQWURO XQLW HU FRPSODLQV DQG WKH H[KDXVW HPLVVLRQV ZDUQLQJ ODPS LV QRW OLW LQWHUURJDWH WKH IDXOW PHPRU\ DV D IDXOW PD\ KDYH EHHQ VWRUHG WKDW GRHV QRW LPPHGLDWHO\ FDXVH WKH H[KDXVW HPLVVLRQ ZDUQLQJ ODPS WR OLJKW XS
,I WKHUH LV LQFRUUHFW GULYLQJ EHKDYLRXU RU LI WKH FXVWRP
)XQFWLRQDO WHVW RI WKH H[KDXVW HPLVVLRQV ZDUQ LQJ ODPS
6ZLWFK RQ LJQLWLRQ
7KH H[KDXVW HPLVVLRQ ZDUQLQJ ODPS PXVW OLJKW XS
6WDUW HQJLQH DQG UXQ LQ LGOH
7KH H[KDXVW HPLVVLRQV ZDUQLQJ ODPS PXVW JR RXW LI QR IDXOW ZDV VWRUHG LQ WKH IDXOW PHPRU\
SDJH
(GLWLRQ 6

7KH VZLWFKLQJ VLJQDO IRU WKH H[KDXVW HPLVVLRQV ZDUQLQJ ODPS LV WUDQVPLWWHG IURP WKH HQJLQH FRQWURO XQLW WR WKH GDVK SDQHO FRQWURO XQLW YLD WKH &$1 GDWDEXV &KHFN GDWD WUDQVPLVVLRQ EHWZHHQ HQJLQH FRQWURO XQLW DQG RWKHU FRQ WURO XQLWV (OHFWULFDO 6\VWHP 5HS *U
(GLWLRQ 6
SDJH

SDJH
(GLWLRQ 6

5HSODFLQJ FRGLQJ DQG DGDSWLQJ WKH HQJLQH FRQ WURO XQLW
5HSODFLQJ HQJLQH FRQWURO XQLW

9$* $ % RGHU & 1RWH
7KH OHDUQLQJ YDOXHV DUH HUDVHG ZKHQ WKH SOXJ LV UHPRYHG IURP WKH $9 FRQWURO XQLW WKH IDXOW PHPRU\ FRQWHQWV DUH UHWDLQHG
&RQQHFW YHKLFOH V\VWHP WHVWHU 6ZLWFK LJQLWLRQ RQ DQG 7KH FRQWURO XQLW LGHQWLILFDWLRQ DSSHDUV LQ WKH GLVSOD\ 1RWH 3DUW 1R RI FRQWURO XQLW DQG FRGLQJ (QGLQJ RXWSXW
5HPRYLQJ
HJ VHOHFW DGGUHVV ZRUG (QJLQH HOHFWURQLFV9$* &KDS
$%- O &RGLQJ
597 0275 +6 '! :6&
6ZLWFK RII LJQLWLRQ 5HPRYH SOHQXP FKDPEHU FRYHU %RG\ )LWWLQJ :RUN 5HOHDVH WKH FRQQHFWRU ORFNV DQG XQSOXJ WKH FRQWURO 3UHVV WKH HQJLQH FRQWURO XQLW WR WKH ULJKW DQG GUDZ IRU
ZDUGV XQLW FRQQHFWRUV 5HS *U
,QVWDOOLQJ
&DUU\ RXW WKH LQVWDOODWLRQ LQ WKH VDPH ZD\ LQ UHYHUVH RU GHU 1RWH
,Q WKH ILUVW OHDUQLQJ SKDVH GXULQJ WKH HQJLQH EDVLF VHW $IWHU LQVWDOOLQJ WKH $9 FRQWURO XQLW WKH IROORZLQJ ZRUN
WLQJ D VRPHZKDW LUUHJXODU LGOLQJ DQG D VOLJKW MHUNLQJ PD\ EH QRWLFHG ZKLOH GULYLQJ VWHSV PXVW EH SHUIRUPHG
N24-0713
,QWHUURJDWH IDXOW PHPRU\ HOLPLQDWH DQ\ IDXOWV DQG 3HUIRUP FRGLQJ RQ QHZ HQJLQH FRQWURO XQLW &KDS $GDSW HQJLQH FRQWURO XQLW WR WKURWWOH YDOYH FRQWURO XQLW
- &KDS HUDVH IDXOW PHPRU\ &KDS
(GLWLRQ 6
5HSODFLQJ FRGLQJ DQG DGDSWLQJ WKH HQJLQH FRQWURO XQLW
SDJH

3HUIRUP LGOLQJ WHVW
$GDSW HQJLQH HOHFWURQLFV FRQWURO XQLW WR HOHFWURQLF LP

PRELOLVHU (OHFWULFDO 6\VWHP 5HS *U 2Q YHKLFOHV ILWWHG ZLWK &&6 )RU DOO YHKLFOHV
$FWLYDWH &&6 &KDS :KHQHYHU WKH IDXOW PHPRU\ LV HUDVHG LW LV QHFHVVDU\
WR JHQHUDWH D UHDGLQHVV FRGH &KDS
&RGLQJ HQJLQH FRQWURO XQLW

9$* $ % RGHU &
,I WKH FRGH GLVSOD\HG GRHV QRW PDWFK WKH YHKLFOH RU LI WKH FRQWURO XQLW KDV EHHQ UHSODFHG LW LV WKHQ QHFHVVDU\ WR FRGH WKH FRQWURO XQLW DV IROORZV
(QWHU IRU WKH IXQFWLRQ &RGLQJ FRQWURO XQLW DQG FRQ 5HDGRXW RQ GLVSOD\ (QWHU WKH FRUUHFW FRGH QXPEHU IRU WKLV YHKLFOH DQG
FRQILUP ZLWK WKH NH\ 4 'HQRPLQDWLRQ RI FRQWURO XQLWV $%$%$+1 (TXLSPHQW *HDUER[ $%6 ('/ *HDUER[ 7&6 $%6 ('/ (63 &RGH QXPEHU ILUP HQWU\ ZLWK NH\ 4
&RGH FRQWURO XQLW (QWHU FRGH QXPEHU 4 [[[[[
*HDUER[ 7&6 $%6 ('/ (63
7KH UHDGRXW RQ YHKLFOH V\VWHP WHVWHU 9$* (QGLQJ RXWSXW

7KH HQWHUHG FRGLQJ LV DFWLYDWHG ZKHQ WKH LJQLWLRQ LV ILUVW VZLWFKHG RQ DJDLQ 1RWH LV HJ
$%- O &RGLQJ
597
! :6&
$GDSWLQJ WKH HQJLQH FRQWURO XQLW WR WKH WKURWWOH YDOYH FRQWURO XQLW
7KLV DGDSWDWLRQ WHDFKHV WKH HQJLQH FRQWURO XQLW WKH YDUL RXV SRVLWLRQV RI WKH WKURWWOH YDOYH ZLWK WKH LJQLWLRQ RQ DQG
SDJH
(GLWLRQ 6
2&7$9,$ O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP WKH HQJLQH VWRSSHG 7KHVH SRVLWLRQV DUH VWRUHG LQ WKH HQ JLQH FRQWURO XQLW 7KH DFNQRZOHGJHPHQW RI WKH WKURWWOH YDOYH SRVLWLRQ RFFXUV YLD WKH WZR WKURWWOH YDOYH GULYH DQJOH VHQGHUV 1RWH

7KH HQJLQH GRHV QRW VWDUW GXULQJ WKH DXWRPDWLF DGDSWD WLRQ 6SHFLDO WRROV WHVW DQG PHDVXULQJ HTXLSPHQW DQG DX[LOLDU\ LWHPV UHTXLUHG
9$* $ % RGHU &
5HTXLUHPHQWV
1R IDXOW VWRUHG LQ IDXOW PHPRU\ LQWHUURJDWLQJ IDXOW

PHPRU\ &KDS (QJLQH QRW UXQQLQJ LJQLWLRQ VZLWFKHG RQ $FFHOHUDWRU SHGDO QRW SUHVVHG &RRODQW WHPSHUDWXUH DERYH & EXW EHORZ &
%DWWHU\ YROWDJH DW OHDVW 9
,QWDNH DLU WHPSHUDWXUH EHORZ &
3URFHGXUH
&RQQHFW YHKLFOH V\VWHP WHVWHU 9$* 6ZLWFK 6HOHFW IXQFWLRQ ,QLWLDWH EDVLF VHWWLQJ DQG VHOHFW
GLVSOD\ JURXS
$IWHU SUHVVLQJ NH\ 4 WKH WKURWWOH YDOYH SRVLWLRQHU ZLOO EH VZLWFKHG
&KHFN WKH VSHFLILHG YDOXHV IRU WKH WKURWWOH YDOYH SRVLWLRQ HU FRQWURO XQLW LQ GLVSOD\ ILHOGV DQG 6SHFLILHG YDOXH GLVSOD\ ILHOG 6SHFLILHG YDOXH GLVSOD\ ILHOG $'3 UXQV $'3 RN 1RWH

! $'3 RN
7KH DEEUHYLDWLRQ $'3 LQ GLVSOD\ ILHOG VWDQGV IRU $GDSWLRQ ZKLFK LQ IDFW PHDQV DGDSWDWLRQ 1RWH
,I WKH DGDSWDWLRQ LV DERUWHG E\ WKH FRQWURO XQLW WKLV 7KH WKURWWOH YDOYH FDQQRW EH IXOO\ FORVHG HJ GLUW\
PD\ EH GXH WR WKH IROORZLQJ UHDVRQV
7KH EDWWHU\ YROWDJH LV WRR ORZ
7KH WKURWWOH YDOYH FRQWURO XQLW LV GHIHFWLYH RU WKH ZLULQJ 7KH HQJLQH ZDV VWDUWHG GXULQJ WKH DGDSWDWLRQ RU WKH
LV 12.
DFFHOHUDWRU SHGDO ZDV SUHVVHG
(GLWLRQ 6
SDJH

FKHFN EROWHG FRQQHFWLRQV
7KH WKURWWOH YDOYH FRQWURO XQLW KRXVLQJ LV ZDUSHG $IWHU WKH DERUWLRQ WKH YHKLFOH V\VWHP WHVWHU GLVSOD\V
(QG EDVLF VHWWLQJ RI WKH HQJLQH E\ SUHVVLQJ NH\

5HDGRXW RQ GLVSOD\ IXQFWLRQ VHOHFWLRQ
IXQFWLRQ XQNQRZQ RU FDQQRW EH SHUIRUPHG :KHQ WKH LJQLWLRQ LV VZLWFKHG RQ DJDLQ D IHZ VHFRQGV WKH DG DSWDWLRQ LV DXWRPDWLFDOO\ SHUIRUPHG DJDLQ
9HKLFOH V\VWHP WHVW 6HOHFW IXQFWLRQ ;; +(/3
SDJH
(GLWLRQ 6

7HVWLQJ DX[LOLDU\ VLJQDOV
7HVWLQJ WKH VSHHG VLJQDO

7HVW ER[ 9$* 'LRGH WHVW ODPS HJ 9$* %
$GDSWHU FDEOH VHW HJ 9$* $
7HVW FRQGLWLRQV
%DWWHU\ YROWDJH DW OHDVW 9 6SHHGRPHWHU 2.

7HVW VHTXHQFH
&RQQHFW WHVW ER[ WR ZLULQJ ORRP WR HQJLQH FRQWURO XQLW &RQQHFW WKH GLRGH WHVW ODPS EHWZHHQ EXVK SRV 6ZLWFK RQ LJQLWLRQ 7XUQ IURQW ZKHHO
1RWH DQG EXVK VLJQDO &KDS
7KH ULJKW IURQW ZKHHO PXVW QRW WXUQ DORQJ LI QHFHVVDU\ KROG 'LRGH WHVW ODPS PXVW IODVK YHU\ VKRUW IODVKLQJ VLJQDO ,I WKH GLRGH WHVW ODPS GRHV QRW IODVK
&KHFN ZLULQJ WR VSHHGRPHWHU RU WR GULYLQJ VSHHG
VHQGHU &XUUHQW )ORZ 'LDJUDPV (OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV
7HVWLQJ GDWDEXV &$1 EXV
8VH WKH UHOHYDQW FXUUHQW IORZ GLDJUDPV WR GHWHUPLQH
&KHFN WLJKW ILW RI WKH SOXJ FRQQHFWLRQV RI DOO FRQQHFWHG &RQQHFW YHKLFOH V\VWHP WHVWHU 9$* DQG VH
OHFW IXQFWLRQ $XWRPDWLF WHVW VHTXHQFH %HIRUH WHVWLQJ WKH FRPPXQLFDWLRQ FDEOH FKHFN ZKHWKHU WKHUH DUH QR IXQFWLRQDO IDXOWV LQ WKH FRQQHFWHG FRQWURO XQLWV 6SHFLDO WRROV WHVW DQG PHDVXULQJ HTXLSPHQW DQG DX[LOLDU\ LWHPV UHTXLUHG
7HVW ER[ 9$* +DQGKHOG PXOWLPHWHU HJ 9$* $ $GDSWHU FDEOH VHW HJ 9$* $ (GLWLRQ 6
ZKLFK FRQWURO XQLWV KDYH EHHQ FRQQHFWHG WR WKH GDWD EXV GULYH &$1 EXV &RQWUROOHU $UHD 1HWZRUN FRQWURO XQLWV
SDJH

7HVW FRQGLWLRQV
6HOIGLDJQRVLV KDV GHWHUPLQHG D IDXOW LQ WKH GDWD EXV

7HVW VHTXHQFH
6ZLWFK RII LJQLWLRQ 8QORFN SOXJ FRQQHFWLRQ DQG UHPRYH IURP HQJLQH FRQ &RQQHFW WKH 9$* WR WKH HQJLQH FRQWURO
WURO XQLW XQLW 'R QRW FRQQHFW FDEOH WR WKH HQJLQH FRQWURO XQLW
&KHFN PHDQ WHUPLQDWLQJ UHVLVWDQFH LQ WKH HQJLQH FRQ

WURO XQLW DQG PHDVXUH WKH UHVLVWDQFH EHWZHHQ WKH WHVW ER[EXVKHV %XVK WR WH[W ER[ %XVK WR WH[W ER[
6SHFLILHG YDOXH W
,I WKH PHDVXUHG YDOXH GRHV QRW FRUUHVSRQG WR WKH VSHFLILHG YDOXH
,I WKH PHDVXUHG YDOXH FRUUHVSRQGV WR WKH VSHFL ILHG YDOXH
&KHFN GDWD EXV (OHFWULFDO 6\VWHP 5HS *U
$FWLYDWLQJ DQG GHDFWLYDWLQJ FUXLVH FRQ WURO V\VWHP &&6

9$* $ % RGHU &
7HVW FRQGLWLRQV
7KHUH PXVW QRW EH DQ\ IDXOWV SUHVHQW LQ WKH IDXOW PHP

RU\ &KDS
7HVW VHTXHQFH

5HDGRXW RQ GLVSOD\ HJ ,I O 597 * LV GLVSOD\HG &&6 LV DFWLYDWHG 5HDGRXW RQ GLVSOD\ HJ ,I O 597 LV GLVSOD\HG &&6 LV DFWLYDWHG
$%- O 597 * &RGLQJ $%- O 597 &RGLQJ
! :6& ;;;;; ! :6& ;;;;;
SDJH
(GLWLRQ 6

;;;;;
3UHVV
GXUH
NH\ DQG VHOHFW IXQFWLRQ /RJLQ SURFH
(QWHU FRGH QXPEHU E\ UHIHUULQJ WR WKH WDEOH EHORZ DQG FRQILUP HQWU\ ZLWK 4 NH\ &RGH QXPEHU &UXLVH FRQWURO V\VWHP &&6 &UXLVH FRQWURO V\VWHP &&6 LV DFWLYDW HG &UXLVH FRQWURO V\VWHP &&6 LV GHDFWL YDWHG
/RJLQ SURFHGXUH (QWHU FRGH QXPEHU
$IWHU WKH &&6 LV DFWLYDWHG FRQGXFW D WHVW GULYH DV DQ RS HUDWLRQDO FKHFN
6HOHFW IXQFWLRQ (QG RXWSXW DQG VZLWFK LJQLWLRQ RII
(GLWLRQ 6
SDJH

SDJH
(GLWLRQ 6

,JQLWLRQ 6\VWHP
5HSDLULQJ LJQLWLRQ V\VWHP
6DIHW\ PHDVXUHV
2EVHUYH WKH IROORZLQJ SRLQWV WR SUHYHQW LQMXU\ WR SHUVRQV DQGRU GDPDJH WR WKH LQMHFWLRQ DQG LJQLWLRQ V\VWHP
,JQLWLRQ PXVW EH VZLWFKHG RII EHIRUH GLVFRQQHFWLQJ
,I WKH HQJLQH PXVW EH RSHUDWHG DW VWDUWHU VSHHG ZLWK
DQG UHFRQQHFWLQJ FDEOHV RI WKH IXHO LQMHFWLRQ DQG LJQL WLRQ V\VWHP DV ZHOO DV RI WHVW HTXLSPHQW RXW WKH HQJLQH DFWXDOO\ VWDUWLQJ HJ GXULQJ FRPSUHV VLRQ WHVWLQJ UHPRYH SOXJ FRQQHFWLRQV IURP WKH VSDUN SOXJ SRZHU RXWSXW VWDJH DQG IURP WKH LQMHFWRUV $IWHU SHUIRUPLQJ WKH ZRUN LQWHUURJDWH IDXOW PHPRU\ VZLWFKHG RII
'R QRW FDUU\ RXW HQJLQH ZDVK XQOHVV WKH LJQLWLRQ LV
6ZLWFK RII WKH LJQLWLRQ EHIRUH GLVFRQQHFWLQJ DQG FRQ
QHFWLQJ WKH EDWWHU\ DV WKLV PD\ GDPDJH WKH $9 FRQ WURO XQLW 1RWH
7KLV VHFWLRQ GHDOV VSHFLILFDOO\ ZLWK WKH FRPSRQHQWV
7KH FRQWURO XQLW IRU WKH LQMHFWLRQ DQG LJQLWLRQ V\VWHP LV &RPSRQHQWV PDUNHG ZLWK DQ DUH FKHFNHG E\ VHOIGL &RPSRQHQWV PDUNHG ZLWK FDQ EH FKHFNHG E\ ILQDO $ PLQLPXP YROWDJH RI 9 LV UHTXLUHG IRU WKH SHUIHFW &HUWDLQ LQVSHFWLRQV PD\ FDXVH WKH FRQWURO XQLW WR GH
UHODWLQJ WR WKH LJQLWLRQ V\VWHP 7KH RWKHU FRPSRQHQWV RI WKH IXHO LQMHFWLRQ DQG LJQLWLRQ V\VWHP &KDS DQG IROORZLQJ HTXLSSHG ZLWK VHOIGLDJQRVLV
DJQRVLV &KDS LQWHUURJDWH IDXOW PHPRU\ FRQWURO GLDJQRVLV &KDS
IXQFWLRQLQJ RI WKH HOHFWULF FRPSRQHQWV
WHFW DQG VWRUH D IDXOW ,W LV WKHUHIRUH QHFHVVDU\ WR LQWHU URJDWH WKH IDXOW PHPRU\ DIWHU KDYLQJ FRPSOHWHG DOO LQVSHFWLRQV DQG UHSDLUV DQG LI QHFHVVDU\ HUDVH &KDS ,QWHUURJDWH DQG HUDVH IDXOW PHPRU\ &KDS (UDVH IDXOW PHPRU\
(GLWLRQ 6
SDJH

3DUWV RI LJQLWLRQ V\VWHP 6XPPDU\ RI FRPSRQHQWV

1P q RQO\ ORRVHQ RU WLJKWHQ ZLWK WKH LJQLWLRQ RII (DUWK OHDG q RQO\ UHPRYH RU LQVWDO ZLWK WKH LJQLWLRQ RII &RQQHFWLQJ SOXJ q EODFN SLQV ,JQLWLRQ FRLO q ZLWK SRZHU RXWSXW VWDJH 14 1 1 1 1 13 q ZLWK UHPRYDEOH SOXJ FRQQHF WLRQ 6SDUN SOXJ 1P 14 q XVH VSHFLDO VSDUN SOXJ ZUHQFK HJ % IRU UH 13 PRYLQJ DQG LQVWDOOLQJ q W\SH DQG FKDQJH LQWHUYDO ,QVSHFWLRQ DQG 0DLQWH 12 QDQFH .QRFN VHQVRU * DQG 11 * q 6HQVRU DQG FRQQHFWLQJ SOXJ FRQWDFWV DUH JROGSODWHG 10 &RQQHFWLQJ SOXJ 9 q EODFN SLQV q IRU KDOO VHQGHU * 8 1P +DOO VHQGHU * q LQVSHFWLQJ &KDS 7 1P :DVKHU q FRQLFDO 7ULP IRU KDOO VHQGHU q FKHFN ILWWLQJ SRVLWLRQ &RQQHFWLQJ SOXJ q SLQ q FRQWDFWV RI FRQQHFWLQJ SOXJ JLOGHG 1P q 7KH WRUTXH LQIOXHQFHV WKH NQRFN VHQVRU IXQFWLRQ q 6HQVRU DQG FRQQHFWLQJ SOXJ FRQWDFWV DUH JROGSODWHG
1 2
3 4
S28-0134
7HVWLQJ KDOO VHQGHU *

'LRGH WHVW ODPS HJ 9$* % +DQGKHOG PXOWLPHWHU HJ 9$* $ $GDSWHU FDEOH VHW HJ 9$* $
SDJH
(GLWLRQ 6

7HVW FRQGLWLRQ
%DWWHU\ YROWDJH DW OHDVW 9

'XULQJ QRUPDO RSHUDWLRQ WKH KDOO VHQGHU VLJQDO DOORZV ,I WKH KDOO VHQGHU VLJQDO IDLOV WKH F\OLQGHU DVVLJQPHQW
1RWH
WKH HQJLQH FRQWURO XQLW WR GHWHUPLQH WKH LJQLWLRQ SRVL WLRQ IRU F\OLQGHU
,I WKH KDOO VHQGHU VLJQDO IDLOV WKH HQJLQH NHHSV UXQQLQJ
RI WKH NQRFN VHQVRU VLJQDOV LV QR ORQJHU SRVVLEOH WKHUHIRUH WKH NQRFN FRQWURO LV GHDFWLYDWHG DQG WKH LJ QLWLRQ DQJOH LV VOLJKWO\ UHGXFHG WR DYRLG NQRFNLQJ HI IHFWV
DQG FDQ DOVR EH VWDUWHG DJDLQ EHFDXVH RI WKH IROORZLQJ UHDVRQV D GLVSODFHPHQW RI DQ HQJLQH UHYROXWLRQ ,QVWHDG RI RF FXUULQJ ZLWK WKH LQMHFWRU RSHQ WKH LQMHFWLRQ RFFXUV SUH HQJDJHG EHIRUH WKH LQMHFWRU LV FORVHG 7KLV RQO\ KDV D YHU\ VOLJKW LQIOXHQFH RQ WKH TXDOLW\ RI WKH PL[WXUH IRU PDWLRQ
7KHUH LV QR QRWLFHDEOH HIIHFW RQ WKH LQMHFWLRQ LI WKHUH LV
8QSOXJ SLQ FRQQHFWRU IURP KDOO VHQGHU &RQQHFW WKH KDQGKHOG PXOWLPHWHU DQG PHDVXUH YROW 6ZLWFK RQ LJQLWLRQ
DJH RQ FRQWDFWV SRV DQG HDUWK RI WKH SOXJ FRQ QHFWLRQ IRU KDOO VHQGHU

6SHFLILHG YDOXH PLQLPXP 9
6ZLWFK RII LJQLWLRQ &KHFN KDOO VHQGHU ZLULQJ &XUUHQW )ORZ 'LDJUDPV
(OHFWULFDO )DXOW )LQGLQJ DQG )LWWLQJ /RFDWLRQV ,I QR IDXOW LV IRXQG LQ WKH FDEOHV DQG WKH VSHFLILHG YROWDJH ZDV PHDVXUHG EHWZHHQ FRQWDFWV
5HSODFH KDOO VHQGHU
1
,I QR IDXOW LV IRXQG LQ WKH ZLULQJ DQG WKH VSHFLILHG YROWDJH ZDV QRW PHDVXUHG EHWZHHQ FRQWDFWV
(GLWLRQ 6
SDJH

SDJH
(GLWLRQ 6

Manual Skoda Octavia 1,8 132kW AUQ

Uploaded by

Document Information

Copyright

Available Formats

Share this document

Share or Embed Document

Sharing Options

Did you find this document useful?

Is this content inappropriate?

Copyright:

Available Formats

Manual Skoda Octavia 1,8 132kW AUQ

Uploaded by

Copyright:

Available Formats

6HUYLFH

 O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP

6HUYLFH 'HSDUWPHQW 7HFKQLFDO ,QIRUPDWLRQ

3ULQWHG LQ &]HFK 5HSXEOLF 6

3ULQWHG LQ &]HFK 5HSXEOLF 6

/LVW RI 6XSSOHPHQWV WR :RUNVKRS 0DQXDO

 O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP

(GLWLRQ  6

(GLWLRQ  6

 5HDGLQHVV FRGH  

 )XHO )RUPDWLRQ ,QMHFWLRQ

7HVWLQJ FRPSRQHQWV DQG IXQFWLRQV  

 7HVWLQJ DFFHOHUDWRU SHGDO SRVLWLRQ VHQGHU  

 3URFHGXUH DIWHU YROWDJH VXSSO\ KDV EHHQ LQWHUUXSWHG  

(GLWLRQ  6

3URSHUWLHV RI WKH VHOIGLDJQRVLV

7KH IROORZLQJ GHVFULSWLRQ RQO\ UHODWHV WR YHKLFOH V\V

7KH XVH RI WKH IDXOW WHVWHU 9$*   ZLWK LQWHJUDW

7HFKQLFDO GDWD RI VHOIGLDJQRVLV

(GLWLRQ  6

,QWHUURJDWLQJ FRQWURO XQLW YHUVLRQ

,QWHUURJDWLQJ FRQWURO XQLW YHUVLRQ

(QJLQH LGOLQJ \HV \HV \HV QR

1RUPDO GULYLQJ \HV \HV \HV QR

5HDGLQJ PHDVXUHG YDOXH EORFN 5HDGLQHVV FRGH

&RGLQJ FRQWURO XQLW

9$*  $ % RGHU &

(GLWLRQ  6

&RQQHFW YHKLFOH V\VWHP WHVWHU 9$*  ZLWK FD

'HSHQGLQJ RQ WKH GHVLUHG IXQFWLRQ HLWKHU VZLWFK RQ

V.A.G 1552 V.A.G 1551/3

9HKLFOH V\VWHP WHVW 7KH FRQWURO XQLW GRHV QRW UHVSRQG

(QWHU DGGUHVV ZRUG  (QJLQH HOHFWURQLFV DQG FRQ

9HKLFOH V\VWHP WHVW (QWHU DGGUHVV ZRUG ;;

$%- O &RGLQJ 

 ! :6& 

&RGLQJ  :6& 

&RGLQJ YDULDQW RI FRQWURO XQLW

(GLWLRQ  6

,I WKH FRQWURO XQLW YHUVLRQ GLVSOD\HG GRHV QRW FRUUH

,QFRUUHFW FRGLQJ RI WKH HQJLQH FRQWURO XQLW UHVXOWV LQ

VSRQG WR WKH YHKLFOH UHSODFH WKH FRQWURO XQLW &KDS  

WURO DFWXDWLRQ RI DFWLYHG FKDUFRDO ILOWHU V\VWHP HWF

&KHFN FRGH RI FRQWURO XQLWV FRGH HQJLQH FRQWURO XQLW 3UHVV

)XUWKHU SURFHGXUH VHH UHSDLU VHTXHQFHV

,QWHUURJDWLQJ DQG HUDVLQJ IDXOW PHPRU\

9$*  $ % RGHU &

&RQQHFW YHKLFOH V\VWHP WHVWHU 9$*  6WDUW HQ

2SHUDWH VWDUWHU IRU DW OHDVW  VHFRQGV GR QRW VZLWFK

(QWHU  IRU WKH IXQFWLRQ ,QWHUURJDWH IDXOW PHPRU\

9HKLFOH V\VWHP WHVW 6HOHFW IXQFWLRQ ;;

5HDGRXW RQ GLVSOD\ WU\ ZLWK NH\ 4

(QWHU  IRU WKH IXQFWLRQ (QG RXWSXW DQG FRQILUP HQ

9HKLFOH V\VWHP WHVW 6HOHFW IXQFWLRQ ;;

(GLWLRQ  6

(UDVLQJ IDXOW PHPRU\

9$*  $ % RGHU &

2QFH WKH IDXOW KDV EHHQ UHPRYHG SHUIRUP D WHVW

\RQG  USP

V.A.G 1552 V.A.G 1551/3

,I WHVW DQG UHSDLU DQG LQVWDOODWLRQ RSHUDWLRQV KDYH RQO\

9HKLFOH V\VWHP WHVW 6HOHFW IXQFWLRQ ;;

)LQDO FRQWURO GLDJQRVLV

)XVHV 1R      DQG  2.

O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP

6HUYLFH 'HSDUWPHQW 7HFKQLFDO ,QIRUPDWLRQ

3ULQWHG LQ &]HFK 5HSXEOLF 6

3ULQWHG LQ &]HFK 5HSXEOLF 6

O N: (QJLQH )XHO ,QMHFWLRQ DQG ,JQLWLRQ 6\VWHP

(GLWLRQ 6

(GLWLRQ 6

5HDGLQHVV FRGH

)XHO )RUPDWLRQ ,QMHFWLRQ

7HVWLQJ FRPSRQHQWV DQG IXQFWLRQV

7HVWLQJ DFFHOHUDWRU SHGDO SRVLWLRQ VHQGHU

3URFHGXUH DIWHU YROWDJH VXSSO\ KDV EHHQ LQWHUUXSWHG

(GLWLRQ 6

3URSHUWLHV RI WKH VHOIGLDJQRVLV

7KH IROORZLQJ GHVFULSWLRQ RQO\ UHODWHV WR YHKLFOH V\V

7KH XVH RI WKH IDXOW WHVWHU 9$* ZLWK LQWHJUDW

7HFKQLFDO GDWD RI VHOIGLDJQRVLV

(GLWLRQ 6

9$* $ % RGHU &

(GLWLRQ 6

&RQQHFW YHKLFOH V\VWHP WHVWHU 9$* ZLWK FD

(QWHU DGGUHVV ZRUG (QJLQH HOHFWURQLFV DQG FRQ

$%- O &RGLQJ

! :6&

&RGLQJ :6&

(GLWLRQ 6

,I WKH FRQWURO XQLW YHUVLRQ GLVSOD\HG GRHV QRW FRUUH

,QFRUUHFW FRGLQJ RI WKH HQJLQH FRQWURO XQLW UHVXOWV LQ

VSRQG WR WKH YHKLFOH UHSODFH WKH FRQWURO XQLW &KDS

WURO DFWXDWLRQ RI DFWLYHG FKDUFRDO ILOWHU V\VWHP HWF

&KHFN FRGH RI FRQWURO XQLWV FRGH HQJLQH FRQWURO XQLW 3UHVV

)XUWKHU SURFHGXUH VHH UHSDLU VHTXHQFHV

9$* $ % RGHU &

&RQQHFW YHKLFOH V\VWHP WHVWHU 9$* 6WDUW HQ

2SHUDWH VWDUWHU IRU DW OHDVW VHFRQGV GR QRW VZLWFK

(QWHU IRU WKH IXQFWLRQ ,QWHUURJDWH IDXOW PHPRU\

5HDGRXW RQ GLVSOD\ WU\ ZLWK NH\ 4

(QWHU IRU WKH IXQFWLRQ (QG RXWSXW DQG FRQILUP HQ

(GLWLRQ 6

9$* $ % RGHU &

2QFH WKH IDXOW KDV EHHQ UHPRYHG SHUIRUP D WHVW

\RQG USP

)XVHV 1R DQG 2.

(GLWLRQ 6

9$* $ % RGHU & 1RWH

WKH HQJLQH LV QRW UXQQLQJ DQG WKH LJQLWLRQ LV VZLWFKHG RQ

7KH LGOLQJ VZLWFK PXVW EH 2.

,QMHFWRU F\O 1

&RQQHFW YHKLFOH V\VWHP WHVWHU 9$* 6ZLWFK

$FWLYDWHG FKDUFRDO ILOWHU V\VWHP VROHQRLG YDOYH 1

)LQDO FRQWURO GLDJQRVLV 7DQN YHQW YDOYH 1

,I WKH VROHQRLG YDOYH FOLFNV RSHQV DQG FORVHV

6HFRQGDU\ DLU LQOHW YDOYH 1

)LQDO FRQWURO GLDJQRVLV 6HFRQGDU\ DLU LQOHW YDOYH1

6HFRQGDU\ DLU SXPS UHOD\ -

)LQDO FRQWURO GLDJQRVLV ! 6HFRQGDU\ DLU LQMHFWLRQ SXPS UHOD\ -

6ROHQRLG YDOYH IRU FKDUJH SUHVVXUH FRQWURO 1

)LQDO FRQWURO GLDJQRVLV ! &KDUJH SUHVVFRQWURO VROHQRLG YDOYH 1

(GLWLRQ 6

$FWLYDWHG FKDUFRDO ILOWHU VROHQRLG YDOYH 1

)LQDO FRQWURO GLDJQRVLV ! $FWLYDWHG FKDUFRDO ILOWHU VROHQRLG YDOYH

)LQDO FRQWURO GLDJQRVLV ,QMHFWRU F\OLQGHU 1

,I RQH RI WKH LQMHFWRUV LV QRW DFWXDWHG GRHV QRW FOLFN

6ZLWFKLQJ FDQ DOVR EH SHUIRUPHG ZLWKRXW WHVWLQJ WKH UHOHYDQW LQMHFWRU

(QG RXWSXW DQG VZLWFK RII LJQLWLRQ

(GLWLRQ 6

(GLWLRQ 6

)DXOW WDEOH IDXOW FRGHV

GLJLW IDXOW FRGH RQ WKH OHIW

$LU PDVV PHWHU * 6LJQDO WRR VPDOO

FXU RIWHQ HJ ORRVH FRQWDFW

5HDGRXW RQ 9$*

%HQFK FDPVKDIW DG MXVWPHQW

(GLWLRQ 6

,QWDNH PDQLIROG WHPSHU DWXUH VHQGHU *

&KHFN VHQGHU * LQ PHDVXUHG YDOXH EORFN GLVSOD\ JURXS

%HQFK3UREH %HQFK3UREH %HQFK3UREH %HQFK3UREH

7HVW ODPEGD SUREH * DQG ODPEGD FRQWURO XSVWUHDP RI FDWDO\WLF

7HVW ODPEGD SUREH * DQG ODPEGD FRQWURO GRZQVWUHDP RI FDWD

,PSODXVLEOH &KDUJH SUHVVXUH VHQGHU VLJQDO *