Professional Documents
Culture Documents
market
Types of market
Primary market
IPO(Initial Public Offer)
Secondary market
Spot
Futures
Options
Call option
Put option
Market intermediacies
Registered Mutual Funds
Recognised Investors Associations
List of Registered Research Analysts
Resource Persons empanelled by SEBI for Financial Education
KYC (Know Your Client) Registration Agency registered with SEBI
List of Registered Alternative Investment Funds
Self Certified Syndicate Banks
Registered Investment Advisors
Credit Rating Agencies
Venture Capital Funds
Foreign Venture Capital Investors
Sub-Brokers in equity segment
Stock Brokers in equity segment
Stock Brokers in Equity Derivative Segment
Stock Brokers in Currency Derivative Segment
Collective Investment Management Company
Registration
Initial Public Offering (IPO)
Registration
New Listing
New Listing is a process through which a
company which is already listed on other
stock exchange/s approaches the Exchange
for listing of its equity shares. The companies
fulfilling the eligibility criteria prescribed by
the Exchange; from time to time; are listed on
the Exchange.
Registration
IPO
Eligibility Criteria
Paid up Capital
Conditions Precedent to Listing
Atleast three years track record of either
No disciplinary action by other stock
exchanges and regulatory authorities in past
three years
Myths
FIIs do not invest in unlisted entities. They participate
Registered FIIs
Pension Funds
Mutual Funds
Investment Trusts
Banks
Insurance Companies / Reinsurance Company
Foreign Central Banks
Foreign Governmental Agencies
Sovereign Wealth Funds
International/ Multilateral organization/ agency
University Funds (Serving public interests)
Endowments (Serving public interests)
Foundations (Serving public interests)
Charitable Trusts / Charitable Societies (Serving public interests)
Activities by FIIS
Purchase and sale in secondary market
Purchase and sale of mutual fund units in secondary
market
Purchase in primary market Preferential allotment
Purchase through rights issue
Conversion of debentures into equity shares
Receipt of bonus shares Redemption of debenture /units
of mutual funds
Lodging shares in terms of open offer Repurchase of units
by mutual fund
Buyback of shares by company
Payment of allotment/call money
A non-resident Indian
(NRI)
He is a citizen of India who holds an Indian
Bonus share
A bonus share is a free share of stock given to
Examples
Rajasthan bank and ICICI bank
Arcel or Mittal
Renault and Nissan
Horizontal merger
A merger occurring between companies producing similar
Vertical Merger
A merger between two companies producing
Demerger
A business strategy in which a single business is broken into components,
called the face value (or par value) of the share. This face
value be indicated on the share certificate. Generally
Indian shares has a face value of Rs. 10/A Face value or par value of the company share always
remains the same, irrespective of the market price of that
share. Companies have to right to split the face value of
the share to Rs. 5, 2 or 1 to bring more volatility to the
share.
Market Lot
In the financial markets, a lot represents the standardized
Capital reduction
The process of decreasing a company's shareholder equity
DEMAT
In India, shares and securities are held electronically in a
Thank you