Rules

Rule-Based Classifiers
Rule-Based Classifier
Classify records by using a collection of ifthen rules Rule: (Condition) y where Condition is a conjunctions of attributes y is the class label LHS: rule antecedent or condition RHS: rule consequent Examples of classification rules: (Blood Type=Warm) (Lay Eggs=Yes) Birds (Taxable Income < 50K) (Refund=Yes) Evade=No
(Example)
Name Blood Type Give Birth Can Fly Live in Water Class
human python salmon whale frog komodo bat pigeon cat leopard shark turtle penguin porcupine eel salamander gila monster platypus owl dolphin eagle
warm cold cold warm cold cold warm warm warm cold cold warm warm cold cold cold warm warm warm warm
yes no no yes no no yes no yes yes no no yes no no no no no yes no
no no no no no no yes yes no no no no no no no no no yes no yes
no no yes yes sometimes no no no no yes sometimes sometimes no yes sometimes no no no yes no
mammals reptiles fishes mammals amphibians reptiles mammals birds mammals fishes reptiles birds mammals fishes amphibians reptiles mammals birds mammals birds
R1: (Give Birth = no) (Can Fly = yes) Birds R2: (Give Birth = no) (Live in Water = yes) Fishes R3: (Give Birth = yes) (Blood Type = warm) Mammals R4: (Give Birth = no) (Can Fly = no) Reptiles R5: (Live in Water = sometimes) Amphibians
Application of Rule-Based Classifier

A rule r covers an instance x if the attributes of the instance satisfy the condition of the rule
hawk grizzly bear
warm warm
no yes
yes no
no no
? ?
The rule R1 covers a hawk => Bird The rule R3 covers the grizzly bear => Mammal
Rule Coverage and Accuracy

Coverage of a rule:
Fraction of records that satisfy the antecedent of a rule
Tid Refund Marital Status 1 2 3 4 5 6 7 8 9 10
10
Taxable Income Class 125K 100K 70K 120K No No No No Yes No No Yes No Yes
Yes No No Yes No No Yes No No No
Single Married Single Married
Accuracy of a rule:
Fraction of records that satisfy both the antecedent and consequent of a rule (over those that satisfy the antecedent)
Divorced 95K Married 60K
Divorced 220K Single Married Single 85K 75K 90K
(Status=Single) No Coverage = 40%, Accuracy = 50%
Decision Trees vs. rules

From trees to rules. Easy: converting a tree into a set of rules One rule for each leaf: Antecedent contains a condition for every node on the path from the root to the leaf Consequent is the class assigned by the leaf Straightforward, but rule set might be overly complex
Decision Trees vs. rules

From rules to trees More difficult: transforming a rule set into a tree Tree cannot easily express disjunction between rules Example: If a and b then x If c and d then x Corresponding tree contains identical subtrees (replicated subtree problem)
A tree for a simple disjunction
How does Rule-based Classifier Work?

lemur turtle dogfish shark
warm cold cold
yes no yes
no no no
no sometimes yes
? ? ?
A lemur triggers rule R3, so it is classified as a mammal A turtle triggers both R4 and R5 A dogfish shark triggers none of the rules
Desiderata for Rule-Based Classifier

Mutually exclusive rules
No two rules are triggered by the same record. This ensures that every record is covered by at most one rule.
Exhaustive rules
There exists a rule for each combination of attribute values. This ensures that every record is covered by at least one rule. Together these properties ensure that every record is covered by exactly one rule.
Rules
Non mutually exclusive rules
A record may trigger more than one rule Solution?
Ordered rule set
Non exhaustive rules

A record may not trigger any rules Solution?
Use a default class
Ordered Rule Set

Rules are ranked ordered according to their priority (e.g. based on their quality)
An ordered rule set is known as a decision list
When a test record is presented to the classifier

It is assigned to the class label of the highest ranked rule it has triggered If none of the rules fired, it is assigned to the default class R1: (Give Birth = no) (Can Fly = yes) Birds R2: (Give Birth = no) (Live in Water = yes) Fishes R3: (Give Birth = yes) (Blood Type = warm) Mammals R4: (Give Birth = no) (Can Fly = no) Reptiles R5: (Live in Water = sometimes) Amphibians
turtle
cold
no
no
sometimes
Building Classification Rules: Sequential Covering

1. 2. 3. 4. Start from an empty rule Grow a rule using some Learn-One-Rule function Remove training records covered by the rule Repeat Step (2) and (3) until stopping criterion is met
(i) Original Data
(ii) Step 1
R1
R1
R2
(iii) Step 2 (iv) Step 3
This approach is called a covering approach because at each stage a rule is identified that covers some of the instances
Example: generating a rule

b a a b b b a b b a a
y b a a b b b a a a b b b b b b b b
12
y
26
b b b b b
b a a b b b a a a b b b b b b b b
12
a b b
a b b x
a b b x
Possible rule set for class b: More rules could be added for perfect rule set
If x 1.2 then class = b If x > 1.2 and y 2.6 then class = b
A simple covering algorithm

Generates a rule by adding tests that maximize rules accuracy Similar to situation in decision trees: problem of selecting an attribute to split on.
But: decision tree inducer maximizes overall purity
Here, each new test (growing the rule) reduces rules coverage.
space of examples rule so far rule after adding new t erm
Selecting a test
Goal: maximizing accuracy
t: total number of instances covered by rule p: positive examples of the class covered by rule t-p: number of errors made by rule
Select test that maximizes the ratio p/t
We are finished when p/t = 1 or the set of instances cant be split any further
Example: contact lenses data

Age young young young young young young young young pre-presbyopic pre-presbyopic pre-presbyopic pre-presbyopic pre-presbyopic pre-presbyopic pre-presbyopic pre-presbyopic presbyopic presbyopic presbyopic presbyopic presbyopic presbyopic presbyopic presbyopic Spectacle prescription myope myope myope myope hypermetrope hypermetrope hypermetrope hypermetrope myope myope myope myope hypermetrope hypermetrope hypermetrope hypermetrope myope myope myope myope hypermetrope hypermetrope hypermetrope hypermetrope Astigmatism no no yes yes no no yes yes no no yes yes no no yes yes no no yes yes no no yes yes Tear production rate reduced normal reduced normal reduced normal reduced normal reduced normal reduced normal reduced normal reduced normal reduced normal reduced normal reduced normal reduced normal Recommended Lenses none soft none hard none soft none hard none soft none hard none soft none none none none none hard none soft none none
Example: contact lenses data
The numbers on the right show the fraction of correct instances in the set singled out by that choice. In this case, correct means that their recommendation is hard.
Modified rule and resulting data
The rule isnt very accurate, getting only 4 out of 12 that it covers. So, it needs further refinement.
Further refinement
Modified rule and resulting data
Should we stop here? Perhaps. But lets say we are going for exact rules, no matter how complex they become. So, lets refine further.
Further refinement
The result
Pseudo-code for PRISM

For each class C Initialize E to the instance set While E contains instances in class C Create a rule R with an empty left-hand side that predicts class C Until R is perfect (or there are no more attributes to use) do For each attribute A not mentioned in R, and each value v, Consider adding the condition A = v to the left-hand side of R Select A and v to maximize the accuracy p/t (break ties by choosing the condition with the largest p) Add A = v to R
Heuristic: order C in ascending order of occurrence.
Remove the instances covered by R from E

RIPPER Algorithm is similar. It uses instead of p/t the info gain.
Separate and conquer

Methods like PRISM (for dealing with one class) are separate-and-conquer algorithms:
First, a rule is identified Then, all instances covered by the rule are separated out Finally, the remaining instances are conquered
Difference to divide-and-conquer methods:

Subset covered by rule doesnt need to be explored any further

Rules

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Rule-Based Classifiers

yes no no yes no no yes no yes yes no no yes no no no no no yes no

no no no no no no yes yes no no no no no no no no no yes no yes

no no yes yes sometimes no no no no yes sometimes sometimes no yes sometimes no no no yes no

Application of Rule-Based Classifier

hawk grizzly bear

Rule Coverage and Accuracy

Yes No No Yes No No Yes No No No

Single Married Single Married

Divorced 95K Married 60K

Divorced 220K Single Married Single 85K 75K 90K

(Status=Single) No Coverage = 40%, Accuracy = 50%

Decision Trees vs. rules

Decision Trees vs. rules

A tree for a simple disjunction

How does Rule-based Classifier Work?

lemur turtle dogfish shark

warm cold cold

Desiderata for Rule-Based Classifier

Non exhaustive rules

Ordered Rule Set

When a test record is presented to the classifier

Building Classification Rules: Sequential Covering

(i) Original Data

Example: generating a rule

A simple covering algorithm

space of examples rule so far rule after adding new t erm

Select test that maximizes the ratio p/t

Example: contact lenses data

Example: contact lenses data

Modified rule and resulting data

Modified rule and resulting data

Pseudo-code for PRISM

Remove the instances covered by R from E

Separate and conquer

Difference to divide-and-conquer methods:

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